235 W. Galena Street, Milwaukee, WI 53212
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
| Company Name | Ticker | Country | Primary ISIN | Primary CUSIP | Primary SEDOL | Meeting Type | Meeting Date | Proponent | Proposal Text | Management Recommendation | ISS Recommendation | Voting Policy Recommendation | Vote Instruction | Voted | Vote Against Management |
| Panera Bread Company | PNRA | USA | US69840W1080 | 69840W108 | 2063034 | Special | 11-Jul-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Panera Bread Company | PNRA | USA | US69840W1080 | 69840W108 | 2063034 | Special | 11-Jul-17 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| Fortress Investment Group LLC | FIG | USA | US34958B1061 | 34958B106 | B1R0FD7 | Special | 12-Jul-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Fortress Investment Group LLC | FIG | USA | US34958B1061 | 34958B106 | B1R0FD7 | Special | 12-Jul-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Fortress Investment Group LLC | FIG | USA | US34958B1061 | 34958B106 | B1R0FD7 | Special | 12-Jul-17 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| VWR Corporation | VWR | USA | US91843L1035 | 91843L103 | BQWJQF3 | Special | 13-Jul-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| VWR Corporation | VWR | USA | US91843L1035 | 91843L103 | BQWJQF3 | Special | 13-Jul-17 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| VWR Corporation | VWR | USA | US91843L1035 | 91843L103 | BQWJQF3 | Special | 13-Jul-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Reynolds American Inc. | RAI | USA | US7617131062 | 761713106 | 2429090 | Special | 19-Jul-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Reynolds American Inc. | RAI | USA | US7617131062 | 761713106 | 2429090 | Special | 19-Jul-17 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| Reynolds American Inc. | RAI | USA | US7617131062 | 761713106 | 2429090 | Special | 19-Jul-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Reynolds American Inc. | RAI | USA | US7617131062 | 761713106 | 2429090 | Special | 19-Jul-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Reynolds American Inc. | RAI | USA | US7617131062 | 761713106 | 2429090 | Special | 19-Jul-17 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| Reynolds American Inc. | RAI | USA | US7617131062 | 761713106 | 2429090 | Special | 19-Jul-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Straight Path Communications Inc. | STRP | USA | US8625781013 | 862578101 | BCDYWX9 | Special | 02-Aug-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Straight Path Communications Inc. | STRP | USA | US8625781013 | 862578101 | BCDYWX9 | Special | 02-Aug-17 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| Straight Path Communications Inc. | STRP | USA | US8625781013 | 862578101 | BCDYWX9 | Special | 02-Aug-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Straight Path Communications Inc. | STRP | USA | US8625781013 | 862578101 | BCDYWX9 | Special | 02-Aug-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Straight Path Communications Inc. | STRP | USA | US8625781013 | 862578101 | BCDYWX9 | Special | 02-Aug-17 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| Straight Path Communications Inc. | STRP | USA | US8625781013 | 862578101 | BCDYWX9 | Special | 02-Aug-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Novadaq Technologies Inc. | NDQ | Canada | CA66987G1028 | 66987G102 | B0BCFZ4 | Special | 04-Aug-17 | Management | Approve Acquisition by Stryker Corporation through Stryker Canada Operations ULC | For | For | For | For | Yes | No |
| Novadaq Technologies Inc. | NDQ | Canada | CA66987G1028 | 66987G102 | B0BCFZ4 | Special | 04-Aug-17 | Management | Approve Acquisition by Stryker Corporation through Stryker Canada Operations ULC | For | For | For | For | Yes | No |
| C. R. Bard, Inc. | BCR | USA | US0673831097 | 067383109 | 2077905 | Special | 08-Aug-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| C. R. Bard, Inc. | BCR | USA | US0673831097 | 067383109 | 2077905 | Special | 08-Aug-17 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| C. R. Bard, Inc. | BCR | USA | US0673831097 | 067383109 | 2077905 | Special | 08-Aug-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Allied World Assurance Company Holdings, AG | AWHH.F | Switzerland | CH0121032772 | G0219G203 | B4LMCN9 | Special | 16-Aug-17 | Management | Approve Merger Agreement with Fairfax (Switzerland) GmbH | For | Refer | For | For | Yes | No |
| Allied World Assurance Company Holdings, AG | AWHH.F | Switzerland | CH0121032772 | G0219G203 | B4LMCN9 | Special | 16-Aug-17 | Management | Approve the 2017 Compensation for Executives as Required under Swiss Law | For | Refer | For | For | Yes | No |
| Allied World Assurance Company Holdings, AG | AWHH.F | Switzerland | CH0121032772 | G0219G203 | B4LMCN9 | Special | 16-Aug-17 | Management | Approve the 2017 Compensation for Directors as Required under Swiss Law | For | Refer | For | For | Yes | No |
| Allied World Assurance Company Holdings, AG | AWHH.F | Switzerland | CH0121032772 | G0219G203 | B4LMCN9 | Special | 16-Aug-17 | Management | Transact Other Business (Voting) | For | Refer | For | For | Yes | No |
| NUTRACEUTICAL INTERNATIONAL CORPORATION | NUTR | USA | US67060Y1010 | 67060Y101 | 2152772 | Special | 21-Aug-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| NUTRACEUTICAL INTERNATIONAL CORPORATION | NUTR | USA | US67060Y1010 | 67060Y101 | 2152772 | Special | 21-Aug-17 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| NUTRACEUTICAL INTERNATIONAL CORPORATION | NUTR | USA | US67060Y1010 | 67060Y101 | 2152772 | Special | 21-Aug-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| NUTRACEUTICAL INTERNATIONAL CORPORATION | NUTR | USA | US67060Y1010 | 67060Y101 | 2152772 | Special | 21-Aug-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| NUTRACEUTICAL INTERNATIONAL CORPORATION | NUTR | USA | US67060Y1010 | 67060Y101 | 2152772 | Special | 21-Aug-17 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| NUTRACEUTICAL INTERNATIONAL CORPORATION | NUTR | USA | US67060Y1010 | 67060Y101 | 2152772 | Special | 21-Aug-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Whole Foods Market, Inc. | WFM | USA | US9668371068 | 966837106 | 2963899 | Special | 23-Aug-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Whole Foods Market, Inc. | WFM | USA | US9668371068 | 966837106 | 2963899 | Special | 23-Aug-17 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| Whole Foods Market, Inc. | WFM | USA | US9668371068 | 966837106 | 2963899 | Special | 23-Aug-17 | Management | Reduce Authorized Common Stock | For | For | For | For | Yes | No |
| Whole Foods Market, Inc. | WFM | USA | US9668371068 | 966837106 | 2963899 | Special | 23-Aug-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| NeuroDerm Ltd. | NDRM | Israel | IL0011334955 | BSHZ401 | Special | 12-Sep-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| NeuroDerm Ltd. | NDRM | Israel | IL0011334955 | BSHZ401 | Special | 12-Sep-17 | Management | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST | None | Refer | Refer | For | Yes | No |
| DUPONT FABROS TECHNOLOGY, INC. | DFT | USA | US26613Q4038 | 26613Q403 | BYYV084 | Special | 13-Sep-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| DUPONT FABROS TECHNOLOGY, INC. | DFT | USA | US26613Q4038 | 26613Q403 | BYYV084 | Special | 13-Sep-17 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| DUPONT FABROS TECHNOLOGY, INC. | DFT | USA | US26613Q4038 | 26613Q403 | BYYV084 | Special | 13-Sep-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| DUPONT FABROS TECHNOLOGY, INC. | DFT | USA | US26613Q4038 | 26613Q403 | BYYV084 | Special | 13-Sep-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| DUPONT FABROS TECHNOLOGY, INC. | DFT | USA | US26613Q4038 | 26613Q403 | BYYV084 | Special | 13-Sep-17 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| DUPONT FABROS TECHNOLOGY, INC. | DFT | USA | US26613Q4038 | 26613Q403 | BYYV084 | Special | 13-Sep-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| VTTI Energy Partners LP | VTTI | Marshall Isl | MHY9384M1012 | BPBGHX3 | Special | 13-Sep-17 | Management | Approve Merger Plan | For | For | For | For | Yes | No |
| VTTI Energy Partners LP | VTTI | Marshall Isl | MHY9384M1012 | BPBGHX3 | Special | 13-Sep-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| VTTI Energy Partners LP | VTTI | Marshall Isl | MHY9384M1012 | BPBGHX3 | Special | 13-Sep-17 | Management | Approve Merger Plan | For | For | For | For | Yes | No |
| VTTI Energy Partners LP | VTTI | Marshall Isl | MHY9384M1012 | BPBGHX3 | Special | 13-Sep-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| PAREXEL International Corporation | PRXL | USA | US6994621075 | 699462107 | 2671318 | Special | 15-Sep-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| PAREXEL International Corporation | PRXL | USA | US6994621075 | 699462107 | 2671318 | Special | 15-Sep-17 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| PAREXEL International Corporation | PRXL | USA | US6994621075 | 699462107 | 2671318 | Special | 15-Sep-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| PAREXEL International Corporation | PRXL | USA | US6994621075 | 699462107 | 2671318 | Special | 15-Sep-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| PAREXEL International Corporation | PRXL | USA | US6994621075 | 699462107 | 2671318 | Special | 15-Sep-17 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| PAREXEL International Corporation | PRXL | USA | US6994621075 | 699462107 | 2671318 | Special | 15-Sep-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Dominion Diamond Corporation | DDC | Canada | CA2572871028 | 257287102 | B95LX89 | Special | 19-Sep-17 | Management | Approve Acquisition by Northwest Acquisitions ULC | For | For | For | For | Yes | No |
| Parkway, Inc. | PKY | USA | US70156Q1076 | 70156Q107 | BDCVWT4 | Special | 25-Sep-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Parkway, Inc. | PKY | USA | US70156Q1076 | 70156Q107 | BDCVWT4 | Special | 25-Sep-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Parkway, Inc. | PKY | USA | US70156Q1076 | 70156Q107 | BDCVWT4 | Special | 25-Sep-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Parkway, Inc. | PKY | USA | US70156Q1076 | 70156Q107 | BDCVWT4 | Special | 25-Sep-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| First Potomac Realty Trust | FPO | USA | US33610F1093 | 33610F109 | 2041450 | Special | 26-Sep-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| First Potomac Realty Trust | FPO | USA | US33610F1093 | 33610F109 | 2041450 | Special | 26-Sep-17 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| First Potomac Realty Trust | FPO | USA | US33610F1093 | 33610F109 | 2041450 | Special | 26-Sep-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| State National Companies, Inc. | SNC | USA | US85711T3059 | 85711T305 | BSHYJF8 | Special | 24-Oct-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| State National Companies, Inc. | SNC | USA | US85711T3059 | 85711T305 | BSHYJF8 | Special | 24-Oct-17 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| State National Companies, Inc. | SNC | USA | US85711T3059 | 85711T305 | BSHYJF8 | Special | 24-Oct-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| State National Companies, Inc. | SNC | USA | US85711T3059 | 85711T305 | BSHYJF8 | Special | 24-Oct-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| State National Companies, Inc. | SNC | USA | US85711T3059 | 85711T305 | BSHYJF8 | Special | 24-Oct-17 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| State National Companies, Inc. | SNC | USA | US85711T3059 | 85711T305 | BSHYJF8 | Special | 24-Oct-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Western Refining Logistics, LP | WNRL | USA | US95931Q2057 | 95931Q205 | BFDV8G6 | Written Consent | 27-Oct-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Western Refining Logistics, LP | WNRL | USA | US95931Q2057 | 95931Q205 | BFDV8G6 | Written Consent | 27-Oct-17 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| Rice Energy Inc. | RICE | USA | US7627601062 | 762760106 | BJ2SP10 | Special | 09-Nov-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Rice Energy Inc. | RICE | USA | US7627601062 | 762760106 | BJ2SP10 | Special | 09-Nov-17 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| Rice Energy Inc. | RICE | USA | US7627601062 | 762760106 | BJ2SP10 | Special | 09-Nov-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| The Advisory Board Company | ABCO | USA | US00762W1071 | 00762W107 | 2794657 | Special | 15-Nov-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| The Advisory Board Company | ABCO | USA | US00762W1071 | 00762W107 | 2794657 | Special | 15-Nov-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| The Advisory Board Company | ABCO | USA | US00762W1071 | 00762W107 | 2794657 | Special | 15-Nov-17 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| Orbital ATK, Inc. | OA | USA | US68557N1037 | 68557N103 | BVGC686 | Special | 29-Nov-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Orbital ATK, Inc. | OA | USA | US68557N1037 | 68557N103 | BVGC686 | Special | 29-Nov-17 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| Orbital ATK, Inc. | OA | USA | US68557N1037 | 68557N103 | BVGC686 | Special | 29-Nov-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| HSN, Inc. | HSNI | USA | US4043031099 | 404303109 | B3CLRB1 | Special | 29-Dec-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| HSN, Inc. | HSNI | USA | US4043031099 | 404303109 | B3CLRB1 | Special | 29-Dec-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| HSN, Inc. | HSNI | USA | US4043031099 | 404303109 | B3CLRB1 | Special | 29-Dec-17 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| Silver Spring Networks, Inc. | SSNI | USA | US82817Q1031 | 82817Q103 | B8FMDV8 | Special | 03-Jan-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Silver Spring Networks, Inc. | SSNI | USA | US82817Q1031 | 82817Q103 | B8FMDV8 | Special | 03-Jan-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| BroadSoft, Inc. | BSFT | USA | US11133B4095 | 11133B409 | B5M9PG0 | Special | 25-Jan-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| BroadSoft, Inc. | BSFT | USA | US11133B4095 | 11133B409 | B5M9PG0 | Special | 25-Jan-18 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| BroadSoft, Inc. | BSFT | USA | US11133B4095 | 11133B409 | B5M9PG0 | Special | 25-Jan-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Bazaarvoice, Inc. | BV | USA | US0732711082 | 073271108 | B7711M3 | Special | 29-Jan-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Bazaarvoice, Inc. | BV | USA | US0732711082 | 073271108 | B7711M3 | Special | 29-Jan-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Bazaarvoice, Inc. | BV | USA | US0732711082 | 073271108 | B7711M3 | Special | 29-Jan-18 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| Buffalo Wild Wings, Inc. | BWLD | USA | US1198481095 | 119848109 | 2170309 | Special | 02-Feb-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Buffalo Wild Wings, Inc. | BWLD | USA | US1198481095 | 119848109 | 2170309 | Special | 02-Feb-18 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| Buffalo Wild Wings, Inc. | BWLD | USA | US1198481095 | 119848109 | 2170309 | Special | 02-Feb-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Straight Path Communications Inc. | STRP | USA | US8625781013 | 862578101 | BCDYWX9 | Annual | 06-Feb-18 | Management | Elect Director Davidi Jonas | For | Against | For | For | Yes | No |
| Straight Path Communications Inc. | STRP | USA | US8625781013 | 862578101 | BCDYWX9 | Annual | 06-Feb-18 | Management | Elect Director K. Chris Todd | For | Against | For | For | Yes | No |
| Straight Path Communications Inc. | STRP | USA | US8625781013 | 862578101 | BCDYWX9 | Annual | 06-Feb-18 | Management | Elect Director William F. Weld | For | Against | For | For | Yes | No |
| Straight Path Communications Inc. | STRP | USA | US8625781013 | 862578101 | BCDYWX9 | Annual | 06-Feb-18 | Management | Elect Director Fred S. Zeidman | For | Against | For | For | Yes | No |
| Barracuda Networks, Inc. | CUDA | USA | US0683231049 | 068323104 | BFZCHY8 | Special | 07-Feb-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Barracuda Networks, Inc. | CUDA | USA | US0683231049 | 068323104 | BFZCHY8 | Special | 07-Feb-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| CalAtlantic Group, Inc. | CAA | USA | US1281951046 | 128195104 | BYM1V49 | Special | 12-Feb-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| CalAtlantic Group, Inc. | CAA | USA | US1281951046 | 128195104 | BYM1V49 | Special | 12-Feb-18 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| CalAtlantic Group, Inc. | CAA | USA | US1281951046 | 128195104 | BYM1V49 | Special | 12-Feb-18 | Management | Adjourn Meeting | For | Against | For | For | Yes | No |
| General Cable Corporation | BGC | USA | US3693001089 | 369300108 | 2369851 | Special | 16-Feb-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| General Cable Corporation | BGC | USA | US3693001089 | 369300108 | 2369851 | Special | 16-Feb-18 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| General Cable Corporation | BGC | USA | US3693001089 | 369300108 | 2369851 | Special | 16-Feb-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Atlantic Coast Financial Corporation | ACFC | USA | US0484261005 | 048426100 | B3R7WM0 | Special | 21-Mar-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Atlantic Coast Financial Corporation | ACFC | USA | US0484261005 | 048426100 | B3R7WM0 | Special | 21-Mar-18 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| Atlantic Coast Financial Corporation | ACFC | USA | US0484261005 | 048426100 | B3R7WM0 | Special | 21-Mar-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| DST Systems, Inc. | DST | USA | US2333261079 | 233326107 | 2282947 | Special | 28-Mar-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| DST Systems, Inc. | DST | USA | US2333261079 | 233326107 | 2282947 | Special | 28-Mar-18 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| DST Systems, Inc. | DST | USA | US2333261079 | 233326107 | 2282947 | Special | 28-Mar-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| DST Systems, Inc. | DST | USA | US2333261079 | 233326107 | 2282947 | Special | 28-Mar-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| DST Systems, Inc. | DST | USA | US2333261079 | 233326107 | 2282947 | Special | 28-Mar-18 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| DST Systems, Inc. | DST | USA | US2333261079 | 233326107 | 2282947 | Special | 28-Mar-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Callidus Software Inc. | CALD | USA | US13123E5006 | 13123E500 | 2163837 | Special | 29-Mar-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Callidus Software Inc. | CALD | USA | US13123E5006 | 13123E500 | 2163837 | Special | 29-Mar-18 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| Callidus Software Inc. | CALD | USA | US13123E5006 | 13123E500 | 2163837 | Special | 29-Mar-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Blackhawk Network Holdings, Inc. | HAWK | USA | US09238E1047 | 09238E104 | B9GPVY2 | Special | 30-Mar-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Blackhawk Network Holdings, Inc. | HAWK | USA | US09238E1047 | 09238E104 | B9GPVY2 | Special | 30-Mar-18 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| Blackhawk Network Holdings, Inc. | HAWK | USA | US09238E1047 | 09238E104 | B9GPVY2 | Special | 30-Mar-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Blackhawk Network Holdings, Inc. | HAWK | USA | US09238E1047 | 09238E104 | B9GPVY2 | Special | 30-Mar-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Blackhawk Network Holdings, Inc. | HAWK | USA | US09238E1047 | 09238E104 | B9GPVY2 | Special | 30-Mar-18 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| Blackhawk Network Holdings, Inc. | HAWK | USA | US09238E1047 | 09238E104 | B9GPVY2 | Special | 30-Mar-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Archrock Partners, L.P. | APLP | USA | US03957U1007 | 03957U100 | BYSRYN1 | Special | 25-Apr-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Archrock Partners, L.P. | APLP | USA | US03957U1007 | 03957U100 | BYSRYN1 | Special | 25-Apr-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Validus Holdings, Ltd. | VR | Bermuda | BMG9319H1025 | G9319H102 | B23HRW2 | Special | 27-Apr-18 | Management | Reduce Supermajority Vote Requirement to Approve Merger | For | For | For | For | Yes | No |
| Validus Holdings, Ltd. | VR | Bermuda | BMG9319H1025 | G9319H102 | B23HRW2 | Special | 27-Apr-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Validus Holdings, Ltd. | VR | Bermuda | BMG9319H1025 | G9319H102 | B23HRW2 | Special | 27-Apr-18 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| Validus Holdings, Ltd. | VR | Bermuda | BMG9319H1025 | G9319H102 | B23HRW2 | Special | 27-Apr-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Validus Holdings, Ltd. | VR | Bermuda | BMG9319H1025 | G9319H102 | B23HRW2 | Special | 27-Apr-18 | Management | Reduce Supermajority Vote Requirement to Approve Merger | For | For | For | For | Yes | No |
| Validus Holdings, Ltd. | VR | Bermuda | BMG9319H1025 | G9319H102 | B23HRW2 | Special | 27-Apr-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Validus Holdings, Ltd. | VR | Bermuda | BMG9319H1025 | G9319H102 | B23HRW2 | Special | 27-Apr-18 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| Validus Holdings, Ltd. | VR | Bermuda | BMG9319H1025 | G9319H102 | B23HRW2 | Special | 27-Apr-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | 2090571 | Annual | 03-May-18 | Management | Elect Director Shellye L. Archambeau | For | For | For | For | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | 2090571 | Annual | 03-May-18 | Management | Elect Director Mark T. Bertolini | For | For | For | For | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | 2090571 | Annual | 03-May-18 | Management | Elect Director Richard L. Carrion | For | For | For | For | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | 2090571 | Annual | 03-May-18 | Management | Elect Director Melanie L. Healey | For | For | For | For | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | 2090571 | Annual | 03-May-18 | Management | Elect Director M. Frances Keeth | For | For | For | For | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | 2090571 | Annual | 03-May-18 | Management | Elect Director Lowell C. McAdam | For | For | For | For | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | 2090571 | Annual | 03-May-18 | Management | Elect Director Clarence Otis, Jr. | For | For | For | For | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | 2090571 | Annual | 03-May-18 | Management | Elect Director Rodney E. Slater | For | For | For | For | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | 2090571 | Annual | 03-May-18 | Management | Elect Director Kathryn A. Tesija | For | For | For | For | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | 2090571 | Annual | 03-May-18 | Management | Elect Director Gregory D. Wasson | For | For | For | For | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | 2090571 | Annual | 03-May-18 | Management | Elect Director Gregory G. Weaver | For | For | For | For | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | 2090571 | Annual | 03-May-18 | Management | Ratify Ernst & Young as Auditors | For | For | For | For | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | 2090571 | Annual | 03-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | For | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | 2090571 | Annual | 03-May-18 | Share Holder | Amend Bylaws -- Call Special Meetings | Against | For | Against | Against | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | 2090571 | Annual | 03-May-18 | Share Holder | Report on Lobbying Payments and Policy | Against | For | Against | Against | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | 2090571 | Annual | 03-May-18 | Share Holder | Require Independent Board Chairman | Against | For | Against | Against | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | 2090571 | Annual | 03-May-18 | Share Holder | Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation | Against | Against | Against | Against | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | 2090571 | Annual | 03-May-18 | Share Holder | Clawback of Incentive Payments | Against | For | Against | Against | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | 2090571 | Annual | 03-May-18 | Share Holder | Eliminate Above-Market Earnings in Executive Retirement Plans | Against | For | Against | Against | Yes | No |
