UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-22894
INVESTMENT MANAGERS SERIES TRUST II
(Exact name of registrant as specified in charter)
| 235 W. Galena Street, Milwaukee, WI | 53212 |
| (Address of principal executive offices) | (Zip code) |
Diane J. Drake
Mutual Fund Administration, LLC
2220 E. Route 66, Suite 226
Glendora, California 91740
(Name and address of agent for service)
Registrant's telephone number, including area code: (626) 385-5777
Date of fiscal year end: December 31
Date of reporting period: July 1, 2021 - June 30, 2022
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
ITEM 1. PROXY VOTING RECORD.
| Form | N-PX Proxy Voting Records |
| Fund Name: | Kennedy Capital ESG SMID Cap Fund |
| Reporting Period: | 7/1/2021 - 6/30/22 |
| Institutional Account Name | Company Name | Ticker | Country | Provider Security ID | Meeting Date | Proponent | ItemOnAgendaID | Proposal Text | Management Recommendation | Vote Instruction | Voted |
| KENNEDY CAPITAL ESG SMID CAP FUND | ICON plc | ICLR | Ireland | G4705A100 | 20-Jul-21 | Management | 14367869 | Elect Director Ciaran Murray | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ICON plc | ICLR | Ireland | G4705A100 | 20-Jul-21 | Management | 14367870 | Elect Director Joan Garahy | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ICON plc | ICLR | Ireland | G4705A100 | 20-Jul-21 | Management | 14367871 | Elect Director Eugene McCague | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ICON plc | ICLR | Ireland | G4705A100 | 20-Jul-21 | Management | 14367872 | Elect Director Colin Shannon | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ICON plc | ICLR | Ireland | G4705A100 | 20-Jul-21 | Management | 14367873 | Elect Director Linda Grais | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ICON plc | ICLR | Ireland | G4705A100 | 20-Jul-21 | Management | 14367881 | Accept Financial Statements and Statutory Reports | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ICON plc | ICLR | Ireland | G4705A100 | 20-Jul-21 | Management | 14367882 | Authorize Board to Fix Remuneration of Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ICON plc | ICLR | Ireland | G4705A100 | 20-Jul-21 | Management | 14367883 | Authorize Issue of Equity | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ICON plc | ICLR | Ireland | G4705A100 | 20-Jul-21 | Management | 14367884 | Authorize Issue of Equity without Pre-emptive Rights | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ICON plc | ICLR | Ireland | G4705A100 | 20-Jul-21 | Management | 14367885 | Authorize Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ICON plc | ICLR | Ireland | G4705A100 | 20-Jul-21 | Management | 14367886 | Authorize Share Repurchase Program | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ICON plc | ICLR | Ireland | G4705A100 | 20-Jul-21 | Management | 14367887 | Approve the Price Range for the Reissuance of Shares | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | America's Car-Mart, Inc. | CRMT | USA | 03062T105 | 25-Aug-21 | Management | 14399586 | Elect Director Ann G. Bordelon | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | America's Car-Mart, Inc. | CRMT | USA | 03062T105 | 25-Aug-21 | Management | 14399587 | Elect Director Julia K. Davis | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | America's Car-Mart, Inc. | CRMT | USA | 03062T105 | 25-Aug-21 | Management | 14399588 | Elect Director Daniel J. Englander | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | America's Car-Mart, Inc. | CRMT | USA | 03062T105 | 25-Aug-21 | Management | 14399589 | Elect Director William H. Henderson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | America's Car-Mart, Inc. | CRMT | USA | 03062T105 | 25-Aug-21 | Management | 14399590 | Elect Director Dawn C. Morris | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | America's Car-Mart, Inc. | CRMT | USA | 03062T105 | 25-Aug-21 | Management | 14399591 | Elect Director Joshua G. Welch | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | America's Car-Mart, Inc. | CRMT | USA | 03062T105 | 25-Aug-21 | Management | 14399592 | Elect Director Jeffrey A. Williams | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | America's Car-Mart, Inc. | CRMT | USA | 03062T105 | 25-Aug-21 | Management | 14399593 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | America's Car-Mart, Inc. | CRMT | USA | 03062T105 | 25-Aug-21 | Management | 14399594 | Ratify Grant Thornton LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Cloudera, Inc. | CLDR | USA | 18914U100 | 25-Aug-21 | Management | 14403794 | Approve Merger Agreement | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Cloudera, Inc. | CLDR | USA | 18914U100 | 25-Aug-21 | Management | 14403795 | Advisory Vote on Golden Parachutes | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Cloudera, Inc. | CLDR | USA | 18914U100 | 25-Aug-21 | Management | 14403796 | Adjourn Meeting | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | e.l.f. Beauty, Inc. | ELF | USA | 26856L103 | 26-Aug-21 | Management | 14401857 | Elect Director Lauren Cooks Levitan | For | Withhold | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | e.l.f. Beauty, Inc. | ELF | USA | 26856L103 | 26-Aug-21 | Management | 14401858 | Elect Director Kenny Mitchell | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | e.l.f. Beauty, Inc. | ELF | USA | 26856L103 | 26-Aug-21 | Management | 14401859 | Elect Director Richelle Parham | For | Withhold | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | e.l.f. Beauty, Inc. | ELF | USA | 26856L103 | 26-Aug-21 | Management | 14401860 | Elect Director Richard Wolford | For | Withhold | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | e.l.f. Beauty, Inc. | ELF | USA | 26856L103 | 26-Aug-21 | Management | 14401861 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | e.l.f. Beauty, Inc. | ELF | USA | 26856L103 | 26-Aug-21 | Management | 14401862 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | First Foundation Inc. | FFWM | USA | 32026V104 | 13-Sep-21 | Management | 14421710 | Issue Shares in Connection with Merger | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | First Foundation Inc. | FFWM | USA | 32026V104 | 13-Sep-21 | Management | 14421711 | Adjourn Meeting | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Deckers Outdoor Corporation | DECK | USA | 243537107 | 15-Sep-21 | Management | 14410273 | Elect Director Michael F. Devine, III | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Deckers Outdoor Corporation | DECK | USA | 243537107 | 15-Sep-21 | Management | 14410274 | Elect Director David A. Burwick | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Deckers Outdoor Corporation | DECK | USA | 243537107 | 15-Sep-21 | Management | 14410275 | Elect Director Nelson C. Chan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Deckers Outdoor Corporation | DECK | USA | 243537107 | 15-Sep-21 | Management | 14410276 | Elect Director Cynthia (Cindy) L. Davis | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Deckers Outdoor Corporation | DECK | USA | 243537107 | 15-Sep-21 | Management | 14410277 | Elect Director Juan R. Figuereo | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Deckers Outdoor Corporation | DECK | USA | 243537107 | 15-Sep-21 | Management | 14410278 | Elect Director Maha S. Ibrahim | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Deckers Outdoor Corporation | DECK | USA | 243537107 | 15-Sep-21 | Management | 14410279 | Elect Director Victor Luis | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Deckers Outdoor Corporation | DECK | USA | 243537107 | 15-Sep-21 | Management | 14410280 | Elect Director Dave Powers | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Deckers Outdoor Corporation | DECK | USA | 243537107 | 15-Sep-21 | Management | 14410281 | Elect Director Lauri M. Shanahan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Deckers Outdoor Corporation | DECK | USA | 243537107 | 15-Sep-21 | Management | 14410282 | Elect Director Bonita C. Stewart | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Deckers Outdoor Corporation | DECK | USA | 243537107 | 15-Sep-21 | Management | 14410283 | Ratify KPMG LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Deckers Outdoor Corporation | DECK | USA | 243537107 | 15-Sep-21 | Management | 14410284 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Lamb Weston Holdings, Inc. | LW | USA | 513272104 | 23-Sep-21 | Management | 14416627 | Elect Director Peter J. Bensen | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Lamb Weston Holdings, Inc. | LW | USA | 513272104 | 23-Sep-21 | Management | 14416628 | Elect Director Charles A. Blixt | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Lamb Weston Holdings, Inc. | LW | USA | 513272104 | 23-Sep-21 | Management | 14416629 | Elect Director Robert J. Coviello | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Lamb Weston Holdings, Inc. | LW | USA | 513272104 | 23-Sep-21 | Management | 14416630 | Elect Director Andre J. Hawaux | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Lamb Weston Holdings, Inc. | LW | USA | 513272104 | 23-Sep-21 | Management | 14416631 | Elect Director W.G. Jurgensen | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Lamb Weston Holdings, Inc. | LW | USA | 513272104 | 23-Sep-21 | Management | 14416632 | Elect Director Thomas P. Maurer | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Lamb Weston Holdings, Inc. | LW | USA | 513272104 | 23-Sep-21 | Management | 14416633 | Elect Director Hala G. Moddelmog | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Lamb Weston Holdings, Inc. | LW | USA | 513272104 | 23-Sep-21 | Management | 14416634 | Elect Director Robert A. Niblock | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Lamb Weston Holdings, Inc. | LW | USA | 513272104 | 23-Sep-21 | Management | 14416635 | Elect Director Maria Renna Sharpe | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Lamb Weston Holdings, Inc. | LW | USA | 513272104 | 23-Sep-21 | Management | 14416636 | Elect Director Thomas P. Werner | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Lamb Weston Holdings, Inc. | LW | USA | 513272104 | 23-Sep-21 | Management | 14416637 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Lamb Weston Holdings, Inc. | LW | USA | 513272104 | 23-Sep-21 | Management | 14416638 | Ratify KPMG LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | WNS (Holdings) Limited | WNS | Jersey | 92932M101 | 23-Sep-21 | Management | 14434004 | Accept Financial Statements and Statutory Reports | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | WNS (Holdings) Limited | WNS | Jersey | 92932M101 | 23-Sep-21 | Management | 14434005 | Ratify Grant Thornton Bharat LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | WNS (Holdings) Limited | WNS | Jersey | 92932M101 | 23-Sep-21 | Management | 14434006 | Authorize Board to Fix Remuneration of Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | WNS (Holdings) Limited | WNS | Jersey | 92932M101 | 23-Sep-21 | Management | 14434007 | Reelect John Freeland as a Director | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | WNS (Holdings) Limited | WNS | Jersey | 92932M101 | 23-Sep-21 | Management | 14434008 | Reelect Francoise Gri as a Director | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | WNS (Holdings) Limited | WNS | Jersey | 92932M101 | 23-Sep-21 | Management | 14434009 | Reelect Jason Liberty as a Director | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | WNS (Holdings) Limited | WNS | Jersey | 92932M101 | 23-Sep-21 | Management | 14434010 | Elect Timothy L. Main as a Director | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | WNS (Holdings) Limited | WNS | Jersey | 92932M101 | 23-Sep-21 | Management | 14434011 | Approve Remuneration of Directors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457402 | Change State of Incorporation from California to Delaware | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457403 | Restrict Right to Call Special Meeting | For | Against | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457404 | Authorize Board to Fill Vacancies | For | Against | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457405 | Eliminate Cumulative Voting | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457406 | Grant Board of Directors Sole Authority to Determine Size of the Board | For | Against | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457411 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457412 | Amend Certificate of Incorporation to Add Federal Forum Selection Provision | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457413 | Provide Proxy Access Right | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457414 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457415 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457416 | Amend Omnibus Stock Plan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457418 | Elect Director Craig A. Barbarosh | For | Withhold | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457419 | Elect Director George H. Bristol | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457420 | Elect Director Julie D. Klapstein | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457421 | Elect Director Jeffrey H. Margolis | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457422 | Elect Director Geraldine McGinty | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457423 | Elect Director Morris Panner | For | Withhold | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457424 | Elect Director Pamela S. Puryear | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457425 | Elect Director Darnell Dent | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457426 | Elect Director David Sides | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457428 | Elect Director Craig A. Barbarosh | For | Withhold | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457429 | Elect Director George H. Bristol | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457430 | Elect Director Julie D. Klapstein | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457431 | Elect Director Jeffrey H. Margolis | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457432 | Elect Director Geraldine McGinty | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457433 | Elect Director Morris Panner | For | Withhold | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457434 | Elect Director Pamela S. Puryear | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457435 | Elect Director Darnell Dent | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457436 | Elect Director David Sides | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457448 | Change State of Incorporation from California to Delaware | Against | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457449 | Restrict Right to Call Special Meeting | Against | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457450 | Authorize Board to Fill Vacancies | Against | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457451 | Eliminate Cumulative Voting | Against | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457452 | Grant Board of Directors Sole Authority to Determine Size of the Board | Against | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457453 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Against | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457454 | Amend Certificate of Incorporation to Add Federal Forum Selection Provision | Against | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457455 | Provide Proxy Access Right | Against | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457456 | Advisory Vote to Ratify Named Executive Officers' Compensation | None | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457457 | Ratify PricewaterhouseCoopers LLP as Auditors | None | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Management | 14457458 | Amend Omnibus Stock Plan | None | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Share Holder | 14457460 | Elect Director Kenneth H. Fearn, Jr. | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Share Holder | 14457461 | Elect Director Sheldon Razin | For | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Share Holder | 14457462 | Elect Director Lance E. Rosenzweig | For | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Share Holder | 14457463 | Elect Director Ruby Sharma | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Share Holder | 14457464 | Management Nominee Julie D. Klapstein | For | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Share Holder | 14457465 | Management Nominee Geraldine McGinty | For | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Share Holder | 14457466 | Management Nominee Pamela S. Puryear | For | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Share Holder | 14457467 | Management Nominee Darnell Dent | For | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Share Holder | 14457468 | Management Nominee David Sides | For | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Share Holder | 14457470 | Elect Director Kenneth H. Fearn, Jr. | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Share Holder | 14457471 | Elect Director Sheldon Razin | For | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Share Holder | 14457472 | Elect Director Lance E. Rosenzweig | For | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Share Holder | 14457473 | Elect Director Ruby Sharma | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Share Holder | 14457474 | Management Nominee Julie D. Klapstein | For | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Share Holder | 14457475 | Management Nominee Geraldine McGinty | For | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Share Holder | 14457476 | Management Nominee Pamela S. Puryear | For | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Share Holder | 14457477 | Management Nominee Darnell Dent | For | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | NextGen Healthcare, Inc. | NXGN | USA | 65343C102 | 13-Oct-21 | Share Holder | 14457478 | Management Nominee David Sides | For | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Mercury Systems, Inc. | MRCY | USA | 589378108 | 27-Oct-21 | Management | 14453099 | Elect Director Orlando P. Carvalho | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Mercury Systems, Inc. | MRCY | USA | 589378108 | 27-Oct-21 | Management | 14453100 | Elect Director Barry R. Nearhos | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Mercury Systems, Inc. | MRCY | USA | 589378108 | 27-Oct-21 | Management | 14453101 | Elect Director Debora A. Plunkett | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Mercury Systems, Inc. | MRCY | USA | 589378108 | 27-Oct-21 | Management | 14453102 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Mercury Systems, Inc. | MRCY | USA | 589378108 | 27-Oct-21 | Management | 14453103 | Ratify KPMG LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Catalent, Inc. | CTLT | USA | 148806102 | 28-Oct-21 | Management | 14461058 | Elect Director Madhavan "Madhu" Balachandran | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Catalent, Inc. | CTLT | USA | 148806102 | 28-Oct-21 | Management | 14461059 | Elect Director Michael J. Barber | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Catalent, Inc. | CTLT | USA | 148806102 | 28-Oct-21 | Management | 14461060 | Elect Director J. Martin Carroll | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Catalent, Inc. | CTLT | USA | 148806102 | 28-Oct-21 | Management | 14461061 | Elect Director John Chiminski | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Catalent, Inc. | CTLT | USA | 148806102 | 28-Oct-21 | Management | 14461062 | Elect Director Rolf Classon | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Catalent, Inc. | CTLT | USA | 148806102 | 28-Oct-21 | Management | 14461063 | Elect Director Rosemary A. Crane | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Catalent, Inc. | CTLT | USA | 148806102 | 28-Oct-21 | Management | 14461064 | Elect Director John J. Greisch | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Catalent, Inc. | CTLT | USA | 148806102 | 28-Oct-21 | Management | 14461065 | Elect Director Christa Kreuzburg | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Catalent, Inc. | CTLT | USA | 148806102 | 28-Oct-21 | Management | 14461066 | Elect Director Gregory T. Lucier | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Catalent, Inc. | CTLT | USA | 148806102 | 28-Oct-21 | Management | 14461067 | Elect Director Donald E. Morel, Jr. | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Catalent, Inc. | CTLT | USA | 148806102 | 28-Oct-21 | Management | 14461068 | Elect Director Jack Stahl | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Catalent, Inc. | CTLT | USA | 148806102 | 28-Oct-21 | Management | 14461069 | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Catalent, Inc. | CTLT | USA | 148806102 | 28-Oct-21 | Management | 14461070 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Catalent, Inc. | CTLT | USA | 148806102 | 28-Oct-21 | Management | 14461071 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Catalent, Inc. | CTLT | USA | 148806102 | 28-Oct-21 | Management | 14461072 | Provide Right to Call Special Meeting | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Catalent, Inc. | CTLT | USA | 148806102 | 28-Oct-21 | Management | 14461073 | Amend Certificate of Incorporation to Add Federal Forum Selection Provision | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Catalent, Inc. | CTLT | USA | 148806102 | 28-Oct-21 | Management | 14461074 | Amend Articles | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Paylocity Holding Corporation | PCTY | USA | 70438V106 | 01-Dec-21 | Management | 14507278 | Elect Director Virginia G. Breen | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Paylocity Holding Corporation | PCTY | USA | 70438V106 | 01-Dec-21 | Management | 14507279 | Elect Director Robin L. Pederson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Paylocity Holding Corporation | PCTY | USA | 70438V106 | 01-Dec-21 | Management | 14507280 | Elect Director Ronald V. Waters, III | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Paylocity Holding Corporation | PCTY | USA | 70438V106 | 01-Dec-21 | Management | 14507281 | Ratify KPMG LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Paylocity Holding Corporation | PCTY | USA | 70438V106 | 01-Dec-21 | Management | 14507282 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Paylocity Holding Corporation | PCTY | USA | 70438V106 | 01-Dec-21 | Management | 14507283 | Declassify the Board of Directors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Vail Resorts, Inc. | MTN | USA | 91879Q109 | 08-Dec-21 | Management | 14510386 | Elect Director Susan L. Decker | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Vail Resorts, Inc. | MTN | USA | 91879Q109 | 08-Dec-21 | Management | 14510387 | Elect Director Robert A. Katz | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Vail Resorts, Inc. | MTN | USA | 91879Q109 | 08-Dec-21 | Management | 14510388 | Elect Director Kirsten A. Lynch | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Vail Resorts, Inc. | MTN | USA | 91879Q109 | 08-Dec-21 | Management | 14510389 | Elect Director Nadia Rawlinson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Vail Resorts, Inc. | MTN | USA | 91879Q109 | 08-Dec-21 | Management | 14510390 | Elect Director John T. Redmond | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Vail Resorts, Inc. | MTN | USA | 91879Q109 | 08-Dec-21 | Management | 14510391 | Elect Director Michele Romanow | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Vail Resorts, Inc. | MTN | USA | 91879Q109 | 08-Dec-21 | Management | 14510392 | Elect Director Hilary A. Schneider | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Vail Resorts, Inc. | MTN | USA | 91879Q109 | 08-Dec-21 | Management | 14510393 | Elect Director D. Bruce Sewell | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Vail Resorts, Inc. | MTN | USA | 91879Q109 | 08-Dec-21 | Management | 14510394 | Elect Director John F. Sorte | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Vail Resorts, Inc. | MTN | USA | 91879Q109 | 08-Dec-21 | Management | 14510395 | Elect Director Peter A. Vaughn | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Vail Resorts, Inc. | MTN | USA | 91879Q109 | 08-Dec-21 | Management | 14510396 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Vail Resorts, Inc. | MTN | USA | 91879Q109 | 08-Dec-21 | Management | 14510397 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | OSI Systems, Inc. | OSIS | USA | 671044105 | 09-Dec-21 | Management | 14508051 | Elect Director Deepak Chopra | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | OSI Systems, Inc. | OSIS | USA | 671044105 | 09-Dec-21 | Management | 14508052 | Elect Director William F. Ballhaus, Jr. | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | OSI Systems, Inc. | OSIS | USA | 671044105 | 09-Dec-21 | Management | 14508053 | Elect Director Kelli Bernard | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | OSI Systems, Inc. | OSIS | USA | 671044105 | 09-Dec-21 | Management | 14508054 | Elect Director Gerald Chizever | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | OSI Systems, Inc. | OSIS | USA | 671044105 | 09-Dec-21 | Management | 14508055 | Elect Director Steven C. Good | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | OSI Systems, Inc. | OSIS | USA | 671044105 | 09-Dec-21 | Management | 14508056 | Elect Director James B. Hawkins | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | OSI Systems, Inc. | OSIS | USA | 671044105 | 09-Dec-21 | Management | 14508057 | Elect Director Meyer Luskin | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | OSI Systems, Inc. | OSIS | USA | 671044105 | 09-Dec-21 | Management | 14508058 | Ratify Moss Adams LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | OSI Systems, Inc. | OSIS | USA | 671044105 | 09-Dec-21 | Management | 14508059 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Spire, Inc. | SR | USA | 84857L101 | 27-Jan-22 | Management | 14565542 | Elect Director Carrie J. Hightman | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Spire, Inc. | SR | USA | 84857L101 | 27-Jan-22 | Management | 14565543 | Elect Director Brenda D. Newberry | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Spire, Inc. | SR | USA | 84857L101 | 27-Jan-22 | Management | 14565544 | Elect Director Suzanne Sitherwood | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Spire, Inc. | SR | USA | 84857L101 | 27-Jan-22 | Management | 14565545 | Elect Director Mary Ann Van Lokeren | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Spire, Inc. | SR | USA | 84857L101 | 27-Jan-22 | Management | 14565546 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Spire, Inc. | SR | USA | 84857L101 | 27-Jan-22 | Management | 14565547 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ESCO Technologies Inc. | ESE | USA | 296315104 | 03-Feb-22 | Management | 14565535 | Elect Director Leon J. Olivier | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ESCO Technologies Inc. | ESE | USA | 296315104 | 03-Feb-22 | Management | 14565536 | Elect Director Gloria L. Valdez | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ESCO Technologies Inc. | ESE | USA | 296315104 | 03-Feb-22 | Management | 14565537 | Ratify Grant Thornton LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ESCO Technologies Inc. | ESE | USA | 296315104 | 03-Feb-22 | Management | 14565538 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hillenbrand, Inc. | HI | USA | 431571108 | 10-Feb-22 | Management | 14577565 | Elect Director Gary L. Collar | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hillenbrand, Inc. | HI | USA | 431571108 | 10-Feb-22 | Management | 14577566 | Elect Director F. Joseph Loughrey | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hillenbrand, Inc. | HI | USA | 431571108 | 10-Feb-22 | Management | 14577567 | Elect Director Joy M. Greenway | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hillenbrand, Inc. | HI | USA | 431571108 | 10-Feb-22 | Management | 14577568 | Elect Director Dennis W. Pullin | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hillenbrand, Inc. | HI | USA | 431571108 | 10-Feb-22 | Management | 14577569 | Elect Director Kimberly K. Ryan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hillenbrand, Inc. | HI | USA | 431571108 | 10-Feb-22 | Management | 14577570 | Elect Director Inderpreet Sawhney | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hillenbrand, Inc. | HI | USA | 431571108 | 10-Feb-22 | Management | 14577571 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hillenbrand, Inc. | HI | USA | 431571108 | 10-Feb-22 | Management | 14577572 | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | SMART Global Holdings, Inc. | SGH | Cayman Islands | G8232Y101 | 11-Feb-22 | Management | 14570085 | Elect Director Randy Furr | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | SMART Global Holdings, Inc. | SGH | Cayman Islands | G8232Y101 | 11-Feb-22 | Management | 14570086 | Elect Director Penelope Herscher | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | SMART Global Holdings, Inc. | SGH | Cayman Islands | G8232Y101 | 11-Feb-22 | Management | 14570087 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | SMART Global Holdings, Inc. | SGH | Cayman Islands | G8232Y101 | 11-Feb-22 | Management | 14570088 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Nordson Corporation | NDSN | USA | 655663102 | 01-Mar-22 | Management | 14600186 | Elect Director John A. DeFord | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Nordson Corporation | NDSN | USA | 655663102 | 01-Mar-22 | Management | 14600187 | Elect Director Jennifer A. Parmentier | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Nordson Corporation | NDSN | USA | 655663102 | 01-Mar-22 | Management | 14600188 | Elect Director Victor L. Richey, Jr. | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Nordson Corporation | NDSN | USA | 655663102 | 01-Mar-22 | Management | 14600189 | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Nordson Corporation | NDSN | USA | 655663102 | 01-Mar-22 | Management | 14600190 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | KULICKE AND SOFFA INDUSTRIES, INC. | KLIC | USA | 501242101 | 03-Mar-22 | Management | 14593943 | Elect Director Peter T. Kong | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | KULICKE AND SOFFA INDUSTRIES, INC. | KLIC | USA | 501242101 | 03-Mar-22 | Management | 14593944 | Elect Director Jon A. Olson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | KULICKE AND SOFFA INDUSTRIES, INC. | KLIC | USA | 501242101 | 03-Mar-22 | Management | 14593945 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | KULICKE AND SOFFA INDUSTRIES, INC. | KLIC | USA | 501242101 | 03-Mar-22 | Management | 14593946 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | TD SYNNEX Corporation | SNX | USA | 87162W100 | 15-Mar-22 | Management | 14607629 | Elect Director Dennis Polk | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | TD SYNNEX Corporation | SNX | USA | 87162W100 | 15-Mar-22 | Management | 14607630 | Elect Director Robert Kalsow-Ramos | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | TD SYNNEX Corporation | SNX | USA | 87162W100 | 15-Mar-22 | Management | 14607631 | Elect Director Ann Vezina | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | TD SYNNEX Corporation | SNX | USA | 87162W100 | 15-Mar-22 | Management | 14607632 | Elect Director Richard Hume | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | TD SYNNEX Corporation | SNX | USA | 87162W100 | 15-Mar-22 | Management | 14607633 | Elect Director Fred Breidenbach | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | TD SYNNEX Corporation | SNX | USA | 87162W100 | 15-Mar-22 | Management | 14607634 | Elect Director Hau Lee | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | TD SYNNEX Corporation | SNX | USA | 87162W100 | 15-Mar-22 | Management | 14607635 | Elect Director Matthew Miau | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | TD SYNNEX Corporation | SNX | USA | 87162W100 | 15-Mar-22 | Management | 14607636 | Elect Director Nayaki R. Nayyar | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | TD SYNNEX Corporation | SNX | USA | 87162W100 | 15-Mar-22 | Management | 14607637 | Elect Director Matthew Nord | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | TD SYNNEX Corporation | SNX | USA | 87162W100 | 15-Mar-22 | Management | 14607638 | Elect Director Merline Saintil | For | Withhold | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | TD SYNNEX Corporation | SNX | USA | 87162W100 | 15-Mar-22 | Management | 14607639 | Elect Director Duane E. Zitzner | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | TD SYNNEX Corporation | SNX | USA | 87162W100 | 15-Mar-22 | Management | 14607640 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | TD SYNNEX Corporation | SNX | USA | 87162W100 | 15-Mar-22 | Management | 14607641 | Ratify KPMG LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | TD SYNNEX Corporation | SNX | USA | 87162W100 | 15-Mar-22 | Management | 14607642 | Amend Certificate of Incorporation to Waive Corporate Opportunity Doctrine | For | Against | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | HEICO Corporation | HEI | USA | 422806208 | 18-Mar-22 | Management | 14610884 | Elect Director Thomas M. Culligan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | HEICO Corporation | HEI | USA | 422806208 | 18-Mar-22 | Management | 14610885 | Elect Director Adolfo Henriques | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | HEICO Corporation | HEI | USA | 422806208 | 18-Mar-22 | Management | 14610886 | Elect Director Mark H. Hildebrandt | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | HEICO Corporation | HEI | USA | 422806208 | 18-Mar-22 | Management | 14610887 | Elect Director Eric A. Mendelson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | HEICO Corporation | HEI | USA | 422806208 | 18-Mar-22 | Management | 14610888 | Elect Director Laurans A. Mendelson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | HEICO Corporation | HEI | USA | 422806208 | 18-Mar-22 | Management | 14610889 | Elect Director Victor H. Mendelson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | HEICO Corporation | HEI | USA | 422806208 | 18-Mar-22 | Management | 14610890 | Elect Director Julie Neitzel | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | HEICO Corporation | HEI | USA | 422806208 | 18-Mar-22 | Management | 14610891 | Elect Director Alan Schriesheim | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | HEICO Corporation | HEI | USA | 422806208 | 18-Mar-22 | Management | 14610892 | Elect Director Frank J. Schwitter | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | HEICO Corporation | HEI | USA | 422806208 | 18-Mar-22 | Management | 14610893 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | HEICO Corporation | HEI | USA | 422806208 | 18-Mar-22 | Management | 14610894 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Mission Produce, Inc. | AVO | USA | 60510V108 | 13-Apr-22 | Management | 14649068 | Elect Director Luis A. Gonzalez | For | Withhold | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Mission Produce, Inc. | AVO | USA | 60510V108 | 13-Apr-22 | Management | 14649069 | Elect Director Bruce C. Taylor | For | Withhold | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Mission Produce, Inc. | AVO | USA | 60510V108 | 13-Apr-22 | Management | 14649070 | Elect Director Shaunte D. Mears-Watkins | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Mission Produce, Inc. | AVO | USA | 60510V108 | 13-Apr-22 | Management | 14649071 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Mission Produce, Inc. | AVO | USA | 60510V108 | 13-Apr-22 | Management | 14649072 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Duke Realty Corporation | DRE | USA | 264411505 | 14-Apr-22 | Management | 14657394 | Elect Director John P. Case | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Duke Realty Corporation | DRE | USA | 264411505 | 14-Apr-22 | Management | 14657395 | Elect Director James B. Connor | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Duke Realty Corporation | DRE | USA | 264411505 | 14-Apr-22 | Management | 14657396 | Elect Director Tamara D. Fischer | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Duke Realty Corporation | DRE | USA | 264411505 | 14-Apr-22 | Management | 14657397 | Elect Director Norman K. Jenkins | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Duke Realty Corporation | DRE | USA | 264411505 | 14-Apr-22 | Management | 14657398 | Elect Director Kelly T. Killingsworth | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Duke Realty Corporation | DRE | USA | 264411505 | 14-Apr-22 | Management | 14657399 | Elect Director Melanie R. Sabelhaus | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Duke Realty Corporation | DRE | USA | 264411505 | 14-Apr-22 | Management | 14657400 | Elect Director Peter M. Scott, III | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Duke Realty Corporation | DRE | USA | 264411505 | 14-Apr-22 | Management | 14657401 | Elect Director David P. Stockert | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Duke Realty Corporation | DRE | USA | 264411505 | 14-Apr-22 | Management | 14657402 | Elect Director Chris T. Sultemeier | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Duke Realty Corporation | DRE | USA | 264411505 | 14-Apr-22 | Management | 14657403 | Elect Director Warren M. Thompson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Duke Realty Corporation | DRE | USA | 264411505 | 14-Apr-22 | Management | 14657404 | Elect Director Lynn C. Thurber | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Duke Realty Corporation | DRE | USA | 264411505 | 14-Apr-22 | Management | 14657405 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Duke Realty Corporation | DRE | USA | 264411505 | 14-Apr-22 | Management | 14657406 | Ratify KPMG LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Texas Capital Bancshares, Inc. | TCBI | USA | 88224Q107 | 19-Apr-22 | Management | 14679689 | Elect Director Paola M. Arbour | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Texas Capital Bancshares, Inc. | TCBI | USA | 88224Q107 | 19-Apr-22 | Management | 14679690 | Elect Director Jonathan E. Baliff | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Texas Capital Bancshares, Inc. | TCBI | USA | 88224Q107 | 19-Apr-22 | Management | 14679691 | Elect Director James H. Browning | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Texas Capital Bancshares, Inc. | TCBI | USA | 88224Q107 | 19-Apr-22 | Management | 14679692 | Elect Director Larry L. Helm | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Texas Capital Bancshares, Inc. | TCBI | USA | 88224Q107 | 19-Apr-22 | Management | 14679693 | Elect Director Rob C. Holmes | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Texas Capital Bancshares, Inc. | TCBI | USA | 88224Q107 | 19-Apr-22 | Management | 14679694 | Elect Director David S. Huntley | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Texas Capital Bancshares, Inc. | TCBI | USA | 88224Q107 | 19-Apr-22 | Management | 14679695 | Elect Director Charles S. Hyle | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Texas Capital Bancshares, Inc. | TCBI | USA | 88224Q107 | 19-Apr-22 | Management | 14679696 | Elect Director Elysia Holt Ragusa | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Texas Capital Bancshares, Inc. | TCBI | USA | 88224Q107 | 19-Apr-22 | Management | 14679697 | Elect Director Steven P. Rosenberg | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Texas Capital Bancshares, Inc. | TCBI | USA | 88224Q107 | 19-Apr-22 | Management | 14679698 | Elect Director Robert W. Stallings | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Texas Capital Bancshares, Inc. | TCBI | USA | 88224Q107 | 19-Apr-22 | Management | 14679699 | Elect Director Dale W. Tremblay | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Texas Capital Bancshares, Inc. | TCBI | USA | 88224Q107 | 19-Apr-22 | Management | 14679700 | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Texas Capital Bancshares, Inc. | TCBI | USA | 88224Q107 | 19-Apr-22 | Management | 14679701 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Texas Capital Bancshares, Inc. | TCBI | USA | 88224Q107 | 19-Apr-22 | Management | 14679702 | Approve Omnibus Stock Plan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | UFP Industries, Inc. | UFPI | USA | 90278Q108 | 20-Apr-22 | Management | 14670889 | Elect Director Joan A. Budden | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | UFP Industries, Inc. | UFPI | USA | 90278Q108 | 20-Apr-22 | Management | 14670890 | Elect Director William G. Currie | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | UFP Industries, Inc. | UFPI | USA | 90278Q108 | 20-Apr-22 | Management | 14670891 | Elect Director Bruce A. Merino | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | UFP Industries, Inc. | UFPI | USA | 90278Q108 | 20-Apr-22 | Management | 14670892 | Increase Authorized Common Stock | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | UFP Industries, Inc. | UFPI | USA | 90278Q108 | 20-Apr-22 | Management | 14670893 | Amend Omnibus Stock Plan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | UFP Industries, Inc. | UFPI | USA | 90278Q108 | 20-Apr-22 | Management | 14670894 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | UFP Industries, Inc. | UFPI | USA | 90278Q108 | 20-Apr-22 | Management | 14670895 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Regal Rexnord Corporation | RRX | USA | 758750103 | 26-Apr-22 | Management | 14708236 | Elect Director Jan A. Bertsch | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Regal Rexnord Corporation | RRX | USA | 758750103 | 26-Apr-22 | Management | 14708237 | Elect Director Stephen M. Burt | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Regal Rexnord Corporation | RRX | USA | 758750103 | 26-Apr-22 | Management | 14708238 | Elect Director Anesa T. Chaibi | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Regal Rexnord Corporation | RRX | USA | 758750103 | 26-Apr-22 | Management | 14708239 | Elect Director Theodore D. Crandall | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Regal Rexnord Corporation | RRX | USA | 758750103 | 26-Apr-22 | Management | 14708240 | Elect Director Christopher L. Doerr | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Regal Rexnord Corporation | RRX | USA | 758750103 | 26-Apr-22 | Management | 14708241 | Elect Director Michael F. Hilton | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Regal Rexnord Corporation | RRX | USA | 758750103 | 26-Apr-22 | Management | 14708242 | Elect Director Louis V. Pinkham | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Regal Rexnord Corporation | RRX | USA | 758750103 | 26-Apr-22 | Management | 14708243 | Elect Director Rakesh Sachdev | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Regal Rexnord Corporation | RRX | USA | 758750103 | 26-Apr-22 | Management | 14708244 | Elect Director Curtis W. Stoelting | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Regal Rexnord Corporation | RRX | USA | 758750103 | 26-Apr-22 | Management | 14708245 | Elect Director Robin A. Walker-Lee | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Regal Rexnord Corporation | RRX | USA | 758750103 | 26-Apr-22 | Management | 14708246 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Regal Rexnord Corporation | RRX | USA | 758750103 | 26-Apr-22 | Management | 14708247 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Valmont Industries, Inc. | VMI | USA | 920253101 | 26-Apr-22 | Management | 14693838 | Elect Director Kaj den Daas | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Valmont Industries, Inc. | VMI | USA | 920253101 | 26-Apr-22 | Management | 14693839 | Elect Director James B. Milliken | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Valmont Industries, Inc. | VMI | USA | 920253101 | 26-Apr-22 | Management | 14693840 | Elect Director Catherine James Paglia | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Valmont Industries, Inc. | VMI | USA | 920253101 | 26-Apr-22 | Management | 14693841 | Elect Director Ritu Favre | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Valmont Industries, Inc. | VMI | USA | 920253101 | 26-Apr-22 | Management | 14693842 | Approve Omnibus Stock Plan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Valmont Industries, Inc. | VMI | USA | 920253101 | 26-Apr-22 | Management | 14693843 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Valmont Industries, Inc. | VMI | USA | 920253101 | 26-Apr-22 | Management | 14693844 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Spirit AeroSystems Holdings, Inc. | SPR | USA | 848574109 | 27-Apr-22 | Management | 14699445 | Elect Director Stephen A. Cambone | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Spirit AeroSystems Holdings, Inc. | SPR | USA | 848574109 | 27-Apr-22 | Management | 14699446 | Elect Director Irene M. Esteves | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Spirit AeroSystems Holdings, Inc. | SPR | USA | 848574109 | 27-Apr-22 | Management | 14699447 | Elect Director William A. Fitzgerald | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Spirit AeroSystems Holdings, Inc. | SPR | USA | 848574109 | 27-Apr-22 | Management | 14699448 | Elect Director Paul E. Fulchino | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Spirit AeroSystems Holdings, Inc. | SPR | USA | 848574109 | 27-Apr-22 | Management | 14699449 | Elect Director Thomas C. Gentile, III | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Spirit AeroSystems Holdings, Inc. | SPR | USA | 848574109 | 27-Apr-22 | Management | 14699450 | Elect Director Robert D. Johnson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Spirit AeroSystems Holdings, Inc. | SPR | USA | 848574109 | 27-Apr-22 | Management | 14699451 | Elect Director Ronald T. Kadish | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Spirit AeroSystems Holdings, Inc. | SPR | USA | 848574109 | 27-Apr-22 | Management | 14699452 | Elect Director John L. Plueger | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Spirit AeroSystems Holdings, Inc. | SPR | USA | 848574109 | 27-Apr-22 | Management | 14699453 | Elect Director James R. Ray, Jr. | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Spirit AeroSystems Holdings, Inc. | SPR | USA | 848574109 | 27-Apr-22 | Management | 14699454 | Elect Director Patrick M. Shanahan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Spirit AeroSystems Holdings, Inc. | SPR | USA | 848574109 | 27-Apr-22 | Management | 14699455 | Elect Director Laura H. Wright | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Spirit AeroSystems Holdings, Inc. | SPR | USA | 848574109 | 27-Apr-22 | Management | 14699456 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Spirit AeroSystems Holdings, Inc. | SPR | USA | 848574109 | 27-Apr-22 | Management | 14699457 | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Spirit AeroSystems Holdings, Inc. | SPR | USA | 848574109 | 27-Apr-22 | Share Holder | 14699458 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Teledyne Technologies Incorporated | TDY | USA | 879360105 | 27-Apr-22 | Management | 14675798 | Elect Director Charles Crocker | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Teledyne Technologies Incorporated | TDY | USA | 879360105 | 27-Apr-22 | Management | 14675799 | Elect Director Robert Mehrabian | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Teledyne Technologies Incorporated | TDY | USA | 879360105 | 27-Apr-22 | Management | 14675800 | Elect Director Jane C. Sherburne | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Teledyne Technologies Incorporated | TDY | USA | 879360105 | 27-Apr-22 | Management | 14675801 | Elect Director Michael T. Smith | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Teledyne Technologies Incorporated | TDY | USA | 879360105 | 27-Apr-22 | Management | 14675802 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Teledyne Technologies Incorporated | TDY | USA | 879360105 | 27-Apr-22 | Management | 14675803 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Crown Holdings, Inc. | CCK | USA | 228368106 | 28-Apr-22 | Management | 14716055 | Elect Director Timothy J. Donahue | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Crown Holdings, Inc. | CCK | USA | 228368106 | 28-Apr-22 | Management | 14716056 | Elect Director Richard H. Fearon | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Crown Holdings, Inc. | CCK | USA | 228368106 | 28-Apr-22 | Management | 14716057 | Elect Director Andrea J. Funk | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Crown Holdings, Inc. | CCK | USA | 228368106 | 28-Apr-22 | Management | 14716058 | Elect Director Stephen J. Hagge | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Crown Holdings, Inc. | CCK | USA | 228368106 | 28-Apr-22 | Management | 14716059 | Elect Director James H. Miller | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Crown Holdings, Inc. | CCK | USA | 228368106 | 28-Apr-22 | Management | 14716060 | Elect Director Josef M. Muller | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Crown Holdings, Inc. | CCK | USA | 228368106 | 28-Apr-22 | Management | 14716061 | Elect Director B. Craig Owens | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Crown Holdings, Inc. | CCK | USA | 228368106 | 28-Apr-22 | Management | 14716062 | Elect Director Caesar F. Sweitzer | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Crown Holdings, Inc. | CCK | USA | 228368106 | 28-Apr-22 | Management | 14716063 | Elect Director Marsha C. Williams | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Crown Holdings, Inc. | CCK | USA | 228368106 | 28-Apr-22 | Management | 14716064 | Elect Director Dwayne A. Wilson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Crown Holdings, Inc. | CCK | USA | 228368106 | 28-Apr-22 | Management | 14716065 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Crown Holdings, Inc. | CCK | USA | 228368106 | 28-Apr-22 | Management | 14716066 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Crown Holdings, Inc. | CCK | USA | 228368106 | 28-Apr-22 | Management | 14716067 | Approve Omnibus Stock Plan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Crown Holdings, Inc. | CCK | USA | 228368106 | 28-Apr-22 | Share Holder | 14716068 | Provide Right to Call a Special Meeting at a 25 Percent Ownership Threshold | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Globe Life Inc. | GL | USA | 37959E102 | 28-Apr-22 | Management | 14701754 | Elect Director Linda L. Addison | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Globe Life Inc. | GL | USA | 37959E102 | 28-Apr-22 | Management | 14701755 | Elect Director Marilyn A. Alexander | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Globe Life Inc. | GL | USA | 37959E102 | 28-Apr-22 | Management | 14701756 | Elect Director Cheryl D. Alston | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Globe Life Inc. | GL | USA | 37959E102 | 28-Apr-22 | Management | 14701757 | Elect Director Mark A. Blinn | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Globe Life Inc. | GL | USA | 37959E102 | 28-Apr-22 | Management | 14701758 | Elect Director James P. Brannen | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Globe Life Inc. | GL | USA | 37959E102 | 28-Apr-22 | Management | 14701759 | Elect Director Jane Buchan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Globe Life Inc. | GL | USA | 37959E102 | 28-Apr-22 | Management | 14701760 | Elect Director Gary L. Coleman | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Globe Life Inc. | GL | USA | 37959E102 | 28-Apr-22 | Management | 14701761 | Elect Director Larry M. Hutchison | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Globe Life Inc. | GL | USA | 37959E102 | 28-Apr-22 | Management | 14701762 | Elect Director Robert W. Ingram | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Globe Life Inc. | GL | USA | 37959E102 | 28-Apr-22 | Management | 14701763 | Elect Director Steven P. Johnson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Globe Life Inc. | GL | USA | 37959E102 | 28-Apr-22 | Management | 14701764 | Elect Director Darren M. Rebelez | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Globe Life Inc. | GL | USA | 37959E102 | 28-Apr-22 | Management | 14701765 | Elect Director Mary E. Thigpen | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Globe Life Inc. | GL | USA | 37959E102 | 28-Apr-22 | Management | 14701766 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Globe Life Inc. | GL | USA | 37959E102 | 28-Apr-22 | Management | 14701767 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Xperi Holding Corporation | XPER | USA | 98390M103 | 29-Apr-22 | Management | 14700544 | Elect Director Darcy Antonellis | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Xperi Holding Corporation | XPER | USA | 98390M103 | 29-Apr-22 | Management | 14700545 | Elect Director Laura J. Durr | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Xperi Holding Corporation | XPER | USA | 98390M103 | 29-Apr-22 | Management | 14700546 | Elect Director David C. Habiger | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Xperi Holding Corporation | XPER | USA | 98390M103 | 29-Apr-22 | Management | 14700547 | Elect Director Jon Kirchner | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Xperi Holding Corporation | XPER | USA | 98390M103 | 29-Apr-22 | Management | 14700548 | Elect Director Daniel Moloney | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Xperi Holding Corporation | XPER | USA | 98390M103 | 29-Apr-22 | Management | 14700549 | Elect Director Tonia O'Connor | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Xperi Holding Corporation | XPER | USA | 98390M103 | 29-Apr-22 | Management | 14700550 | Elect Director Raghavendra Rau | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Xperi Holding Corporation | XPER | USA | 98390M103 | 29-Apr-22 | Management | 14700551 | Elect Director Christopher A. Seams | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Xperi Holding Corporation | XPER | USA | 98390M103 | 29-Apr-22 | Management | 14700552 | Amend Omnibus Stock Plan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Xperi Holding Corporation | XPER | USA | 98390M103 | 29-Apr-22 | Management | 14700553 | Amend Qualified Employee Stock Purchase Plan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Xperi Holding Corporation | XPER | USA | 98390M103 | 29-Apr-22 | Management | 14700554 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Xperi Holding Corporation | XPER | USA | 98390M103 | 29-Apr-22 | Management | 14700555 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Arcosa, Inc. | ACA | USA | 039653100 | 03-May-22 | Management | 14720632 | Elect Director Joseph Alvarado | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Arcosa, Inc. | ACA | USA | 039653100 | 03-May-22 | Management | 14720633 | Elect Director Rhys J. Best | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Arcosa, Inc. | ACA | USA | 039653100 | 03-May-22 | Management | 14720634 | Elect Director Antonio Carrillo | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Arcosa, Inc. | ACA | USA | 039653100 | 03-May-22 | Management | 14720635 | Elect Director Jeffrey A. Craig | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Arcosa, Inc. | ACA | USA | 039653100 | 03-May-22 | Management | 14720636 | Elect Director Ronald J. Gafford | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Arcosa, Inc. | ACA | USA | 039653100 | 03-May-22 | Management | 14720637 | Elect Director John W. Lindsay | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Arcosa, Inc. | ACA | USA | 039653100 | 03-May-22 | Management | 14720638 | Elect Director Kimberly S. Lubel | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Arcosa, Inc. | ACA | USA | 039653100 | 03-May-22 | Management | 14720639 | Elect Director Julie A. Piggott | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Arcosa, Inc. | ACA | USA | 039653100 | 03-May-22 | Management | 14720640 | Elect Director Douglas L. Rock | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Arcosa, Inc. | ACA | USA | 039653100 | 03-May-22 | Management | 14720641 | Elect Director Melanie M. Trent | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Arcosa, Inc. | ACA | USA | 039653100 | 03-May-22 | Management | 14720642 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Arcosa, Inc. | ACA | USA | 039653100 | 03-May-22 | Management | 14720643 | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Pool Corporation | POOL | USA | 73278L105 | 03-May-22 | Management | 14752087 | Elect Director Peter D. Arvan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Pool Corporation | POOL | USA | 73278L105 | 03-May-22 | Management | 14752088 | Elect Director Martha 'Marty' S. Gervasi | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Pool Corporation | POOL | USA | 73278L105 | 03-May-22 | Management | 14752089 | Elect Director Timothy M. Graven | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Pool Corporation | POOL | USA | 73278L105 | 03-May-22 | Management | 14752090 | Elect Director Debra S. Oler | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Pool Corporation | POOL | USA | 73278L105 | 03-May-22 | Management | 14752091 | Elect Director Manuel J. Perez de la Mesa | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Pool Corporation | POOL | USA | 73278L105 | 03-May-22 | Management | 14752092 | Elect Director Harlan F. Seymour | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Pool Corporation | POOL | USA | 73278L105 | 03-May-22 | Management | 14752093 | Elect Director Robert C. Sledd | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Pool Corporation | POOL | USA | 73278L105 | 03-May-22 | Management | 14752094 | Elect Director John E. Stokely | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Pool Corporation | POOL | USA | 73278L105 | 03-May-22 | Management | 14752095 | Elect Director David G. Whalen | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Pool Corporation | POOL | USA | 73278L105 | 03-May-22 | Management | 14752096 | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Pool Corporation | POOL | USA | 73278L105 | 03-May-22 | Management | 14752097 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Brown & Brown, Inc. | BRO | USA | 115236101 | 04-May-22 | Management | 14725319 | Elect Director J. Hyatt Brown | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Brown & Brown, Inc. | BRO | USA | 115236101 | 04-May-22 | Management | 14725320 | Elect Director Hugh M. Brown | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Brown & Brown, Inc. | BRO | USA | 115236101 | 04-May-22 | Management | 14725321 | Elect Director J. Powell Brown | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Brown & Brown, Inc. | BRO | USA | 115236101 | 04-May-22 | Management | 14725322 | Elect Director Lawrence L. Gellerstedt, III | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Brown & Brown, Inc. | BRO | USA | 115236101 | 04-May-22 | Management | 14725323 | Elect Director James C. Hays | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Brown & Brown, Inc. | BRO | USA | 115236101 | 04-May-22 | Management | 14725324 | Elect Director Theodore J. Hoepner | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Brown & Brown, Inc. | BRO | USA | 115236101 | 04-May-22 | Management | 14725325 | Elect Director James S. Hunt | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Brown & Brown, Inc. | BRO | USA | 115236101 | 04-May-22 | Management | 14725326 | Elect Director Toni Jennings | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Brown & Brown, Inc. | BRO | USA | 115236101 | 04-May-22 | Management | 14725327 | Elect Director Timothy R.M. Main | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Brown & Brown, Inc. | BRO | USA | 115236101 | 04-May-22 | Management | 14725328 | Elect Director H. Palmer Proctor, Jr. | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Brown & Brown, Inc. | BRO | USA | 115236101 | 04-May-22 | Management | 14725329 | Elect Director Wendell S. Reilly | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Brown & Brown, Inc. | BRO | USA | 115236101 | 04-May-22 | Management | 14725330 | Elect Director Chilton D. Varner | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Brown & Brown, Inc. | BRO | USA | 115236101 | 04-May-22 | Management | 14725331 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Brown & Brown, Inc. | BRO | USA | 115236101 | 04-May-22 | Management | 14725332 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Brunswick Corporation | BC | USA | 117043109 | 04-May-22 | Management | 14710906 | Elect Director Nancy E. Cooper | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Brunswick Corporation | BC | USA | 117043109 | 04-May-22 | Management | 14710907 | Elect Director David C. Everitt | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Brunswick Corporation | BC | USA | 117043109 | 04-May-22 | Management | 14710908 | Elect Director Reginald Fils-Aime | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Brunswick Corporation | BC | USA | 117043109 | 04-May-22 | Management | 14710909 | Elect Director Lauren P. Flaherty | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Brunswick Corporation | BC | USA | 117043109 | 04-May-22 | Management | 14710910 | Elect Director David M. Foulkes | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Brunswick Corporation | BC | USA | 117043109 | 04-May-22 | Management | 14710911 | Elect Director Joseph W. McClanathan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Brunswick Corporation | BC | USA | 117043109 | 04-May-22 | Management | 14710912 | Elect Director David V. Singer | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Brunswick Corporation | BC | USA | 117043109 | 04-May-22 | Management | 14710913 | Elect Director J. Steven Whisler | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Brunswick Corporation | BC | USA | 117043109 | 04-May-22 | Management | 14710914 | Elect Director Roger J. Wood | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Brunswick Corporation | BC | USA | 117043109 | 04-May-22 | Management | 14710915 | Elect Director MaryAnn Wright | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Brunswick Corporation | BC | USA | 117043109 | 04-May-22 | Management | 14710916 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Brunswick Corporation | BC | USA | 117043109 | 04-May-22 | Management | 14710917 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Essential Utilities, Inc. | WTRG | USA | 29670G102 | 04-May-22 | Management | 14715995 | Elect Director Elizabeth B. Amato | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Essential Utilities, Inc. | WTRG | USA | 29670G102 | 04-May-22 | Management | 14715996 | Elect Director David A. Ciesinski | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Essential Utilities, Inc. | WTRG | USA | 29670G102 | 04-May-22 | Management | 14715997 | Elect Director Christopher H. Franklin | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Essential Utilities, Inc. | WTRG | USA | 29670G102 | 04-May-22 | Management | 14715998 | Elect Director Daniel J. Hilferty | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Essential Utilities, Inc. | WTRG | USA | 29670G102 | 04-May-22 | Management | 14715999 | Elect Director Edwina Kelly | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Essential Utilities, Inc. | WTRG | USA | 29670G102 | 04-May-22 | Management | 14716000 | Elect Director Ellen T. Ruff | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Essential Utilities, Inc. | WTRG | USA | 29670G102 | 04-May-22 | Management | 14716001 | Elect Director Lee C. Stewart | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Essential Utilities, Inc. | WTRG | USA | 29670G102 | 04-May-22 | Management | 14716002 | Elect Director Christopher C. Womack | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Essential Utilities, Inc. | WTRG | USA | 29670G102 | 04-May-22 | Management | 14716003 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Essential Utilities, Inc. | WTRG | USA | 29670G102 | 04-May-22 | Management | 14716004 | Ratify the Amendment to the Bylaws to Require Shareholder Disclosure of Certain Derivative Securities Holdings | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Essential Utilities, Inc. | WTRG | USA | 29670G102 | 04-May-22 | Management | 14716005 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | PulteGroup, Inc. | PHM | USA | 745867101 | 04-May-22 | Management | 14720366 | Elect Director Brian P. Anderson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | PulteGroup, Inc. | PHM | USA | 745867101 | 04-May-22 | Management | 14720367 | Elect Director Bryce Blair | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | PulteGroup, Inc. | PHM | USA | 745867101 | 