The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
8POINT3 ENERGY PARTNERS LP | CL A RPT LTDPT | 282539105 | 4,523 | 242,930 | SH | DFND | 1,2 | 242,930 | 0 | 0 | |
AECOM | COM | 00766T100 | 7,296 | 220,567 | SH | DFND | 1,2 | 220,567 | 0 | 0 | |
AMERESCO INC | CL A | 02361E108 | 1,933 | 252,651 | SH | DFND | 1,2 | 252,651 | 0 | 0 | |
BABCOCK & WILCOX CO NEW | COM | 05615F102 | 5,874 | 179,090 | SH | DFND | 1,2 | 179,090 | 0 | 0 | |
CALPINE CORP | COM NEW | 131347304 | 1,431 | 79,556 | SH | DFND | 1,2 | 79,556 | 0 | 0 | |
COSAN LTD | SHS A | G25343107 | 7,614 | 1,236,008 | SH | DFND | 1,2 | 1,236,008 | 0 | 0 | |
DAQO NEW ENERGY CORP | SPNSRD ADR NEW | 23703Q203 | 1,172 | 49,767 | SH | DFND | 1,2 | 49,767 | 0 | 0 | |
DOMINION RES INC VA NEW | COM | 25746U109 | 9,547 | 142,774 | SH | DFND | 1,2 | 142,774 | 0 | 0 | |
DYNEGY INC NEW DEL | COM | 26817R108 | 2,584 | 88,331 | SH | DFND | 1,2 | 88,331 | 0 | 0 | |
EDISON INTL | COM | 281020107 | 5,538 | 99,637 | SH | DFND | 1,2 | 99,637 | 0 | 0 | |
EXELON CORP | COM | 30161N101 | 15,272 | 486,061 | SH | DFND | 1,2 | 486,061 | 0 | 0 | |
GENERAC HLDGS INC | COM | 368736104 | 27,825 | 700,000 | SH | Put | DFND | 1,2 | 700,000 | 0 | 0 |
IDEAL PWR INC | COM | 451622104 | 1,204 | 143,530 | SH | DFND | 1,2 | 143,530 | 0 | 0 | |
ISHARES | MSCI BRZ CAP ETF | 464286400 | 1,137 | 34,701 | SH | DFND | 1,2 | 34,701 | 0 | 0 | |
ITC HLDGS CORP | COM | 465685105 | 5,917 | 183,883 | SH | DFND | 1,2 | 183,883 | 0 | 0 | |
NEXTERA ENERGY INC | COM | 65339F101 | 9,222 | 94,073 | SH | DFND | 1,2 | 94,073 | 0 | 0 | |
NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 65341B106 | 3,663 | 92,451 | SH | DFND | 1,2 | 92,451 | 0 | 0 | |
NISOURCE INC | COM | 65473P105 | 17,353 | 380,621 | SH | DFND | 1,2 | 380,621 | 0 | 0 | |
NRG YIELD INC | CL A NEW | 62942X306 | 12,949 | 588,852 | SH | DFND | 1,2 | 588,852 | 0 | 0 | |
NRG YIELD INC | CL C | 62942X405 | 15,283 | 698,188 | SH | DFND | 1,2 | 698,188 | 0 | 0 | |
OPOWER INC | COM | 68375Y109 | 6,214 | 539,840 | SH | DFND | 1,2 | 539,840 | 0 | 0 | |
PATTERN ENERGY GROUP INC | CL A | 70338P100 | 6,020 | 212,105 | SH | DFND | 1,2 | 212,105 | 0 | 0 | |
SEMPRA ENERGY | COM | 816851109 | 10,196 | 103,049 | SH | DFND | 1,2 | 103,049 | 0 | 0 | |
SILVER SPRING NETWORKS INC | COM | 82817Q103 | 2,058 | 165,817 | SH | DFND | 1,2 | 165,817 | 0 | 0 | |
TERRAFORM PWR INC | CL A COM | 88104R100 | 5,235 | 137,839 | SH | DFND | 1,2 | 137,839 | 0 | 0 | |
WEC ENERGY GROUP INC | COM | 92939U106 | 1,454 | 32,340 | SH | DFND | 1,2 | 32,340 | 0 | 0 |