| Microsemi Corporation | MSCC | USA | US5951371005 | 595137100 | 2588140 | Special | 22-May-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Microsemi Corporation | MSCC | USA | US5951371005 | 595137100 | 2588140 | Special | 22-May-18 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| Microsemi Corporation | MSCC | USA | US5951371005 | 595137100 | 2588140 | Special | 22-May-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Microsemi Corporation | MSCC | USA | US5951371005 | 595137100 | 2588140 | Special | 22-May-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Microsemi Corporation | MSCC | USA | US5951371005 | 595137100 | 2588140 | Special | 22-May-18 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| Microsemi Corporation | MSCC | USA | US5951371005 | 595137100 | 2588140 | Special | 22-May-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| XL Group Ltd | XL | Bermuda | BMG982941046 | G98255105 | BD95VZ8 | Special | 06-Jun-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| XL Group Ltd | XL | Bermuda | BMG982941046 | G98255105 | BD95VZ8 | Special | 06-Jun-18 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| XL Group Ltd | XL | Bermuda | BMG982941046 | G98255105 | BD95VZ8 | Special | 06-Jun-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| XL Group Ltd | XL | Bermuda | BMG982941046 | G98255105 | BD95VZ8 | Special | 06-Jun-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| XL Group Ltd | XL | Bermuda | BMG982941046 | G98255105 | BD95VZ8 | Special | 06-Jun-18 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| XL Group Ltd | XL | Bermuda | BMG982941046 | G98255105 | BD95VZ8 | Special | 06-Jun-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| KapStone Paper and Packaging Corporation | KS | USA | US48562P1030 | 48562P103 | B0L2NP0 | Annual | 14-Jun-18 | Management | Elect Director Jonathan R. Furer | For | For | For | For | Yes | No |
| KapStone Paper and Packaging Corporation | KS | USA | US48562P1030 | 48562P103 | B0L2NP0 | Annual | 14-Jun-18 | Management | Elect Director Matthew H. Paull | For | For | For | For | Yes | No |
| KapStone Paper and Packaging Corporation | KS | USA | US48562P1030 | 48562P103 | B0L2NP0 | Annual | 14-Jun-18 | Management | Elect Director Maurice S. Reznik | For | For | For | For | Yes | No |
| KapStone Paper and Packaging Corporation | KS | USA | US48562P1030 | 48562P103 | B0L2NP0 | Annual | 14-Jun-18 | Management | Elect Director Roger W. Stone | For | For | For | For | Yes | No |
| KapStone Paper and Packaging Corporation | KS | USA | US48562P1030 | 48562P103 | B0L2NP0 | Annual | 14-Jun-18 | Management | Ratify Ernst & Young LLP as Auditors | For | For | For | For | Yes | No |
| KapStone Paper and Packaging Corporation | KS | USA | US48562P1030 | 48562P103 | B0L2NP0 | Annual | 14-Jun-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | For | Yes | No |
| KapStone Paper and Packaging Corporation | KS | USA | US48562P1030 | 48562P103 | B0L2NP0 | Annual | 14-Jun-18 | Management | Elect Director Jonathan R. Furer | For | For | For | For | Yes | No |
| KapStone Paper and Packaging Corporation | KS | USA | US48562P1030 | 48562P103 | B0L2NP0 | Annual | 14-Jun-18 | Management | Elect Director Matthew H. Paull | For | For | For | For | Yes | No |
| KapStone Paper and Packaging Corporation | KS | USA | US48562P1030 | 48562P103 | B0L2NP0 | Annual | 14-Jun-18 | Management | Elect Director Maurice S. Reznik | For | For | For | For | Yes | No |
| KapStone Paper and Packaging Corporation | KS | USA | US48562P1030 | 48562P103 | B0L2NP0 | Annual | 14-Jun-18 | Management | Elect Director Roger W. Stone | For | For | For | For | Yes | No |
| KapStone Paper and Packaging Corporation | KS | USA | US48562P1030 | 48562P103 | B0L2NP0 | Annual | 14-Jun-18 | Management | Ratify Ernst & Young LLP as Auditors | For | For | For | For | Yes | No |
| KapStone Paper and Packaging Corporation | KS | USA | US48562P1030 | 48562P103 | B0L2NP0 | Annual | 14-Jun-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Open Meeting | | | | | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Discussion of the Implementation of the Remuneration Policy | | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Receive Explanation on Company's Reserves and Dividend Policy | | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Adopt Financial Statements and Statutory Reports | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Approve Discharge of Board Members | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Reelect Richard L. Clemmer as Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Reelect Peter Bonfield as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Reelect Johannes P. Huth as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Reelect Kenneth A. Goldman as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Reelect Josef Kaeser as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Reelect Eric Meurice as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Reelect Peter Smitham as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Reelect Julie Southern as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Reelect Gregory Summe as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Approve Conditional Appointment of Steve Mollenkopf as Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Approve Conditional Appointment of George S. Davis as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Approve Conditional Appointment of Donald J. Rosenberg as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Approve Conditional Appointment of Brian Modoff as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Approve Conditional Appointment of Rob ter Haar as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Approve Conditional Appointment of Steven Perrick as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Authorize Board to Exclude Preemptive Rights from Share Issuances | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Approve Cancellation of Ordinary Shares | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Ratify KPMG as Auditors | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Open Meeting | | | | | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Discussion of the Implementation of the Remuneration Policy | | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Receive Explanation on Company's Reserves and Dividend Policy | | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Adopt Financial Statements and Statutory Reports | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Approve Discharge of Board Members | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Reelect Richard L. Clemmer as Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Reelect Peter Bonfield as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Reelect Johannes P. Huth as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Reelect Kenneth A. Goldman as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Reelect Josef Kaeser as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Reelect Eric Meurice as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Reelect Peter Smitham as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Reelect Julie Southern as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Reelect Gregory Summe as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Approve Conditional Appointment of Steve Mollenkopf as Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Approve Conditional Appointment of George S. Davis as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Approve Conditional Appointment of Donald J. Rosenberg as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Approve Conditional Appointment of Brian Modoff as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Approve Conditional Appointment of Rob ter Haar as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Approve Conditional Appointment of Steven Perrick as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Authorize Board to Exclude Preemptive Rights from Share Issuances | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Approve Cancellation of Ordinary Shares | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | B505PN7 | Annual | 22-Jun-18 | Management | Ratify KPMG as Auditors | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Management | Issue Shares in Connection with Merger | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Management | Amend Certificate of Incorporation | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Management | Elect Director David E. Alexander | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Management | Elect Director Antonio Carrillo | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Management | Elect Director Jose M. Gutierrez | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Management | Elect Director Pamela H. Patsley | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Management | Elect Director Ronald G. Rogers | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Management | Elect Director Wayne R. Sanders | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Management | Elect Director Dunia A. Shive | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Management | Elect Director M. Anne Szostak | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Management | Elect Director Larry D. Young | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Share Holder | Report on Risks Related to Obesity | Against | Against | Against | Against | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Management | Issue Shares in Connection with Merger | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Management | Amend Certificate of Incorporation | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Management | Elect Director David E. Alexander | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Management | Elect Director Antonio Carrillo | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Management | Elect Director Jose M. Gutierrez | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Management | Elect Director Pamela H. Patsley | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Management | Elect Director Ronald G. Rogers | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Management | Elect Director Wayne R. Sanders | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Management | Elect Director Dunia A. Shive | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Management | Elect Director M. Anne Szostak | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Management | Elect Director Larry D. Young | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | B2QW0Z8 | Annual | 29-Jun-18 | Share Holder | Report on Risks Related to Obesity | Against | Against | Against | Against | Yes | No |
| Company Name | Ticker | Country | Primary ISIN | Primary CUSIP | Meeting Type | Meeting Date | Proponent | Proposal Text | Management Recommendation | ISS Recommendation | Voting Policy Recommendation | Vote Instruction | Voted | Vote Against Management |
| Fortuna Silver Mines Inc. | FVI | Canada | CA3499151080 | 349915108 | Annual | 05-Jul-17 | Management | Fix Number of Directors at Seven | For | For | For | For | Yes | No |
| Fortuna Silver Mines Inc. | FVI | Canada | CA3499151080 | 349915108 | Annual | 05-Jul-17 | Management | Elect Director Jorge Ganoza Durant | For | For | For | For | Yes | No |
| Fortuna Silver Mines Inc. | FVI | Canada | CA3499151080 | 349915108 | Annual | 05-Jul-17 | Management | Elect Director Simon Ridgway | For | For | For | For | Yes | No |
| Fortuna Silver Mines Inc. | FVI | Canada | CA3499151080 | 349915108 | Annual | 05-Jul-17 | Management | Elect Director Mario Szotlender | For | Withhold | For | For | Yes | No |
| Fortuna Silver Mines Inc. | FVI | Canada | CA3499151080 | 349915108 | Annual | 05-Jul-17 | Management | Elect Director Robert Gilmore | For | For | For | For | Yes | No |
| Fortuna Silver Mines Inc. | FVI | Canada | CA3499151080 | 349915108 | Annual | 05-Jul-17 | Management | Elect Director David Farrell | For | For | For | For | Yes | No |
| Fortuna Silver Mines Inc. | FVI | Canada | CA3499151080 | 349915108 | Annual | 05-Jul-17 | Management | Elect Director David Laing | For | For | For | For | Yes | No |
| Fortuna Silver Mines Inc. | FVI | Canada | CA3499151080 | 349915108 | Annual | 05-Jul-17 | Management | Elect Director Alfredo Sillau | For | For | For | For | Yes | No |
| Fortuna Silver Mines Inc. | FVI | Canada | CA3499151080 | 349915108 | Annual | 05-Jul-17 | Management | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | For | For | Yes | No |
| Fortuna Silver Mines Inc. | FVI | Canada | CA3499151080 | 349915108 | Annual | 05-Jul-17 | Management | Approve Share Unit Plan | For | Against | For | For | Yes | No |
| Fortuna Silver Mines Inc. | FVI | Canada | CA3499151080 | 349915108 | Annual | 05-Jul-17 | Management | Other Business | For | Against | For | For | Yes | No |
| Fortress Investment Group LLC | FIG | USA | US34958B1061 | 34958B106 | Special | 12-Jul-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Fortress Investment Group LLC | FIG | USA | US34958B1061 | 34958B106 | Special | 12-Jul-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Fortress Investment Group LLC | FIG | USA | US34958B1061 | 34958B106 | Special | 12-Jul-17 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| VWR Corporation | VWR | USA | US91843L1035 | 91843L103 | Special | 13-Jul-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| VWR Corporation | VWR | USA | US91843L1035 | 91843L103 | Special | 13-Jul-17 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| VWR Corporation | VWR | USA | US91843L1035 | 91843L103 | Special | 13-Jul-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| VWR Corporation | VWR | USA | US91843L1035 | 91843L103 | Special | 13-Jul-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| VWR Corporation | VWR | USA | US91843L1035 | 91843L103 | Special | 13-Jul-17 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| VWR Corporation | VWR | USA | US91843L1035 | 91843L103 | Special | 13-Jul-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Reynolds American Inc. | RAI | USA | US7617131062 | 761713106 | Special | 19-Jul-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Reynolds American Inc. | RAI | USA | US7617131062 | 761713106 | Special | 19-Jul-17 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| Reynolds American Inc. | RAI | USA | US7617131062 | 761713106 | Special | 19-Jul-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Straight Path Communications Inc. | STRP | USA | US8625781013 | 862578101 | Special | 02-Aug-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Straight Path Communications Inc. | STRP | USA | US8625781013 | 862578101 | Special | 02-Aug-17 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| Straight Path Communications Inc. | STRP | USA | US8625781013 | 862578101 | Special | 02-Aug-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| C. R. Bard, Inc. | BCR | USA | US0673831097 | 067383109 | Special | 08-Aug-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| C. R. Bard, Inc. | BCR | USA | US0673831097 | 067383109 | Special | 08-Aug-17 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| C. R. Bard, Inc. | BCR | USA | US0673831097 | 067383109 | Special | 08-Aug-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Allied World Assurance Company Holdings, AG | AWHH.F | Switzerland | CH0121032772 | G0219G203 | Special | 16-Aug-17 | Management | Approve Merger Agreement with Fairfax (Switzerland) GmbH | For | Refer | For | For | Yes | No |
| Allied World Assurance Company Holdings, AG | AWHH.F | Switzerland | CH0121032772 | G0219G203 | Special | 16-Aug-17 | Management | Approve the 2017 Compensation for Executives as Required under Swiss Law | For | Refer | For | For | Yes | No |
| Allied World Assurance Company Holdings, AG | AWHH.F | Switzerland | CH0121032772 | G0219G203 | Special | 16-Aug-17 | Management | Approve the 2017 Compensation for Directors as Required under Swiss Law | For | Refer | For | For | Yes | No |
| Allied World Assurance Company Holdings, AG | AWHH.F | Switzerland | CH0121032772 | G0219G203 | Special | 16-Aug-17 | Management | Transact Other Business (Voting) | For | Refer | For | For | Yes | No |
| Whole Foods Market, Inc. | WFM | USA | US9668371068 | 966837106 | Special | 23-Aug-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Whole Foods Market, Inc. | WFM | USA | US9668371068 | 966837106 | Special | 23-Aug-17 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| Whole Foods Market, Inc. | WFM | USA | US9668371068 | 966837106 | Special | 23-Aug-17 | Management | Reduce Authorized Common Stock | For | For | For | For | Yes | No |
| Whole Foods Market, Inc. | WFM | USA | US9668371068 | 966837106 | Special | 23-Aug-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| NeuroDerm Ltd. | NDRM | Israel | IL0011334955 | Special | 12-Sep-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| NeuroDerm Ltd. | NDRM | Israel | IL0011334955 | Special | 12-Sep-17 | Management | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST | None | Refer | Refer | For | Yes | No |
| DUPONT FABROS TECHNOLOGY, INC. | DFT | USA | US26613Q4038 | 26613Q403 | Special | 13-Sep-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| DUPONT FABROS TECHNOLOGY, INC. | DFT | USA | US26613Q4038 | 26613Q403 | Special | 13-Sep-17 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| DUPONT FABROS TECHNOLOGY, INC. | DFT | USA | US26613Q4038 | 26613Q403 | Special | 13-Sep-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| VTTI Energy Partners LP | VTTI | Marshall Isl | MHY9384M1012 | Special | 13-Sep-17 | Management | Approve Merger Plan | For | For | For | For | Yes | No |
| VTTI Energy Partners LP | VTTI | Marshall Isl | MHY9384M1012 | Special | 13-Sep-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| PAREXEL International Corporation | PRXL | USA | US6994621075 | 699462107 | Special | 15-Sep-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| PAREXEL International Corporation | PRXL | USA | US6994621075 | 699462107 | Special | 15-Sep-17 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| PAREXEL International Corporation | PRXL | USA | US6994621075 | 699462107 | Special | 15-Sep-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Dominion Diamond Corporation | DDC | Canada | CA2572871028 | 257287102 | Special | 19-Sep-17 | Management | Approve Acquisition by Northwest Acquisitions ULC | For | For | For | For | Yes | No |
| Parkway, Inc. | PKY | USA | US70156Q1076 | 70156Q107 | Special | 25-Sep-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Parkway, Inc. | PKY | USA | US70156Q1076 | 70156Q107 | Special | 25-Sep-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| First Potomac Realty Trust | FPO | USA | US33610F1093 | 33610F109 | Special | 26-Sep-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| First Potomac Realty Trust | FPO | USA | US33610F1093 | 33610F109 | Special | 26-Sep-17 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| First Potomac Realty Trust | FPO | USA | US33610F1093 | 33610F109 | Special | 26-Sep-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| State National Companies, Inc. | SNC | USA | US85711T3059 | 85711T305 | Special | 24-Oct-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| State National Companies, Inc. | SNC | USA | US85711T3059 | 85711T305 | Special | 24-Oct-17 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| State National Companies, Inc. | SNC | USA | US85711T3059 | 85711T305 | Special | 24-Oct-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Western Refining Logistics, LP | WNRL | USA | US95931Q2057 | 95931Q205 | Written Consent | 27-Oct-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Western Refining Logistics, LP | WNRL | USA | US95931Q2057 | 95931Q205 | Written Consent | 27-Oct-17 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| Rice Energy Inc. | RICE | USA | US7627601062 | 762760106 | Special | 09-Nov-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Rice Energy Inc. | RICE | USA | US7627601062 | 762760106 | Special | 09-Nov-17 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| Rice Energy Inc. | RICE | USA | US7627601062 | 762760106 | Special | 09-Nov-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| The Advisory Board Company | ABCO | USA | US00762W1071 | 00762W107 | Special | 15-Nov-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| The Advisory Board Company | ABCO | USA | US00762W1071 | 00762W107 | Special | 15-Nov-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| The Advisory Board Company | ABCO | USA | US00762W1071 | 00762W107 | Special | 15-Nov-17 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| Orbital ATK, Inc. | OA | USA | US68557N1037 | 68557N103 | Special | 29-Nov-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Orbital ATK, Inc. | OA | USA | US68557N1037 | 68557N103 | Special | 29-Nov-17 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| Orbital ATK, Inc. | OA | USA | US68557N1037 | 68557N103 | Special | 29-Nov-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Palo Alto Networks, Inc. | PANW | USA | US6974351057 | 697435105 | Annual | 08-Dec-17 | Management | Elect Director Frank Calderoni | For | For | For | For | Yes | No |
| Palo Alto Networks, Inc. | PANW | USA | US6974351057 | 697435105 | Annual | 08-Dec-17 | Management | Elect Director Carl Eschenbach | For | For | For | For | Yes | No |
| Palo Alto Networks, Inc. | PANW | USA | US6974351057 | 697435105 | Annual | 08-Dec-17 | Management | Elect Director Daniel J. Warmenhoven | For | For | For | For | Yes | No |
| Palo Alto Networks, Inc. | PANW | USA | US6974351057 | 697435105 | Annual | 08-Dec-17 | Management | Ratify Ernst & Young LLP as Auditors | For | For | For | For | Yes | No |
| Palo Alto Networks, Inc. | PANW | USA | US6974351057 | 697435105 | Annual | 08-Dec-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | For | Yes | No |
| Palo Alto Networks, Inc. | PANW | USA | US6974351057 | 697435105 | Annual | 08-Dec-17 | Management | Approve Executive Incentive Bonus Plan | For | For | For | For | Yes | No |
| Palo Alto Networks, Inc. | PANW | USA | US6974351057 | 697435105 | Annual | 08-Dec-17 | Share Holder | Prepare Employment Diversity Report | Against | For | Against | Against | Yes | No |
| HSN, Inc. | HSNI | USA | US4043031099 | 404303109 | Special | 29-Dec-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| HSN, Inc. | HSNI | USA | US4043031099 | 404303109 | Special | 29-Dec-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| HSN, Inc. | HSNI | USA | US4043031099 | 404303109 | Special | 29-Dec-17 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| BroadSoft, Inc. | BSFT | USA | US11133B4095 | 11133B409 | Special | 25-Jan-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| BroadSoft, Inc. | BSFT | USA | US11133B4095 | 11133B409 | Special | 25-Jan-18 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| BroadSoft, Inc. | BSFT | USA | US11133B4095 | 11133B409 | Special | 25-Jan-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Straight Path Communications Inc. | STRP | USA | US8625781013 | 862578101 | Annual | 06-Feb-18 | Management | Elect Director Davidi Jonas | For | Against | For | For | Yes | No |
| Straight Path Communications Inc. | STRP | USA | US8625781013 | 862578101 | Annual | 06-Feb-18 | Management | Elect Director K. Chris Todd | For | Against | For | For | Yes | No |
| Straight Path Communications Inc. | STRP | USA | US8625781013 | 862578101 | Annual | 06-Feb-18 | Management | Elect Director William F. Weld | For | Against | For | For | Yes | No |
| Straight Path Communications Inc. | STRP | USA | US8625781013 | 862578101 | Annual | 06-Feb-18 | Management | Elect Director Fred S. Zeidman | For | Against | For | For | Yes | No |
| Barracuda Networks, Inc. | CUDA | USA | US0683231049 | 068323104 | Special | 07-Feb-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Barracuda Networks, Inc. | CUDA | USA | US0683231049 | 068323104 | Special | 07-Feb-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| CalAtlantic Group, Inc. | CAA | USA | US1281951046 | 128195104 | Special | 12-Feb-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| CalAtlantic Group, Inc. | CAA | USA | US1281951046 | 128195104 | Special | 12-Feb-18 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| CalAtlantic Group, Inc. | CAA | USA | US1281951046 | 128195104 | Special | 12-Feb-18 | Management | Adjourn Meeting | For | Against | For | For | Yes | No |
| General Cable Corporation | BGC | USA | US3693001089 | 369300108 | Special | 16-Feb-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| General Cable Corporation | BGC | USA | US3693001089 | 369300108 | Special | 16-Feb-18 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| General Cable Corporation | BGC | USA | US3693001089 | 369300108 | Special | 16-Feb-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Infosys Ltd. | INFY | India | INE009A01021 | Y4082C133 | Special | 24-Feb-18 | Management | Elect Salil S. Parekh as Director and Approve Appointment and Remuneration of Salil S. Parekh as Chief Executive Officer and Managing Director | For | For | For | For | Yes | No |
| Infosys Ltd. | INFY | India | INE009A01021 | Y4082C133 | Special | 24-Feb-18 | Management | Approve Redesignation of U.B. Pravin Rao as Chief Operating Officer and Executive Director | For | For | For | For | Yes | No |
| F5 Networks, Inc. | FFIV | USA | US3156161024 | 315616102 | Annual | 15-Mar-18 | Management | Elect Director A. Gary Ames | For | For | For | For | Yes | No |
| F5 Networks, Inc. | FFIV | USA | US3156161024 | 315616102 | Annual | 15-Mar-18 | Management | Elect Director Sandra E. Bergeron | For | For | For | For | Yes | No |