04-May-22 | Management | 14720368 | Elect Director Thomas J. Folliard | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | PulteGroup, Inc. | PHM | USA | 745867101 | 04-May-22 | Management | 14720369 | Elect Director Cheryl W. Grise | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | PulteGroup, Inc. | PHM | USA | 745867101 | 04-May-22 | Management | 14720370 | Elect Director Andre J. Hawaux | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | PulteGroup, Inc. | PHM | USA | 745867101 | 04-May-22 | Management | 14720371 | Elect Director J. Phillip Holloman | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | PulteGroup, Inc. | PHM | USA | 745867101 | 04-May-22 | Management | 14720372 | Elect Director Ryan R. Marshall | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | PulteGroup, Inc. | PHM | USA | 745867101 | 04-May-22 | Management | 14720373 | Elect Director John R. Peshkin | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | PulteGroup, Inc. | PHM | USA | 745867101 | 04-May-22 | Management | 14720374 | Elect Director Scott F. Powers | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | PulteGroup, Inc. | PHM | USA | 745867101 | 04-May-22 | Management | 14720375 | Elect Director Lila Snyder | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | PulteGroup, Inc. | PHM | USA | 745867101 | 04-May-22 | Management | 14720376 | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | PulteGroup, Inc. | PHM | USA | 745867101 | 04-May-22 | Management | 14720377 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | PulteGroup, Inc. | PHM | USA | 745867101 | 04-May-22 | Management | 14720378 | Amend NOL Rights Plan (NOL Pill) | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | PulteGroup, Inc. | PHM | USA | 745867101 | 04-May-22 | Management | 14720379 | Approve Omnibus Stock Plan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Atlantica Sustainable Infrastructure plc | AY | United Kingdom | G0751N103 | 05-May-22 | Management | 14712996 | Accept Financial Statements and Statutory Reports | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Atlantica Sustainable Infrastructure plc | AY | United Kingdom | G0751N103 | 05-May-22 | Management | 14712997 | Approve Remuneration Report | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Atlantica Sustainable Infrastructure plc | AY | United Kingdom | G0751N103 | 05-May-22 | Management | 14712998 | Elect Director Michael Woollcombe | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Atlantica Sustainable Infrastructure plc | AY | United Kingdom | G0751N103 | 05-May-22 | Management | 14712999 | Elect Director Michael Forsayeth | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Atlantica Sustainable Infrastructure plc | AY | United Kingdom | G0751N103 | 05-May-22 | Management | 14713000 | Elect Director William Aziz | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Atlantica Sustainable Infrastructure plc | AY | United Kingdom | G0751N103 | 05-May-22 | Management | 14713001 | Elect Director Brenda Eprile | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Atlantica Sustainable Infrastructure plc | AY | United Kingdom | G0751N103 | 05-May-22 | Management | 14713002 | Elect Director Debora Del Favero | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Atlantica Sustainable Infrastructure plc | AY | United Kingdom | G0751N103 | 05-May-22 | Management | 14713003 | Elect Director Arun Banskota | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Atlantica Sustainable Infrastructure plc | AY | United Kingdom | G0751N103 | 05-May-22 | Management | 14713004 | Elect Director George Trisic | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Atlantica Sustainable Infrastructure plc | AY | United Kingdom | G0751N103 | 05-May-22 | Management | 14713005 | Elect Director Santiago Seage | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Atlantica Sustainable Infrastructure plc | AY | United Kingdom | G0751N103 | 05-May-22 | Management | 14713006 | Reappoint Ernst & Young LLP and Ernst & Young S.L. as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Atlantica Sustainable Infrastructure plc | AY | United Kingdom | G0751N103 | 05-May-22 | Management | 14713007 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Atlantica Sustainable Infrastructure plc | AY | United Kingdom | G0751N103 | 05-May-22 | Management | 14713008 | Authorise Issue of Equity | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Atlantica Sustainable Infrastructure plc | AY | United Kingdom | G0751N103 | 05-May-22 | Management | 14713009 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Atlantica Sustainable Infrastructure plc | AY | United Kingdom | G0751N103 | 05-May-22 | Management | 14713010 | Authorise Issue of Equity without Pre-emptive Rights (Additional Authority) | For | Against | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Encompass Health Corporation | EHC | USA | 29261A100 | 05-May-22 | Management | 14791712 | Elect Director Greg D. Carmichael | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Encompass Health Corporation | EHC | USA | 29261A100 | 05-May-22 | Management | 14791713 | Elect Director John W. Chidsey | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Encompass Health Corporation | EHC | USA | 29261A100 | 05-May-22 | Management | 14791714 | Elect Director Donald L. Correll | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Encompass Health Corporation | EHC | USA | 29261A100 | 05-May-22 | Management | 14791715 | Elect Director Joan E. Herman | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Encompass Health Corporation | EHC | USA | 29261A100 | 05-May-22 | Management | 14791716 | Elect Director Leslye G. Katz | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Encompass Health Corporation | EHC | USA | 29261A100 | 05-May-22 | Management | 14791717 | Elect Director Patricia A. Maryland | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Encompass Health Corporation | EHC | USA | 29261A100 | 05-May-22 | Management | 14791718 | Elect Director Kevin J. O'Connor | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Encompass Health Corporation | EHC | USA | 29261A100 | 05-May-22 | Management | 14791719 | Elect Director Christopher R. Reidy | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Encompass Health Corporation | EHC | USA | 29261A100 | 05-May-22 | Management | 14791720 | Elect Director Nancy M. Schlichting | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Encompass Health Corporation | EHC | USA | 29261A100 | 05-May-22 | Management | 14791721 | Elect Director Mark J. Tarr | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Encompass Health Corporation | EHC | USA | 29261A100 | 05-May-22 | Management | 14791722 | Elect Director Terrance Williams | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Encompass Health Corporation | EHC | USA | 29261A100 | 05-May-22 | Management | 14791723 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Encompass Health Corporation | EHC | USA | 29261A100 | 05-May-22 | Management | 14791724 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Halozyme Therapeutics, Inc. | HALO | USA | 40637H109 | 05-May-22 | Management | 14737683 | Elect Director Jeffrey W. Henderson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Halozyme Therapeutics, Inc. | HALO | USA | 40637H109 | 05-May-22 | Management | 14737684 | Elect Director Connie L. Matsui | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Halozyme Therapeutics, Inc. | HALO | USA | 40637H109 | 05-May-22 | Management | 14737685 | Elect Director Helen I. Torley | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Halozyme Therapeutics, Inc. | HALO | USA | 40637H109 | 05-May-22 | Management | 14737686 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Halozyme Therapeutics, Inc. | HALO | USA | 40637H109 | 05-May-22 | Management | 14737687 | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Unisys Corporation | UIS | USA | 909214306 | 05-May-22 | Management | 14734905 | Elect Director Peter A. Altabef | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Unisys Corporation | UIS | USA | 909214306 | 05-May-22 | Management | 14734906 | Elect Director Nathaniel A. Davis | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Unisys Corporation | UIS | USA | 909214306 | 05-May-22 | Management | 14734907 | Elect Director Matthew J. Desch | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Unisys Corporation | UIS | USA | 909214306 | 05-May-22 | Management | 14734908 | Elect Director Denise K. Fletcher | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Unisys Corporation | UIS | USA | 909214306 | 05-May-22 | Management | 14734909 | Elect Director Philippe Germond | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Unisys Corporation | UIS | USA | 909214306 | 05-May-22 | Management | 14734910 | Elect Director Deborah Lee James | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Unisys Corporation | UIS | USA | 909214306 | 05-May-22 | Management | 14734911 | Elect Director Paul E. Martin | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Unisys Corporation | UIS | USA | 909214306 | 05-May-22 | Management | 14734912 | Elect Director Regina Paolillo | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Unisys Corporation | UIS | USA | 909214306 | 05-May-22 | Management | 14734913 | Elect Director Troy K. Richardson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Unisys Corporation | UIS | USA | 909214306 | 05-May-22 | Management | 14734914 | Elect Director Lee D. Roberts | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Unisys Corporation | UIS | USA | 909214306 | 05-May-22 | Management | 14734915 | Elect Director Roxanne Taylor | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Unisys Corporation | UIS | USA | 909214306 | 05-May-22 | Management | 14734916 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Unisys Corporation | UIS | USA | 909214306 | 05-May-22 | Management | 14734917 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | United Rentals, Inc. | URI | USA | 911363109 | 05-May-22 | Management | 14720453 | Elect Director Jose B. Alvarez | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | United Rentals, Inc. | URI | USA | 911363109 | 05-May-22 | Management | 14720454 | Elect Director Marc A. Bruno | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | United Rentals, Inc. | URI | USA | 911363109 | 05-May-22 | Management | 14720455 | Elect Director Larry D. De Shon | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | United Rentals, Inc. | URI | USA | 911363109 | 05-May-22 | Management | 14720456 | Elect Director Matthew J. Flannery | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | United Rentals, Inc. | URI | USA | 911363109 | 05-May-22 | Management | 14720457 | Elect Director Bobby J. Griffin | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | United Rentals, Inc. | URI | USA | 911363109 | 05-May-22 | Management | 14720458 | Elect Director Kim Harris Jones | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | United Rentals, Inc. | URI | USA | 911363109 | 05-May-22 | Management | 14720459 | Elect Director Terri L. Kelly | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | United Rentals, Inc. | URI | USA | 911363109 | 05-May-22 | Management | 14720460 | Elect Director Michael J. Kneeland | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | United Rentals, Inc. | URI | USA | 911363109 | 05-May-22 | Management | 14720461 | Elect Director Gracia C. Martore | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | United Rentals, Inc. | URI | USA | 911363109 | 05-May-22 | Management | 14720462 | Elect Director Shiv Singh | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | United Rentals, Inc. | URI | USA | 911363109 | 05-May-22 | Management | 14720463 | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | United Rentals, Inc. | URI | USA | 911363109 | 05-May-22 | Management | 14720464 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | United Rentals, Inc. | URI | USA | 911363109 | 05-May-22 | Management | 14720631 | Reduce Ownership Threshold for Special Shareholder Meetings to 15% | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | United Rentals, Inc. | URI | USA | 911363109 | 05-May-22 | Share Holder | 14720465 | Reduce Ownership Threshold for Special Shareholder Meetings to 10% | Against | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Walker & Dunlop, Inc. | WD | USA | 93148P102 | 05-May-22 | Management | 14711050 | Elect Director Ellen D. Levy | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Walker & Dunlop, Inc. | WD | USA | 93148P102 | 05-May-22 | Management | 14711051 | Elect Director Michael D. Malone | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Walker & Dunlop, Inc. | WD | USA | 93148P102 | 05-May-22 | Management | 14711052 | Elect Director John Rice | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Walker & Dunlop, Inc. | WD | USA | 93148P102 | 05-May-22 | Management | 14711053 | Elect Director Dana L. Schmaltz | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Walker & Dunlop, Inc. | WD | USA | 93148P102 | 05-May-22 | Management | 14711054 | Elect Director Howard W. Smith, III | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Walker & Dunlop, Inc. | WD | USA | 93148P102 | 05-May-22 | Management | 14711055 | Elect Director William M. Walker | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Walker & Dunlop, Inc. | WD | USA | 93148P102 | 05-May-22 | Management | 14711056 | Elect Director Michael J. Warren | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Walker & Dunlop, Inc. | WD | USA | 93148P102 | 05-May-22 | Management | 14711057 | Elect Director Donna C. Wells | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Walker & Dunlop, Inc. | WD | USA | 93148P102 | 05-May-22 | Management | 14711058 | Ratify KPMG LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Walker & Dunlop, Inc. | WD | USA | 93148P102 | 05-May-22 | Management | 14711059 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Walker & Dunlop, Inc. | WD | USA | 93148P102 | 05-May-22 | Management | 14711060 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | IDEX Corporation | IEX | USA | 45167R104 | 06-May-22 | Management | 14723727 | Elect Director Livingston L. Satterthwaite | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | IDEX Corporation | IEX | USA | 45167R104 | 06-May-22 | Management | 14723728 | Elect Director David C. Parry | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | IDEX Corporation | IEX | USA | 45167R104 | 06-May-22 | Management | 14723729 | Elect Director Eric D. Ashleman | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | IDEX Corporation | IEX | USA | 45167R104 | 06-May-22 | Management | 14723730 | Elect Director L. Paris Watts-Stanfield | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | IDEX Corporation | IEX | USA | 45167R104 | 06-May-22 | Management | 14723731 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | IDEX Corporation | IEX | USA | 45167R104 | 06-May-22 | Management | 14723732 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Charles River Laboratories International, Inc. | CRL | USA | 159864107 | 10-May-22 | Management | 14758659 | Elect Director James C. Foster | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Charles River Laboratories International, Inc. | CRL | USA | 159864107 | 10-May-22 | Management | 14758660 | Elect Director Nancy C. Andrews | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Charles River Laboratories International, Inc. | CRL | USA | 159864107 | 10-May-22 | Management | 14758661 | Elect Director Robert Bertolini | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Charles River Laboratories International, Inc. | CRL | USA | 159864107 | 10-May-22 | Management | 14758662 | Elect Director Deborah T. Kochevar | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Charles River Laboratories International, Inc. | CRL | USA | 159864107 | 10-May-22 | Management | 14758663 | Elect Director George Llado, Sr. | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Charles River Laboratories International, Inc. | CRL | USA | 159864107 | 10-May-22 | Management | 14758664 | Elect Director Martin W. Mackay | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Charles River Laboratories International, Inc. | CRL | USA | 159864107 | 10-May-22 | Management | 14758665 | Elect Director George E. Massaro | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Charles River Laboratories International, Inc. | CRL | USA | 159864107 | 10-May-22 | Management | 14758666 | Elect Director C. Richard Reese | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Charles River Laboratories International, Inc. | CRL | USA | 159864107 | 10-May-22 | Management | 14758667 | Elect Director Richard F. Wallman | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Charles River Laboratories International, Inc. | CRL | USA | 159864107 | 10-May-22 | Management | 14758668 | Elect Director Virginia M. Wilson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Charles River Laboratories International, Inc. | CRL | USA | 159864107 | 10-May-22 | Management | 14758669 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Charles River Laboratories International, Inc. | CRL | USA | 159864107 | 10-May-22 | Management | 14758670 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | LKQ Corporation | LKQ | USA | 501889208 | 10-May-22 | Management | 14716489 | Elect Director Patrick Berard | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | LKQ Corporation | LKQ | USA | 501889208 | 10-May-22 | Management | 14716490 | Elect Director Meg A. Divitto | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | LKQ Corporation | LKQ | USA | 501889208 | 10-May-22 | Management | 14716491 | Elect Director Robert M. Hanser | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | LKQ Corporation | LKQ | USA | 501889208 | 10-May-22 | Management | 14716492 | Elect Director Joseph M. Holsten | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | LKQ Corporation | LKQ | USA | 501889208 | 10-May-22 | Management | 14716493 | Elect Director Blythe J. McGarvie | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | LKQ Corporation | LKQ | USA | 501889208 | 10-May-22 | Management | 14716494 | Elect Director John W. Mendel | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | LKQ Corporation | LKQ | USA | 501889208 | 10-May-22 | Management | 14716495 | Elect Director Jody G. Miller | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | LKQ Corporation | LKQ | USA | 501889208 | 10-May-22 | Management | 14716496 | Elect Director Guhan Subramanian | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | LKQ Corporation | LKQ | USA | 501889208 | 10-May-22 | Management | 14716497 | Elect Director Xavier Urbain | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | LKQ Corporation | LKQ | USA | 501889208 | 10-May-22 | Management | 14716498 | Elect Director Jacob H. Welch | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | LKQ Corporation | LKQ | USA | 501889208 | 10-May-22 | Management | 14716499 | Elect Director Dominick Zarcone | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | LKQ Corporation | LKQ | USA | 501889208 | 10-May-22 | Management | 14716500 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | LKQ Corporation | LKQ | USA | 501889208 | 10-May-22 | Management | 14716501 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | PacWest Bancorp | PACW | USA | 695263103 | 10-May-22 | Management | 14762491 | Elect Director Tanya M. Acker | For | Against | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | PacWest Bancorp | PACW | USA | 695263103 | 10-May-22 | Management | 14762492 | Elect Director Paul R. Burke | For | Against | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | PacWest Bancorp | PACW | USA | 695263103 | 10-May-22 | Management | 14762493 | Elect Director Craig A. Carlson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | PacWest Bancorp | PACW | USA | 695263103 | 10-May-22 | Management | 14762494 | Elect Director John M. Eggemeyer, III | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | PacWest Bancorp | PACW | USA | 695263103 | 10-May-22 | Management | 14762495 | Elect Director C. William Hosler | For | Against | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | PacWest Bancorp | PACW | USA | 695263103 | 10-May-22 | Management | 14762496 | Elect Director Polly B. Jessen | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | PacWest Bancorp | PACW | USA | 695263103 | 10-May-22 | Management | 14762497 | Elect Director Susan E. Lester | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | PacWest Bancorp | PACW | USA | 695263103 | 10-May-22 | Management | 14762498 | Elect Director Roger H. Molvar | For | Against | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | PacWest Bancorp | PACW | USA | 695263103 | 10-May-22 | Management | 14762499 | Elect Director Robert A. Stine | For | Against | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | PacWest Bancorp | PACW | USA | 695263103 | 10-May-22 | Management | 14762500 | Elect Director Paul W. Taylor | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | PacWest Bancorp | PACW | USA | 695263103 | 10-May-22 | Management | 14762501 | Elect Director Matthew P. Wagner | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | PacWest Bancorp | PACW | USA | 695263103 | 10-May-22 | Management | 14762502 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | PacWest Bancorp | PACW | USA | 695263103 | 10-May-22 | Management | 14762503 | Ratify KPMG LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | DMC Global Inc. | BOOM | USA | 23291C103 | 11-May-22 | Management | 14767365 | Elect Director David C. Aldous | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | DMC Global Inc. | BOOM | USA | 23291C103 | 11-May-22 | Management | 14767366 | Elect Director Andrea E. Bertone | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | DMC Global Inc. | BOOM | USA | 23291C103 | 11-May-22 | Management | 14767367 | Elect Director Robert A. Cohen | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | DMC Global Inc. | BOOM | USA | 23291C103 | 11-May-22 | Management | 14767368 | Elect Director Ruth I. Dreessen | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | DMC Global Inc. | BOOM | USA | 23291C103 | 11-May-22 | Management | 14767369 | Elect Director Richard P. Graff | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | DMC Global Inc. | BOOM | USA | 23291C103 | 11-May-22 | Management | 14767370 | Elect Director Michael A. Kelly | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | DMC Global Inc. | BOOM | USA | 23291C103 | 11-May-22 | Management | 14767371 | Elect Director Kevin T. Longe | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | DMC Global Inc. | BOOM | USA | 23291C103 | 11-May-22 | Management | 14767372 | Elect Director Clifton Peter Rose | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | DMC Global Inc. | BOOM | USA | 23291C103 | 11-May-22 | Management | 14767373 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | DMC Global Inc. | BOOM | USA | 23291C103 | 11-May-22 | Management | 14767374 | Increase Authorized Common Stock | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | DMC Global Inc. | BOOM | USA | 23291C103 | 11-May-22 | Management | 14767375 | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Kite Realty Group Trust | KRG | USA | 49803T300 | 11-May-22 | Management | 14753642 | Elect Director John A. Kite | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Kite Realty Group Trust | KRG | USA | 49803T300 | 11-May-22 | Management | 14753643 | Elect Director William E. Bindley | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Kite Realty Group Trust | KRG | USA | 49803T300 | 11-May-22 | Management | 14753644 | Elect Director Bonnie S. Biumi | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Kite Realty Group Trust | KRG | USA | 49803T300 | 11-May-22 | Management | 14753645 | Elect Director Derrick Burks | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Kite Realty Group Trust | KRG | USA | 49803T300 | 11-May-22 | Management | 14753646 | Elect Director Victor J. Coleman | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Kite Realty Group Trust | KRG | USA | 49803T300 | 11-May-22 | Management | 14753647 | Elect Director Gerald M. Gorski | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Kite Realty Group Trust | KRG | USA | 49803T300 | 11-May-22 | Management | 14753648 | Elect Director Steven P. Grimes | For | Against | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Kite Realty Group Trust | KRG | USA | 49803T300 | 11-May-22 | Management | 14753649 | Elect Director Christie B. Kelly | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Kite Realty Group Trust | KRG | USA | 49803T300 | 11-May-22 | Management | 14753650 | Elect Director Peter L. Lynch | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Kite Realty Group Trust | KRG | USA | 49803T300 | 11-May-22 | Management | 14753651 | Elect Director David R. O'Reilly | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Kite Realty Group Trust | KRG | USA | 49803T300 | 11-May-22 | Management | 14753652 | Elect Director Barton R. Peterson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Kite Realty Group Trust | KRG | USA | 49803T300 | 11-May-22 | Management | 14753653 | Elect Director Charles H. Wurtzebach | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Kite Realty Group Trust | KRG | USA | 49803T300 | 11-May-22 | Management | 14753654 | Elect Director Caroline L. Young | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Kite Realty Group Trust | KRG | USA | 49803T300 | 11-May-22 | Management | 14753655 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Kite Realty Group Trust | KRG | USA | 49803T300 | 11-May-22 | Management | 14753656 | Ratify KPMG LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Kite Realty Group Trust | KRG | USA | 49803T300 | 11-May-22 | Management | 14753657 | Amend Omnibus Stock Plan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Maxar Technologies Inc. | MAXR | USA | 57778K105 | 11-May-22 | Management | 14771195 | Elect Director Howell M. Estes, III | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Maxar Technologies Inc. | MAXR | USA | 57778K105 | 11-May-22 | Management | 14771196 | Elect Director Nick S. Cyprus | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Maxar Technologies Inc. | MAXR | USA | 57778K105 | 11-May-22 | Management | 14771197 | Elect Director Roxanne J. Decyk | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Maxar Technologies Inc. | MAXR | USA | 57778K105 | 11-May-22 | Management | 14771198 | Elect Director Joanne O. Isham | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Maxar Technologies Inc. | MAXR | USA | 57778K105 | 11-May-22 | Management | 14771199 | Elect Director Daniel L. Jablonsky | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Maxar Technologies Inc. | MAXR | USA | 57778K105 | 11-May-22 | Management | 14771200 | Elect Director C. Robert Kehler | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Maxar Technologies Inc. | MAXR | USA | 57778K105 | 11-May-22 | Management | 14771201 | Elect Director Gilman Louie | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Maxar Technologies Inc. | MAXR | USA | 57778K105 | 11-May-22 | Management | 14771202 | Elect Director L. Roger Mason, Jr. | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Maxar Technologies Inc. | MAXR | USA | 57778K105 | 11-May-22 | Management | 14771203 | Elect Director Heather A. Wilson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Maxar Technologies Inc. | MAXR | USA | 57778K105 | 11-May-22 | Management | 14771204 | Elect Director Eric J. Zahler | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Maxar Technologies Inc. | MAXR | USA | 57778K105 | 11-May-22 | Management | 14771205 | Elect Director Eddy Zervigon | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Maxar Technologies Inc. | MAXR | USA | 57778K105 | 11-May-22 | Management | 14771206 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Maxar Technologies Inc. | MAXR | USA | 57778K105 | 11-May-22 | Management | 14771207 | Ratify KPMG LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | TransUnion | TRU | USA | 89400J107 | 11-May-22 | Management | 14762148 | Elect Director George M. Awad | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | TransUnion | TRU | USA | 89400J107 | 11-May-22 | Management | 14762149 | Elect Director William P. (Billy) Bosworth | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | TransUnion | TRU | USA | 89400J107 | 11-May-22 | Management | 14762150 | Elect Director Christopher A. Cartwright | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | TransUnion | TRU | USA | 89400J107 | 11-May-22 | Management | 14762151 | Elect Director Suzanne P. Clark | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | TransUnion | TRU | USA | 89400J107 | 11-May-22 | Management | 14762152 | Elect Director Russell P. Fradin | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | TransUnion | TRU | USA | 89400J107 | 11-May-22 | Management | 14762153 | Elect Director Charles E. Gottdiener | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | TransUnion | TRU | USA | 89400J107 | 11-May-22 | Management | 14762154 | Elect Director Pamela A. Joseph | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | TransUnion | TRU | USA | 89400J107 | 11-May-22 | Management | 14762155 | Elect Director Thomas L. Monahan, III | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | TransUnion | TRU | USA | 89400J107 | 11-May-22 | Management | 14762156 | Elect Director Andrew Prozes | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | TransUnion | TRU | USA | 89400J107 | 11-May-22 | Management | 14762157 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | TransUnion | TRU | USA | 89400J107 | 11-May-22 | Management | 14762158 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | TransUnion | TRU | USA | 89400J107 | 11-May-22 | Management | 14762159 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Assurant, Inc. | AIZ | USA | 04621X108 | 12-May-22 | Management | 14720601 | Elect Director Elaine D. Rosen | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Assurant, Inc. | AIZ | USA | 04621X108 | 12-May-22 | Management | 14720602 | Elect Director Paget L. Alves | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Assurant, Inc. | AIZ | USA | 04621X108 | 12-May-22 | Management | 14720603 | Elect Director J. Braxton Carter | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Assurant, Inc. | AIZ | USA | 04621X108 | 12-May-22 | Management | 14720604 | Elect Director Juan N. Cento | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Assurant, Inc. | AIZ | USA | 04621X108 | 12-May-22 | Management | 14720605 | Elect Director Keith W. Demmings | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Assurant, Inc. | AIZ | USA | 04621X108 | 12-May-22 | Management | 14720606 | Elect Director Harriet Edelman | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Assurant, Inc. | AIZ | USA | 04621X108 | 12-May-22 | Management | 14720607 | Elect Director Lawrence V. Jackson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Assurant, Inc. | AIZ | USA | 04621X108 | 12-May-22 | Management | 14720608 | Elect Director Jean-Paul L. Montupet | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Assurant, Inc. | AIZ | USA | 04621X108 | 12-May-22 | Management | 14720609 | Elect Director Debra J. Perry | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Assurant, Inc. | AIZ | USA | 04621X108 | 12-May-22 | Management | 14720610 | Elect Director Ognjen (Ogi) Redzic | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Assurant, Inc. | AIZ | USA | 04621X108 | 12-May-22 | Management | 14720611 | Elect Director Paul J. Reilly | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Assurant, Inc. | AIZ | USA | 04621X108 | 12-May-22 | Management | 14720612 | Elect Director Robert W. Stein | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Assurant, Inc. | AIZ | USA | 04621X108 | 12-May-22 | Management | 14720613 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Assurant, Inc. | AIZ | USA | 04621X108 | 12-May-22 | Management | 14720614 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Avient Corporation | AVNT | USA | 05368V106 | 12-May-22 | Management | 14752468 | Elect Director Robert E. Abernathy | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Avient Corporation | AVNT | USA | 05368V106 | 12-May-22 | Management | 14752469 | Elect Director Richard H. Fearon | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Avient Corporation | AVNT | USA | 05368V106 | 12-May-22 | Management | 14752470 | Elect Director Gregory J. Goff | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Avient Corporation | AVNT | USA | 05368V106 | 12-May-22 | Management | 14752471 | Elect Director Neil Green | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Avient Corporation | AVNT | USA | 05368V106 | 12-May-22 | Management | 14752472 | Elect Director William R. Jellison | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Avient Corporation | AVNT | USA | 05368V106 | 12-May-22 | Management | 14752473 | Elect Director Sandra Beach Lin | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Avient Corporation | AVNT | USA | 05368V106 | 12-May-22 | Management | 14752474 | Elect Director Kim Ann Mink | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Avient Corporation | AVNT | USA | 05368V106 | 12-May-22 | Management | 14752475 | Elect Director Ernest Nicolas | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Avient Corporation | AVNT | USA | 05368V106 | 12-May-22 | Management | 14752476 | Elect Director Robert M. Patterson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Avient Corporation | AVNT | USA | 05368V106 | 12-May-22 | Management | 14752477 | Elect Director Kerry J. Preete | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Avient Corporation | AVNT | USA | 05368V106 | 12-May-22 | Management | 14752478 | Elect Director Patricia Verduin | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Avient Corporation | AVNT | USA | 05368V106 | 12-May-22 | Management | 14752479 | Elect Director William A. Wulfsohn | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Avient Corporation | AVNT | USA | 05368V106 | 12-May-22 | Management | 14752480 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Avient Corporation | AVNT | USA | 05368V106 | 12-May-22 | Management | 14752481 | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | BlackLine, Inc. | BL | USA | 09239B109 | 12-May-22 | Management | 14734422 | Elect Director Barbara Whye | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | BlackLine, Inc. | BL | USA | 09239B109 | 12-May-22 | Management | 14734423 | Elect Director Mika Yamamoto | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | BlackLine, Inc. | BL | USA | 09239B109 | 12-May-22 | Management | 14734424 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | BlackLine, Inc. | BL | USA | 09239B109 | 12-May-22 | Management | 14734425 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Bunge Limited | BG | Bermuda | G16962105 | 12-May-22 | Management | 14770864 | Elect Director Sheila Bair | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Bunge Limited | BG | Bermuda | G16962105 | 12-May-22 | Management | 14770865 | Elect Director Carol Browner | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Bunge Limited | BG | Bermuda | G16962105 | 12-May-22 | Management | 14770866 | Elect Director Paul Fribourg | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Bunge Limited | BG | Bermuda | G16962105 | 12-May-22 | Management | 14770867 | Elect Director J. Erik Fyrwald | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Bunge Limited | BG | Bermuda | G16962105 | 12-May-22 | Management | 14770868 | Elect Director Gregory Heckman | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Bunge Limited | BG | Bermuda | G16962105 | 12-May-22 | Management | 14770869 | Elect Director Bernardo Hees | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Bunge Limited | BG | Bermuda | G16962105 | 12-May-22 | Management | 14770870 | Elect Director Kathleen Hyle | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Bunge Limited | BG | Bermuda | G16962105 | 12-May-22 | Management | 14770871 | Elect Director Michael Kobori | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Bunge Limited | BG | Bermuda | G16962105 | 12-May-22 | Management | 14770872 | Elect Director Kenneth Simril | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Bunge Limited | BG | Bermuda | G16962105 | 12-May-22 | Management | 14770873 | Elect Director Henry "Jay" Winship | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Bunge Limited | BG | Bermuda | G16962105 | 12-May-22 | Management | 14770874 | Elect Director Mark Zenuk | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Bunge Limited | BG | Bermuda | G16962105 | 12-May-22 | Management | 14770875 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Bunge Limited | BG | Bermuda | G16962105 | 12-May-22 | Management | 14770876 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Bunge Limited | BG | Bermuda | G16962105 | 12-May-22 | Management | 14770877 | Eliminate Supermajority Vote Requirements | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Bunge Limited | BG | Bermuda | G16962105 | 12-May-22 | Share Holder | 14770885 | Provide Right to Act by Written Consent | Against | Against | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Camden Property Trust | CPT | USA | 133131102 | 12-May-22 | Management | 14728727 | Elect Director Richard J. Campo | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Camden Property Trust | CPT | USA | 133131102 | 12-May-22 | Management | 14728728 | Elect Director Javier E. Benito | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Camden Property Trust | CPT | USA | 133131102 | 12-May-22 | Management | 14728729 | Elect Director Heather J. Brunner | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Camden Property Trust | CPT | USA | 133131102 | 12-May-22 | Management | 14728730 | Elect Director Mark D. Gibson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Camden Property Trust | CPT | USA | 133131102 | 12-May-22 | Management | 14728731 | Elect Director Scott S. Ingraham | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Camden Property Trust | CPT | USA | 133131102 | 12-May-22 | Management | 14728732 | Elect Director Renu Khator | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Camden Property Trust | CPT | USA | 133131102 | 12-May-22 | Management | 14728733 | Elect Director D. Keith Oden | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Camden Property Trust | CPT | USA | 133131102 | 12-May-22 | Management | 14728734 | Elect Director Frances Aldrich Sevilla-Sacasa | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Camden Property Trust | CPT | USA | 133131102 | 12-May-22 | Management | 14728735 | Elect Director Steven A. Webster | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Camden Property Trust | CPT | USA | 133131102 | 12-May-22 | Management | 14728736 | Elect Director Kelvin R. Westbrook | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Camden Property Trust | CPT | USA | 133131102 | 12-May-22 | Management | 14728737 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Camden Property Trust | CPT | USA | 133131102 | 12-May-22 | Management | 14728738 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Chart Industries, Inc. | GTLS | USA | 16115Q308 | 13-May-22 | Management | 14822449 | Elect Director Jillian C. Evanko | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Chart Industries, Inc. | GTLS | USA | 16115Q308 | 13-May-22 | Management | 14822450 | Elect Director Paula M. Harris | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Chart Industries, Inc. | GTLS | USA | 16115Q308 | 13-May-22 | Management | 14822451 | Elect Director Linda A. Harty | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Chart Industries, Inc. | GTLS | USA | 16115Q308 | 13-May-22 | Management | 14822452 | Elect Director Singleton B. McAllister | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Chart Industries, Inc. | GTLS | USA | 16115Q308 | 13-May-22 | Management | 14822453 | Elect Director Michael L. Molinini | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Chart Industries, Inc. | GTLS | USA | 16115Q308 | 13-May-22 | Management | 14822454 | Elect Director David M. Sagehorn | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Chart Industries, Inc. | GTLS | USA | 16115Q308 | 13-May-22 | Management | 14822455 | Elect Director Roger A. Strauch | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Chart Industries, Inc. | GTLS | USA | 16115Q308 | 13-May-22 | Management | 14822456 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Chart Industries, Inc. | GTLS | USA | 16115Q308 | 13-May-22 | Management | 14822457 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | John Bean Technologies Corporation | JBT | USA | 477839104 | 13-May-22 | Management | 14766795 | Elect Director Alan D. Feldman | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | John Bean Technologies Corporation | JBT | USA | 477839104 | 13-May-22 | Management | 14766796 | Elect Director Lawrence V. Jackson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | John Bean Technologies Corporation | JBT | USA | 477839104 | 13-May-22 | Management | 14766797 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | John Bean Technologies Corporation | JBT | USA | 477839104 | 13-May-22 | Management | 14766798 | Ratify PricewaterhouseCoopers LLC as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Teradyne, Inc. | TER | USA | 880770102 | 13-May-22 | Management | 14783419 | Elect Director Edwin J. Gillis | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Teradyne, Inc. | TER | USA | 880770102 | 13-May-22 | Management | 14783420 | Elect Director Timothy E. Guertin | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Teradyne, Inc. | TER | USA | 880770102 | 13-May-22 | Management | 14783421 | Elect Director Peter Herweck | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Teradyne, Inc. | TER | USA | 880770102 | 13-May-22 | Management | 14783422 | Elect Director Mark E. Jagiela | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Teradyne, Inc. | TER | USA | 880770102 | 13-May-22 | Management | 14783423 | Elect Director Mercedes Johnson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Teradyne, Inc. | TER | USA | 880770102 | 13-May-22 | Management | 14783424 | Elect Director Marilyn Matz | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Teradyne, Inc. | TER | USA | 880770102 | 13-May-22 | Management | 14783425 | Elect Director Fouad 'Ford' Tamer | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Teradyne, Inc. | TER | USA | 880770102 | 13-May-22 | Management | 14783426 | Elect Director Paul J. Tufano | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Teradyne, Inc. | TER | USA | 880770102 | 13-May-22 | Management | 14783427 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Teradyne, Inc. | TER | USA | 880770102 | 13-May-22 | Management | 14783428 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Chemed Corporation | CHE | USA | 16359R103 | 16-May-22 | Management | 14828714 | Elect Director Kevin