| F5 Networks, Inc. | FFIV | USA | US3156161024 | 315616102 | Annual | 15-Mar-18 | Management | Elect Director Deborah L. Bevier | For | For | For | For | Yes | No |
| F5 Networks, Inc. | FFIV | USA | US3156161024 | 315616102 | Annual | 15-Mar-18 | Management | Elect Director Jonathan C. Chadwick | For | For | For | For | Yes | No |
| F5 Networks, Inc. | FFIV | USA | US3156161024 | 315616102 | Annual | 15-Mar-18 | Management | Elect Director Michael L. Dreyer | For | For | For | For | Yes | No |
| F5 Networks, Inc. | FFIV | USA | US3156161024 | 315616102 | Annual | 15-Mar-18 | Management | Elect Director Alan J. Higginson | For | For | For | For | Yes | No |
| F5 Networks, Inc. | FFIV | USA | US3156161024 | 315616102 | Annual | 15-Mar-18 | Management | Elect Director Peter S. Klein | For | For | For | For | Yes | No |
| F5 Networks, Inc. | FFIV | USA | US3156161024 | 315616102 | Annual | 15-Mar-18 | Management | Elect Director Francois Locoh-Donou | For | For | For | For | Yes | No |
| F5 Networks, Inc. | FFIV | USA | US3156161024 | 315616102 | Annual | 15-Mar-18 | Management | Elect Director John McAdam | For | For | For | For | Yes | No |
| F5 Networks, Inc. | FFIV | USA | US3156161024 | 315616102 | Annual | 15-Mar-18 | Management | Elect Director Stephen M. Smith *Withdrawn Resolution* | | Yes | No |
| F5 Networks, Inc. | FFIV | USA | US3156161024 | 315616102 | Annual | 15-Mar-18 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | For | For | Yes | No |
| F5 Networks, Inc. | FFIV | USA | US3156161024 | 315616102 | Annual | 15-Mar-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | For | Yes | No |
| DST Systems, Inc. | DST | USA | US2333261079 | 233326107 | Special | 28-Mar-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| DST Systems, Inc. | DST | USA | US2333261079 | 233326107 | Special | 28-Mar-18 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| DST Systems, Inc. | DST | USA | US2333261079 | 233326107 | Special | 28-Mar-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Callidus Software Inc. | CALD | USA | US13123E5006 | 13123E500 | Special | 29-Mar-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Callidus Software Inc. | CALD | USA | US13123E5006 | 13123E500 | Special | 29-Mar-18 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| Callidus Software Inc. | CALD | USA | US13123E5006 | 13123E500 | Special | 29-Mar-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Blackhawk Network Holdings, Inc. | HAWK | USA | US09238E1047 | 09238E104 | Special | 30-Mar-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Blackhawk Network Holdings, Inc. | HAWK | USA | US09238E1047 | 09238E104 | Special | 30-Mar-18 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| Blackhawk Network Holdings, Inc. | HAWK | USA | US09238E1047 | 09238E104 | Special | 30-Mar-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Archrock Partners, L.P. | APLP | USA | US03957U1007 | 03957U100 | Special | 25-Apr-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Archrock Partners, L.P. | APLP | USA | US03957U1007 | 03957U100 | Special | 25-Apr-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Validus Holdings, Ltd. | VR | Bermuda | BMG9319H1025 | G9319H102 | Special | 27-Apr-18 | Management | Reduce Supermajority Vote Requirement to Approve Merger | For | For | For | For | Yes | No |
| Validus Holdings, Ltd. | VR | Bermuda | BMG9319H1025 | G9319H102 | Special | 27-Apr-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Validus Holdings, Ltd. | VR | Bermuda | BMG9319H1025 | G9319H102 | Special | 27-Apr-18 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| Validus Holdings, Ltd. | VR | Bermuda | BMG9319H1025 | G9319H102 | Special | 27-Apr-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Primo Water Corporation | PRMW | USA | US74165N1054 | 74165N105 | Annual | 03-May-18 | Management | Elect Director Malcolm McQuilkin | For | Withhold | For | For | Yes | No |
| Primo Water Corporation | PRMW | USA | US74165N1054 | 74165N105 | Annual | 03-May-18 | Management | Elect Director Matthew T. Sheehan | For | For | For | For | Yes | No |
| Primo Water Corporation | PRMW | USA | US74165N1054 | 74165N105 | Annual | 03-May-18 | Management | Elect Director David L. Warnock | For | Withhold | For | For | Yes | No |
| Primo Water Corporation | PRMW | USA | US74165N1054 | 74165N105 | Annual | 03-May-18 | Management | Ratify BDO USA, LLP as Auditors | For | For | For | For | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | Annual | 03-May-18 | Management | Elect Director Shellye L. Archambeau | For | For | For | For | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | Annual | 03-May-18 | Management | Elect Director Mark T. Bertolini | For | For | For | For | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | Annual | 03-May-18 | Management | Elect Director Richard L. Carrion | For | For | For | For | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | Annual | 03-May-18 | Management | Elect Director Melanie L. Healey | For | For | For | For | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | Annual | 03-May-18 | Management | Elect Director M. Frances Keeth | For | For | For | For | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | Annual | 03-May-18 | Management | Elect Director Lowell C. McAdam | For | For | For | For | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | Annual | 03-May-18 | Management | Elect Director Clarence Otis, Jr. | For | For | For | For | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | Annual | 03-May-18 | Management | Elect Director Rodney E. Slater | For | For | For | For | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | Annual | 03-May-18 | Management | Elect Director Kathryn A. Tesija | For | For | For | For | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | Annual | 03-May-18 | Management | Elect Director Gregory D. Wasson | For | For | For | For | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | Annual | 03-May-18 | Management | Elect Director Gregory G. Weaver | For | For | For | For | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | Annual | 03-May-18 | Management | Ratify Ernst & Young as Auditors | For | For | For | For | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | Annual | 03-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | For | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | Annual | 03-May-18 | Share Holder | Amend Bylaws -- Call Special Meetings | Against | For | Against | Against | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | Annual | 03-May-18 | Share Holder | Report on Lobbying Payments and Policy | Against | For | Against | Against | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | Annual | 03-May-18 | Share Holder | Require Independent Board Chairman | Against | For | Against | Against | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | Annual | 03-May-18 | Share Holder | Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation | Against | Against | Against | Against | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | Annual | 03-May-18 | Share Holder | Clawback of Incentive Payments | Against | For | Against | Against | Yes | No |
| Verizon Communications Inc. | VZ | USA | US92343V1044 | 92343V104 | Annual | 03-May-18 | Share Holder | Eliminate Above-Market Earnings in Executive Retirement Plans | Against | For | Against | Against | Yes | No |
| Houston Wire & Cable Company | HWCC | USA | US44244K1097 | 44244K109 | Annual | 08-May-18 | Management | Elect Director James L. Pokluda, III | For | For | For | For | Yes | No |
| Houston Wire & Cable Company | HWCC | USA | US44244K1097 | 44244K109 | Annual | 08-May-18 | Management | Elect Director Michael T. Campbell | For | For | For | For | Yes | No |
| Houston Wire & Cable Company | HWCC | USA | US44244K1097 | 44244K109 | Annual | 08-May-18 | Management | Elect Director Roy W. Haley | For | For | For | For | Yes | No |
| Houston Wire & Cable Company | HWCC | USA | US44244K1097 | 44244K109 | Annual | 08-May-18 | Management | Elect Director William H. Sheffield | For | For | For | For | Yes | No |
| Houston Wire & Cable Company | HWCC | USA | US44244K1097 | 44244K109 | Annual | 08-May-18 | Management | Elect Director G. Gary Yetman | For | For | For | For | Yes | No |
| Houston Wire & Cable Company | HWCC | USA | US44244K1097 | 44244K109 | Annual | 08-May-18 | Management | Ratify Ernst & Young LLP as Auditors | For | For | For | For | Yes | No |
| Houston Wire & Cable Company | HWCC | USA | US44244K1097 | 44244K109 | Annual | 08-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | For | Yes | No |
| Houston Wire & Cable Company | HWCC | USA | US44244K1097 | 44244K109 | Annual | 08-May-18 | Management | Approve Omnibus Stock Plan | For | For | For | For | Yes | No |
| Green Plains Inc. | GPRE | USA | US3932221043 | 393222104 | Annual | 09-May-18 | Management | Elect Director Todd A. Becker | For | For | For | For | Yes | No |
| Green Plains Inc. | GPRE | USA | US3932221043 | 393222104 | Annual | 09-May-18 | Management | Elect Director Thomas Manuel | For | For | For | For | Yes | No |
| Green Plains Inc. | GPRE | USA | US3932221043 | 393222104 | Annual | 09-May-18 | Management | Elect Director Brian Peterson | For | For | For | For | Yes | No |
| Green Plains Inc. | GPRE | USA | US3932221043 | 393222104 | Annual | 09-May-18 | Management | Elect Director Alain Treuer | For | For | For | For | Yes | No |
| Green Plains Inc. | GPRE | USA | US3932221043 | 393222104 | Annual | 09-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | For | Yes | No |
| BlueLinx Holdings Inc. | BXC | USA | US09624H2085 | 09624H208 | Annual | 17-May-18 | Management | Elect Director Karel K. Czanderna | For | For | For | For | Yes | No |
| BlueLinx Holdings Inc. | BXC | USA | US09624H2085 | 09624H208 | Annual | 17-May-18 | Management | Elect Director Dominic DiNapoli | For | For | For | For | Yes | No |
| BlueLinx Holdings Inc. | BXC | USA | US09624H2085 | 09624H208 | Annual | 17-May-18 | Management | Elect Director Kim S. Fennebresque | For | For | For | For | Yes | No |
| BlueLinx Holdings Inc. | BXC | USA | US09624H2085 | 09624H208 | Annual | 17-May-18 | Management | Elect Director Mitchell B. Lewis | For | For | For | For | Yes | No |
| BlueLinx Holdings Inc. | BXC | USA | US09624H2085 | 09624H208 | Annual | 17-May-18 | Management | Elect Director Alan H. Schumacher | For | For | For | For | Yes | No |
| BlueLinx Holdings Inc. | BXC | USA | US09624H2085 | 09624H208 | Annual | 17-May-18 | Management | Elect Director J. David Smith | For | For | For | For | Yes | No |
| BlueLinx Holdings Inc. | BXC | USA | US09624H2085 | 09624H208 | Annual | 17-May-18 | Management | Ratify BDO USA, LLP as Auditors | For | For | For | For | Yes | No |
| BlueLinx Holdings Inc. | BXC | USA | US09624H2085 | 09624H208 | Annual | 17-May-18 | Management | Amend Omnibus Stock Plan | For | For | For | For | Yes | No |
| BlueLinx Holdings Inc. | BXC | USA | US09624H2085 | 09624H208 | Annual | 17-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | For | Yes | No |
| Houghton Mifflin Harcourt Company | HMHC | USA | US44157R1095 | 44157R109 | Annual | 22-May-18 | Management | Elect Director Daniel Allen | For | For | For | For | Yes | No |
| Houghton Mifflin Harcourt Company | HMHC | USA | US44157R1095 | 44157R109 | Annual | 22-May-18 | Management | Elect Director L. Gordon Crovitz | For | For | For | For | Yes | No |
| Houghton Mifflin Harcourt Company | HMHC | USA | US44157R1095 | 44157R109 | Annual | 22-May-18 | Management | Elect Director Jean S. Desravines | For | For | For | For | Yes | No |
| Houghton Mifflin Harcourt Company | HMHC | USA | US44157R1095 | 44157R109 | Annual | 22-May-18 | Management | Elect Director Lawrence K. Fish | For | For | For | For | Yes | No |
| Houghton Mifflin Harcourt Company | HMHC | USA | US44157R1095 | 44157R109 | Annual | 22-May-18 | Management | Elect Director Jill A. Greenthal | For | For | For | For | Yes | No |
| Houghton Mifflin Harcourt Company | HMHC | USA | US44157R1095 | 44157R109 | Annual | 22-May-18 | Management | Elect Director John F. Killian | For | For | For | For | Yes | No |
| Houghton Mifflin Harcourt Company | HMHC | USA | US44157R1095 | 44157R109 | Annual | 22-May-18 | Management | Elect Director John J. Lynch, Jr. | For | For | For | For | Yes | No |
| Houghton Mifflin Harcourt Company | HMHC | USA | US44157R1095 | 44157R109 | Annual | 22-May-18 | Management | Elect Director John R. McKernan, Jr. | For | For | For | For | Yes | No |
| Houghton Mifflin Harcourt Company | HMHC | USA | US44157R1095 | 44157R109 | Annual | 22-May-18 | Management | Elect Director E. Rogers Novak, Jr. | For | For | For | For | Yes | No |
| Houghton Mifflin Harcourt Company | HMHC | USA | US44157R1095 | 44157R109 | Annual | 22-May-18 | Management | Elect Director Tracey D. Weber | For | For | For | For | Yes | No |
| Houghton Mifflin Harcourt Company | HMHC | USA | US44157R1095 | 44157R109 | Annual | 22-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | For | Yes | No |
| Houghton Mifflin Harcourt Company | HMHC | USA | US44157R1095 | 44157R109 | Annual | 22-May-18 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | For | For | Yes | No |
| Luxfer Holdings PLC | LXFR | United Kingdom | GB00BNK03D49 | Annual | 22-May-18 | Management | Accept Financial Statements and Statutory Reports | For | For | For | For | Yes | No |
| Luxfer Holdings PLC | LXFR | United Kingdom | GB00BNK03D49 | Annual | 22-May-18 | Management | Approve Director's Remuneration Report | For | Against | For | For | Yes | No |
| Luxfer Holdings PLC | LXFR | United Kingdom | GB00BNK03D49 | Annual | 22-May-18 | Management | Approve Directors' Remuneration Policy | For | Against | For | For | Yes | No |
| Luxfer Holdings PLC | LXFR | United Kingdom | GB00BNK03D49 | Annual | 22-May-18 | Management | Elect Director Alok Maskara | For | For | For | For | Yes | No |
| Luxfer Holdings PLC | LXFR | United Kingdom | GB00BNK03D49 | Annual | 22-May-18 | Management | Elect Director Adam Cohn | For | For | For | For | Yes | No |
| Luxfer Holdings PLC | LXFR | United Kingdom | GB00BNK03D49 | Annual | 22-May-18 | Management | Elect Director Clive Snowdon | For | For | For | For | Yes | No |
| Luxfer Holdings PLC | LXFR | United Kingdom | GB00BNK03D49 | Annual | 22-May-18 | Management | Elect Director Joseph Bonn | For | For | For | For | Yes | No |
| Luxfer Holdings PLC | LXFR | United Kingdom | GB00BNK03D49 | Annual | 22-May-18 | Management | Elect Director Brian Kushner | For | Against | For | For | Yes | No |
| Luxfer Holdings PLC | LXFR | United Kingdom | GB00BNK03D49 | Annual | 22-May-18 | Management | Elect Director David Landless | For | For | For | For | Yes | No |
| Luxfer Holdings PLC | LXFR | United Kingdom | GB00BNK03D49 | Annual | 22-May-18 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | For | For | Yes | No |
| Luxfer Holdings PLC | LXFR | United Kingdom | GB00BNK03D49 | Annual | 22-May-18 | Management | Authorize Board to Fix Remuneration of Auditors | For | For | For | For | Yes | No |
| Luxfer Holdings PLC | LXFR | United Kingdom | GB00BNK03D49 | Annual | 22-May-18 | Management | Amend Articles of Association | For | For | For | For | Yes | No |
| Microsemi Corporation | MSCC | USA | US5951371005 | 595137100 | Special | 22-May-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Microsemi Corporation | MSCC | USA | US5951371005 | 595137100 | Special | 22-May-18 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| Microsemi Corporation | MSCC | USA | US5951371005 | 595137100 | Special | 22-May-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Microsemi Corporation | MSCC | USA | US5951371005 | 595137100 | Special | 22-May-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Microsemi Corporation | MSCC | USA | US5951371005 | 595137100 | Special | 22-May-18 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| Microsemi Corporation | MSCC | USA | US5951371005 | 595137100 | Special | 22-May-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Donnelley Financial Solutions, Inc. | DFIN | USA | US25787G1004 | 25787G100 | Annual | 24-May-18 | Management | Elect Director Daniel N. Leib | For | For | For | For | Yes | No |
| Donnelley Financial Solutions, Inc. | DFIN | USA | US25787G1004 | 25787G100 | Annual | 24-May-18 | Management | Elect Director Lois M. Martin | For | For | For | For | Yes | No |
| Donnelley Financial Solutions, Inc. | DFIN | USA | US25787G1004 | 25787G100 | Annual | 24-May-18 | Management | Elect Director Charles D. Drucker | For | For | For | For | Yes | No |
| Donnelley Financial Solutions, Inc. | DFIN | USA | US25787G1004 | 25787G100 | Annual | 24-May-18 | Management | Elect Director Gary G. Greenfield | For | For | For | For | Yes | No |
| Donnelley Financial Solutions, Inc. | DFIN | USA | US25787G1004 | 25787G100 | Annual | 24-May-18 | Management | Elect Director Oliver R. Sockwell | For | For | For | For | Yes | No |
| Donnelley Financial Solutions, Inc. | DFIN | USA | US25787G1004 | 25787G100 | Annual | 24-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | For | Yes | No |
| Donnelley Financial Solutions, Inc. | DFIN | USA | US25787G1004 | 25787G100 | Annual | 24-May-18 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | For | For | Yes | No |
| Luther Burbank Corporation | LBC | USA | US5505501073 | 550550107 | Annual | 24-May-18 | Management | Elect Director Victor S. Trione | For | For | For | For | Yes | No |
| Luther Burbank Corporation | LBC | USA | US5505501073 | 550550107 | Annual | 24-May-18 | Management | Elect Director John G. Biggs | For | For | For | For | Yes | No |
| Luther Burbank Corporation | LBC | USA | US5505501073 | 550550107 | Annual | 24-May-18 | Management | Elect Director John C. Erickson | For | For | For | For | Yes | No |
| Luther Burbank Corporation | LBC | USA | US5505501073 | 550550107 | Annual | 24-May-18 | Management | Elect Director Jack Krouskup | For | For | For | For | Yes | No |
| Luther Burbank Corporation | LBC | USA | US5505501073 | 550550107 | Annual | 24-May-18 | Management | Elect Director Anita Gentle Newcomb | For | For | For | For | Yes | No |
| Luther Burbank Corporation | LBC | USA | US5505501073 | 550550107 | Annual | 24-May-18 | Management | Elect Director Bradley M. Shuster | For | For | For | For | Yes | No |
| Luther Burbank Corporation | LBC | USA | US5505501073 | 550550107 | Annual | 24-May-18 | Management | Elect Director Thomas C. Wajnert | For | For | For | For | Yes | No |
| Potbelly Corporation | PBPB | USA | US73754Y1001 | 73754Y100 | Annual | 24-May-18 | Management | Elect Director Pete Bassi | For | For | For | For | Yes | No |
| Potbelly Corporation | PBPB | USA | US73754Y1001 | 73754Y100 | Annual | 24-May-18 | Management | Elect Director Joseph Boehm | For | For | For | For | Yes | No |
| Potbelly Corporation | PBPB | USA | US73754Y1001 | 73754Y100 | Annual | 24-May-18 | Management | Elect Director Ann-Marie Campbell | For | For | For | For | Yes | No |
| Potbelly Corporation | PBPB | USA | US73754Y1001 | 73754Y100 | Annual | 24-May-18 | Management | Elect Director Susan Chapman-Hughes | For | For | For | For | Yes | No |
| Potbelly Corporation | PBPB | USA | US73754Y1001 | 73754Y100 | Annual | 24-May-18 | Management | Elect Director Sue Collyns | For | For | For | For | Yes | No |
| Potbelly Corporation | PBPB | USA | US73754Y1001 | 73754Y100 | Annual | 24-May-18 | Management | Elect Director Dan Ginsberg | For | For | For | For | Yes | No |
| Potbelly Corporation | PBPB | USA | US73754Y1001 | 73754Y100 | Annual | 24-May-18 | Management | Elect Director Marla Gottschalk | For | For | For | For | Yes | No |
| Potbelly Corporation | PBPB | USA | US73754Y1001 | 73754Y100 | Annual | 24-May-18 | Management | Elect Director Alan Johnson | For | For | For | For | Yes | No |
| Potbelly Corporation | PBPB | USA | US73754Y1001 | 73754Y100 | Annual | 24-May-18 | Management | Elect Director Harvey Kanter | For | For | For | For | Yes | No |
| Potbelly Corporation | PBPB | USA | US73754Y1001 | 73754Y100 | Annual | 24-May-18 | Management | Elect Director Benjamin Rosenzweig | For | For | For | For | Yes | No |
| Potbelly Corporation | PBPB | USA | US73754Y1001 | 73754Y100 | Annual | 24-May-18 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | For | For | Yes | No |
| Potbelly Corporation | PBPB | USA | US73754Y1001 | 73754Y100 | Annual | 24-May-18 | Management | Amend Omnibus Stock Plan | For | For | For | For | Yes | No |
| MicroStrategy Incorporated | MSTR | USA | US5949724083 | 594972408 | Annual | 30-May-18 | Management | Elect Director Michael J. Saylor | For | Withhold | For | For | Yes | No |
| MicroStrategy Incorporated | MSTR | USA | US5949724083 | 594972408 | Annual | 30-May-18 | Management | Elect Director Margaret A. Breya | For | For | For | For | Yes | No |
| MicroStrategy Incorporated | MSTR | USA | US5949724083 | 594972408 | Annual | 30-May-18 | Management | Elect Director Stephen X. Graham | For | For | For | For | Yes | No |
| MicroStrategy Incorporated | MSTR | USA | US5949724083 | 594972408 | Annual | 30-May-18 | Management | Elect Director Jarrod M. Patten | For | For | For | For | Yes | No |
| MicroStrategy Incorporated | MSTR | USA | US5949724083 | 594972408 | Annual | 30-May-18 | Management | Elect Director Leslie J. Rechan | For | For | For | For | Yes | No |
| MicroStrategy Incorporated | MSTR | USA | US5949724083 | 594972408 | Annual | 30-May-18 | Management | Elect Director Carl J. Rickertsen | For | For | For | For | Yes | No |
| MicroStrategy Incorporated | MSTR | USA | US5949724083 | 594972408 | Annual | 30-May-18 | Management | Amend Omnibus Stock Plan | For | Against | For | For | Yes | No |
| MicroStrategy Incorporated | MSTR | USA | US5949724083 | 594972408 | Annual | 30-May-18 | Management | Ratify KPMG LLP as Auditors | For | For | For | For | Yes | No |
| IMAX Corporation | IMAX | Canada | CA45245E1097 | 45245E109 | Annual | 05-Jun-18 | Management | Elect Director Neil S. Braun | For | Withhold | For | For | Yes | No |
| IMAX Corporation | IMAX | Canada | CA45245E1097 | 45245E109 | Annual | 05-Jun-18 | Management | Elect Director Eric A. Demirian | For | Withhold | For | For | Yes | No |
| IMAX Corporation | IMAX | Canada | CA45245E1097 | 45245E109 | Annual | 05-Jun-18 | Management | Elect Director Kevin Douglas | For | Withhold | For | For | Yes | No |
| IMAX Corporation | IMAX | Canada | CA45245E1097 | 45245E109 | Annual | 05-Jun-18 | Management | Elect Director Richard L. Gelfond | For | Withhold | For | For | Yes | No |
| IMAX Corporation | IMAX | Canada | CA45245E1097 | 45245E109 | Annual | 05-Jun-18 | Management | Elect Director David W. Leebron | For | Withhold | For | For | Yes | No |
| IMAX Corporation | IMAX | Canada | CA45245E1097 | 45245E109 | Annual | 05-Jun-18 | Management | Elect Director Michael Lynne | For | Withhold | For | For | Yes | No |
| IMAX Corporation | IMAX | Canada | CA45245E1097 | 45245E109 | Annual | 05-Jun-18 | Management | Elect Director Michael MacMillan | For | Withhold | For | For | Yes | No |
| IMAX Corporation | IMAX | Canada | CA45245E1097 | 45245E109 | Annual | 05-Jun-18 | Management | Elect Director Dana Settle | For | Withhold | For | For | Yes | No |
| IMAX Corporation | IMAX | Canada | CA45245E1097 | 45245E109 | Annual | 05-Jun-18 | Management | Elect Director Darren Throop | For | Withhold | For | For | Yes | No |
| IMAX Corporation | IMAX | Canada | CA45245E1097 | 45245E109 | Annual | 05-Jun-18 | Management | Elect Director Bradley J. Wechsler | For | Withhold | For | For | Yes | No |
| IMAX Corporation | IMAX | Canada | CA45245E1097 | 45245E109 | Annual | 05-Jun-18 | Management | Approve PricewaterhouseCoopers LLP and Authorize Board to Fix Their Remuneration | For | Against | For | For | Yes | No |
| IMAX Corporation | IMAX | Canada | CA45245E1097 | 45245E109 | Annual | 05-Jun-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | For | For | Yes | No |
| Nexstar Media Group, Inc. | NXST | USA | US65336K1034 | 65336K103 | Annual | 06-Jun-18 | Management | Elect Director Perry A. Sook | For | For | For | For | Yes | No |
| Nexstar Media Group, Inc. | NXST | USA | US65336K1034 | 65336K103 | Annual | 06-Jun-18 | Management | Elect Director Geoff Armstrong | For | For | For | For | Yes | No |
| Nexstar Media Group, Inc. | NXST | USA | US65336K1034 | 65336K103 | Annual | 06-Jun-18 | Management | Elect Director Jay M. Grossman | For | For | For | For | Yes | No |
| Nexstar Media Group, Inc. | NXST | USA | US65336K1034 | 65336K103 | Annual | 06-Jun-18 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | For | For | Yes | No |
| Nexstar Media Group, Inc. | NXST | USA | US65336K1034 | 65336K103 | Annual | 06-Jun-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | For | For | Yes | No |
| XL Group Ltd | XL | Bermuda | BMG982941046 | G98255105 | Special | 06-Jun-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| XL Group Ltd | XL | Bermuda | BMG982941046 | G98255105 | Special | 06-Jun-18 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| XL Group Ltd | XL | Bermuda | BMG982941046 | G98255105 | Special | 06-Jun-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| XL Group Ltd | XL | Bermuda | BMG982941046 | G98255105 | Special | 06-Jun-18 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| XL Group Ltd | XL | Bermuda | BMG982941046 | G98255105 | Special | 06-Jun-18 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| XL Group Ltd | XL | Bermuda | BMG982941046 | G98255105 | Special | 06-Jun-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| KapStone Paper and Packaging Corporation | KS | USA | US48562P1030 | 48562P103 | Annual | 14-Jun-18 | Management | Elect Director Jonathan R. Furer | For | For | For | For | Yes | No |
| KapStone Paper and Packaging Corporation | KS | USA | US48562P1030 | 48562P103 | Annual | 14-Jun-18 | Management | Elect Director Matthew H. Paull | For | For | For | For | Yes | No |
| KapStone Paper and Packaging Corporation | KS | USA | US48562P1030 | 48562P103 | Annual | 14-Jun-18 | Management | Elect Director Maurice S. Reznik | For | For | For | For | Yes | No |
| KapStone Paper and Packaging Corporation | KS | USA | US48562P1030 | 48562P103 | Annual | 14-Jun-18 | Management | Elect Director Roger W. Stone | For | For | For | For | Yes | No |
| KapStone Paper and Packaging Corporation | KS | USA | US48562P1030 | 48562P103 | Annual | 14-Jun-18 | Management | Ratify Ernst & Young LLP as Auditors | For | For | For | For | Yes | No |
| KapStone Paper and Packaging Corporation | KS | USA | US48562P1030 | 48562P103 | Annual | 14-Jun-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | For | Yes | No |
| Exantas Capital Corp. | XAN | USA | US30068N1054 | 30068N105 | Annual | 20-Jun-18 | Management | Elect Director Walter T. Beach | For | Against | For | For | Yes | No |
| Exantas Capital Corp. | XAN | USA | US30068N1054 | 30068N105 | Annual | 20-Jun-18 | Management | Elect Director Jeffrey P. Cohen | For | For | For | For | Yes | No |
| Exantas Capital Corp. | XAN | USA | US30068N1054 | 30068N105 | Annual | 20-Jun-18 | Management | Elect Director Andrew L. Farkas | For | For | For | For | Yes | No |
| Exantas Capital Corp. | XAN | USA | US30068N1054 | 30068N105 | Annual | 20-Jun-18 | Management | Elect Director William B. Hart | For | Against | For | For | Yes | No |
| Exantas Capital Corp. | XAN | USA | US30068N1054 | 30068N105 | Annual | 20-Jun-18 | Management | Elect Director Gary Ickowicz | For | For | For | For | Yes | No |
| Exantas Capital Corp. | XAN | USA | US30068N1054 | 30068N105 | Annual | 20-Jun-18 | Management | Elect Director Steven J. Kessler | For | For | For | For | Yes | No |
| Exantas Capital Corp. | XAN | USA | US30068N1054 | 30068N105 | Annual | 20-Jun-18 | Management | Elect Director Murray S. Levin | For | Against | For | For | Yes | No |
| Exantas Capital Corp. | XAN | USA | US30068N1054 | 30068N105 | Annual | 20-Jun-18 | Management | Elect Director P. Sherrill Neff | For | For | For | For | Yes | No |
| Exantas Capital Corp. | XAN | USA | US30068N1054 | 30068N105 | Annual | 20-Jun-18 | Management | Elect Director Henry R. Silverman | For | For | For | For | Yes | No |
| Exantas Capital Corp. | XAN | USA | US30068N1054 | 30068N105 | Annual | 20-Jun-18 | Management | Elect Director Stephanie H. Wiggins | For | For | For | For | Yes | No |
| Exantas Capital Corp. | XAN | USA | US30068N1054 | 30068N105 | Annual | 20-Jun-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | For | For | Yes | No |
| Exantas Capital Corp. | XAN | USA | US30068N1054 | 30068N105 | Annual | 20-Jun-18 | Management | Ratify Grant Thornton LLP as Auditors | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Open Meeting | | | | | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Discussion of the Implementation of the Remuneration Policy | | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Receive Explanation on Company's Reserves and Dividend Policy | | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Adopt Financial Statements and Statutory Reports | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Approve Discharge of Board Members | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Reelect Richard L. Clemmer as Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Reelect Peter Bonfield as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Reelect Johannes P. Huth as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Reelect Kenneth A. Goldman as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Reelect Josef Kaeser as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Reelect Eric Meurice as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Reelect Peter Smitham as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Reelect Julie Southern as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Reelect Gregory Summe as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Approve Conditional Appointment of Steve Mollenkopf as Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Approve Conditional Appointment of George S. Davis as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Approve Conditional Appointment of Donald J. Rosenberg as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Approve Conditional Appointment of Brian Modoff as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Approve Conditional Appointment of Rob ter Haar as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Approve Conditional Appointment of Steven Perrick as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Authorize Board to Exclude Preemptive Rights from Share Issuances | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Approve Cancellation of Ordinary Shares | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Ratify KPMG as Auditors | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Open Meeting | | | | | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Discussion of the Implementation of the Remuneration Policy | | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Receive Explanation on Company's Reserves and Dividend Policy | | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Adopt Financial Statements and Statutory Reports | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Approve Discharge of Board Members | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Reelect Richard L. Clemmer as Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Reelect Peter Bonfield as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Reelect Johannes P. Huth as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Reelect Kenneth A. Goldman as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Reelect Josef Kaeser as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Reelect Eric Meurice as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Reelect Peter Smitham as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Reelect Julie Southern as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Reelect Gregory Summe as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Approve Conditional Appointment of Steve Mollenkopf as Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Approve Conditional Appointment of George S. Davis as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Approve Conditional Appointment of Donald J. Rosenberg as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Approve Conditional Appointment of Brian Modoff as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Approve Conditional Appointment of Rob ter Haar as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Approve Conditional Appointment of Steven Perrick as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Authorize Board to Exclude Preemptive Rights from Share Issuances | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Approve Cancellation of Ordinary Shares | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Ratify KPMG as Auditors | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Open Meeting | | | | | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Discussion of the Implementation of the Remuneration Policy | | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Receive Explanation on Company's Reserves and Dividend Policy | | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Adopt Financial Statements and Statutory Reports | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Approve Discharge of Board Members | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Reelect Richard L. Clemmer as Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Reelect Peter Bonfield as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Reelect Johannes P. Huth as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Reelect Kenneth A. Goldman as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Reelect Josef Kaeser as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Reelect Eric Meurice as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Reelect Peter Smitham as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Reelect Julie Southern as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Reelect Gregory Summe as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Approve Conditional Appointment of Steve Mollenkopf as Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Approve Conditional Appointment of George S. Davis as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Approve Conditional Appointment of Donald J. Rosenberg as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Approve Conditional Appointment of Brian Modoff as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Approve Conditional Appointment of Rob ter Haar as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Approve Conditional Appointment of Steven Perrick as Non-Executive Director | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Authorize Board to Exclude Preemptive Rights from Share Issuances | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Approve Cancellation of Ordinary Shares | For | For | For | For | Yes | No |
| NXP Semiconductors NV | NXPI | Netherlands | NL0009538784 | Annual | 22-Jun-18 | Management | Ratify KPMG as Auditors | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Issue Shares in Connection with Merger | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Amend Certificate of Incorporation | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Elect Director David E. Alexander | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Elect Director Antonio Carrillo | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Elect Director Jose M. Gutierrez | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Elect Director Pamela H. Patsley | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Elect Director Ronald G. Rogers | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Elect Director Wayne R. Sanders | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Elect Director Dunia A. Shive | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Elect Director M. Anne Szostak | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Elect Director Larry D. Young | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Share Holder | Report on Risks Related to Obesity | Against | Against | Against | Against | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Issue Shares in Connection with Merger | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Amend Certificate of Incorporation | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Elect Director David E. Alexander | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Elect Director Antonio Carrillo | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Elect Director Jose M. Gutierrez | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Elect Director Pamela H. Patsley | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Elect Director Ronald G. Rogers | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Elect Director Wayne R. Sanders | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Elect Director Dunia A. Shive | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Elect Director M. Anne Szostak | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Elect Director Larry D. Young | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Share Holder | Report on Risks Related to Obesity | Against | Against | Against | Against | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Issue Shares in Connection with Merger | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Amend Certificate of Incorporation | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Elect Director David E. Alexander | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Elect Director Antonio Carrillo | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Elect Director Jose M. Gutierrez | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Elect Director Pamela H. Patsley | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Elect Director Ronald G. Rogers | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Elect Director Wayne R. Sanders | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Elect Director Dunia A. Shive | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Elect Director M. Anne Szostak | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Elect Director Larry D. Young | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | For | Yes | No |
| Dr Pepper Snapple Group, Inc. | DPS | USA | US26138E1091 | 26138E109 | Annual | 29-Jun-18 | Share Holder | Report on Risks Related to Obesity | Against | Against | Against | Against | Yes | No |
| Vote Summary |
| | ALLIANZGI DIVERSIFIED INCOME & CONVERT | |
| | Security | 01883J108 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | ACV | | | | | | | Meeting Date | 13-Jul-2017 |
| | ISIN | US01883J1088 | | | | | | | Agenda | 934642275 - Opposition |
| | Record Date | 18-May-2017 | | | | | | | Holding Recon Date | 18-May-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 12-Jul-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | A. DOUGLAS EU | Split | | For | Split | |
| | | | 2 | F. FORD DRUMMOND | Split | | For | Split | |
| | | | 3 | JAMES S. MACLEOD | Split | | For | Split | |
| | ALLIANZGI NFJ DIVERSIFIED, INT & PREM ST | |
| | Security | 01883A107 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | NFJ | | | | | | | Meeting Date | 13-Jul-2017 |
| | ISIN | US01883A1079 | | | | | | | Agenda | 934642263 - Opposition |
| | Record Date | 18-May-2017 | | | | | | | Holding Recon Date | 18-May-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 12-Jul-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | F. FORD DRUMMOND | Split | | For | Split | |
| | | | 2 | ALAN RAPPAPORT | Split | | For | Split | |
| | | | 3 | DAVEY S. SCOON | Split | | For | Split | |
| | BLACKROCK DEBT STRATEGIES FD INC | |
| | Security | 09255R202 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | DSU | | | | | | | Meeting Date | 25-Jul-2017 |
| | ISIN | US09255R2022 | | | | | | | Agenda | 934647655 - Management |
| | Record Date | 30-May-2017 | | | | | | | Holding Recon Date | 30-May-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 24-Jul-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | MICHAEL J. CASTELLANO | Split | | For | Split | |
| | | | 2 | CYNTHIA L. EGAN | Split | | For | Split | |
| | | | 3 | CATHERINE A. LYNCH | Split | | For | Split | |
| | BLACKROCK GLOBAL OPPORTUNITIES EQUITY TR | |
| | Security | 092501105 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | BOE | | | | | | | Meeting Date | 25-Jul-2017 |
| | ISIN | US0925011050 | | | | | | | Agenda | 934647631 - Management |
| | Record Date | 30-May-2017 | | | | | | | Holding Recon Date | 30-May-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 24-Jul-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | MICHAEL J. CASTELLANO | Split | | For | Split | |
| | | | 2 | R. GLENN HUBBARD | Split | | For | Split | |
| | | | 3 | W. CARL KESTER | Split | | For | Split | |
| | | | 4 | JOHN M. PERLOWSKI | Split | | For | Split | |
| | BLACKROCK MUNI INTER DURATION FD INC | |
| | Security | 09253X102 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | MUI | | | | | | | Meeting Date | 25-Jul-2017 |
| | ISIN | US09253X1028 | | | | | | | Agenda | 934648366 - Management |
| | Record Date | 30-May-2017 | | | | | | | Holding Recon Date | 30-May-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 24-Jul-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | MICHAEL J. CASTELLANO | Split | | For | Split | |
| | | | 2 | RICHARD E. CAVANAGH | Split | | For | Split | |
| | | | 3 | CYNTHIA L. EGAN | Split | | For | Split | |
| | | | 4 | JERROLD B. HARRIS | Split | | For | Split | |
| | | | 5 | R. GLENN HUBBARD | Split | | For | Split | |
| | | | 6 | CATHERINE A. LYNCH | Split | | For | Split | |
| | | | 7 | BARBARA G. NOVICK | Split | | For | Split | |
| | | | 8 | JOHN M. PERLOWSKI | Split | | For | Split | |
| | | | 9 | KAREN P. ROBARDS | Split | | For | Split | |
| | CLOUGH GLOBAL EQUITY FUND | |
| | Security | 18914C100 | | | | | | | Meeting Type | Contested-Annual |
| | Ticker Symbol | GLQ | | | | | | | Meeting Date | 03-Aug-2017 |
| | ISIN | US18914C1009 | | | | | | | Agenda | 934642845 - Opposition |
| | Record Date | 04-May-2017 | | | | | | | Holding Recon Date | 04-May-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 02-Aug-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 01 | DIRECTOR | Management | | | | | |
| | | | 1 | PAUL KAZARIAN | Split | | For | | |
| | | | 2 | THOMAS H. MCGLADE | Split | | For | | |
| | | | 3 | PETER TCHIR | Split | | For | | |
| | CLOUGH GLOBAL EQUITY FUND | |
| | Security | 18914C100 | | | | | | | Meeting Type | Contested-Annual |
| | Ticker Symbol | GLQ | | | | | | | Meeting Date | 03-Aug-2017 |
| | ISIN | US18914C1009 | | | | | | | Agenda | 934646324 - Management |
| | Record Date | 04-May-2017 | | | | | | | Holding Recon Date | 04-May-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 02-Aug-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 01 | DIRECTOR | Management | | | | | |
| | | | 1 | EDMUND BURKE | Split | | For | | |
| | | | 2 | VINCENT VERSACI | Split | | For | | |
| | | | 3 | CLIFFORD WEBER | Split | | For | | |
| | CLOUGH GLOBAL OPPORTUNITIES FUND | |
| | Security | 18914E106 | | | | | | | Meeting Type | Contested-Annual |
| | Ticker Symbol | GLO | | | | | | | Meeting Date | 03-Aug-2017 |
| | ISIN | US18914E1064 | | | | | | | Agenda | 934642833 - Opposition |
| | Record Date | 04-May-2017 | | | | | | | Holding Recon Date | 04-May-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 02-Aug-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | PAUL KAZARIAN | Split | | For | | |
| | | | 2 | THOMAS H. MCGLADE | Split | | For | | |
| | | | 3 | PETER TCHIR | Split | | For | | |
| | 2. | FOR THE BOARD TO CONSIDER
AUTHORIZING DECLASSIFYING THE
BOARD SO THAT ALL DIRECTORS ARE
ELECTED ON AN ANNUAL BASIS
STARTING AT THE NEXT ANNUAL
MEETING OF SHAREHOLDERS. | Management | Split | | For | | |
| | CLOUGH GLOBAL OPPORTUNITIES FUND | |
| | Security | 18914E106 | | | | | | | Meeting Type | Contested-Annual |
| | Ticker Symbol | GLO | | | | | | | Meeting Date | 03-Aug-2017 |
| | ISIN | US18914E1064 | | | | | | | Agenda | 934646312 - Management |
| | Record Date | 04-May-2017 | | | | | | | Holding Recon Date | 04-May-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 02-Aug-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 01 | DIRECTOR | Management | | | | | |
| | | | 1 | ROBERT BUTLER | Split | | For | | |
| | | | 2 | KAREN DIGRAVIO | Split | | For | | |
| | | | 3 | KEVIN MCNALLY | Split | | For | | |
| | 02 | BE IT RESOLVED, THAT THE SHAREHOLDERS OF CLOUGH GLOBAL DIVIDEND AND INCOME TRUST {SIC*} (THE "TRUST") HEREBY REQUEST THAT THE BOARD OF TRUSTEES OF THE TRUST (THE "BOARD") TAKE ALL NECESSARY STEPS IN ITS POWER TO DECLASSIFY THE BOARD SO THAT ALL DIRECTORS ARE ELECTED ON AN ANNUAL BASIS STARTING AT THE NEXT ANNUAL MEETING OF SHAREHOLDERS. SUCH DECLASSIFICATION SHALL BE COMPLETED IN A MANNER THAT DOES NOT AFFECT THE UNEXPIRED TERMS OF THE PREVIOUSLY ELECTED TRUSTEES. | Management | Split | | Against | | |
| | PACIFIC SPECIAL ACQUISITION CORP. | |
| | Security | G68588105 | | | | | | | Meeting Type | Special |
| | Ticker Symbol | PAAC | | | | | | | Meeting Date | 10-Aug-2017 |
| | ISIN | VGG685881051 | | | | | | | Agenda | 934661249 - Management |
| | Record Date | 14-Jul-2017 | | | | | | | Holding Recon Date | 14-Jul-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 09-Aug-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | THE BUSINESS COMBINATION
PROPOSAL - TO CONSIDER AND VOTE
UPON A PROPOSAL (I) TO APPROVE
AND ADOPT THE MERGER
AGREEMENT, DATED AS OF DECEMBER
27, 2016, AS AMENDED ON MAY 10, 2017
AND JUNE 29, 2017, AND AS IT MAY BE
FURTHER AMENDED, BY AND AMONG
PACIFIC, MERGER SUB, OUR SPONSOR
AS THE PURCHASER
REPRESENTATIVE, BORQS, SELLER
REPRESENTATIVE, AND THE
TRANSACTIONS CONTEMPLATED
THEREBY (THE "BUSINESS
COMBINATION"). | Management | For | | For | For | |
| | 1A. | INTENTION TO EXERCISE REDEMPTION RIGHTS: IF YOU INTEND TO EXERCISE YOUR REDEMPTION RIGHTS, PLEASE CHECK THE "FOR" BOX CHECKING THIS BOX, HOWEVER, IS NOT SUFFICIENT TO EXERCISE YOUR REDEMPTION RIGHTS. YOU MUST COMPLY WITH THE PROCEDURES SET FORTH IN THE DEFINITIVE PROXY STATEMENT UNDER THE HEADING "MEETING OF PACIFIC SHAREHOLDERS - REDEMPTION RIGHTS." ("FOR"= YES; "AGAINST"= NO.) | Management | For | | Take No Action | | |
| | 1B. | SHAREHOLDER CERTIFICATION: I HEREBY CERTIFY THAT I AM NOT ACTING IN CONCERT, OR AS A "GROUP" (AS DEFINED IN SECTION 13(D) (3) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED), WITH ANY OTHER SHAREHOLDER WITH RESPECT TO THE ORDINARY SHARES OF THE COMPANY OWNED BY ME IN CONNECTION WITH THE PROPOSED BUSINESS COMBINATION BETWEEN THE COMPANY AND BORQS. ("FOR"= I CERTIFY THAT I AM NOT. "AGAINST"= I CERTIFY THAT I AM.) | Management | For | | Take No Action | | |
| | 2. | THE CHARTER AMENDMENT
PROPOSAL - TO APPROVE AND ADOPT,
SUBJECT TO AND CONDITIONAL ON
(BUT WITH IMMEDIATE EFFECT
THEREFROM) THE CONSUMMATION OF
THE BUSINESS COMBINATION, AN
AMENDMENT AND RESTATEMENT OF
PACIFIC'S CHARTER (MEMORANDUM
AND ARTICLES OF ASSOCIATION OF
THE COMPANY) CURRENTLY
REGISTERED BY THE REGISTRAR OF
CORPORATE AFFAIRS IN THE BRITISH
VIRGIN ISLANDS, AS SET OUT IN THE
DRAFT AMENDED AND RESTATED
VERSION OF OUR CHARTER
APPENDED TO THE PROXY
STATEMENT AS ANNEX B ...(DUE TO
SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL). | Management | For | | For | For | |
| | 3. | THE INCENTIVE PLAN PROPOSAL - TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE AND ADOPT THE BORQS TECHNOLOGIES, INC. 2017 EQUITY INCENTIVE PLAN. | Management | For | | For | For | |
| | 4. | THE NASDAQ PROPOSAL - TO APPROVE, FOR PURPOSES OF COMPLYING WITH APPLICABLE NASDAQ LISTING RULES, THE ISSUANCE OF MORE THAN 20% OF THE COMPANY'S ISSUED AND OUTSTANDING ORDINARY SHARES. | Management | For | | For | For | |
| | 5. | THE ADJOURNMENT PROPOSAL - TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE MEETING OF SHAREHOLDERS BY THE CHAIRMAN THEREOF TO A LATER DATE, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE PROPOSALS 1, 2, 3 AND 4. | Management | For | | For | For | |
| | DELAWARE INVESTMENTS | |
| | Security | 246060107 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | DEX | | | | | | | Meeting Date | 16-Aug-2017 |
| | ISIN | US2460601071 | | | | | | | Agenda | 934656894 - Management |
| | Record Date | 19-Jun-2017 | | | | | | | Holding Recon Date | 19-Jun-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 15-Aug-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | THOMAS L. BENNETT | Split | | For | Split | |
| | | | 2 | ANN D. BOROWIEC | Split | | For | Split | |
| | | | 3 | JOSEPH W. CHOW | Split | | For | Split | |
| | | | 4 | JOHN A. FRY | Split | | For | Split | |
| | | | 5 | SHAWN K. LYTLE | Split | | For | Split | |
| | | | 6 | F.A. SEVILLA-SACASA | Split | | For | Split | |
| | | | 7 | THOMAS K. WHITFORD | Split | | For | Split | |
| | | | 8 | LUCINDA S. LANDRETH | Split | | For | Split | |
| | | | 9 | JANET L. YEOMANS | Split | | For | Split | |
| | DELAWARE INVESTMENTS | |
| | Security | 246060107 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | DEX | | | | | | | Meeting Date | 16-Aug-2017 |
| | ISIN | US2460601071 | | | | | | | Agenda | 934656894 - Management |
| | Record Date | 19-Jun-2017 | | | | | | | Holding Recon Date | 19-Jun-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 15-Aug-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | THOMAS L. BENNETT | Split | | For | Split | |
| | | | 2 | ANN D. BOROWIEC | Split | | For | Split | |
| | | | 3 | JOSEPH W. CHOW | Split | | For | Split | |
| | | | 4 | JOHN A. FRY | Split | | For | Split | |
| | | | 5 | SHAWN K. LYTLE | Split | | For | Split | |
| | | | 6 | F.A. SEVILLA-SACASA | Split | | For | Split | |
| | | | 7 | THOMAS K. WHITFORD | Split | | For | Split | |
| | | | 8 | LUCINDA S. LANDRETH | Split | | For | Split | |
| | | | 9 | JANET L. YEOMANS | Split | | For | Split | |
| | DELAWARE INVTS DIVIDEND AND INCM FD INC. | |
| | Security | 245915103 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | DDF | | | | | | | Meeting Date | 16-Aug-2017 |
| | ISIN | US2459151039 | | | | | | | Agenda | 934656894 - Management |
| | Record Date | 19-Jun-2017 | | | | | | | Holding Recon Date | 19-Jun-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 15-Aug-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | THOMAS L. BENNETT | Split | | For | Split | |
| | | | 2 | ANN D. BOROWIEC | Split | | For | Split | |
| | | | 3 | JOSEPH W. CHOW | Split | | For | Split | |
| | | | 4 | JOHN A. FRY | Split | | For | Split | |
| | | | 5 | SHAWN K. LYTLE | Split | | For | Split | |
| | | | 6 | F.A. SEVILLA-SACASA | Split | | For | Split | |
| | | | 7 | THOMAS K. WHITFORD | Split | | For | Split | |
| | | | 8 | LUCINDA S. LANDRETH | Split | | For | Split | |
| | | | 9 | JANET L. YEOMANS | Split | | For | Split | |
| | MADISON COVERED CALL & EQUITY STRGY FUND | |
| | Security | 557437100 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | MCN | | | | | | | Meeting Date | 22-Aug-2017 |
| | ISIN | US5574371002 | | | | | | | Agenda | 934655094 - Management |
| | Record Date | 25-May-2017 | | | | | | | Holding Recon Date | 25-May-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 21-Aug-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 01 | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | RICHARD E. STRUTHERS | Split | | For | Split | |
| | 02 | SHAREHOLDER PROPOSAL REGARDING TERMINATION OF THE INVESTMENT ADVISORY AGREEMENT - THE BOARD OF TRUSTEES RECOMMENDS A VOTE AGAINST THE PROPOSAL. | Shareholder | Split | | Against | Split | |
| | 03 | SHAREHOLDER PROPOSAL REGARDING SELF-TENDER OFFER - THE BOARD OF TRUSTEES RECOMMENDS A VOTE AGAINST THE PROPOSAL. | Shareholder | Split | | Against | Split | |
| | MADISON STRATEGIC SECTOR PREMIUM FUND | |
| | Security | 558268108 | | | | | | | Meeting Type | Contested-Annual |
| | Ticker Symbol | MSP | | | | | | | Meeting Date | 22-Aug-2017 |
| | ISIN | US5582681087 | | | | | | | Agenda | 934655082 - Management |
| | Record Date | 25-May-2017 | | | | | | | Holding Recon Date | 25-May-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 21-Aug-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | |
| | 01 | DIRECTOR | Management | | | | | |
| | | | 1 | FRANK E. BURGESS | Not Voted* | | For | | |
| | | | 2 | STEVEN P. RIEGE | Not Voted* | | For | | |
| | 02 | SHAREHOLDER PROPOSAL REGARDING TERMINATION OF THE INVESTMENT ADVISORY AGREEMENT - THE BOARD OF TRUSTEES RECOMMENDS A VOTE AGAINST THE PROPOSAL. | Shareholder | Not Voted* | | Against | | |
| | 03 | SHAREHOLDER PROPOSAL REGARDING SELF-TENDER OFFER - THE BOARD OF TRUSTEES RECOMMENDS A VOTE AGAINST THE PROPOSAL. | Shareholder | Not Voted* | | Against | | |
| | MADISON STRATEGIC SECTOR PREMIUM FUND | |
| | Security | 558268108 | | | | | | | Meeting Type | Contested-Annual |
| | Ticker Symbol | MSP | | | | | | | Meeting Date | 22-Aug-2017 |
| | ISIN | US5582681087 | | | | | | | Agenda | 934656642 - Opposition |
| | Record Date | 25-May-2017 | | | | | | | Holding Recon Date | 25-May-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 21-Aug-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | ARTHUR CHARLES REGAN | Not Voted* | | For | | |
| | | | 2 | DR. DANIEL C. ROBESON | Not Voted* | | For | | |
| | 2. | SHAREHOLDER PROPOSAL REGARDING TERMINATION OF THE INVESTMENT ADVISORY AGREEMENT | Management | Not Voted* | | For | | |
| | 3. | SHAREHOLDER PROPOSAL REGARDING A SELF-TENDER OFFER | Management | Not Voted* | | For | | |
| | INVESCO | |
| | Security | 46131F101 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | VLT | | | | | | | Meeting Date | 08-Sep-2017 |
| | ISIN | US46131F1012 | | | | | | | Agenda | 934664079 - Management |
| | Record Date | 16-Jun-2017 | | | | | | | Holding Recon Date | 16-Jun-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 07-Sep-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | |
| | 1C. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | DAVID C. ARCH | Split | | For | Split | |
| | | | 2 | TERESA M. RESSEL | Split | | For | Split | |
| | | | 3 | LARRY SOLL | Split | | For | Split | |
| | | | 4 | PHILIP A. TAYLOR | Split | | For | Split | |
| | | | 5 | CHRISTOPHER L. WILSON | Split | | For | Split | |
| | MADISON COVERED CALL & EQUITY STRGY FUND | |
| | Security | 557437100 | | | | | | | Meeting Type | Contested-Special |
| | Ticker Symbol | MCN | | | | | | | Meeting Date | 15-Sep-2017 |
| | ISIN | US5574371002 | | | | | | | Agenda | 934655816 - Management |
| | Record Date | 25-May-2017 | | | | | | | Holding Recon Date | 25-May-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 14-Sep-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 2. | TO APPROVE THE ISSUANCE OF ADDITIONAL SHARES OF COMMON STOCK OF THE MADISON COVERED CALL & EQUITY STRATEGY FUND ("MCN") IN CONNECTION WITH THE AGREEMENT AND PLAN OF REORGANIZATION | Management | | | For | | |
| | MADISON COVERED CALL & EQUITY STRGY FUND | |
| | Security | 557437100 | | | | | | | Meeting Type | Special |
| | Ticker Symbol | MCN | | | | | | | Meeting Date | 15-Sep-2017 |
| | ISIN | US5574371002 | | | | | | | Agenda | 934660110 - Management |
| | Record Date | 25-May-2017 | | | | | | | Holding Recon Date | 25-May-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 14-Sep-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 2. | TO APPROVE THE ISSUANCE OF ADDITIONAL SHARES OF COMMON STOCK OF THE MADISON COVERED CALL & EQUITY STRATEGY FUND ("MCN") IN CONNECTION WITH THE AGREEMENT AND PLAN OF REORGANIZATION | Management | No Action | | For | | |
| | MADISON STRATEGIC SECTOR PREMIUM FUND | |
| | Security | 558268108 | | | | | | | Meeting Type | Contested-Special |
| | Ticker Symbol | MSP | | | | | | | Meeting Date | 15-Sep-2017 |
| | ISIN | US5582681087 | | | | | | | Agenda | 934655804 - Management |
| | Record Date | 25-May-2017 | | | | | | | Holding Recon Date | 25-May-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 14-Sep-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | TO APPROVE THE AGREEMENT AND PLAN OF REORGANIZATION BETWEEN THE MADISON STRATEGIC SECTOR PREMIUM FUND ("MSP") AND THE MADISON COVERED CALL & EQUITY STRATEGY FUND ("MCN") AND THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING THE MERGER OF MSP WITH AND INTO MCN. | Management | Not Voted* | | For | | |
| | MADISON STRATEGIC SECTOR PREMIUM FUND | |
| | Security | 558268108 | | | | | | | Meeting Type | Contested-Special |
| | Ticker Symbol | MSP | | | | | | | Meeting Date | 15-Sep-2017 |
| | ISIN | US5582681087 | | | | | | | Agenda | 934656832 - Opposition |
| | Record Date | 25-May-2017 | | | | | | | Holding Recon Date | 25-May-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 14-Sep-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | THE SHAREHOLDERS OF MSP ARE BEING ASKED TO CONSIDER THE AGREEMENT AND PLAN OF REORGANIZATION BETWEEN THE MADISON STRATEGIC SECTOR PREMIUM FUND ("MSP") AND THE MADISON COVERED CALL & EQUITY STRATEGY FUND ("MCN") AND THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING THE MERGER OF MSP WITH AND INTO MCN. | Management | Not Voted* | | Against | | |
| | TCG BDC INC. | |
| | Security | 872280102 | | | | | | | Meeting Type | Special |
| | Ticker Symbol | CGBD | | | | | | | Meeting Date | 15-Sep-2017 |
| | ISIN | US8722801029 | | | | | | | Agenda | 934662924 - Management |
| | Record Date | 20-Jul-2017 | | | | | | | Holding Recon Date | 20-Jul-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 14-Sep-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1) | TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE THE AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BY AND BETWEEN THE COMPANY AND ITS INVESTMENT ADVISER, CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. | Management | Split | | For | Split | |
| | DEUTSCHE HIGH INC OPPORTUNITIES FUND INC | |
| | Security | 25158Y102 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | DHG | | | | | | | Meeting Date | 20-Sep-2017 |
| | ISIN | US25158Y1029 | | | | | | | Agenda | 934671783 - Management |
| | Record Date | 20-Jul-2017 | | | | | | | Holding Recon Date | 20-Jul-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 19-Sep-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | JOHN W. BALLANTINE | Not Voted* | | For | | |
| | | | 2 | DAWN-MARIE DRISCOLL | Not Voted* | | For | | |
| | | | 3 | KENNETH C. FROEWISS | Not Voted* | | For | | |
| | | | 4 | REBECCA W. RIMEL | Not Voted* | | For | | |
| | GUGGENHEIM FUNDS | |
| | Security | 007639107 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | AGC | | | | | | | Meeting Date | 27-Sep-2017 |
| | ISIN | US0076391079 | | | | | | | Agenda | 934674791 - Management |
| | Record Date | 15-Aug-2017 | | | | | | | Holding Recon Date | 15-Aug-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 26-Sep-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1A. | ELECTION OF CLASS II TRUSTEE: MR. DANIEL L. BLACK | Management | Not Voted* | | For | | |
| | 1B. | ELECTION OF CLASS II TRUSTEE: MR. MICHAEL A. SMART | Management | Not Voted* | | For | | |
| | GUGGENHEIM FUNDS | |
| | Security | 00764C109 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | AVK | | | | | | | Meeting Date | 27-Sep-2017 |
| | ISIN | US00764C1099 | | | | | | | Agenda | 934674804 - Management |
| | Record Date | 15-Aug-2017 | | | | | | | Holding Recon Date | 15-Aug-2017 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 26-Sep-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1A. | ELECTION OF CLASS II TRUSTEE: MR. DANIEL L. BLACK | Management | Not Voted* | | For | | |
| | 1B. | ELECTION OF CLASS II TRUSTEE: MR. MICHAEL A. SMART | Management | Not Voted* | | For | | |
| | GUGGENHEIM FUNDS | |
| | Security | 00765E104 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | LCM | | | | | | | Meeting Date | 27-Sep-2017 |
| | ISIN | US00765E1047 | | | | | | | Agenda | 934674816 - Management |
| | Record Date | 15-Aug-2017 | | | | | | | Holding Recon Date | 15-Aug-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 26-Sep-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1A. | ELECTION OF CLASS I TRUSTEE: MR. DANIEL L. BLACK | Management | Not Voted* | | For | | |
| | 1B. | ELECTION OF CLASS I TRUSTEE: MR. MICHAEL A. SMART | Management | Not Voted* | | For | | |
| | ROYCE MICRO-CAP TRUST, INC. | |
| | Security | 780915104 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | RMT | | | | | | | Meeting Date | 28-Sep-2017 |
| | ISIN | US7809151043 | | | | | | | Agenda | 934667962 - Management |
| | Record Date | 20-Jul-2017 | | | | | | | Holding Recon Date | 20-Jul-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 27-Sep-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | STEPHEN L. ISAACS | Split | | For | Split | |
| | | | 2 | CHRISTOPHER D. CLARK | Split | | For | Split | |
| | | | 3 | CHRISTOPHER C. GRISANTI | Split | | For | Split | |
| | LEGG MASON | |
| | Security | 95766B109 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | EHI | | | | | | | Meeting Date | 29-Sep-2017 |
| | ISIN | US95766B1098 | | | | | | | Agenda | 934674309 - Management |
| | Record Date | 25-Jul-2017 | | | | | | | Holding Recon Date | 25-Jul-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 28-Sep-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | CAROL L. COLMAN | Not Voted* | | For | | |
| | | | 2 | DANIEL P. CRONIN | Not Voted* | | For | | |
| | | | 3 | PAOLO M. CUCCHI | Not Voted* | | For | | |
| | ANDINA ACQUISITION CORP II | |
| | Security | G0441P104 | | | | | | | Meeting Type | Special |
| | Ticker Symbol | ANDA | | | | | | | Meeting Date | 31-Oct-2017 |
| | ISIN | KYG0441P1046 | | | | | | | Agenda | 934690860 - Management |
| | Record Date | 03-Oct-2017 | | | | | | | Holding Recon Date | 03-Oct-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 30-Oct-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | EXTENSION OF CORPORATE LIFE: AMEND THE COMPANY'S AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION TO EXTEND THE DATE THAT THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION TO FEBRUARY 1, 2018 | Management | For | | For | For | |
| | 1A. | ONLY IF YOU HOLD ORDINARY SHARES OF THE COMPANY ISSUED IN THE COMPANY'S INITIAL PUBLIC OFFERING, OR PUBLIC SHARES, MAY YOU EXERCISE YOUR CONVERSION RIGHTS WITH RESPECT TO ALL OR A PORTION OF YOUR PUBLIC SHARES BY MARKING THE "FOR" BOX BELOW AND INDICATING HOW MANY PUBLIC ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | Against | | Take No Action | | |
| | MVC CAPITAL, INC. | |
| | Security | 553829102 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | MVC | | | | | | | Meeting Date | 31-Oct-2017 |
| | ISIN | US5538291023 | | | | | | | Agenda | 934681304 - Management |
| | Record Date | 01-Sep-2017 | | | | | | | Holding Recon Date | 01-Sep-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 30-Oct-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | EMILIO DOMINIANNI | Split | | For | Split | |
| | | | 2 | PHILLIP GOLDSTEIN | Split | | For | Split | |
| | | | 3 | GERALD HELLERMAN | Split | | For | Split | |
| | | | 4 | WARREN HOLTSBERG | Split | | For | Split | |
| | | | 5 | ROBERT KNAPP | Split | | For | Split | |
| | | | 6 | WILLIAM TAYLOR | Split | | For | Split | |
| | | | 7 | MICHAEL TOKARZ | Split | | For | Split | |
| | 2. | TO RATIFY THE SELECTION OF GRANT THORNTON LLP AS THE FUND'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | Management | Split | | For | Split | |
| | 3. | SHAREHOLDER PROPOSAL TO CEASE TO MAKE ANY NEW INVESTMENTS, AND FOR THE COMPANY TO RETURN ANY CAPITAL IN EXCESS OF THE COMPANY'S NORMAL WORKING CAPITAL REQUIREMENTS TO SHAREHOLDERS IN THE MOST TAX- EFFICIENT MANNER AS LONG AS THE STOCK PRICE DISCOUNT TO NET ASSET VALUE EXCEEDS 10%. | Shareholder | Split | | Against | Split | |
| | MVC CAPITAL, INC. | |
| | Security | 553829102 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | MVC | | | | | | | Meeting Date | 31-Oct-2017 |
| | ISIN | US5538291023 | | | | | | | Agenda | 934681304 - Management |
| | Record Date | 01-Sep-2017 | | | | | | | Holding Recon Date | 01-Sep-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 30-Oct-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | EMILIO DOMINIANNI | Split | | For | Split | |
| | | | 2 | PHILLIP GOLDSTEIN | Split | | For | Split | |
| | | | 3 | GERALD HELLERMAN | Split | | For | Split | |
| | | | 4 | WARREN HOLTSBERG | Split | | For | Split | |
| | | | 5 | ROBERT KNAPP | Split | | For | Split | |
| | | | 6 | WILLIAM TAYLOR | Split | | For | Split | |
| | | | 7 | MICHAEL TOKARZ | Split | | For | Split | |
| | 2. | TO RATIFY THE SELECTION OF GRANT
THORNTON LLP AS THE FUND'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR
2017. | Management | Split | | For | Split | |
| | 3. | SHAREHOLDER PROPOSAL TO CEASE TO MAKE ANY NEW INVESTMENTS, AND FOR THE COMPANY TO RETURN ANY CAPITAL IN EXCESS OF THE COMPANY'S NORMAL WORKING CAPITAL REQUIREMENTS TO SHAREHOLDERS IN THE MOST TAX- EFFICIENT MANNER AS LONG AS THE STOCK PRICE DISCOUNT TO NET ASSET VALUE EXCEEDS 10%. | Shareholder | Split | | Against | Split | |
| | INSIGHT INVESTMENTS | |
| | Security | 56165R103 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | MZF | | | | | | | Meeting Date | 06-Dec-2017 |
| | ISIN | US56165R1032 | | | | | | | Agenda | 934685516 - Management |
| | Record Date | 18-Sep-2017 | | | | | | | Holding Recon Date | 18-Sep-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 05-Dec-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | ELLEN D. HARVEY | Split | | For | Split | |
| | INSIGHT INVESTMENTS | |
| | Security | 56165R103 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | MZF | | | | | | | Meeting Date | 06-Dec-2017 |
| | ISIN | US56165R1032 | | | | | | | Agenda | 934685516 - Management |
| | Record Date | 18-Sep-2017 | | | | | | | Holding Recon Date | 18-Sep-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 05-Dec-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | ELLEN D. HARVEY | Split | | For | Split | |
| | SPECIAL OPPORTUNITIES FUND, INC | |
| | Security | 84741T104 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | SPE | | | | | | | Meeting Date | 07-Dec-2017 |
| | ISIN | US84741T1043 | | | | | | | Agenda | 934698981 - Management |
| | Record Date | 18-Oct-2017 | | | | | | | Holding Recon Date | 18-Oct-2017 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 06-Dec-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | MR. ANDREW DAKOS | Split | | For | Split | |
| | | | 2 | MR. GERALD HELLERMAN | Split | | For | Split | |
| | | | 3 | MR. CHARLES WALDEN | Split | | For | Split | |
| | | | 4 | MR. BEN HARRIS | Split | | For | Split | |
| | SPECIAL OPPORTUNITIES FUND, INC | |
| | Security | 84741T104 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | SPE | | | | | | | Meeting Date | 07-Dec-2017 |
| | ISIN | US84741T1043 | | | | | | | Agenda | 934698981 - Management |
| | Record Date | 18-Oct-2017 | | | | | | | Holding Recon Date | 18-Oct-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 06-Dec-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | MR. ANDREW DAKOS | Split | | For | Split | |
| | | | 2 | MR. GERALD HELLERMAN | Split | | For | Split | |
| | | | 3 | MR. CHARLES WALDEN | Split | | For | Split | |
| | | | 4 | MR. BEN HARRIS | Split | | For | Split | |
| | AMERICAN CAPITAL SENIOR FLOATING LTD | |
| | Security | 02504D108 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | ACSF | | | | | | | Meeting Date | 14-Dec-2017 |
| | ISIN | US02504D1081 | | | | | | | Agenda | 934696723 - Management |
| | Record Date | 19-Oct-2017 | | | | | | | Holding Recon Date | 19-Oct-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 13-Dec-2017 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1A. | ELECTION OF DIRECTOR: PHYLLIS R. CALDWELL | Management | Split | | For | Split | |
| | 1B. | ELECTION OF DIRECTOR: GIL CRAWFORD | Management | Split | | For | Split | |
| | 1C. | ELECTION OF DIRECTOR: LARRY K. HARVEY | Management | Split | | For | Split | |
| | 1D. | ELECTION OF DIRECTOR: KEVIN R. BRADDISH | Management | Split | | For | Split | |
| | 2. | TO RATIFY THE SELECTION OF ERNST
& YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017. | Management | Split | | For | Split | |
| | ANDINA ACQUISITION CORP II | |
| | Security | G0441P104 | | | | | | | Meeting Type | Special |
| | Ticker Symbol | ANDA | | | | | | | Meeting Date | 31-Jan-2018 |
| | ISIN | KYG0441P1046 | | | | | | | Agenda | 934720435 - Management |
| | Record Date | 10-Jan-2018 | | | | | | | Holding Recon Date | 10-Jan-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 30-Jan-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | Extension of Corporate Life. Amend the Company's amended and restated memorandum and articles of association to extend the date that the Company has to consummate a business combination to April 1, 2018. | Management | For | | For | For | |
| | 1a. | TO CONVERT ORDINARY SHARES OF THE COMPANY | Management | Against | | Take No Action | | |
| | EATON VANCE SHORT DURATION DIV INCOME FD | |
| | Security | 27828V104 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | EVG | | | | | | | Meeting Date | 15-Feb-2018 |
| | ISIN | US27828V1044 | | | | | | | Agenda | 934716296 - Management |
| | Record Date | 05-Dec-2017 | | | | | | | Holding Recon Date | 05-Dec-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 14-Feb-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | THOMAS E. FAUST JR. | Split | | For | Split | |
| | | | 2 | CYNTHIA E. FROST | Split | | For | Split | |
| | | | 3 | SCOTT E. WENNERHOLM | Split | | For | Split | |
| | LEGG MASON | |
| | Security | 10537L104 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | BWG | | | | | | | Meeting Date | 23-Feb-2018 |
| | ISIN | US10537L1044 | | | | | | | Agenda | 934723506 - Management |
| | Record Date | 03-Jan-2018 | | | | | | | Holding Recon Date | 03-Jan-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 22-Feb-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | Robert D. Agdern | Split | | For | Split | |
| | | | 2 | Eileen Kamerick | Split | | For | Split | |
| | | | 3 | Riordan Roett | Split | | For | Split | |
| | PRUDENTIAL INVESTMENTS CLOSED END FUNDS | |
| | Security | 74442F107 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | ISD | | | | | | | Meeting Date | 09-Mar-2018 |
| | ISIN | US74442F1075 | | | | | | | Agenda | 934717755 - Management |
| | Record Date | 15-Dec-2017 | | | | | | | Holding Recon Date | 15-Dec-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 08-Mar-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | SCOTT E. BENJAMIN | Split | | For | Split | |
| | | | 2 | LINDA W. BYNOE | Split | | For | Split | |
| | | | 3 | LAURIE SIMON HODRICK | Split | | For | Split | |
| | | | 4 | MICHAEL S. HYLAND, CFA | Split | | For | Split | |
| | PRUDENTIAL INVESTMENTS CLOSED END FUNDS | |
| | Security | 74442F107 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | ISD | | | | | | | Meeting Date | 09-Mar-2018 |
| | ISIN | US74442F1075 | | | | | | | Agenda | 934717755 - Management |
| | Record Date | 15-Dec-2017 | | | | | | | Holding Recon Date | 15-Dec-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 08-Mar-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | SCOTT E. BENJAMIN | Split | | For | Split | |
| | | | 2 | LINDA W. BYNOE | Split | | For | Split | |
| | | | 3 | LAURIE SIMON HODRICK | Split | | For | Split | |
| | | | 4 | MICHAEL S. HYLAND, CFA | Split | | For | Split | |
| | PRUDENTIAL INVESTMENTS CLOSED END FUNDS | |
| | Security | 74433A109 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | GHY | | | | | | | Meeting Date | 09-Mar-2018 |
| | ISIN | US74433A1097 | | | | | | | Agenda | 934717767 - Management |
| | Record Date | 15-Dec-2017 | | | | | | | Holding Recon Date | 15-Dec-2017 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 08-Mar-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | SCOTT E. BENJAMIN | Split | | For | Split | |
| | | | 2 | LINDA W. BYNOE | Split | | For | Split | |
| | | | 3 | LAURIE SIMON HODRICK | Split | | For | Split | |
| | | | 4 | MICHAEL S. HYLAND, CFA | Split | | For | Split | |
| | ALPINE TOTAL DYNAMIC DIVIDEND FUND | |
| | Security | 021060207 | | | | | | | Meeting Type | Contested-Special |
| | Ticker Symbol | AOD | | | | | | | Meeting Date | 14-Mar-2018 |
| | ISIN | US0210602076 | | | | | | | Agenda | 934719420 - Management |
| | Record Date | 14-Dec-2017 | | | | | | | Holding Recon Date | 14-Dec-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 13-Mar-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | To approve a new investment advisory agreement between the Fund and Aberdeen Asset Managers Limited. | Management | Split | | For | | |
| | 2. | DIRECTOR | Management | | | | | |
| | | | 1 | John Sievwright | Split | | For | | |
| | | | 2 | P. Gerald Malone | Split | | For | | |
| | | | 3 | Nancy Yao Maasbach | Split | | For | | |
| | | | 4 | Martin Gilbert | Split | | For | | |
| | ALPINE TOTAL DYNAMIC DIVIDEND FUND | |
| | Security | 021060207 | | | | | | | Meeting Type | Contested-Special |
| | Ticker Symbol | AOD | | | | | | | Meeting Date | 14-Mar-2018 |
| | ISIN | US0210602076 | | | | | | | Agenda | 934727047 - Opposition |
| | Record Date | 14-Dec-2017 | | | | | | | Holding Recon Date | 14-Dec-2017 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 13-Mar-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | To approve a new investment advisory agreement between the Fund and Aberdeen Asset Managers Limited. | Management | Split | | Against | | |
| | 2A | John Sievwright - To elect as Trustee to
serve for a term from one to three years or
until his or her successor has been duly
elected and qualified, and to take office only
if Proposal 1 is approved by shareholders of
the Fund and only after resignation of the
current Trustees is effective. (ABSTAIN =
WITHOLD) | Management | Split | | Abstain | | |
| | 2B | P. Gerald Malone - To elect as Trustee to serve for a term from one to three years or until his or her successor has been duly elected and qualified, and to take office only if Proposal 1 is approved by shareholders of the Fund and only after resignation of the current Trustees is effective. (ABSTAIN = WITHOLD) | Management | Split | | Abstain | | |
| | 2C | Nancy Yao Maasbach - To elect as Trustee to serve for a term from one to three years or until his or her successor has been duly elected and qualified, and to take office only if Proposal 1 is approved by shareholders of the Fund and only after resignation of the current Trustees is effective. (ABSTAIN = WITHOLD) | Management | Split | | Abstain | | |
| | 2D | Martin Gilbert - To elect as Trustee to serve for a term from one to three years or until his or her successor has been duly elected and qualified, and to take office only if Proposal 1 is approved by shareholders of the Fund and only after resignation of the current Trustees is effective. (ABSTAIN = WITHOLD) | Management | Split | | Abstain | | |
| | ANDINA ACQUISITION CORP II | |
| | Security | G0441P104 | | | | | | | Meeting Type | Special |
| | Ticker Symbol | ANDA | | | | | | | Meeting Date | 15-Mar-2018 |
| | ISIN | KYG0441P1046 | | | | | | | Agenda | 934730068 - Management |
| | Record Date | 12-Feb-2018 | | | | | | | Holding Recon Date | 12-Feb-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 14-Mar-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1A. | The merger of Andina with and into Andina II Holdco Corp. ("Holdco"), with Holdco surviving and becoming a new public company. | Management | For | | For | For | |
| | 1B. | The subsequent merger of Andina II Merger
Sub Inc. with and into Lazy Days' R.V.
Center, Inc. ("Lazydays"), with Lazydays
surviving and becoming a direct wholly
owned subsidiary of Holdco. | Management | For | | For | For | |
| | 1C. | I HEREBY EXERCISE MY CONVERSION RIGHTS. | Management | For | | Take No Action | | |
| | 2A. | Class A Director to serve until 2019: Jordan Gnat | Management | For | | For | For | |
| | 2B. | Class B Director to serve until 2020: Bryan Rich, Jr. | Management | For | | For | For | |
| | 2C. | Class B Director to serve until 2020: Jerry Comstock | Management | For | | For | For | |
| | 2D. | Class B Director to serve until 2020: B. Luke Weil | Management | For | | For | For | |
| | 2E. | Class C Director to serve until 2021: William Murnane | Management | For | | For | For | |
| | 2F. | Class C Director to serve until 2021: Christopher S. Shackelton | Management | For | | For | For | |
| | 2G. | Class C Director to serve until 2021: Jim Fredlake | Management | For | | For | For | |
| | 3A. | To approve the following material differences between the constitutional documents of Holdco that will be in effect upon the closing of the transactions and Andina's current amended and restated memorandum and articles of association: The name of the new public entity will be "Lazydays Holdings, Inc." as opposed to "Andina Acquisition Corp. II". | Management | For | | For | For | |
| | 3B. | To approve the following material differences between the constitutional documents of Holdco that will be in effect upon the closing of the transactions and Andina's current amended and restated memorandum and articles of association: Holdco will have 100,000,000 authorized shares of common stock and 5,000,000 authorized shares of preferred stock, as opposed to Andina having 100,000,000 authorized ordinary shares and 1,000,000 authorized preferred share | Management | For | | For | For | |
| | 3C. | To approve the following material
differences between the constitutional
documents of Holdco that will be in effect
upon the closing of the transactions and
Andina's current amended and restated
memorandum and articles of association:
Holdco's corporate existence will be
perpetual as opposed to Andina's corporate
existence terminating if a business
combination is not consummated by Andina
within a specified period of time. | Management | For | | For | For | |
| | 3D. | To approve the following material differences between the constitutional documents of Holdco that will be in effect upon the closing of the transactions and Andina's current amended and restated memorandum and articles of association: Holdco's constitutional documents will not include the various provisions applicable only to special purpose acquisition corporations that Andina's amended and restated memorandum and articles of association contains | Management | For | | For | For | |
| | 4. | To approve the adoption of the Holdco 2018 Long-Term Incentive Equity Plan. | Management | For | | For | For | |
| | 5. | To approve the sale of convertible preferred stock, common stock, and warrants of Holdco for an aggregate purchase price of $94.8 million in private placements which will close simultaneously with the consummation of the mergers. | Management | For | | For | For | |
| | 6. | To adjourn the extraordinary general meeting to a later date or dates, if necessary, if Andina is unable to consummate the mergers for any reason. | Management | For | | For | For | |
| | CORPORATE CAPITAL TRUST, INC. | |
| | Security | 219880101 | | | | | | | Meeting Type | Special |
| | Ticker Symbol | CCT | | | | | | | Meeting Date | 26-Mar-2018 |
| | ISIN | US2198801019 | | | | | | | Agenda | 934723734 - Management |
| | Record Date | 22-Jan-2018 | | | | | | | Holding Recon Date | 22-Jan-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 23-Mar-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | To approve a new investment advisory
agreement by and between the Company
and KKR Credit Advisors (US) LLC ("KKR
Credit") ("KKR Investment Co-Advisory
Agreement") and a new investment
advisory agreement by and between the
Company and an affiliate of Franklin Square
Holdings, L.P. ("FS Investments" and, such
adviser, "FS Adviser") (the "FS Adviser
Investment Co-Advisory Agreement" and,
together with the KKR Investment Co-
Advisory Agreement, the "Investment Co-
Advisory Agreements"). | Management | Split | | For | Split | |
| | 2. | To approve a new investment advisory by and between the Company and FS/KKR Advisor, LLC, a newly-formed investment adviser jointly operated by KKR Credit and an affiliate of FS Investments (the "Joint Advisor") (the "Joint Advisor Investment Advisory Agreement"), pursuant to which the Joint Advisor will act as investment adviser to the Company. | Management | Split | | For | Split | |
| | CORPORATE CAPITAL TRUST, INC. | |
| | Security | 219880101 | | | | | | | Meeting Type | Special |
| | Ticker Symbol | CCT | | | | | | | Meeting Date | 26-Mar-2018 |
| | ISIN | US2198801019 | | | | | | | Agenda | 934723734 - Management |
| | Record Date | 22-Jan-2018 | | | | | | | Holding Recon Date | 22-Jan-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 23-Mar-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | To approve a new investment advisory agreement by and between the Company and KKR Credit Advisors (US) LLC ("KKR Credit") ("KKR Investment Co-Advisory Agreement") and a new investment advisory agreement by and between the Company and an affiliate of Franklin Square Holdings, L.P. ("FS Investments" and, such adviser, "FS Adviser") (the "FS Adviser Investment Co-Advisory Agreement" and, together with the KKR Investment Co- Advisory Agreement, the "Investment Co- Advisory Agreements"). | Management | Split | | For | Split | |
| | 2. | To approve a new investment advisory by
and between the Company and FS/KKR
Advisor, LLC, a newly-formed investment
adviser jointly operated by KKR Credit and
an affiliate of FS Investments (the "Joint
Advisor") (the "Joint Advisor Investment
Advisory Agreement"), pursuant to which
the Joint Advisor will act as investment
adviser to the Company. | Management | Split | | For | Split | |
| | FS INVESTMENT CORPORATION | |
| | Security | 302635107 | | | | | | | Meeting Type | Special |
| | Ticker Symbol | FSIC | | | | | | | Meeting Date | 26-Mar-2018 |
| | ISIN | US3026351078 | | | | | | | Agenda | 934723291 - Management |
| | Record Date | 18-Jan-2018 | | | | | | | Holding Recon Date | 18-Jan-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 23-Mar-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | To approve a new investment advisory agreement, by and between the Company and FB Income Advisor, LLC ("FB Income Advisor") (the "FB Income Advisor Investment Co-Advisory Agreement"), and a new investment advisory agreement, by and between the Company and KKR Credit Advisors (US) LLC ("KKR Credit") (the "KKR Investment Co-Advisory Agreement" and, together with the FB Income Advisor Investment Co-Advisory Agreement, the "Investment Co-Advisory Agreements"). | Management | Split | | For | Split | |
| | 2. | To approve a new investment advisory agreement, by and between the Company and FS/KKR Advisor, LLC, a newly-formed investment adviser jointly operated by an affiliate of Franklin Square Holdings, L.P. and KKR Credit (the "Joint Advisor") (the "Joint Advisor Investment Advisory Agreement"), pursuant to which the Joint Advisor will act as investment adviser to the Company. | Management | Split | | For | Split | |
| | NUVEEN FUNDS | |
| | Security | 670677103 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | NIQ | | | | | | | Meeting Date | 11-Apr-2018 |
| | ISIN | US6706771036 | | | | | | | Agenda | 934734511 - Management |
| | Record Date | 29-Jan-2018 | | | | | | | Holding Recon Date | 29-Jan-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 10-Apr-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed
by | Vote | Management
Recommendation | For/Against
Management | |
| | 1A. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | Margo L. Cook | Split | | For | Split | |
| | | | 2 | Jack B. Evans | Split | | For | Split | |
| | | | 3 | Albin F. Moschner | Split | | For | Split | |
| | NUVEEN FUNDS | |
| | Security | 67074R100 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | JMT | | | | | | | Meeting Date | 11-Apr-2018 |
| | ISIN | US67074R1005 | | | | | | | Agenda | 934734523 - Management |
| | Record Date | 29-Jan-2018 | | | | | | | Holding Recon Date | 29-Jan-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 10-Apr-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1B. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | Margo L. Cook | Split | | For | Split | |
| | | | 2 | Jack B. Evans | Split | | For | Split | |
| | | | 3 | Albin F. Moschner | Split | | For | Split | |
| | | | 4 | William J. Schneider | Split | | For | Split | |
| | NUVEEN FUNDS | |
| | Security | 670735109 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | JLS | | | | | | | Meeting Date | 11-Apr-2018 |
| | ISIN | US6707351093 | | | | | | | Agenda | 934734523 - Management |
| | Record Date | 29-Jan-2018 | | | | | | | Holding Recon Date | 29-Jan-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 10-Apr-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1B. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | Margo L. Cook | Split | | For | Split | |
| | | | 2 | Jack B. Evans | Split | | For | Split | |
| | | | 3 | Albin F. Moschner | Split | | For | Split | |
| | | | 4 | William J. Schneider | Split | | For | Split | |
| | NUVEEN FUNDS | |
| | Security | 67074R100 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | JMT | | | | | | | Meeting Date | 11-Apr-2018 |
| | ISIN | US67074R1005 | | | | | | | Agenda | 934734523 - Management |
| | Record Date | 29-Jan-2018 | | | | | | | Holding Recon Date | 29-Jan-2018 |
| | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 10-Apr-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1B. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | Margo L. Cook | Split | | For | Split | |
| | | | 2 | Jack B. Evans | Split | | For | Split | |
| | | | 3 | Albin F. Moschner | Split | | For | Split | |
| | | | 4 | William J. Schneider | Split | | For | Split | |
| | NUVEEN PREFERED & CONVERTIBLE INCOME 2 | |
| | Security | 67073D102 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | JQC | | | | | | | Meeting Date | 11-Apr-2018 |
| | ISIN | US67073D1028 | | | | | | | Agenda | 934734523 - Management |
| | Record Date | 29-Jan-2018 | | | | | | | Holding Recon Date | 29-Jan-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 10-Apr-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1B. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | Margo L. Cook | Split | | For | Split | |
| | | | 2 | Jack B. Evans | Split | | For | Split | |
| | | | 3 | Albin F. Moschner | Split | | For | Split | |
| | | | 4 | William J. Schneider | Split | | For | Split | |
| | Reaves | |
| | Security | 756158101 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | UTG | | | | | | | Meeting Date | 11-Apr-2018 |
| | ISIN | US7561581015 | | | | | | | Agenda | 934737822 - Management |
| | Record Date | 12-Feb-2018 | | | | | | | Holding Recon Date | 12-Feb-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 10-Apr-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | E. Wayne Nordberg | Split | | For | Split | |
| | | | 2 | Larry W. Papasan | Split | | For | Split | |
| | Reaves | |
| | Security | 756158101 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | UTG | | | | | | | Meeting Date | 11-Apr-2018 |
| | ISIN | US7561581015 | | | | | | | Agenda | 934737822 - Management |
| | Record Date | 12-Feb-2018 | | | | | | | Holding Recon Date | 12-Feb-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 10-Apr-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | E. Wayne Nordberg | Split | | For | Split | |
| | | | 2 | Larry W. Papasan | Split | | For | Split | |
| | CORNERSTONE STRATEGIC VALUE FUND, INC. | |
| | Security | 21924B302 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | CLM | | | | | | | Meeting Date | 17-Apr-2018 |
| | ISIN | US21924B3024 | | | | | | | Agenda | 934735688 - Management |
| | Record Date | 20-Feb-2018 | | | | | | | Holding Recon Date | 20-Feb-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 16-Apr-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | Robert E. Dean | Split | | For | Split | |
| | | | 2 | Matthew W. Morris | Split | | For | Split | |
| | | | 3 | Scott B. Rogers | Split | | For | Split | |
| | 2. | In their discretion, the proxies are authorized to consider and vote upon such other matters as may properly come before the said Meeting or any adjournment thereof. | Management | Split | | For | Split | |
| | CORNERSTONE STRATEGIC VALUE FUND, INC. | |
| | Security | 21924B302 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | CLM | | | | | | | Meeting Date | 17-Apr-2018 |
| | ISIN | US21924B3024 | | | | | | | Agenda | 934735688 - Management |
| | Record Date | 20-Feb-2018 | | | | | | | Holding Recon Date | 20-Feb-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 16-Apr-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | Robert E. Dean | Split | | For | Split | |
| | | | 2 | Matthew W. Morris | Split | | For | Split | |
| | | | 3 | Scott B. Rogers | Split | | For | Split | |
| | 2. | In their discretion, the proxies are
authorized to consider and vote upon such
other matters as may properly come before
the said Meeting or any adjournment
thereof. | Management | Split | | For | Split | |
| | EATON VANCE FLOATING RATE 2022 | |
| | Security | 27831H100 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | EFL | | | | | | | Meeting Date | 19-Apr-2018 |
| | ISIN | US27831H1005 | | | | | | | Agenda | 934732593 - Management |
| | Record Date | 06-Feb-2018 | | | | | | | Holding Recon Date | 06-Feb-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 18-Apr-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | Thomas E. Faust Jr. | Split | | For | Split | |
| | | | 2 | Mark R. Fetting | Split | | For | Split | |
| | LAZARD WORLD DIVIDEND & INCOME FD, INC. | |
| | Security | 521076109 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | LOR | | | | | | | Meeting Date | 20-Apr-2018 |
| | ISIN | US5210761095 | | | | | | | Agenda | 934747722 - Management |
| | Record Date | 09-Mar-2018 | | | | | | | Holding Recon Date | 09-Mar-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 19-Apr-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | Franci J. Blassberg | Split | | For | Split | |
| | | | 2 | Richard Reiss, Jr. | Split | | For | Split | |
| | | | 3 | Ashish Bhutani | Split | | For | Split | |
| | LAZARD WORLD DIVIDEND & INCOME FD, INC. | |
| | Security | 521076109 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | LOR | | | | | | | Meeting Date | 20-Apr-2018 |
| | ISIN | US5210761095 | | | | | | | Agenda | 934747722 - Management |
| | Record Date | 09-Mar-2018 | | | | | | | Holding Recon Date | 09-Mar-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 19-Apr-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | Franci J. Blassberg | Split | | For | Split | |
| | | | 2 | Richard Reiss, Jr. | Split | | For | Split | |
| | | | 3 | Ashish Bhutani | Split | | For | Split | |
| | MORGAN STANLEY TRUSTS | |
| | Security | 61745P874 | | | | | | | Meeting Type | Special |
| | Ticker Symbol | ICB | | | | | | | Meeting Date | 20-Apr-2018 |
| | ISIN | US61745P8749 | | | | | | | Agenda | 934746504 - Management |
| | Record Date | 23-Feb-2018 | | | | | | | Holding Recon Date | 23-Feb-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 19-Apr-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | To consider and vote upon a proposal to approve the actions and transactions described in that certain Agreement and Plan of Reorganization, dated January 22, 2018, between Morgan Stanley Income Securities Inc. (the "Acquired Fund") and Morgan Stanley Institutional Fund Trust, on behalf of the Corporate Bond Portfolio (the "Acquiring Fund") (the "Reorganization"). | Management | Split | | For | Split | |
| | GARRISON CAPITAL INC. | |
| | Security | 366554103 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | GARS | | | | | | | Meeting Date | 02-May-2018 |
| | ISIN | US3665541039 | | | | | | | Agenda | 934741491 - Management |
| | Record Date | 07-Mar-2018 | | | | | | | Holding Recon Date | 07-Mar-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 01-May-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1A. | Election of Director: Brian Chase | Management | Split | | For | Split | |
| | 1B. | Election of Director: Joseph Morea | Management | Split | | For | Split | |
| | 2. | Ratification of selection of RSM US LLP to serve as independent registered public accounting firm for fiscal year ending December 31, 2018. | Management | Split | | For | Split | |
| | GARRISON CAPITAL INC. | |
| | Security | 366554103 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | GARS | | | | | | | Meeting Date | 02-May-2018 |
| | ISIN | US3665541039 | | | | | | | Agenda | 934741491 - Management |
| | Record Date | 07-Mar-2018 | | | | | | | Holding Recon Date | 07-Mar-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 01-May-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1A. | Election of Director: Brian Chase | Management | Split | | For | Split | |
| | 1B. | Election of Director: Joseph Morea | Management | Split | | For | Split | |
| | 2. | Ratification of selection of RSM US LLP to serve as independent registered public accounting firm for fiscal year ending December 31, 2018. | Management | Split | | For | Split | |
| | THE GABELLI EQUITY TRUST INC. | |
| | Security | 362397101 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | GAB | | | | | | | Meeting Date | 14-May-2018 |
| | ISIN | US3623971013 | | | | | | | Agenda | 934764867 - Management |
| | Record Date | 16-Mar-2018 | | | | | | | Holding Recon Date | 16-Mar-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 11-May-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | Michael J. Ferrantino | Split | | For | Split | |
| | THE GABELLI EQUITY TRUST INC. | |
| | Security | 362397101 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | GAB | | | | | | | Meeting Date | 14-May-2018 |
| | ISIN | US3623971013 | | | | | | | Agenda | 934764867 - Management |
| | Record Date | 16-Mar-2018 | | | | | | | Holding Recon Date | 16-Mar-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 11-May-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | Michael J. Ferrantino | Split | | For | Split | |
| | NATIONAL ENERGY SERVICES REUNITED CORP. | |
| | Security | G6375R107 | | | | | | | Meeting Type | Special |
| | Ticker Symbol | NESR | | | | | | | Meeting Date | 18-May-2018 |
| | ISIN | VGG6375R1073 | | | | | | | Agenda | 934822051 - Management |
| | Record Date | 27-Apr-2018 | | | | | | | Holding Recon Date | 27-Apr-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 17-May-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | The Business Combination Proposal: To consider and vote upon a proposal to approve and authorize the Stock Purchase Agreements, the Contribution Agreements, the Shares Exchange Agreement and related contracts, as they may be amended, by and among NESR and NPS Holding Company Ltd. and Gulf Energy S.A.O.C., and the transactions contemplated thereby (the "Business Combination"). | Management | For | | For | For | |
| | 2. | DIRECTOR | Management | | | | | |
| | | | 1 | Antonio J. Campo Mejia | For | | For | For | |
| | | | 2 | Hala Zeibak | For | | For | For | |
| | 3. | The NASDAQ Proposal: To approve, for purposes of complying with applicable NASDAQ listing rules, the issuance of more than 20% of the Company's issued and outstanding ordinary shares, which NASDAQ may deem to be a change of control, pursuant to the Business Combination or any private placement in connection with the Backstop Commitment. | Management | For | | For | For | |
| | 4. | The Incentive Plan Proposal: To approve and adopt the NESR 2018 Long Term Incentive Plan. | Management | For | | For | For | |
| | 5. | The Adjournment Proposal: To consider and vote upon a proposal to approve the adjournment of the meeting of shareholders to a later date, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the meeting, there are not sufficient votes to approve Proposals 1, 2, 3 and 4. | Management | For | | For | For | |
| | TORTOISE ENERGY INFRASTRUCTURE CORP. | |
| | Security | 89147L100 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | TYG | | | | | | | Meeting Date | 18-May-2018 |
| | ISIN | US89147L1008 | | | | | | | Agenda | 934782550 - Management |
| | Record Date | 13-Mar-2018 | | | | | | | Holding Recon Date | 13-Mar-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 17-May-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | Rand C. Berney | Split | | For | Split | |
| | 2. | Ratification of Ernst & Young LLP as the Company's independent registered public accounting firm to audit the financial statements of the Company for the fiscal year ending November 30, 2018. | Management | Split | | For | Split | |
| | VIRTUS MUTUAL FUNDS | |
| | Security | 92837G100 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | ZF | | | | | | | Meeting Date | 22-May-2018 |
| | ISIN | US92837G1004 | | | | | | | Agenda | 934795331 - Management |
| | Record Date | 02-Apr-2018 | | | | | | | Holding Recon Date | 02-Apr-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 21-May-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1e. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | James M. Oates | Split | | For | Split | |
| | | | 2 | James B. Rogers, Jr. | Split | | For | Split | |
| | VIRTUS MUTUAL FUNDS | |
| | Security | 92837G100 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | ZF | | | | | | | Meeting Date | 22-May-2018 |
| | ISIN | US92837G1004 | | | | | | | Agenda | 934795331 - Management |
| | Record Date | 02-Apr-2018 | | | | | | | Holding Recon Date | 02-Apr-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 21-May-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1e. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | James M. Oates | Split | | For | Split | |
| | | | 2 | James B. Rogers, Jr. | Split | | For | Split | |
| | EAGLE GROWTH & INCOME OPPORTUNITIES FD | |
| | Security | 26958J105 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | EGIF | | | | | | | Meeting Date | 24-May-2018 |
| | ISIN | US26958J1051 | | | | | | | Agenda | 934792474 - Management |
| | Record Date | 05-Apr-2018 | | | | | | | Holding Recon Date | 05-Apr-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 23-May-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1.1 | Election of Class II Trustee: Ronald J.
Burton | Management | Split | | For | Split | |
| | 1.2 | Election of Class II Trustee: Steven A. Baffico | Management | Split | | For | Split | |
| | EAGLE GROWTH & INCOME OPPORTUNITIES FD | |
| | Security | 26958J105 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | EGIF | | | | | | | Meeting Date | 24-May-2018 |
| | ISIN | US26958J1051 | | | | | | | Agenda | 934792474 - Management |
| | Record Date | 05-Apr-2018 | | | | | | | Holding Recon Date | 05-Apr-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 23-May-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1.1 | Election of Class II Trustee: Ronald J. Burton | Management | Split | | For | Split | |
| | 1.2 | Election of Class II Trustee: Steven A. Baffico | Management | Split | | For | Split | |
| | WESTERN ASSET/CLAYMORE LINKED OPP & INC | |
| | Security | 95766R104 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | WIW | | | | | | | Meeting Date | 30-May-2018 |
| | ISIN | US95766R1041 | | | | | | | Agenda | 934788615 - Management |
| | Record Date | 27-Mar-2018 | | | | | | | Holding Recon Date | 27-Mar-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 29-May-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1a. | Election of Trustee: Ronald A. Nyberg | Management | Split | | For | Split | |
| | 2a. | a new investment advisory agreement between the Fund and Western Asset Management Company ("Western Asset") | Management | Split | | For | Split | |
| | 2b. | a new sub-advisory agreement between Western Asset and Western Asset Management Company Limited with respect to the Fund | Management | Split | | For | Split | |
| | 2c. | a new sub-advisory agreement between Western Asset and Western Asset Management Company Ltd with respect to the Fund | Management | Split | | For | Split | |
| | 2d. | a new sub-advisory agreement between Western Asset and Western Asset Management Company Pte. Ltd. with respect to the Fund | Management | Split | | For | Split | |
| | OHA INVESTMENT CORPORATION | |
| | Security | 67091U102 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | OHAI | | | | | | | Meeting Date | 05-Jun-2018 |
| | ISIN | US67091U1025 | | | | | | | Agenda | 934804851 - Management |
| | Record Date | 13-Apr-2018 | | | | | | | Holding Recon Date | 13-Apr-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 04-Jun-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1.1 | Election of Class II Director: Frank V. Tannura | Management | Split | | For | Split | |
| | 1.2 | Election of Class II Director: Alan M. Schrager | Management | Split | | For | Split | |
| | 2. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | Split | | For | Split | |
| | OHA INVESTMENT CORPORATION | |
| | Security | 67091U102 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | OHAI | | | | | | | Meeting Date | 05-Jun-2018 |
| | ISIN | US67091U1025 | | | | | | | Agenda | 934804851 - Management |
| | Record Date | 13-Apr-2018 | | | | | | | Holding Recon Date | 13-Apr-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 04-Jun-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1.1 | Election of Class II Director: Frank V. Tannura | Management | Split | | For | Split | |
| | 1.2 | Election of Class II Director: Alan M. Schrager | Management | Split | | For | Split | |
| | 2. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | Split | | For | Split | |
| | THE INDIA FUND, INC. | |
| | Security | 454089103 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | IFN | | | | | | | Meeting Date | 20-Jun-2018 |
| | ISIN | US4540891037 | | | | | | | Agenda | 934822734 - Management |
| | Record Date | 27-Apr-2018 | | | | | | | Holding Recon Date | 27-Apr-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 19-Jun-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1.1 | Election of Class I Director: Nisha Kumar | Management | Split | | For | Split | |
| | 1.2 | Election of Class I Director: Martin Gilbert | Management | Split | | For | Split | |
| | 1.3 | Election of Class I Director: Jeswald Salacuse | Management | Split | | For | Split | |
| | MORGAN STANLEY EMER MKTS DEBT FUND, INC. | |
| | Security | 61744H105 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | MSD | | | | | | | Meeting Date | 21-Jun-2018 |
| | ISIN | US61744H1059 | | | | | | | Agenda | 934825831 - Management |
| | Record Date | 06-Apr-2018 | | | | | | | Holding Recon Date | 06-Apr-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 20-Jun-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | Nancy C. Everett | | | For | | |
| | | | 2 | Michael F. Klein | | | For | | |
| | | | 3 | W. Allen Reed | | | For | | |
| | MORGAN STANLEY EMERGING MARKETS FD, INC. | |
| | Security | 61744G107 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | MSF | | | | | | | Meeting Date | 21-Jun-2018 |
| | ISIN | US61744G1076 | | | | | | | Agenda | 934825831 - Management |
| | Record Date | 06-Apr-2018 | | | | | | | Holding Recon Date | 06-Apr-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 20-Jun-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | Nancy C. Everett | | | For | | |
| | | | 2 | Michael F. Klein | | | For | | |
| | | | 3 | W. Allen Reed | | | For | | |
| | HIGHLAND FUNDS | |
| | Security | 43010E404 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | HFRO | | | | | | | Meeting Date | 22-Jun-2018 |
| | ISIN | US43010E4044 | | | | | | | Agenda | 934841075 - Management |
| | Record Date | 21-May-2018 | | | | | | | Holding Recon Date | 21-May-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 21-Jun-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | John Honis | Not Voted* | | For | | |
| | | | 2 | Dustin Norris | Not Voted* | | For | | |
| | NEXPOINT FUNDS | |
| | Security | 65340G205 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | NHF | | | | | | | Meeting Date | 22-Jun-2018 |
| | ISIN | US65340G2057 | | | | | | | Agenda | 934841099 - Management |
| | Record Date | 21-May-2018 | | | | | | | Holding Recon Date | 21-May-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 21-Jun-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | | |
| | | | 1 | John Honis | Not Voted* | | For | | |
| | | | 2 | Dustin Norris | Not Voted* | | For | | |
| | AMERICAN CAPITAL SENIOR FLOATING LTD | |
| | Security | 02504D108 | | | | | | | Meeting Type | Special |
| | Ticker Symbol | ACSF | | | | | | | Meeting Date | 28-Jun-2018 |
| | ISIN | US02504D1081 | | | | | | | Agenda | 934840251 - Management |
| | Record Date | 17-May-2018 | | | | | | | Holding Recon Date | 17-May-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 27-Jun-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | To consider and vote upon a proposal to approve the Plan of Complete Liquidation and Dissolution of the Company (the "Plan"), including the sale of all or substantially all of the Company's assets and the dissolution of the Company pursuant to the Plan. | Management | For | | For | For | |
| | Kayne | |
| | Security | 486606106 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | KYN | | | | | | | Meeting Date | 28-Jun-2018 |
| | ISIN | US4866061066 | | | | | | | Agenda | 934844312 - Management |
| | Record Date | 21-May-2018 | | | | | | | Holding Recon Date | 21-May-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 27-Jun-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1a. | THE ELECTION OF ALBERT L. RICHEY AS DIRECTOR FOR A TERM OF ONE YEAR AND UNTIL HIS SUCCESSOR IS ELECTED AND QUALIFIED. | Management | Split | | For | Split | |
| | 1b. | THE ELECTION OF WILLIAM R. CORDES
AS DIRECTOR FOR A TERM OF TWO
YEARS AND UNTIL HIS SUCCESSOR IS
ELECTED AND QUALIFIED. | Management | Split | | For | Split | |
| | 1c. | THE ELECTION OF BARRY R. PEARL AS DIRECTOR FOR A TERM OF TWO YEARS AND UNTIL HIS SUCCESSOR IS ELECTED AND QUALIFIED. | Management | Split | | For | Split | |
| | 1d. | THE ELECTION OF KEVIN S. MCCARTHY AS DIRECTOR FOR A TERM OF THREE YEARS AND UNTIL HIS SUCCESSOR IS ELECTED AND QUALIFIED. | Management | Split | | For | Split | |
| | 1e. | THE ELECTION OF WILLIAM L. THACKER AS DIRECTOR FOR A TERM OF THREE YEARS AND UNTIL HIS SUCCESSOR IS ELECTED AND QUALIFIED. | Management | Split | | For | Split | |
| | 2. | THE RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS KYN'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2018. | Management | Split | | For | Split | |
| | Kayne | |
| | Security | 486606106 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | KYN | | | | | | | Meeting Date | 28-Jun-2018 |
| | ISIN | US4866061066 | | | | | | | Agenda | 934844312 - Management |
| | Record Date | 21-May-2018 | | | | | | | Holding Recon Date | 21-May-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 27-Jun-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1a. | THE ELECTION OF ALBERT L. RICHEY AS DIRECTOR FOR A TERM OF ONE YEAR AND UNTIL HIS SUCCESSOR IS ELECTED AND QUALIFIED. | Management | Split | | For | Split | |
| | 1b. | THE ELECTION OF WILLIAM R. CORDES AS DIRECTOR FOR A TERM OF TWO YEARS AND UNTIL HIS SUCCESSOR IS ELECTED AND QUALIFIED. | Management | Split | | For | Split | |
| | 1c. | THE ELECTION OF BARRY R. PEARL AS DIRECTOR FOR A TERM OF TWO YEARS AND UNTIL HIS SUCCESSOR IS ELECTED AND QUALIFIED. | Management | Split | | For | Split | |
| | 1d. | THE ELECTION OF KEVIN S. MCCARTHY
AS DIRECTOR FOR A TERM OF THREE
YEARS AND UNTIL HIS SUCCESSOR IS
ELECTED AND QUALIFIED. | Management | Split | | For | Split | |
| | 1e. | THE ELECTION OF WILLIAM L. THACKER AS DIRECTOR FOR A TERM OF THREE YEARS AND UNTIL HIS SUCCESSOR IS ELECTED AND QUALIFIED. | Management | Split | | For | Split | |
| | 2. | THE RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS KYN'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2018. | Management | Split | | For | Split | |
| | TEMPLETON EMERGING MKTS INCOME FUND | |
| | Security | 880192109 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | TEI | | | | | | | Meeting Date | 29-Jun-2018 |
| | ISIN | US8801921094 | | | | | | | Agenda | 934785924 - Management |
| | Record Date | 28-Mar-2018 | | | | | | | Holding Recon Date | 28-Mar-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 28-Jun-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | Ann Torre Bates | Split | | For | Split | |
| | | | 2 | David W. Niemiec | Split | | For | Split | |
| | | | 3 | Larry D. Thompson | Split | | For | Split | |
| | | | 4 | Robert E. Wade | Split | | For | Split | |
| | 2. | To approve the elimination of the fundamental investment policy requiring the Fund to invest at least 65% of its total assets in U.S. dollar-denominated securities | Management | Split | | For | Split | |
| | 3. | To approve an amended fundamental investment restriction regarding investments in commodities | Management | Split | | For | Split | |
| | 4. | The ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Fund for the fiscal year ending December 31, 2018 | Management | Split | | For | Split | |
| | TEMPLETON EMERGING MKTS INCOME FUND | |
| | Security | 880192109 | | | | | | | Meeting Type | Annual |
| | Ticker Symbol | TEI | | | | | | | Meeting Date | 29-Jun-2018 |
| | ISIN | US8801921094 | | | | | | | Agenda | 934785924 - Management |
| | Record Date | 28-Mar-2018 | | | | | | | Holding Recon Date | 28-Mar-2018 |
| | City / | Country | | | / | United States | | | | | Vote Deadline Date | 28-Jun-2018 |
| | SEDOL(s) | | | | | Quick Code | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | DIRECTOR | Management | Split | | | Split | |
| | | | 1 | Ann Torre Bates | Split | | For | Split | |
| | | | 2 | David W. Niemiec | Split | | For | Split | |
| | | | 3 | Larry D. Thompson | Split | | For | Split | |
| | | | 4 | Robert E. Wade | Split | | For | Split | |
| | 2. | To approve the elimination of the fundamental investment policy requiring the Fund to invest at least 65% of its total assets in U.S. dollar-denominated securities | Management | Split | | For | Split | |
| | 3. | To approve an amended fundamental investment restriction regarding investments in commodities | Management | Split | | For | Split | |
| | 4. | The ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Fund for the fiscal year ending December 31, 2018 | Management | Split | | For | Split | |
| | | | | | | | | | | | | | | | | |
| | * Not voted | The Fund's shares were not voted because of a procedural error with a service provider. | |
| | | | | | | | | | | | | | | | | |
| Company Name | Ticker | Country | Primary ISIN | Primary CUSIP | Meeting Type | Meeting Date | Proponent | Proposal Text | Management Recommendation | ISS Recommendation | Voting Policy Recommendation | Vote Instruction | Voted | Vote Against Management |
| Whole Foods Market, Inc. | WFM | USA | US9668371068 | 966837106 | Special | 23-Aug-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| Whole Foods Market, Inc. | WFM | USA | US9668371068 | 966837106 | Special | 23-Aug-17 | Management | Advisory Vote on Golden Parachutes | For | For | For | For | Yes | No |
| Whole Foods Market, Inc. | WFM | USA | US9668371068 | 966837106 | Special | 23-Aug-17 | Management | Reduce Authorized Common Stock | For | For | For | For | Yes | No |
| Whole Foods Market, Inc. | WFM | USA | US9668371068 | 966837106 | Special | 23-Aug-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| PAREXEL International Corporation | PRXL | USA | US6994621075 | 699462107 | Special | 15-Sep-17 | Management | Approve Merger Agreement | For | For | For | For | Yes | No |
| PAREXEL International Corporation | PRXL | USA | US6994621075 | 699462107 | Special | 15-Sep-17 | Management | Advisory Vote on Golden Parachutes | For | Against | For | For | Yes | No |
| PAREXEL International Corporation | PRXL | USA | US6994621075 | 699462107 | Special | 15-Sep-17 | Management | Adjourn Meeting | For | For | For | For | Yes | No |
| Barnes & Noble Education, Inc. | BNED | USA | US06777U1016 | 06777U101 | Annual | 20-Sep-17 | Management | Elect Director David G. Golden | For | For | For | For | Yes | No |
| Barnes & Noble Education, Inc. | BNED | USA | US06777U1016 | 06777U101 | Annual | 20-Sep-17 | Management | Elect Director Jerry Sue Thornton | For | For | For | For | Yes | No |
| Barnes & Noble Education, Inc. | BNED | USA | US06777U1016 | 06777U101 | Annual | 20-Sep-17 | Management | Declassify the Board of Directors | For | For | For | For | Yes | No |
| Barnes & Noble Education, Inc. | BNED | USA | US06777U1016 | 06777U101 | Annual | 20-Sep-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | For | Yes | No |
| Barnes & Noble Education, Inc. | BNED | USA | US06777U1016 | 06777U101 | Annual | 20-Sep-17 | Management | Ratify Ernst & Young LLP as Auditors | For | For | For | For | Yes | No |
| RPM International Inc. | RPM | USA | US7496851038 | 749685103 | Annual | 05-Oct-17 | Management | Elect Director Julie A. Lagacy | For | For | For | For | Yes | No |
| RPM International Inc. | RPM | USA | US7496851038 | 749685103 | Annual | 05-Oct-17 | Management | Elect Director Robert A. Livingston | For | For | For | For | Yes | No |
| RPM International Inc. | RPM | USA | US7496851038 | 749685103 | Annual | 05-Oct-17 | Management | Elect Director Frederick R. Nance | For | For | For | For | Yes | No |
| RPM International Inc. | RPM | USA | US7496851038 | 749685103 | Annual | 05-Oct-17 | Management | Elect Director William B. Summers, Jr. | For | For | For | For | Yes | No |
| RPM International Inc. | RPM | USA | US7496851038 | 749685103 | Annual | 05-Oct-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | For | Yes | No |
| RPM International Inc. | RPM | USA | US7496851038 | 749685103 | Annual | 05-Oct-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | One Year | One Year | Yes | No |
| RPM International Inc. | RPM | USA | US7496851038 | 749685103 | Annual | 05-Oct-17 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | For | For | Yes | No |
| GMS Inc. | GMS | USA | US36251C1036 | 36251C103 | Annual | 18-Oct-17 | Management | Elect Director G. Michael Callahan, Jr. | For | Against | For | For | Yes | No |
| GMS Inc. | GMS | USA | US36251C1036 | 36251C103 | Annual | 18-Oct-17 | Management | Elect Director Peter C. Browning | For | Against | For | For | Yes | No |
| GMS Inc. | GMS | USA | US36251C1036 | 36251C103 | Annual | 18-Oct-17 | Management | Elect Director Theron I. Gilliam | For | Against | For | For | Yes | No |
| GMS Inc. | GMS | USA | US36251C1036 | 36251C103 | Annual | 18-Oct-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | For | Yes | No |
| GMS Inc. | GMS | USA | US36251C1036 | 36251C103 | Annual | 18-Oct-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | One Year | One Year | One Year | Yes | No |
| GMS Inc. | GMS | USA | US36251C1036 | 36251C103 | Annual | 18-Oct-17 | Management | Approve Omnibus Stock Plan | For | For | For | For | Yes | No |
| GMS Inc. | GMS | USA | US36251C1036 | 36251C103 | Annual | 18-Oct-17 | Management | Approve Qualified Employee Stock Purchase Plan | For | For | For | For | Yes | No |
| AmerisourceBergen Corporation | ABC | USA | US03073E1055 | 03073E105 | Annual | 01-Mar-18 | Management | Elect Director Ornella Barra | For | Against | For | For | Yes | No |
| AmerisourceBergen Corporation | ABC | USA | US03073E1055 | 03073E105 | Annual | 01-Mar-18 | Management | Elect Director Steven H. Collis | For | For | For | For | Yes | No |
| AmerisourceBergen Corporation | ABC | USA | US03073E1055 | 03073E105 | Annual | 01-Mar-18 | Management | Elect Director Douglas R. Conant | For | For | For | For | Yes | No |
| AmerisourceBergen Corporation | ABC | USA | US03073E1055 | 03073E105 | Annual | 01-Mar-18 | Management | Elect Director D. Mark Durcan | For | For | For | For | Yes | No |
| AmerisourceBergen Corporation | ABC | USA | US03073E1055 | 03073E105 | Annual | 01-Mar-18 | Management | Elect Director Richard W. Gochnauer | For | For | For | For | Yes | No |
| AmerisourceBergen Corporation | ABC | USA | US03073E1055 | 03073E105 | Annual | 01-Mar-18 | Management | Elect Director Lon R. Greenberg | For | For | For | For | Yes | No |
| AmerisourceBergen Corporation | ABC | USA | US03073E1055 | 03073E105 | Annual | 01-Mar-18 | Management | Elect Director Jane E. Henney | For | For | For | For | Yes | No |
| AmerisourceBergen Corporation | ABC | USA | US03073E1055 | 03073E105 | Annual | 01-Mar-18 | Management | Elect Director Kathleen W. Hyle | For | For | For | For | Yes | No |
| AmerisourceBergen Corporation | ABC | USA | US03073E1055 | 03073E105 | Annual | 01-Mar-18 | Management | Elect Director Michael J. Long | For | For | For | For | Yes | No |
| AmerisourceBergen Corporation | ABC | USA | US03073E1055 | 03073E105 | Annual | 01-Mar-18 | Management | Elect Director Henry W. McGee | For | For | For | For | Yes | No |
| AmerisourceBergen Corporation | ABC | USA | US03073E1055 | 03073E105 | Annual | 01-Mar-18 | Management | Ratify Ernst & Young LLP as Auditors | For | For | For | For | Yes | No |
| AmerisourceBergen Corporation | ABC | USA | US03073E1055 | 03073E105 | Annual | 01-Mar-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | For | Yes | No |
| AmerisourceBergen Corporation | ABC | USA | US03073E1055 | 03073E105 | Annual | 01-Mar-18 | Management | Amend Qualified Employee Stock Purchase Plan | For | For | For | For | Yes | No |
| AmerisourceBergen Corporation | ABC | USA | US03073E1055 | 03073E105 | Annual | 01-Mar-18 | Share Holder | Require Independent Board Chairman | Against | For | Against | Against | Yes | No |
| AmerisourceBergen Corporation | ABC | USA | US03073E1055 | 03073E105 | Annual | 01-Mar-18 | Share Holder | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Against | Against | Yes | No |
| AmerisourceBergen Corporation | ABC | USA | US03073E1055 | 03073E105 | Annual | 01-Mar-18 | Share Holder | Clawback of Incentive Payments | Against | For | Against | Against | Yes | No |
| AmerisourceBergen Corporation | ABC | USA | US03073E1055 | 03073E105 | Annual | 01-Mar-18 | Share Holder | Report on Governance Measures Implemented Related to Opioids | Against | For | Against | Against | Yes | No |
| The Walt Disney Company | DIS | USA | US2546871060 | 254687106 | Annual | 08-Mar-18 | Management | Elect Director Susan E. Arnold | For | For | For | For | Yes | No |
| The Walt Disney Company | DIS | USA | US2546871060 | 254687106 | Annual | 08-Mar-18 | Management | Elect Director Mary T. Barra | For | For | For | For | Yes | No |
| The Walt Disney Company | DIS | USA | US2546871060 | 254687106 | Annual | 08-Mar-18 | Management | Elect Director Safra A. Catz | For | For | For | For | Yes | No |
| The Walt Disney Company | DIS | USA | US2546871060 | 254687106 | Annual | 08-Mar-18 | Management | Elect Director John S. Chen | For | For | For | For | Yes | No |
| The Walt Disney Company | DIS | USA | US2546871060 | 254687106 | Annual | 08-Mar-18 | Management | Elect Director Francis A. deSouza | For | For | For | For | Yes | No |
| The Walt Disney Company | DIS | USA | US2546871060 | 254687106 | Annual | 08-Mar-18 | Management | Elect Director Robert A. Iger | For | For | For | For | Yes | No |
| The Walt Disney Company | DIS | USA | US2546871060 | 254687106 | Annual | 08-Mar-18 | Management | Elect Director Maria Elena Lagomasino | For | For | For | For | Yes | No |
| The Walt Disney Company | DIS | USA | US2546871060 | 254687106 | Annual | 08-Mar-18 | Management | Elect Director Fred H. Langhammer | For | For | For | For | Yes | No |
| The Walt Disney Company | DIS | USA | US2546871060 | 254687106 | Annual | 08-Mar-18 | Management | Elect Director Aylwin B. Lewis | For | For | For | For | Yes | No |
| The Walt Disney Company | DIS | USA | US2546871060 | 254687106 | Annual | 08-Mar-18 | Management | Elect Director Mark G. Parker | For | For | For | For | Yes | No |
| The Walt Disney Company | DIS | USA | US2546871060 | 254687106 | Annual | 08-Mar-18 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | For | For | Yes | No |
| The Walt Disney Company | DIS | USA | US2546871060 | 254687106 | Annual | 08-Mar-18 | Management | Amend Executive Incentive Bonus Plan | For | For | For | For | Yes | No |
| The Walt Disney Company | DIS | USA | US2546871060 | 254687106 | Annual | 08-Mar-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | For | For | Yes | No |
| The Walt Disney Company | DIS | USA | US2546871060 | 254687106 | Annual | 08-Mar-18 | Share Holder | Report on Lobbying Payments and Policy | Against | For | Against | Against | Yes | No |
| The Walt Disney Company | DIS | USA | US2546871060 | 254687106 | Annual | 08-Mar-18 | Share Holder | Proxy Access Bylaw Amendment | Against | For | Against | Against | Yes | No |
| Realogy Holdings Corp. | RLGY | USA | US75605Y1064 | 75605Y106 | Annual | 02-May-18 | Management | Elect Director Fiona P. Dias | For | For | For | For | Yes | No |
| Realogy Holdings Corp. | RLGY | USA | US75605Y1064 | 75605Y106 | Annual | 02-May-18 | Management | Elect Director Matthew J. Espe | For | For | For | For | Yes | No |
| Realogy Holdings Corp. | RLGY | USA | US75605Y1064 | 75605Y106 | Annual | 02-May-18 | Management | Elect Director V. Ann Hailey | For | For | For | For | Yes | No |
| Realogy Holdings Corp. | RLGY | USA | US75605Y1064 | 75605Y106 | Annual | 02-May-18 | Management | Elect Director Duncan L. Niederauer | For | For | For | For | Yes | No |
| Realogy Holdings Corp. | RLGY | USA | US75605Y1064 | 75605Y106 | Annual | 02-May-18 | Management | Elect Director Ryan M. Schneider | For | For | For | For | Yes | No |
| Realogy Holdings Corp. | RLGY | USA | US75605Y1064 | 75605Y106 | Annual | 02-May-18 | Management | Elect Director Sherry M. Smith | For | For | For | For | Yes | No |
| Realogy Holdings Corp. | RLGY | USA | US75605Y1064 | 75605Y106 | Annual | 02-May-18 | Management | Elect Director Christopher S. Terrill | For | For | For | For | Yes | No |
| Realogy Holdings Corp. | RLGY | USA | US75605Y1064 | 75605Y106 | Annual | 02-May-18 | Management | Elect Director Michael J. Williams | For | For | For | For | Yes | No |
| Realogy Holdings Corp. | RLGY | USA | US75605Y1064 | 75605Y106 | Annual | 02-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | For | For | Yes | No |
| Realogy Holdings Corp. | RLGY | USA | US75605Y1064 | 75605Y106 | Annual | 02-May-18 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | For | For | Yes | No |
| Realogy Holdings Corp. | RLGY | USA | US75605Y1064 | 75605Y106 | Annual | 02-May-18 | Management | Approve Omnibus Stock Plan | For | Against | For | For | Yes | No |
| Primo Water Corporation | PRMW | USA | US74165N1054 | 74165N105 | Annual | 03-May-18 | Management | Elect Director Malcolm McQuilkin | For | Withhold | For | For | Yes | No |
| Primo Water Corporation | PRMW | USA | US74165N1054 | 74165N105 | Annual | 03-May-18 | Management | Elect Director Matthew T. Sheehan | For | For | For | For | Yes | No |
| Primo Water Corporation | PRMW | USA | US74165N1054 | 74165N105 | Annual | 03-May-18 | Management | Elect Director David L. Warnock | For | Withhold | For | For | Yes | No |
| Primo Water Corporation | PRMW | USA | US74165N1054 | 74165N105 | Annual | 03-May-18 | Management | Ratify BDO USA, LLP as Auditors | For | For | For | For | Yes | No |
| Berkshire Hathaway Inc. | BRK.B | USA | US0846707026 | 084670702 | Annual | 05-May-18 | Management | Elect Director Warren E. Buffett | For | For | For | For | Yes | No |
| Berkshire Hathaway Inc. | BRK.B | USA | US0846707026 | 084670702 | Annual | 05-May-18 | Management | Elect Director Charles T. Munger | For | For | For | For | Yes | No |
| Berkshire Hathaway Inc. | BRK.B | USA | US0846707026 | 084670702 | Annual | 05-May-18 | Management | Elect Director Gregory E. Abel | For | For | For | For | Yes | No |
| Berkshire Hathaway Inc. | BRK.B | USA | US0846707026 | 084670702 | Annual | 05-May-18 | Management | Elect Director Howard G. Buffett | For | For | For | For | Yes | No |
| Berkshire Hathaway Inc. | BRK.B | USA | US0846707026 | 084670702 | Annual | 05-May-18 | Management | Elect Director Stephen B. Burke | For | For | For | For | Yes | No |
| Berkshire Hathaway Inc. | BRK.B | USA | US0846707026 | 084670702 | Annual | 05-May-18 | Management | Elect Director Susan L. Decker | For | For | For | For | Yes | No |
| Berkshire Hathaway Inc. | BRK.B | USA | US0846707026 | 084670702 | Annual | 05-May-18 | Management | Elect Director William H. Gates, III | For | For | For | For | Yes | No |
| Berkshire Hathaway Inc. | BRK.B | USA | US0846707026 | 084670702 | Annual | 05-May-18 | Management | Elect Director David S. Gottesman | For | For | For | For | Yes | No |
| Berkshire Hathaway Inc. | BRK.B | USA | US0846707026 | 084670702 | Annual | 05-May-18 | Management | Elect Director Charlotte Guyman | For | For | For | For | Yes | No |
| Berkshire Hathaway Inc. | BRK.B | USA | US0846707026 | 084670702 | Annual | 05-May-18 | Management | Elect Director Ajit Jain | For | For | For | For | Yes | No |
| Berkshire Hathaway Inc. | BRK.B | USA | US0846707026 | 084670702 | Annual | 05-May-18 | Management | Elect Director Thomas S. Murphy | For | For | For | For | Yes | No |
| Berkshire Hathaway Inc. | BRK.B | USA | US0846707026 | 084670702 | Annual | 05-May-18 | Management | Elect Director Ronald L. Olson | For | For | For | For | Yes | No |
| Berkshire Hathaway Inc. | BRK.B | USA | US0846707026 | 084670702 | Annual | 05-May-18 | Management | Elect Director Walter Scott, Jr. | For | For | For | For | Yes | No |
| Berkshire Hathaway Inc. | BRK.B | USA | US0846707026 | 084670702 | Annual | 05-May-18 | Management | Elect Director Meryl B. Witmer | For | For | For | For | Yes | No |
| Berkshire Hathaway Inc. | BRK.B | USA | US0846707026 | 084670702 | Annual | 05-May-18 | Share Holder | Report on Methane Emissions Management, Including Reduction Targets | Against | For | Against | Against | Yes | No |
| Berkshire Hathaway Inc. | BRK.B | USA | US0846707026 | 084670702 | Annual | 05-May-18 | Share Holder | Report on Sustainability | Against | For | Against | Against | Yes | No |
| Darling Ingredients Inc. | DAR | USA | US2372661015 | 237266101 | Annual | 08-May-18 | Management | Elect Director Randall C. Stuewe | For | For | For | For | Yes | No |
| Darling Ingredients Inc. | DAR | USA | US2372661015 | 237266101 | Annual | 08-May-18 | Management | Elect Director Charles Adair | For | For | For | For | Yes | No |
| Darling Ingredients Inc. | DAR | USA | US2372661015 | 237266101 | Annual | 08-May-18 | Management | Elect Director D. Eugene Ewing | For | For | For | For | Yes | No |
| Darling Ingredients Inc. | DAR | USA | US2372661015 | 237266101 | Annual | 08-May-18 | Management | Elect Director Linda Goodspeed | For | For | For | For | Yes | No |
| Darling Ingredients Inc. | DAR | USA | US2372661015 | 237266101 | Annual | 08-May-18 | Management | Elect Director Dirk Kloosterboer | For | For | For | For | Yes | No |
| Darling Ingredients Inc. | DAR | USA | US2372661015 | 237266101 | Annual | 08-May-18 | Management | Elect Director Mary R. Korby | For | For | For | For | Yes | No |
| Darling Ingredients Inc. | DAR | USA | US2372661015 | 237266101 | Annual | 08-May-18 | Management | Elect Director Cynthia Pharr Lee | For | For | For | For | Yes | No |
| Darling Ingredients Inc. | DAR | USA | US2372661015 | 237266101 | Annual | 08-May-18 | Management | Elect Director Charles Macaluso | For | For | For | For | Yes | No |
| Darling Ingredients Inc. | DAR | USA | US2372661015 | 237266101 | Annual | 08-May-18 | Management | Elect Director Gary W. Mize | For | For | For | For | Yes | No |
| Darling Ingredients Inc. | DAR | USA | US2372661015 | 237266101 | Annual | 08-May-18 | Management | Elect Director Michael E. Rescoe | For | For | For | For | Yes | No |
| Darling Ingredients Inc. | DAR | USA | US2372661015 | 237266101 | Annual | 08-May-18 | Management | Ratify KPMG LLP as Auditors | For | For | For | For | Yes | No |
| Darling Ingredients Inc. | DAR | USA | US2372661015 | 237266101 | Annual | 08-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | For | Yes | No |
| American International Group, Inc. | AIG | USA | US0268747849 | 026874784 | Annual | 09-May-18 | Management | Elect Director W. Don Cornwell | For | For | For | For | Yes | No |
| American International Group, Inc. | AIG | USA | US0268747849 | 026874784 | Annual | 09-May-18 | Management | Elect Director Brian Duperreault | For | For | For | For | Yes | No |
| American International Group, Inc. | AIG | USA | US0268747849 | 026874784 | Annual | 09-May-18 | Management | Elect Director John H. Fitzpatrick | For | For | For | For | Yes | No |
| American International Group, Inc. | AIG | USA | US0268747849 | 026874784 | Annual | 09-May-18 | Management | Elect Director William G. Jurgensen | For | For | For | For | Yes | No |
| American International Group, Inc. | AIG | USA | US0268747849 | 026874784 | Annual | 09-May-18 | Management | Elect Director Christopher S. Lynch | For | For | For | For | Yes | No |
| American International Group, Inc. | AIG | USA | US0268747849 | 026874784 | Annual | 09-May-18 | Management | Elect Director Henry S. Miller | For | For | For | For | Yes | No |
| American International Group, Inc. | AIG | USA | US0268747849 | 026874784 | Annual | 09-May-18 | Management | Elect Director Linda A. Mills | For | For | For | For | Yes | No |
| American International Group, Inc. | AIG | USA | US0268747849 | 026874784 | Annual | 09-May-18 | Management | Elect Director Suzanne Nora Johnson | For | For | For | For | Yes | No |
| American International Group, Inc. | AIG | USA | US0268747849 | 026874784 | Annual | 09-May-18 | Management | Elect Director Ronald A. Rittenmeyer | For | For | For | For | Yes | No |
| American International Group, Inc. | AIG | USA | US0268747849 | 026874784 | Annual | 09-May-18 | Management | Elect Director Douglas M. Steenland | For | For | For | For | Yes | No |
| American International Group, Inc. | AIG | USA | US0268747849 | 026874784 | Annual | 09-May-18 | Management | Elect Director Theresa M. Stone | For | For | For | For | Yes | No |
| American International Group, Inc. | AIG | USA | US0268747849 | 026874784 | Annual | 09-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | For | For | Yes | No |
| American International Group, Inc. | AIG | USA | US0268747849 | 026874784 | Annual | 09-May-18 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | For | For | Yes | No |
| Green Plains Inc. | GPRE | USA | US3932221043 | 393222104 | Annual | 09-May-18 | Management | Elect Director Todd A. Becker | For | For | For | For | Yes | No |
| Green Plains Inc. | GPRE | USA | US3932221043 | 393222104 | Annual | 09-May-18 | Management | Elect Director Thomas Manuel | For | For | For | For | Yes | No |
| Green Plains Inc. | GPRE | USA | US3932221043 | 393222104 | Annual | 09-May-18 | Management | Elect Director Brian Peterson | For | For | For | For | Yes | No |
| Green Plains Inc. | GPRE | USA | US3932221043 | 393222104 | Annual | 09-May-18 | Management | Elect Director Alain Treuer | For | For | For | For | Yes | No |
| Green Plains Inc. | GPRE | USA | US3932221043 | 393222104 | Annual | 09-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | For | Yes | No |
| BlueLinx Holdings Inc. | BXC | USA | US09624H2085 | 09624H208 | Annual | 17-May-18 | Management | Elect Director Karel K. Czanderna | For | For | For | For | Yes | No |
| BlueLinx Holdings Inc. | BXC | USA | US09624H2085 | 09624H208 | Annual | 17-May-18 | Management | Elect Director Dominic DiNapoli | For | For | For | For | Yes | No |
| BlueLinx Holdings Inc. | BXC | USA | US09624H2085 | 09624H208 | Annual | 17-May-18 | Management | Elect Director Kim S. Fennebresque | For | For | For | For | Yes | No |
| BlueLinx Holdings Inc. | BXC | USA | US09624H2085 | 09624H208 | Annual | 17-May-18 | Management | Elect Director Mitchell B. Lewis | For | For | For | For | Yes | No |
| BlueLinx Holdings Inc. | BXC | USA | US09624H2085 | 09624H208 | Annual | 17-May-18 | Management | Elect Director Alan H. Schumacher | For | For | For | For | Yes | No |
| BlueLinx Holdings Inc. | BXC | USA | US09624H2085 | 09624H208 | Annual | 17-May-18 | Management | Elect Director J. David Smith | For | For | For | For | Yes | No |
| BlueLinx Holdings Inc. | BXC | USA | US09624H2085 | 09624H208 | Annual | 17-May-18 | Management | Ratify BDO USA, LLP as Auditors | For | For | For | For | Yes | No |
| BlueLinx Holdings Inc. | BXC | USA | US09624H2085 | 09624H208 | Annual | 17-May-18 | Management | Amend Omnibus Stock Plan | For | For | For | For | Yes | No |
| BlueLinx Holdings Inc. | BXC | USA | US09624H2085 | 09624H208 | Annual | 17-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | For | Yes | No |
| Liberty Latin America Ltd. | LILAK | Bermuda | BMG9001E1286 | Annual | 17-May-18 | Management | Elect Director Charles H.R. Bracken | For | For | For | For | Yes | No |
| Liberty Latin America Ltd. | LILAK | Bermuda | BMG9001E1286 | Annual | 17-May-18 | Management | Elect Director Balan Nair | For | For | For | For | Yes | No |
| Liberty Latin America Ltd. | LILAK | Bermuda | BMG9001E1286 | Annual | 17-May-18 | Management | Elect Director Eric L. Zinterhofer | For | For | For | For | Yes | No |
| Liberty Latin America Ltd. | LILAK | Bermuda | BMG9001E1286 | Annual | 17-May-18 | Management | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | For | For | Yes | No |
| Liberty Latin America Ltd. | LILAK | Bermuda | BMG9001E1286 | Annual | 17-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | For | Yes | No |
| Liberty Latin America Ltd. | LILAK | Bermuda | BMG9001E1286 | Annual | 17-May-18 | Management | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Three Years | Three Years | Yes | No |
| Houghton Mifflin Harcourt Company | HMHC | USA | US44157R1095 | 44157R109 | Annual | 22-May-18 | Management | Elect Director Daniel Allen | For | For | For | For | Yes | No |
| Houghton Mifflin Harcourt Company | HMHC | USA | US44157R1095 | 44157R109 | Annual | 22-May-18 | Management | Elect Director L. Gordon Crovitz | For | For | For | For | Yes | No |
| Houghton Mifflin Harcourt Company | HMHC | USA | US44157R1095 | 44157R109 | Annual | 22-May-18 | Management | Elect Director Jean S. Desravines | For | For | For | For | Yes | No |
| Houghton Mifflin Harcourt Company | HMHC | USA | US44157R1095 | 44157R109 | Annual | 22-May-18 | Management | Elect Director Lawrence K. Fish | For | For | For | For | Yes | No |
| Houghton Mifflin Harcourt Company | HMHC | USA | US44157R1095 | 44157R109 | Annual | 22-May-18 | Management | Elect Director Jill A. Greenthal | For | For | For | For | Yes | No |
| Houghton Mifflin Harcourt Company | HMHC | USA | US44157R1095 | 44157R109 | Annual | 22-May-18 | Management | Elect Director John F. Killian | For | For | For | For | Yes | No |
| Houghton Mifflin Harcourt Company | HMHC | USA | US44157R1095 | 44157R109 | Annual | 22-May-18 | Management | Elect Director John J. Lynch, Jr. | For | For | For | For | Yes | No |
| Houghton Mifflin Harcourt Company | HMHC | USA | US44157R1095 | 44157R109 | Annual | 22-May-18 | Management | Elect Director John R. McKernan, Jr. | For | For | For | For | Yes | No |
| Houghton Mifflin Harcourt Company | HMHC | USA | US44157R1095 | 44157R109 | Annual | 22-May-18 | Management | Elect Director E. Rogers Novak, Jr. | For | For | For | For | Yes | No |
| Houghton Mifflin Harcourt Company | HMHC | USA | US44157R1095 | 44157R109 | Annual | 22-May-18 | Management | Elect Director Tracey D. Weber | For | For | For | For | Yes | No |
| Houghton Mifflin Harcourt Company | HMHC | USA | US44157R1095 | 44157R109 | Annual | 22-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | For | Yes | No |
| Houghton Mifflin Harcourt Company | HMHC | USA | US44157R1095 | 44157R109 | Annual | 22-May-18 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | For | For | Yes | No |
| Luxfer Holdings PLC | LXFR | United Kingdom | GB00BNK03D49 | Annual | 22-May-18 | Management | Accept Financial Statements and Statutory Reports | For | For | For | For | Yes | No |
| Luxfer Holdings PLC | LXFR | United Kingdom | GB00BNK03D49 | Annual | 22-May-18 | Management | Approve Director's Remuneration Report | For | Against | For | For | Yes | No |
| Luxfer Holdings PLC | LXFR | United Kingdom | GB00BNK03D49 | Annual | 22-May-18 | Management | Approve Directors' Remuneration Policy | For | Against | For | For | Yes | No |
| Luxfer Holdings PLC | LXFR | United Kingdom | GB00BNK03D49 | Annual | 22-May-18 | Management | Elect Director Alok Maskara | For | For | For | For | Yes | No |
| Luxfer Holdings PLC | LXFR | United Kingdom | GB00BNK03D49 | Annual | 22-May-18 | Management | Elect Director Adam Cohn | For | For | For | For | Yes | No |
| Luxfer Holdings PLC | LXFR | United Kingdom | GB00BNK03D49 | Annual | 22-May-18 | Management | Elect Director Clive Snowdon | For | For | For | For | Yes | No |
| Luxfer Holdings PLC | LXFR | United Kingdom | GB00BNK03D49 | Annual | 22-May-18 | Management | Elect Director Joseph Bonn | For | For | For | For | Yes | No |
| Luxfer Holdings PLC | LXFR | United Kingdom | GB00BNK03D49 | Annual | 22-May-18 | Management | Elect Director Brian Kushner | For | Against | For | For | Yes | No |
| Luxfer Holdings PLC | LXFR | United Kingdom | GB00BNK03D49 | Annual | 22-May-18 | Management | Elect Director David Landless | For | For | For | For | Yes | No |
| Luxfer Holdings PLC | LXFR | United Kingdom | GB00BNK03D49 | Annual | 22-May-18 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | For | For | Yes | No |
| Luxfer Holdings PLC | LXFR | United Kingdom | GB00BNK03D49 | Annual | 22-May-18 | Management | Authorize Board to Fix Remuneration of Auditors | For | For | For | For | Yes | No |
| Luxfer Holdings PLC | LXFR | United Kingdom | GB00BNK03D49 | Annual | 22-May-18 | Management | Amend Articles of Association | For | For | For | For | Yes | No |
| Donnelley Financial Solutions, Inc. | DFIN | USA | US25787G1004 | 25787G100 | Annual | 24-May-18 | Management | Elect Director Daniel N. Leib | For | For | For | For | Yes | No |
| Donnelley Financial Solutions, Inc. | DFIN | USA | US25787G1004 | 25787G100 | Annual | 24-May-18 | Management | Elect Director Lois M. Martin | For | For | For | For | Yes | No |
| Donnelley Financial Solutions, Inc. | DFIN | USA | US25787G1004 | 25787G100 | Annual | 24-May-18 | Management | Elect Director Charles D. Drucker | For | For | For | For | Yes | No |
| Donnelley Financial Solutions, Inc. | DFIN | USA | US25787G1004 | 25787G100 | Annual | 24-May-18 | Management | Elect Director Gary G. Greenfield | For | For | For | For | Yes | No |
| Donnelley Financial Solutions, Inc. | DFIN | USA | US25787G1004 | 25787G100 | Annual | 24-May-18 | Management | Elect Director Oliver R. Sockwell | For | For | For | For | Yes | No |
| Donnelley Financial Solutions, Inc. | DFIN | USA | US25787G1004 | 25787G100 | Annual | 24-May-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | For | Yes | No |
| Donnelley Financial Solutions, Inc. | DFIN | USA | US25787G1004 | 25787G100 | Annual | 24-May-18 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | For | For | Yes | No |
| Luther Burbank Corporation | LBC | USA | US5505501073 | 550550107 | Annual | 24-May-18 | Management | Elect Director Victor S. Trione | For | For | For | For | Yes | No |
| Luther Burbank Corporation | LBC | USA | US5505501073 | 550550107 | Annual | 24-May-18 | Management | Elect Director John G. Biggs | For | For | For | For | Yes | No |
| Luther Burbank Corporation | LBC | USA | US5505501073 | 550550107 | Annual | 24-May-18 | Management | Elect Director John C. Erickson | For | For | For | For | Yes | No |
| Luther Burbank Corporation | LBC | USA | US5505501073 | 550550107 | Annual | 24-May-18 | Management | Elect Director Jack Krouskup | For | For | For | For | Yes | No |
| Luther Burbank Corporation | LBC | USA | US5505501073 | 550550107 | Annual | 24-May-18 | Management | Elect Director Anita Gentle Newcomb | For | For | For | For | Yes | No |
| Luther Burbank Corporation | LBC | USA | US5505501073 | 550550107 | Annual | 24-May-18 | Management | Elect Director Bradley M. Shuster | For | For | For | For | Yes | No |
| Luther Burbank Corporation | LBC | USA | US5505501073 | 550550107 | Annual | 24-May-18 | Management | Elect Director Thomas C. Wajnert | For | For | For | For | Yes | No |
| Potbelly Corporation | PBPB | USA | US73754Y1001 | 73754Y100 | Annual | 24-May-18 | Management | Elect Director Pete Bassi | For | For | For | For | Yes | No |
| Potbelly Corporation | PBPB | USA | US73754Y1001 | 73754Y100 | Annual | 24-May-18 | Management | Elect Director Joseph Boehm | For | For | For | For | Yes | No |
| Potbelly Corporation | PBPB | USA | US73754Y1001 | 73754Y100 | Annual | 24-May-18 | Management | Elect Director Ann-Marie Campbell | For | For | For | For | Yes | No |
| Potbelly Corporation | PBPB | USA | US73754Y1001 | 73754Y100 | Annual | 24-May-18 | Management | Elect Director Susan Chapman-Hughes | For | For | For | For | Yes | No |
| Potbelly Corporation | PBPB | USA | US73754Y1001 | 73754Y100 | Annual | 24-May-18 | Management | Elect Director Sue Collyns | For | For | For | For | Yes | No |
| Potbelly Corporation | PBPB | USA | US73754Y1001 | 73754Y100 | Annual | 24-May-18 | Management | Elect Director Dan Ginsberg | For | For | For | For | Yes | No |
| Potbelly Corporation | PBPB | USA | US73754Y1001 | 73754Y100 | Annual | 24-May-18 | Management | Elect Director Marla Gottschalk | For | For | For | For | Yes | No |
| Potbelly Corporation | PBPB | USA | US73754Y1001 | 73754Y100 | Annual | 24-May-18 | Management | Elect Director Alan Johnson | For | For | For | For | Yes | No |
| Potbelly Corporation | PBPB | USA | US73754Y1001 | 73754Y100 | Annual | 24-May-18 | Management | Elect Director Harvey Kanter | For | For | For | For | Yes | No |
| Potbelly Corporation | PBPB | USA | US73754Y1001 | 73754Y100 | Annual | 24-May-18 | Management | Elect Director Benjamin Rosenzweig | For | For | For | For | Yes | No |
| Potbelly Corporation | PBPB | USA | US73754Y1001 | 73754Y100 | Annual | 24-May-18 | Management | Ratify Deloitte & Touche LLP as Auditors | For | For | For | For | Yes | No |
| Potbelly Corporation | PBPB | USA | US73754Y1001 | 73754Y100 | Annual | 24-May-18 | Management | Amend Omnibus Stock Plan | For | For | For | For | Yes | No |
| MicroStrategy Incorporated | MSTR | USA | US5949724083 | 594972408 | Annual | 30-May-18 | Management | Elect Director Michael J. Saylor | For | Withhold | For | For | Yes | No |
| MicroStrategy Incorporated | MSTR | USA | US5949724083 | 594972408 | Annual | 30-May-18 | Management | Elect Director Margaret A. Breya | For | For | For | For | Yes | No |
| MicroStrategy Incorporated | MSTR | USA | US5949724083 | 594972408 | Annual | 30-May-18 | Management | Elect Director Stephen X. Graham | For | For | For | For | Yes | No |
| MicroStrategy Incorporated | MSTR | USA | US5949724083 | 594972408 | Annual | 30-May-18 | Management | Elect Director Jarrod M. Patten | For | For | For | For | Yes | No |
| MicroStrategy Incorporated | MSTR | USA | US5949724083 | 594972408 | Annual | 30-May-18 | Management | Elect Director Leslie J. Rechan | For | For | For | For | Yes | No |
| MicroStrategy Incorporated | MSTR | USA | US5949724083 | 594972408 | Annual | 30-May-18 | Management | Elect Director Carl J. Rickertsen | For | For | For | For | Yes | No |
| MicroStrategy Incorporated | MSTR | USA | US5949724083 | 594972408 | Annual | 30-May-18 | Management | Amend Omnibus Stock Plan | For | Against | For | For | Yes | No |
| MicroStrategy Incorporated | MSTR | USA | US5949724083 | 594972408 | Annual | 30-May-18 | Management | Ratify KPMG LLP as Auditors | For | For | For | For | Yes | No |
| Facebook, Inc. | FB | USA | US30303M1027 | 30303M102 | Annual | 31-May-18 | Management | Elect Director Marc L. Andreessen | For | For | For | For | Yes | No |
| Facebook, Inc. | FB | USA | US30303M1027 | 30303M102 | Annual | 31-May-18 | Management | Elect Director Erskine B. Bowles | For | For | For | For | Yes | No |
| Facebook, Inc. | FB | USA | US30303M1027 | 30303M102 | Annual | 31-May-18 | Management | Elect Director Kenneth I. Chenault | For | For | For | For | Yes | No |
| Facebook, Inc. | FB | USA | US30303M1027 | 30303M102 | Annual | 31-May-18 | Management | Elect Director Susan D. Desmond-Hellmann | For | Withhold | For | For | Yes | No |
| Facebook, Inc. | FB | USA | US30303M1027 | 30303M102 | Annual | 31-May-18 | Management | Elect Director Reed Hastings | For | Withhold | For | For | Yes | No |
| Facebook, Inc. | FB | USA | US30303M1027 | 30303M102 | Annual | 31-May-18 | Management | Elect Director Jan Koum - Withdrawn Resolution | | | Yes | No |
| Facebook, Inc. | FB | USA | US30303M1027 | 30303M102 | Annual | 31-May-18 | Management | Elect Director Sheryl K. Sandberg | For | Withhold | For | For | Yes | No |
| Facebook, Inc. | FB | USA | US30303M1027 | 30303M102 | Annual | 31-May-18 | Management | Elect Director Peter A. Thiel | For | Withhold | For | For | Yes | No |
| Facebook, Inc. | FB | USA | US30303M1027 | 30303M102 | Annual | 31-May-18 | Management | Elect Director Mark Zuckerberg | For | Withhold | For | For | Yes | No |
| Facebook, Inc. | FB | USA | US30303M1027 | 30303M102 | Annual | 31-May-18 | Management | Ratify Ernst & Young LLP as Auditors | For | For | For | For | Yes | No |
| Facebook, Inc. | FB | USA | US30303M1027 | 30303M102 | Annual | 31-May-18 | Share Holder | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Against | For | Against | Against | Yes | No |
| Facebook, Inc. | FB | USA | US30303M1027 | 30303M102 | Annual | 31-May-18 | Share Holder | Establish Board Committee on Risk Management | Against | For | Against | Against | Yes | No |
| Facebook, Inc. | FB | USA | US30303M1027 | 30303M102 | Annual | 31-May-18 | Share Holder | Adopt Simple Majority Vote | Against | For | Against | Against | Yes | No |
| Facebook, Inc. | FB | USA | US30303M1027 | 30303M102 | Annual | 31-May-18 | Share Holder | Report on Major Global Content Management Controversies (Fake News) | Against | For | Against | Against | Yes | No |
| Facebook, Inc. | FB | USA | US30303M1027 | 30303M102 | Annual | 31-May-18 | Share Holder | Report on Gender Pay Gap | Against | For | Against | Against | Yes | No |
| Facebook, Inc. | FB | USA | US30303M1027 | 30303M102 | Annual | 31-May-18 | Share Holder | Report on Responsible Tax Principles | Against | Against | Against | Against | Yes | No |
| IMAX Corporation | IMAX | Canada | CA45245E1097 | 45245E109 | Annual | 05-Jun-18 | Management | Elect Director Neil S. Braun | For | Withhold | For | For | Yes | No |
| IMAX Corporation | IMAX | Canada | CA45245E1097 | 45245E109 | Annual | 05-Jun-18 | Management | Elect Director Eric A. Demirian | For | Withhold | For | For | Yes | No |
| IMAX Corporation | IMAX | Canada | CA45245E1097 | 45245E109 | Annual | 05-Jun-18 | Management | Elect Director Kevin Douglas | For | Withhold | For | For | Yes | No |
| IMAX Corporation | IMAX | Canada | CA45245E1097 | 45245E109 | Annual | 05-Jun-18 | Management | Elect Director Richard L. Gelfond | For | Withhold | For | For | Yes | No |
| IMAX Corporation | IMAX | Canada | CA45245E1097 | 45245E109 | Annual | 05-Jun-18 | Management | Elect Director David W. Leebron | For | Withhold | For | For | Yes | No |
| IMAX Corporation | IMAX | Canada | CA45245E1097 | 45245E109 | Annual | 05-Jun-18 | Management | Elect Director Michael Lynne | For | Withhold | For | For | Yes | No |
| IMAX Corporation | IMAX | Canada | CA45245E1097 | 45245E109 | Annual | 05-Jun-18 | Management | Elect Director Michael MacMillan | For | Withhold | For | For | Yes | No |
| IMAX Corporation | IMAX | Canada | CA45245E1097 | 45245E109 | Annual | 05-Jun-18 | Management | Elect Director Dana Settle | For | Withhold | For | For | Yes | No |
| IMAX Corporation | IMAX | Canada | CA45245E1097 | 45245E109 | Annual | 05-Jun-18 | Management | Elect Director Darren Throop | For | Withhold | For | For | Yes | No |
| IMAX Corporation | IMAX | Canada | CA45245E1097 | 45245E109 | Annual | 05-Jun-18 | Management | Elect Director Bradley J. Wechsler | For | Withhold | For | For | Yes | No |
| IMAX Corporation | IMAX | Canada | CA45245E1097 | 45245E109 | Annual | 05-Jun-18 | Management | Approve PricewaterhouseCoopers LLP and Authorize Board to Fix Their Remuneration | For | Against | For | For | Yes | No |
| IMAX Corporation | IMAX | Canada | CA45245E1097 | 45245E109 | Annual | 05-Jun-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | For | For | Yes | No |
| Nexstar Media Group, Inc. | NXST | USA | US65336K1034 | 65336K103 | Annual | 06-Jun-18 | Management | Elect Director Perry A. Sook | For | For | For | For | Yes | No |
| Nexstar Media Group, Inc. | NXST | USA | US65336K1034 | 65336K103 | Annual | 06-Jun-18 | Management | Elect Director Geoff Armstrong | For | For | For | For | Yes | No |
| Nexstar Media Group, Inc. | NXST | USA | US65336K1034 | 65336K103 | Annual | 06-Jun-18 | Management | Elect Director Jay M. Grossman | For | For | For | For | Yes | No |
| Nexstar Media Group, Inc. | NXST | USA | US65336K1034 | 65336K103 | Annual | 06-Jun-18 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | For | For | Yes | No |
| Nexstar Media Group, Inc. | NXST | USA | US65336K1034 | 65336K103 | Annual | 06-Jun-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | For | For | Yes | No |
| Exantas Capital Corp. | XAN | USA | US30068N1054 | 30068N105 | Annual | 20-Jun-18 | Management | Elect Director Walter T. Beach | For | Against | For | For | Yes | No |
| Exantas Capital Corp. | XAN | USA | US30068N1054 | 30068N105 | Annual | 20-Jun-18 | Management | Elect Director Jeffrey P. Cohen | For | For | For | For | Yes | No |
| Exantas Capital Corp. | XAN | USA | US30068N1054 | 30068N105 | Annual | 20-Jun-18 | Management | Elect Director Andrew L. Farkas | For | For | For | For | Yes | No |
| Exantas Capital Corp. | XAN | USA | US30068N1054 | 30068N105 | Annual | 20-Jun-18 | Management | Elect Director William B. Hart | For | Against | For | For | Yes | No |
| Exantas Capital Corp. | XAN | USA | US30068N1054 | 30068N105 | Annual | 20-Jun-18 | Management | Elect Director Gary Ickowicz | For | For | For | For | Yes | No |
| Exantas Capital Corp. | XAN | USA | US30068N1054 | 30068N105 | Annual | 20-Jun-18 | Management | Elect Director Steven J. Kessler | For | For | For | For | Yes | No |
| Exantas Capital Corp. | XAN | USA | US30068N1054 | 30068N105 | Annual | 20-Jun-18 | Management | Elect Director Murray S. Levin | For | Against | For | For | Yes | No |
| Exantas Capital Corp. | XAN | USA | US30068N1054 | 30068N105 | Annual | 20-Jun-18 | Management | Elect Director P. Sherrill Neff | For | For | For | For | Yes | No |
| Exantas Capital Corp. | XAN | USA | US30068N1054 | 30068N105 | Annual | 20-Jun-18 | Management | Elect Director Henry R. Silverman | For | For | For | For | Yes | No |
| Exantas Capital Corp. | XAN | USA | US30068N1054 | 30068N105 | Annual | 20-Jun-18 | Management | Elect Director Stephanie H. Wiggins | For | For | For | For | Yes | No |
| Exantas Capital Corp. | XAN | USA | US30068N1054 | 30068N105 | Annual | 20-Jun-18 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | For | For | Yes | No |
| Exantas Capital Corp. | XAN | USA | US30068N1054 | 30068N105 | Annual | 20-Jun-18 | Management | Ratify Grant Thornton LLP as Auditors | For | For | For | For | Yes | No |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