J. McNamara | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Chemed Corporation | CHE | USA | 16359R103 | 16-May-22 | Management | 14828715 | Elect Director Ron DeLyons | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Chemed Corporation | CHE | USA | 16359R103 | 16-May-22 | Management | 14828716 | Elect Director Joel F. Gemunder | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Chemed Corporation | CHE | USA | 16359R103 | 16-May-22 | Management | 14828717 | Elect Director Patrick P. Grace | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Chemed Corporation | CHE | USA | 16359R103 | 16-May-22 | Management | 14828718 | Elect Director Christopher J. Heaney | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Chemed Corporation | CHE | USA | 16359R103 | 16-May-22 | Management | 14828719 | Elect Director Thomas C. Hutton | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Chemed Corporation | CHE | USA | 16359R103 | 16-May-22 | Management | 14828720 | Elect Director Andrea R. Lindell | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Chemed Corporation | CHE | USA | 16359R103 | 16-May-22 | Management | 14828721 | Elect Director Thomas P. Rice | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Chemed Corporation | CHE | USA | 16359R103 | 16-May-22 | Management | 14828722 | Elect Director Donald E. Saunders | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Chemed Corporation | CHE | USA | 16359R103 | 16-May-22 | Management | 14828723 | Elect Director George J. Walsh, III | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Chemed Corporation | CHE | USA | 16359R103 | 16-May-22 | Management | 14828724 | Approve Omnibus Stock Plan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Chemed Corporation | CHE | USA | 16359R103 | 16-May-22 | Management | 14828725 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Chemed Corporation | CHE | USA | 16359R103 | 16-May-22 | Management | 14828726 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Middleby Corp. | MIDD | USA | 596278101 | 16-May-22 | Management | 14771905 | Elect Director Sarah Palisi Chapin | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Middleby Corp. | MIDD | USA | 596278101 | 16-May-22 | Management | 14771906 | Elect Director Timothy J. FitzGerald | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Middleby Corp. | MIDD | USA | 596278101 | 16-May-22 | Management | 14771907 | Elect Director Cathy L. McCarthy | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Middleby Corp. | MIDD | USA | 596278101 | 16-May-22 | Management | 14771908 | Elect Director John R. Miller, III | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Middleby Corp. | MIDD | USA | 596278101 | 16-May-22 | Management | 14771909 | Elect Director Robert A. Nerbonne | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Middleby Corp. | MIDD | USA | 596278101 | 16-May-22 | Management | 14771910 | Elect Director Gordon O'Brien | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Middleby Corp. | MIDD | USA | 596278101 | 16-May-22 | Management | 14771911 | Elect Director Nassem Ziyad | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Middleby Corp. | MIDD | USA | 596278101 | 16-May-22 | Management | 14771912 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Middleby Corp. | MIDD | USA | 596278101 | 16-May-22 | Management | 14771913 | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ICU Medical, Inc. | ICUI | USA | 44930G107 | 17-May-22 | Management | 14792026 | Elect Director Vivek Jain | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ICU Medical, Inc. | ICUI | USA | 44930G107 | 17-May-22 | Management | 14792027 | Elect Director George A. Lopez | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ICU Medical, Inc. | ICUI | USA | 44930G107 | 17-May-22 | Management | 14792028 | Elect Director David C. Greenberg | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ICU Medical, Inc. | ICUI | USA | 44930G107 | 17-May-22 | Management | 14792029 | Elect Director Elisha W. Finney | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ICU Medical, Inc. | ICUI | USA | 44930G107 | 17-May-22 | Management | 14792030 | Elect Director David F. Hoffmeister | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ICU Medical, Inc. | ICUI | USA | 44930G107 | 17-May-22 | Management | 14792031 | Elect Director Donald M. Abbey | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ICU Medical, Inc. | ICUI | USA | 44930G107 | 17-May-22 | Management | 14792032 | Elect Director Laurie Hernandez | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ICU Medical, Inc. | ICUI | USA | 44930G107 | 17-May-22 | Management | 14792033 | Elect Director Kolleen T. Kennedy | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ICU Medical, Inc. | ICUI | USA | 44930G107 | 17-May-22 | Management | 14792034 | Elect Director William Seeger | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ICU Medical, Inc. | ICUI | USA | 44930G107 | 17-May-22 | Management | 14792035 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ICU Medical, Inc. | ICUI | USA | 44930G107 | 17-May-22 | Management | 14792036 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Sun Communities, Inc. | SUI | USA | 866674104 | 17-May-22 | Management | 14790251 | Elect Director Gary A. Shiffman | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Sun Communities, Inc. | SUI | USA | 866674104 | 17-May-22 | Management | 14790252 | Elect Director Tonya Allen | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Sun Communities, Inc. | SUI | USA | 866674104 | 17-May-22 | Management | 14790253 | Elect Director Meghan G. Baivier | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Sun Communities, Inc. | SUI | USA | 866674104 | 17-May-22 | Management | 14790254 | Elect Director Stephanie W. Bergeron | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Sun Communities, Inc. | SUI | USA | 866674104 | 17-May-22 | Management | 14790255 | Elect Director Brian M. Hermelin | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Sun Communities, Inc. | SUI | USA | 866674104 | 17-May-22 | Management | 14790256 | Elect Director Ronald A. Klein | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Sun Communities, Inc. | SUI | USA | 866674104 | 17-May-22 | Management | 14790257 | Elect Director Clunet R. Lewis | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Sun Communities, Inc. | SUI | USA | 866674104 | 17-May-22 | Management | 14790258 | Elect Director Arthur A. Weiss | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Sun Communities, Inc. | SUI | USA | 866674104 | 17-May-22 | Management | 14790259 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Sun Communities, Inc. | SUI | USA | 866674104 | 17-May-22 | Management | 14790260 | Ratify Grant Thornton LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Sun Communities, Inc. | SUI | USA | 866674104 | 17-May-22 | Management | 14790261 | Amend Omnibus Stock Plan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | BankUnited, Inc. | BKU | USA | 06652K103 | 18-May-22 | Management | 14830810 | Elect Director Rajinder P. Singh | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | BankUnited, Inc. | BKU | USA | 06652K103 | 18-May-22 | Management | 14830811 | Elect Director Tere Blanca | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | BankUnited, Inc. | BKU | USA | 06652K103 | 18-May-22 | Management | 14830812 | Elect Director John N. DiGiacomo | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | BankUnited, Inc. | BKU | USA | 06652K103 | 18-May-22 | Management | 14830813 | Elect Director Michael J. Dowling | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | BankUnited, Inc. | BKU | USA | 06652K103 | 18-May-22 | Management | 14830814 | Elect Director Douglas J. Pauls | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | BankUnited, Inc. | BKU | USA | 06652K103 | 18-May-22 | Management | 14830815 | Elect Director A. Gail Prudenti | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | BankUnited, Inc. | BKU | USA | 06652K103 | 18-May-22 | Management | 14830816 | Elect Director William S. Rubenstein | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | BankUnited, Inc. | BKU | USA | 06652K103 | 18-May-22 | Management | 14830817 | Elect Director Sanjiv Sobti | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | BankUnited, Inc. | BKU | USA | 06652K103 | 18-May-22 | Management | 14830818 | Elect Director Lynne Wines | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | BankUnited, Inc. | BKU | USA | 06652K103 | 18-May-22 | Management | 14830819 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | BankUnited, Inc. | BKU | USA | 06652K103 | 18-May-22 | Management | 14830820 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Banner Corporation | BANR | USA | 06652V208 | 18-May-22 | Management | 14819192 | Elect Director Ellen R.M. Boyer | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Banner Corporation | BANR | USA | 06652V208 | 18-May-22 | Management | 14819193 | Elect Director Connie R. Collingsworth | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Banner Corporation | BANR | USA | 06652V208 | 18-May-22 | Management | 14819194 | Elect Director John Pedersen | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Banner Corporation | BANR | USA | 06652V208 | 18-May-22 | Management | 14819195 | Elect Director Margot J. Copeland | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Banner Corporation | BANR | USA | 06652V208 | 18-May-22 | Management | 14819196 | Elect Director Paul J. Walsh | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Banner Corporation | BANR | USA | 06652V208 | 18-May-22 | Management | 14819197 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Banner Corporation | BANR | USA | 06652V208 | 18-May-22 | Management | 14819198 | Ratify Moss Adams LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Banner Corporation | BANR | USA | 06652V208 | 18-May-22 | Management | 14819199 | Declassify the Board of Directors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Euronet Worldwide, Inc. | EEFT | USA | 298736109 | 18-May-22 | Management | 14830700 | Elect Director Michael J. Brown | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Euronet Worldwide, Inc. | EEFT | USA | 298736109 | 18-May-22 | Management | 14830701 | Elect Director Andrew B. Schmitt | For | Withhold | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Euronet Worldwide, Inc. | EEFT | USA | 298736109 | 18-May-22 | Management | 14830702 | Elect Director M. Jeannine Strandjord | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Euronet Worldwide, Inc. | EEFT | USA | 298736109 | 18-May-22 | Management | 14830703 | Ratify KPMG LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Euronet Worldwide, Inc. | EEFT | USA | 298736109 | 18-May-22 | Management | 14830704 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | LPL Financial Holdings Inc. | LPLA | USA | 50212V100 | 18-May-22 | Management | 14830840 | Elect Director Dan H. Arnold | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | LPL Financial Holdings Inc. | LPLA | USA | 50212V100 | 18-May-22 | Management | 14830841 | Elect Director Edward C. Bernard | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | LPL Financial Holdings Inc. | LPLA | USA | 50212V100 | 18-May-22 | Management | 14830842 | Elect Director H. Paulett Eberhart | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | LPL Financial Holdings Inc. | LPLA | USA | 50212V100 | 18-May-22 | Management | 14830843 | Elect Director William F. Glavin, Jr. | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | LPL Financial Holdings Inc. | LPLA | USA | 50212V100 | 18-May-22 | Management | 14830844 | Elect Director Allison H. Mnookin | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | LPL Financial Holdings Inc. | LPLA | USA | 50212V100 | 18-May-22 | Management | 14830845 | Elect Director Anne M. Mulcahy | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | LPL Financial Holdings Inc. | LPLA | USA | 50212V100 | 18-May-22 | Management | 14830846 | Elect Director James S. Putnam | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | LPL Financial Holdings Inc. | LPLA | USA | 50212V100 | 18-May-22 | Management | 14830847 | Elect Director Richard P. Schifter | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | LPL Financial Holdings Inc. | LPLA | USA | 50212V100 | 18-May-22 | Management | 14830848 | Elect Director Corey E. Thomas | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | LPL Financial Holdings Inc. | LPLA | USA | 50212V100 | 18-May-22 | Management | 14830849 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | LPL Financial Holdings Inc. | LPLA | USA | 50212V100 | 18-May-22 | Management | 14830850 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Reliance Steel & Aluminum Co. | RS | USA | 759509102 | 18-May-22 | Management | 14829837 | Elect Director Lisa L. Baldwin | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Reliance Steel & Aluminum Co. | RS | USA | 759509102 | 18-May-22 | Management | 14829838 | Elect Director Karen W. Colonias | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Reliance Steel & Aluminum Co. | RS | USA | 759509102 | 18-May-22 | Management | 14829839 | Elect Director Frank J. Dellaquila | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Reliance Steel & Aluminum Co. | RS | USA | 759509102 | 18-May-22 | Management | 14829840 | Elect Director John G. Figueroa | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Reliance Steel & Aluminum Co. | RS | USA | 759509102 | 18-May-22 | Management | 14829841 | Elect Director James D. Hoffman | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Reliance Steel & Aluminum Co. | RS | USA | 759509102 | 18-May-22 | Management | 14829842 | Elect Director Mark V. Kaminski | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Reliance Steel & Aluminum Co. | RS | USA | 759509102 | 18-May-22 | Management | 14829843 | Elect Director Karla R. Lewis | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Reliance Steel & Aluminum Co. | RS | USA | 759509102 | 18-May-22 | Management | 14829844 | Elect Director Robert A. McEvoy | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Reliance Steel & Aluminum Co. | RS | USA | 759509102 | 18-May-22 | Management | 14829845 | Elect Director David W. Seeger | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Reliance Steel & Aluminum Co. | RS | USA | 759509102 | 18-May-22 | Management | 14829846 | Elect Director Douglas W. Stotlar | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Reliance Steel & Aluminum Co. | RS | USA | 759509102 | 18-May-22 | Management | 14829847 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Reliance Steel & Aluminum Co. | RS | USA | 759509102 | 18-May-22 | Management | 14829848 | Ratify KPMG LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Reliance Steel & Aluminum Co. | RS | USA | 759509102 | 18-May-22 | Share Holder | 14829849 | Amend Proxy Access Right | Against | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Everbridge, Inc. | EVBG | USA | 29978A104 | 19-May-22 | Management | 14811601 | Elect Director Richard D'Amore | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Everbridge, Inc. | EVBG | USA | 29978A104 | 19-May-22 | Management | 14811602 | Elect Director Alison Dean | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Everbridge, Inc. | EVBG | USA | 29978A104 | 19-May-22 | Management | 14811603 | Elect Director Jaime Ellertson | For | Withhold | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Everbridge, Inc. | EVBG | USA | 29978A104 | 19-May-22 | Management | 14811604 | Elect Director Bruns Grayson | For | Withhold | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Everbridge, Inc. | EVBG | USA | 29978A104 | 19-May-22 | Management | 14811605 | Elect Director David Henshall | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Everbridge, Inc. | EVBG | USA | 29978A104 | 19-May-22 | Management | 14811606 | Elect Director Kent Mathy | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Everbridge, Inc. | EVBG | USA | 29978A104 | 19-May-22 | Management | 14811607 | Elect Director Simon Paris | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Everbridge, Inc. | EVBG | USA | 29978A104 | 19-May-22 | Management | 14811608 | Elect Director Sharon Rowlands | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Everbridge, Inc. | EVBG | USA | 29978A104 | 19-May-22 | Management | 14811609 | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Everbridge, Inc. | EVBG | USA | 29978A104 | 19-May-22 | Management | 14811610 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Gentex Corporation | GNTX | USA | 371901109 | 19-May-22 | Management | 14819971 | Elect Director Joseph Anderson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Gentex Corporation | GNTX | USA | 371901109 | 19-May-22 | Management | 14819972 | Elect Director Leslie Brown | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Gentex Corporation | GNTX | USA | 371901109 | 19-May-22 | Management | 14819973 | Elect Director Steve Downing | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Gentex Corporation | GNTX | USA | 371901109 | 19-May-22 | Management | 14819974 | Elect Director Gary Goode | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Gentex Corporation | GNTX | USA | 371901109 | 19-May-22 | Management | 14819975 | Elect Director James Hollars | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Gentex Corporation | GNTX | USA | 371901109 | 19-May-22 | Management | 14819976 | Elect Director Richard Schaum | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Gentex Corporation | GNTX | USA | 371901109 | 19-May-22 | Management | 14819977 | Elect Director Kathleen Starkoff | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Gentex Corporation | GNTX | USA | 371901109 | 19-May-22 | Management | 14819978 | Elect Director Brian Walker | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Gentex Corporation | GNTX | USA | 371901109 | 19-May-22 | Management | 14819979 | Elect Director Ling Zang | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Gentex Corporation | GNTX | USA | 371901109 | 19-May-22 | Management | 14819980 | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Gentex Corporation | GNTX | USA | 371901109 | 19-May-22 | Management | 14819981 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Gentex Corporation | GNTX | USA | 371901109 | 19-May-22 | Management | 14819982 | Approve Qualified Employee Stock Purchase Plan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Albany International Corp. | AIN | USA | 012348108 | 20-May-22 | Management | 14805875 | Elect Director Erland E. Kailbourne | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Albany International Corp. | AIN | USA | 012348108 | 20-May-22 | Management | 14805876 | Elect Director John R. Scannell | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Albany International Corp. | AIN | USA | 012348108 | 20-May-22 | Management | 14805877 | Elect Director Katharine L. Plourde | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Albany International Corp. | AIN | USA | 012348108 | 20-May-22 | Management | 14805878 | Elect Director A. William Higgins | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Albany International Corp. | AIN | USA | 012348108 | 20-May-22 | Management | 14805879 | Elect Director Kenneth W. Krueger | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Albany International Corp. | AIN | USA | 012348108 | 20-May-22 | Management | 14805880 | Elect Director Mark J. Murphy | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Albany International Corp. | AIN | USA | 012348108 | 20-May-22 | Management | 14805881 | Elect Director J. Michael McQuade | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Albany International Corp. | AIN | USA | 012348108 | 20-May-22 | Management | 14805882 | Elect Director Christina M. Alvord | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Albany International Corp. | AIN | USA | 012348108 | 20-May-22 | Management | 14805883 | Elect Director Russell E. Toney | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Albany International Corp. | AIN | USA | 012348108 | 20-May-22 | Management | 14805884 | Approve Non-Employee Director Stock Awards in Lieu of Cash | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Albany International Corp. | AIN | USA | 012348108 | 20-May-22 | Management | 14805885 | Ratify KPMG LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Albany International Corp. | AIN | USA | 012348108 | 20-May-22 | Management | 14805886 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Axon Enterprise, Inc. | AXON | USA | 05464C101 | 20-May-22 | Management | 14820110 | Declassify the Board of Directors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Axon Enterprise, Inc. | AXON | USA | 05464C101 | 20-May-22 | Management | 14820111 | Elect Director Adriane Brown | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Axon Enterprise, Inc. | AXON | USA | 05464C101 | 20-May-22 | Management | 14820112 | Elect Director Michael Garnreiter | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Axon Enterprise, Inc. | AXON | USA | 05464C101 | 20-May-22 | Management | 14820113 | Elect Director Hadi Partovi | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Axon Enterprise, Inc. | AXON | USA | 05464C101 | 20-May-22 | Management | 14820114 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Axon Enterprise, Inc. | AXON | USA | 05464C101 | 20-May-22 | Management | 14820115 | Ratify Grant Thornton LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Axon Enterprise, Inc. | AXON | USA | 05464C101 | 20-May-22 | Management | 14820116 | Approve Omnibus Stock Plan | For | Against | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Terminix Global Holdings, Inc. | TMX | USA | 88087E100 | 23-May-22 | Management | 14828758 | Elect Director Laurie Ann Goldman | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Terminix Global Holdings, Inc. | TMX | USA | 88087E100 | 23-May-22 | Management | 14828759 | Elect Director Steven B. Hochhauser | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Terminix Global Holdings, Inc. | TMX | USA | 88087E100 | 23-May-22 | Management | 14828760 | Elect Director Chris S. Terrill | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Terminix Global Holdings, Inc. | TMX | USA | 88087E100 | 23-May-22 | Management | 14828761 | Elect Director Teresa M. Sebastian | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Terminix Global Holdings, Inc. | TMX | USA | 88087E100 | 23-May-22 | Management | 14828762 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Terminix Global Holdings, Inc. | TMX | USA | 88087E100 | 23-May-22 | Management | 14828763 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | American Campus Communities, Inc. | ACC | USA | 024835100 | 24-May-22 | Management | 14901003 | Elect Director William C. Bayless, Jr. | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | American Campus Communities, Inc. | ACC | USA | 024835100 | 24-May-22 | Management | 14901004 | Elect Director Herman E. Bulls | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | American Campus Communities, Inc. | ACC | USA | 024835100 | 24-May-22 | Management | 14901005 | Elect Director G. Steven Dawson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | American Campus Communities, Inc. | ACC | USA | 024835100 | 24-May-22 | Management | 14901006 | Elect Director Cydney C. Donnell | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | American Campus Communities, Inc. | ACC | USA | 024835100 | 24-May-22 | Management | 14901007 | Elect Director Mary C. Egan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | American Campus Communities, Inc. | ACC | USA | 024835100 | 24-May-22 | Management | 14901008 | Elect Director Alison M. Hill | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | American Campus Communities, Inc. | ACC | USA | 024835100 | 24-May-22 | Management | 14901009 | Elect Director Craig A. Leupold | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | American Campus Communities, Inc. | ACC | USA | 024835100 | 24-May-22 | Management | 14901010 | Elect Director Oliver Luck | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | American Campus Communities, Inc. | ACC | USA | 024835100 | 24-May-22 | Management | 14901011 | Elect Director C. Patrick Oles, Jr. | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | American Campus Communities, Inc. | ACC | USA | 024835100 | 24-May-22 | Management | 14901012 | Elect Director John T. Rippel | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | American Campus Communities, Inc. | ACC | USA | 024835100 | 24-May-22 | Management | 14901013 | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | American Campus Communities, Inc. | ACC | USA | 024835100 | 24-May-22 | Management | 14901014 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Array Technologies, Inc. | ARRY | USA | 04271T100 | 24-May-22 | Management | 14830935 | Elect Director Paulo Almirante | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Array Technologies, Inc. | ARRY | USA | 04271T100 | 24-May-22 | Management | 14830936 | Elect Director Ron P. Corio | For | Withhold | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Array Technologies, Inc. | ARRY | USA | 04271T100 | 24-May-22 | Management | 14830937 | Elect Director Jayanthi (Jay) Iyengar | For | Withhold | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Array Technologies, Inc. | ARRY | USA | 04271T100 | 24-May-22 | Management | 14830938 | Ratify BDO USA, LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Array Technologies, Inc. | ARRY | USA | 04271T100 | 24-May-22 | Management | 14830939 | Approve Qualified Employee Stock Purchase Plan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Array Technologies, Inc. | ARRY | USA | 04271T100 | 24-May-22 | Management | 14830940 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ConnectOne Bancorp, Inc. | CNOB | USA | 20786W107 | 24-May-22 | Management | 14869406 | Elect Director Frank Sorrentino, III | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ConnectOne Bancorp, Inc. | CNOB | USA | 20786W107 | 24-May-22 | Management | 14869407 | Elect Director Stephen T. Boswell | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ConnectOne Bancorp, Inc. | CNOB | USA | 20786W107 | 24-May-22 | Management | 14869408 | Elect Director Frank W. Baier | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ConnectOne Bancorp, Inc. | CNOB | USA | 20786W107 | 24-May-22 | Management | 14869409 | Elect Director Frank Huttle, III | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ConnectOne Bancorp, Inc. | CNOB | USA | 20786W107 | 24-May-22 | Management | 14869410 | Elect Director Michael Kempner | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ConnectOne Bancorp, Inc. | CNOB | USA | 20786W107 | 24-May-22 | Management | 14869411 | Elect Director Nicholas Minoia | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ConnectOne Bancorp, Inc. | CNOB | USA | 20786W107 | 24-May-22 | Management | 14869412 | Elect Director Anson M. Moise | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ConnectOne Bancorp, Inc. | CNOB | USA | 20786W107 | 24-May-22 | Management | 14869413 | Elect Director Katherin Nukk-Freeman | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ConnectOne Bancorp, Inc. | CNOB | USA | 20786W107 | 24-May-22 | Management | 14869414 | Elect Director Joseph Parisi, Jr. | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ConnectOne Bancorp, Inc. | CNOB | USA | 20786W107 | 24-May-22 | Management | 14869415 | Elect Director Daniel Rifkin | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ConnectOne Bancorp, Inc. | CNOB | USA | 20786W107 | 24-May-22 | Management | 14869416 | Elect Director Mark Sokolich | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ConnectOne Bancorp, Inc. | CNOB | USA | 20786W107 | 24-May-22 | Management | 14869417 | Elect Director William A. Thompson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ConnectOne Bancorp, Inc. | CNOB | USA | 20786W107 | 24-May-22 | Management | 14869418 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ConnectOne Bancorp, Inc. | CNOB | USA | 20786W107 | 24-May-22 | Management | 14869419 | Ratify Crowe LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Omnicell, Inc. | OMCL | USA | 68213N109 | 24-May-22 | Management | 14820315 | Elect Director Edward P. Bousa | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Omnicell, Inc. | OMCL | USA | 68213N109 | 24-May-22 | Management | 14820316 | Elect Director Bruce E. Scott | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Omnicell, Inc. | OMCL | USA | 68213N109 | 24-May-22 | Management | 14820317 | Elect Director Mary Garrett | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Omnicell, Inc. | OMCL | USA | 68213N109 | 24-May-22 | Management | 14820318 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Omnicell, Inc. | OMCL | USA | 68213N109 | 24-May-22 | Management | 14820319 | Amend Omnibus Stock Plan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Omnicell, Inc. | OMCL | USA | 68213N109 | 24-May-22 | Management | 14820320 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Axonics, Inc. | AXNX | USA | 05465P101 | 25-May-22 | Management | 14871348 | Elect Director Michael H. Carrel | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Axonics, Inc. | AXNX | USA | 05465P101 | 25-May-22 | Management | 14871349 | Elect Director Raymond W. Cohen | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Axonics, Inc. | AXNX | USA | 05465P101 | 25-May-22 | Management | 14871350 | Elect Director David M. Demski | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Axonics, Inc. | AXNX | USA | 05465P101 | 25-May-22 | Management | 14871351 | Elect Director Jane E. Kiernan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Axonics, Inc. | AXNX | USA | 05465P101 | 25-May-22 | Management | 14871352 | Elect Director Esteban Lopez | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Axonics, Inc. | AXNX | USA | 05465P101 | 25-May-22 | Management | 14871353 | Elect Director Robert E. Mcnamara | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Axonics, Inc. | AXNX | USA | 05465P101 | 25-May-22 | Management | 14871354 | Elect Director Nancy Snyderman | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Axonics, Inc. | AXNX | USA | 05465P101 | 25-May-22 | Management | 14871355 | Ratify BDO USA, LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Axonics, Inc. | AXNX | USA | 05465P101 | 25-May-22 | Management | 14871356 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Axonics, Inc. | AXNX | USA | 05465P101 | 25-May-22 | Management | 14871357 | Increase Authorized Common Stock | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Axonics, Inc. | AXNX | USA | 05465P101 | 25-May-22 | Management | 14871358 | Eliminate Supermajority Voting Provisions | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Axonics, Inc. | AXNX | USA | 05465P101 | 25-May-22 | Management | 14871359 | Amend Omnibus Stock Plan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Callaway Golf Company | ELY | USA | 131193104 | 25-May-22 | Management | 14831294 | Elect Director Oliver G. (Chip) Brewer, III | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Callaway Golf Company | ELY | USA | 131193104 | 25-May-22 | Management | 14831295 | Elect Director Erik J Anderson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Callaway Golf Company | ELY | USA | 131193104 | 25-May-22 | Management | 14831296 | Elect Director Samuel H. Armacost | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Callaway Golf Company | ELY | USA | 131193104 | 25-May-22 | Management | 14831297 | Elect Director Scott H. Baxter | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Callaway Golf Company | ELY | USA | 131193104 | 25-May-22 | Management | 14831298 | Elect Director Thomas G. Dundon | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Callaway Golf Company | ELY | USA | 131193104 | 25-May-22 | Management | 14831299 | Elect Director Laura J. Flanagan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Callaway Golf Company | ELY | USA | 131193104 | 25-May-22 | Management | 14831300 | Elect Director Russell L. Fleischer | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Callaway Golf Company | ELY | USA | 131193104 | 25-May-22 | Management | 14831301 | Elect Director Bavan M. Holloway | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Callaway Golf Company | ELY | USA | 131193104 | 25-May-22 | Management | 14831302 | Elect Director John F. Lundgren | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Callaway Golf Company | ELY | USA | 131193104 | 25-May-22 | Management | 14831303 | Elect Director Scott M. Marimow | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Callaway Golf Company | ELY | USA | 131193104 | 25-May-22 | Management | 14831304 | Elect Director Adebayo O. Ogunlesi | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Callaway Golf Company | ELY | USA | 131193104 | 25-May-22 | Management | 14831305 | Elect Director Varsha R. Rao | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Callaway Golf Company | ELY | USA | 131193104 | 25-May-22 | Management | 14831306 | Elect Director Linda B. Segre | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Callaway Golf Company | ELY | USA | 131193104 | 25-May-22 | Management | 14831307 | Elect Director Anthony S. Thornley | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Callaway Golf Company | ELY | USA | 131193104 | 25-May-22 | Management | 14831308 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Callaway Golf Company | ELY | USA | 131193104 | 25-May-22 | Management | 14831309 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Callaway Golf Company | ELY | USA | 131193104 | 25-May-22 | Management | 14831310 | Approve Omnibus Stock Plan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Perficient, Inc. | PRFT | USA | 71375U101 | 25-May-22 | Management | 14857858 | Elect Director Romil Bahl | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Perficient, Inc. | PRFT | USA | 71375U101 | 25-May-22 | Management | 14857859 | Elect Director Jeffrey S. Davis | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Perficient, Inc. | PRFT | USA | 71375U101 | 25-May-22 | Management | 14857860 | Elect Director Ralph C. Derrickson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Perficient, Inc. | PRFT | USA | 71375U101 | 25-May-22 | Management | 14857861 | Elect Director David S. Lundeen | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Perficient, Inc. | PRFT | USA | 71375U101 | 25-May-22 | Management | 14857862 | Elect Director Brian L. Matthews | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Perficient, Inc. | PRFT | USA | 71375U101 | 25-May-22 | Management | 14857863 | Elect Director Nancy C. Pechloff | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Perficient, Inc. | PRFT | USA | 71375U101 | 25-May-22 | Management | 14857864 | Elect Director Gary M. Wimberly | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Perficient, Inc. | PRFT | USA | 71375U101 | 25-May-22 | Management | 14857865 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Perficient, Inc. | PRFT | USA | 71375U101 | 25-May-22 | Management | 14857866 | Ratify KPMG LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Trimble Inc. | TRMB | USA | 896239100 | 25-May-22 | Management | 14852043 | Elect Director Steven W. Berglund | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Trimble Inc. | TRMB | USA | 896239100 | 25-May-22 | Management | 14852044 | Elect Director James C. Dalton | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Trimble Inc. | TRMB | USA | 896239100 | 25-May-22 | Management | 14852045 | Elect Director Borje Ekholm | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Trimble Inc. | TRMB | USA | 896239100 | 25-May-22 | Management | 14852046 | Elect Director Ann Fandozzi | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Trimble Inc. | TRMB | USA | 896239100 | 25-May-22 | Management | 14852047 | Elect Director Kaigham (Ken) Gabriel | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Trimble Inc. | TRMB | USA | 896239100 | 25-May-22 | Management | 14852048 | Elect Director Meaghan Lloyd | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Trimble Inc. | TRMB | USA | 896239100 | 25-May-22 | Management | 14852049 | Elect Director Sandra MacQuillan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Trimble Inc. | TRMB | USA | 896239100 | 25-May-22 | Management | 14852050 | Elect Director Robert G. Painter | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Trimble Inc. | TRMB | USA | 896239100 | 25-May-22 | Management | 14852051 | Elect Director Mark S. Peek | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Trimble Inc. | TRMB | USA | 896239100 | 25-May-22 | Management | 14852052 | Elect Director Thomas Sweet | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Trimble Inc. | TRMB | USA | 896239100 | 25-May-22 | Management | 14852053 | Elect Director Johan Wibergh | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Trimble Inc. | TRMB | USA | 896239100 | 25-May-22 | Management | 14852054 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Trimble Inc. | TRMB | USA | 896239100 | 25-May-22 | Management | 14852055 | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | EastGroup Properties, Inc. | EGP | USA | 277276101 | 26-May-22 | Management | 14869132 | Elect Director D. Pike Aloian | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | EastGroup Properties, Inc. | EGP | USA | 277276101 | 26-May-22 | Management | 14869133 | Elect Director H. Eric Bolton, Jr. | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | EastGroup Properties, Inc. | EGP | USA | 277276101 | 26-May-22 | Management | 14869134 | Elect Director Donald F. Colleran | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | EastGroup Properties, Inc. | EGP | USA | 277276101 | 26-May-22 | Management | 14869135 | Elect Director Hayden C. Eaves, III | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | EastGroup Properties, Inc. | EGP | USA | 277276101 | 26-May-22 | Management | 14869136 | Elect Director David M. Fields | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | EastGroup Properties, Inc. | EGP | USA | 277276101 | 26-May-22 | Management | 14869137 | Elect Director David H. Hoster, II | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | EastGroup Properties, Inc. | EGP | USA | 277276101 | 26-May-22 | Management | 14869138 | Elect Director Marshall A. Loeb | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | EastGroup Properties, Inc. | EGP | USA | 277276101 | 26-May-22 | Management | 14869139 | Elect Director Mary E. McCormick | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | EastGroup Properties, Inc. | EGP | USA | 277276101 | 26-May-22 | Management | 14869140 | Elect Director Katherine M. Sandstrom | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | EastGroup Properties, Inc. | EGP | USA | 277276101 | 26-May-22 | Management | 14869141 | Ratify KPMG LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | EastGroup Properties, Inc. | EGP | USA | 277276101 | 26-May-22 | Management | 14869142 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | HomeStreet, Inc. | HMST | USA | 43785V102 | 26-May-22 | Management | 14874075 | Elect Director Scott M. Boggs | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | HomeStreet, Inc. | HMST | USA | 43785V102 | 26-May-22 | Management | 14874076 | Elect Director Sandra A. Cavanaugh | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | HomeStreet, Inc. | HMST | USA | 43785V102 | 26-May-22 | Management | 14874077 | Elect Director Jeffrey D. Green | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | HomeStreet, Inc. | HMST | USA | 43785V102 | 26-May-22 | Management | 14874078 | Elect Director Joanne R. Harrell | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | HomeStreet, Inc. | HMST | USA | 43785V102 | 26-May-22 | Management | 14874079 | Elect Director Mark K. Mason | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | HomeStreet, Inc. | HMST | USA | 43785V102 | 26-May-22 | Management | 14874080 | Elect Director James R. Mitchell, Jr. | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | HomeStreet, Inc. | HMST | USA | 43785V102 | 26-May-22 | Management | 14874081 | Elect Director Mark R. Patterson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | HomeStreet, Inc. | HMST | USA | 43785V102 | 26-May-22 | Management | 14874082 | Elect Director Nancy D. Pellegrino | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | HomeStreet, Inc. | HMST | USA | 43785V102 | 26-May-22 | Management | 14874083 | Elect Director Douglas I. Smith | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | HomeStreet, Inc. | HMST | USA | 43785V102 | 26-May-22 | Management | 14874084 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | HomeStreet, Inc. | HMST | USA | 43785V102 | 26-May-22 | Management | 14874085 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Jones Lang LaSalle Incorporated | JLL | USA | 48020Q107 | 26-May-22 | Management | 14873821 | Elect Director Hugo Bague | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Jones Lang LaSalle Incorporated | JLL | USA | 48020Q107 | 26-May-22 | Management | 14873822 | Elect Director Matthew Carter, Jr. | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Jones Lang LaSalle Incorporated | JLL | USA | 48020Q107 | 26-May-22 | Management | 14873823 | Elect Director Samuel A. Di Piazza, Jr. | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Jones Lang LaSalle Incorporated | JLL | USA | 48020Q107 | 26-May-22 | Management | 14873824 | Elect Director Tina Ju | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Jones Lang LaSalle Incorporated | JLL | USA | 48020Q107 | 26-May-22 | Management | 14873825 | Elect Director Bridget Macaskill | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Jones Lang LaSalle Incorporated | JLL | USA | 48020Q107 | 26-May-22 | Management | 14873826 | Elect Director Deborah H. McAneny | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Jones Lang LaSalle Incorporated | JLL | USA | 48020Q107 | 26-May-22 | Management | 14873827 | Elect Director Siddharth (Bobby) Mehta | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Jones Lang LaSalle Incorporated | JLL | USA | 48020Q107 | 26-May-22 | Management | 14873828 | Elect Director Jeetendra (Jeetu) I. Patel | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Jones Lang LaSalle Incorporated | JLL | USA | 48020Q107 | 26-May-22 | Management | 14873829 | Elect Director Ann Marie Petach | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Jones Lang LaSalle Incorporated | JLL | USA | 48020Q107 | 26-May-22 | Management | 14873830 | Elect Director Larry Quinlan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Jones Lang LaSalle Incorporated | JLL | USA | 48020Q107 | 26-May-22 | Management | 14873831 | Elect Director Efrain Rivera | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Jones Lang LaSalle Incorporated | JLL | USA | 48020Q107 | 26-May-22 | Management | 14873832 | Elect Director Christian Ulbrich | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Jones Lang LaSalle Incorporated | JLL | USA | 48020Q107 | 26-May-22 | Management | 14873833 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Jones Lang LaSalle Incorporated | JLL | USA | 48020Q107 | 26-May-22 | Management | 14873834 | Ratify KPMG LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ON Semiconductor Corporation | ON | USA | 682189105 | 26-May-22 | Management | 14808168 | Elect Director Atsushi Abe | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ON Semiconductor Corporation | ON | USA | 682189105 | 26-May-22 | Management | 14808169 | Elect Director Alan Campbell | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ON Semiconductor Corporation | ON | USA | 682189105 | 26-May-22 | Management | 14808170 | Elect Director Susan K. Carter | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ON Semiconductor Corporation | ON | USA | 682189105 | 26-May-22 | Management | 14808171 | Elect Director Thomas L. Deitrich | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ON Semiconductor Corporation | ON | USA | 682189105 | 26-May-22 | Management | 14808172 | Elect Director Gilles Delfassy | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ON Semiconductor Corporation | ON | USA | 682189105 | 26-May-22 | Management | 14808173 | Elect Director Hassane El-Khoury | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ON Semiconductor Corporation | ON | USA | 682189105 | 26-May-22 | Management | 14808174 | Elect Director Bruce E. Kiddoo | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ON Semiconductor Corporation | ON | USA | 682189105 | 26-May-22 | Management | 14808175 | Elect Director Paul A. Mascarenas | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ON Semiconductor Corporation | ON | USA | 682189105 | 26-May-22 | Management | 14808176 | Elect Director Gregory L. Waters | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ON Semiconductor Corporation | ON | USA | 682189105 | 26-May-22 | Management | 14808177 | Elect Director Christine Y. Yan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ON Semiconductor Corporation | ON | USA | 682189105 | 26-May-22 | Management | 14808178 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | ON Semiconductor Corporation | ON | USA | 682189105 | 26-May-22 | Management | 14808179 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Repligen Corporation | RGEN | USA | 759916109 | 26-May-22 | Management | 14838240 | Elect Director Tony J. Hunt | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Repligen Corporation | RGEN | USA | 759916109 | 26-May-22 | Management | 14838241 | Elect Director Karen A. Dawes | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Repligen Corporation | RGEN | USA | 759916109 | 26-May-22 | Management | 14838242 | Elect Director Nicolas M. Barthelemy | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Repligen Corporation | RGEN | USA | 759916109 | 26-May-22 | Management | 14838243 | Elect Director Carrie Eglinton Manner | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Repligen Corporation | RGEN | USA | 759916109 | 26-May-22 | Management | 14838244 | Elect Director Rohin Mhatre | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Repligen Corporation | RGEN | USA | 759916109 | 26-May-22 | Management | 14838245 | Elect Director Glenn P. Muir | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Repligen Corporation | RGEN | USA | 759916109 | 26-May-22 | Management | 14838246 | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Repligen Corporation | RGEN | USA | 759916109 | 26-May-22 | Management | 14838247 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | SunOpta Inc. | STKL | Canada | 8676EP108 | 26-May-22 | Management | 14872956 | Elect Director Albert Bolles | For | Against | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | SunOpta Inc. | STKL | Canada | 8676EP108 | 26-May-22 | Management | 14872957 | Elect Director Rebecca Fisher | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | SunOpta Inc. | STKL | Canada | 8676EP108 | 26-May-22 | Management | 14872958 | Elect Director Joseph Ennen | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | SunOpta Inc. | STKL | Canada | 8676EP108 | 26-May-22 | Management | 14872959 | Elect Director R. Dean Hollis | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | SunOpta Inc. | STKL | Canada | 8676EP108 | 26-May-22 | Management | 14872960 | Elect Director Katrina Houde | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | SunOpta Inc. | STKL | Canada | 8676EP108 | 26-May-22 | Management | 14872961 | Elect Director Leslie Starr Keating | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | SunOpta Inc. | STKL | Canada | 8676EP108 | 26-May-22 | Management | 14872962 | Elect Director Kenneth Kempf | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | SunOpta Inc. | STKL | Canada | 8676EP108 | 26-May-22 | Management | 14872963 | Elect Director Mahes S. Wickramasinghe | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | SunOpta Inc. | STKL | Canada | 8676EP108 | 26-May-22 | Management | 14872964 | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | SunOpta Inc. | STKL | Canada | 8676EP108 | 26-May-22 | Management | 14872965 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | SunOpta Inc. | STKL | Canada | 8676EP108 | 26-May-22 | Management | 14872966 | Amend Shareholder Rights Plan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | SunOpta Inc. | STKL | Canada | 8676EP108 | 26-May-22 | Management | 14872967 | Amend Articles to Allow for Meetings to be Held within the Minneapolis-St. Paul Metropolitan Area of Minnesota | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Vishay Precision Group, Inc. | VPG | USA | 92835K103 | 26-May-22 | Management | 14867191 | Elect Director Janet M. Clarke | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Vishay Precision Group, Inc. | VPG | USA | 92835K103 | 26-May-22 | Management | 14867192 | Elect Director Wesley Cummins | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Vishay Precision Group, Inc. | VPG | USA | 92835K103 | 26-May-22 | Management | 14867193 | Elect Director Sejal Shah Gulati | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Vishay Precision Group, Inc. | VPG | USA | 92835K103 | 26-May-22 | Management | 14867194 | Elect Director Bruce Lerner | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Vishay Precision Group, Inc. | VPG | USA | 92835K103 | 26-May-22 | Management | 14867195 | Elect Director Saul V. Reibstein | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Vishay Precision Group, Inc. | VPG | USA | 92835K103 | 26-May-22 | Management | 14867196 | Elect Director Ziv Shoshani | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Vishay Precision Group, Inc. | VPG | USA | 92835K103 | 26-May-22 | Management | 14867197 | Elect Director Timothy V. Talbert | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Vishay Precision Group, Inc. | VPG | USA | 92835K103 | 26-May-22 | Management | 14867198 | Elect Director Marc Zandman | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Vishay Precision Group, Inc. | VPG | USA | 92835K103 | 26-May-22 | Management | 14867199 | Ratify Brightman Almagor Zohar & Co. as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Vishay Precision Group, Inc. | VPG | USA | 92835K103 | 26-May-22 | Management | 14867200 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Vishay Precision Group, Inc. | VPG | USA | 92835K103 | 26-May-22 | Management | 14867201 | Approve Omnibus Stock Plan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Voya Financial, Inc. | VOYA | USA | 929089100 | 26-May-22 | Management | 14869074 | Elect Director Lynne Biggar | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Voya Financial, Inc. | VOYA | USA | 929089100 | 26-May-22 | Management | 14869075 | Elect Director Yvette S. Butler | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Voya Financial, Inc. | VOYA | USA | 929089100 | 26-May-22 | Management | 14869076 | Elect Director Jane P. Chwick | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Voya Financial, Inc. | VOYA | USA | 929089100 | 26-May-22 | Management | 14869077 | Elect Director Kathleen DeRose | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Voya Financial, Inc. | VOYA | USA | 929089100 | 26-May-22 | Management | 14869078 | Elect Director Ruth Ann M. Gillis | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Voya Financial, Inc. | VOYA | USA | 929089100 | 26-May-22 | Management | 14869079 | Elect Director Aylwin B. Lewis | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Voya Financial, Inc. | VOYA | USA | 929089100 | 26-May-22 | Management | 14869080 | Elect Director Rodney O. Martin, Jr. | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Voya Financial, Inc. | VOYA | USA | 929089100 | 26-May-22 | Management | 14869081 | Elect Director Byron H. Pollitt, Jr. | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Voya Financial, Inc. | VOYA | USA | 929089100 | 26-May-22 | Management | 14869082 | Elect Director Joseph V. Tripodi | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Voya Financial, Inc. | VOYA | USA | 929089100 | 26-May-22 | Management | 14869083 | Elect Director David Zwiener | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Voya Financial, Inc. | VOYA | USA | 929089100 | 26-May-22 | Management | 14869084 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Voya Financial, Inc. | VOYA | USA | 929089100 | 26-May-22 | Management | 14869085 | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Wintrust Financial Corporation | WTFC | USA | 97650W108 | 26-May-22 | Management | 14819015 | Elect Director Elizabeth H. Connelly | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Wintrust Financial Corporation | WTFC | USA | 97650W108 | 26-May-22 | Management | 14819016 | Elect Director Peter D. Crist | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Wintrust Financial Corporation | WTFC | USA | 97650W108 | 26-May-22 | Management | 14819017 | Elect Director Bruce K. Crowther | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Wintrust Financial Corporation | WTFC | USA | 97650W108 | 26-May-22 | Management | 14819018 | Elect Director William J. Doyle | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Wintrust Financial Corporation | WTFC | USA | 97650W108 | 26-May-22 | Management | 14819019 | Elect Director Marla F. Glabe | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Wintrust Financial Corporation | WTFC | USA | 97650W108 | 26-May-22 | Management | 14819020 | Elect Director H. Patrick Hackett, Jr. | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Wintrust Financial Corporation | WTFC | USA | 97650W108 | 26-May-22 | Management | 14819021 | Elect Director Scott K. Heitmann | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Wintrust Financial Corporation | WTFC | USA | 97650W108 | 26-May-22 | Management | 14819022 | Elect Director Deborah L. Hall Lefevre | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Wintrust Financial Corporation | WTFC | USA | 97650W108 | 26-May-22 | Management | 14819023 | Elect Director Suzet M. McKinney | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Wintrust Financial Corporation | WTFC | USA | 97650W108 | 26-May-22 | Management | 14819024 | Elect Director Gary D. "Joe" Sweeney | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Wintrust Financial Corporation | WTFC | USA | 97650W108 | 26-May-22 | Management | 14819025 | Elect Director Karin Gustafson Teglia | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Wintrust Financial Corporation | WTFC | USA | 97650W108 | 26-May-22 | Management | 14819026 | Elect Director Alex E. Washington, III | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Wintrust Financial Corporation | WTFC | USA | 97650W108 | 26-May-22 | Management | 14819027 | Elect Director Edward J. Wehmer | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Wintrust Financial Corporation | WTFC | USA | 97650W108 | 26-May-22 | Management | 14819028 | Approve Omnibus Stock Plan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Wintrust Financial Corporation | WTFC | USA | 97650W108 | 26-May-22 | Management | 14819029 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Wintrust Financial Corporation | WTFC | USA | 97650W108 | 26-May-22 | Management | 14819030 | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | The Macerich Company | MAC | USA | 554382101 | 27-May-22 | Management | 14874593 | Elect Director Peggy Alford | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | The Macerich Company | MAC | USA | 554382101 | 27-May-22 | Management | 14874594 | Elect Director John H. Alschuler | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | The Macerich Company | MAC | USA | 554382101 | 27-May-22 | Management | 14874595 | Elect Director Eric K. Brandt | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | The Macerich Company | MAC | USA | 554382101 | 27-May-22 | Management | 14874596 | Elect Director Edward C. Coppola | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | The Macerich Company | MAC | USA | 554382101 | 27-May-22 | Management | 14874597 | Elect Director Steven R. Hash | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | The Macerich Company | MAC | USA | 554382101 | 27-May-22 | Management | 14874598 | Elect Director Enrique Hernandez, Jr. | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | The Macerich Company | MAC | USA | 554382101 | 27-May-22 | Management | 14874599 | Elect Director Daniel J. Hirsch | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | The Macerich Company | MAC | USA | 554382101 | 27-May-22 | Management | 14874600 | Elect Director Diana M. Laing | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | The Macerich Company | MAC | USA | 554382101 | 27-May-22 | Management | 14874601 | Elect Director Marianne Lowenthal | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | The Macerich Company | MAC | USA | 554382101 | 27-May-22 | Management | 14874602 | Elect Director Thomas E. O'Hern | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | The Macerich Company | MAC | USA | 554382101 | 27-May-22 | Management | 14874603 | Elect Director Steven L. Soboroff | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | The Macerich Company | MAC | USA | 554382101 | 27-May-22 | Management | 14874604 | Elect Director Andrea M. Stephen | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | The Macerich Company | MAC | USA | 554382101 | 27-May-22 | Management | 14874605 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | The Macerich Company | MAC | USA | 554382101 | 27-May-22 | Management | 14874606 | Ratify KPMG LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Columbia Sportswear Company | COLM | USA | 198516106 | 01-Jun-22 | Management | 14895352 | Elect Director Timothy P. Boyle | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Columbia Sportswear Company | COLM | USA | 198516106 | 01-Jun-22 | Management | 14895353 | Elect Director Stephen E. Babson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Columbia Sportswear Company | COLM | USA | 198516106 | 01-Jun-22 | Management | 14895354 | Elect Director Andy D. Bryant | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Columbia Sportswear Company | COLM | USA | 198516106 | 01-Jun-22 | Management | 14895355 | Elect Director John W. Culver | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Columbia Sportswear Company | COLM | USA | 198516106 | 01-Jun-22 | Management | 14895356 | Elect Director Kevin Mansell | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Columbia Sportswear Company | COLM | USA | 198516106 | 01-Jun-22 | Management | 14895357 | Elect Director Ronald E. Nelson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Columbia Sportswear Company | COLM | USA | 198516106 | 01-Jun-22 | Management | 14895358 | Elect Director Sabrina L. Simmons | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Columbia Sportswear Company | COLM | USA | 198516106 | 01-Jun-22 | Management | 14895359 | Elect Director Malia H. Wasson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Columbia Sportswear Company | COLM | USA | 198516106 | 01-Jun-22 | Management | 14895360 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Columbia Sportswear Company | COLM | USA | 198516106 | 01-Jun-22 | Management | 14895361 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | USA | 41068X100 | 02-Jun-22 | Management | 14879167 | Elect Director Jeffrey W. Eckel | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | USA | 41068X100 | 02-Jun-22 | Management | 14879168 | Elect Director Clarence D. Armbrister | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | USA | 41068X100 | 02-Jun-22 | Management | 14879169 | Elect Director Teresa M. Brenner | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | USA | 41068X100 | 02-Jun-22 | Management | 14879170 | Elect Director Michael T. Eckhart | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | USA | 41068X100 | 02-Jun-22 | Management | 14879171 | Elect Director Nancy C. Floyd | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | USA | 41068X100 | 02-Jun-22 | Management | 14879172 | Elect Director Charles M. O'Neil | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | USA | 41068X100 | 02-Jun-22 | Management | 14879173 | Elect Director Richard J. Osborne | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | USA | 41068X100 | 02-Jun-22 | Management | 14879174 | Elect Director Steven G. Osgood | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | USA | 41068X100 | 02-Jun-22 | Management | 14879175 | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | USA | 41068X100 | 02-Jun-22 | Management | 14879176 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | USA | 41068X100 | 02-Jun-22 | Management | 14879177 | Amend Omnibus Stock Plan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Ionis Pharmaceuticals, Inc. | IONS | USA | 462222100 | 02-Jun-22 | Management | 14901042 | Elect Director Allene M. Diaz | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Ionis Pharmaceuticals, Inc. | IONS | USA | 462222100 | 02-Jun-22 | Management | 14901043 | Elect Director Michael Hayden | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Ionis Pharmaceuticals, Inc. | IONS | USA | 462222100 | 02-Jun-22 | Management | 14901044 | Elect Director Joseph Klein, III | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Ionis Pharmaceuticals, Inc. | IONS | USA | 462222100 | 02-Jun-22 | Management | 14901045 | Elect Director Joseph Loscalzo | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Ionis Pharmaceuticals, Inc. | IONS | USA | 462222100 | 02-Jun-22 | Management | 14901046 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Ionis Pharmaceuticals, Inc. | IONS | USA | 462222100 | 02-Jun-22 | Management | 14901047 | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Titan Machinery Inc. | TITN | USA | 88830R101 | 06-Jun-22 | Management | 14922956 | Elect Director Frank Anglin | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Titan Machinery Inc. | TITN | USA | 88830R101 | 06-Jun-22 | Management | 14922957 | Elect Director David Meyer | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Titan Machinery Inc. | TITN | USA | 88830R101 | 06-Jun-22 | Management | 14922958 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Titan Machinery Inc. | TITN | USA | 88830R101 | 06-Jun-22 | Management | 14922959 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | First Foundation Inc. | FFWM | USA | 32026V104 | 07-Jun-22 | Management | 14965538 | Elect Director Max Briggs | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | First Foundation Inc. | FFWM | USA | 32026V104 | 07-Jun-22 | Management | 14965539 | Elect Director John Hakopian | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | First Foundation Inc. | FFWM | USA | 32026V104 | 07-Jun-22 | Management | 14965540 | Elect Director Scott F. Kavanaugh | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | First Foundation Inc. | FFWM | USA | 32026V104 | 07-Jun-22 | Management | 14965541 | Elect Director Ulrich E. Keller, Jr. | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | First Foundation Inc. | FFWM | USA | 32026V104 | 07-Jun-22 | Management | 14965542 | Elect Director David Lake | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | First Foundation Inc. | FFWM | USA | 32026V104 | 07-Jun-22 | Management | 14965543 | Elect Director Elizabeth A. Pagliarini | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | First Foundation Inc. | FFWM | USA | 32026V104 | 07-Jun-22 | Management | 14965544 | Elect Director Mitchell M. Rosenberg | For | Withhold | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | First Foundation Inc. | FFWM | USA | 32026V104 | 07-Jun-22 | Management | 14965545 | Elect Director Diane M. Rubin | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | First Foundation Inc. | FFWM | USA | 32026V104 | 07-Jun-22 | Management | 14965546 | Elect Director Jacob Sonenshine | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | First Foundation Inc. | FFWM | USA | 32026V104 | 07-Jun-22 | Management | 14965547 | Elect Director Gary Tice | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | First Foundation Inc. | FFWM | USA | 32026V104 | 07-Jun-22 | Management | 14965548 | Ratify Eide Bailly LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | First Foundation Inc. | FFWM | USA | 32026V104 | 07-Jun-22 | Management | 14965549 | Increase Authorized Common Stock | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | First Foundation Inc. | FFWM | USA | 32026V104 | 07-Jun-22 | Management | 14965550 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Magnite, Inc. | MGNI | USA | 55955D100 | 07-Jun-22 | Management | 14932131 | Elect Director Michael G. Barrett | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Magnite, Inc. | MGNI | USA | 55955D100 | 07-Jun-22 | Management | 14932132 | Elect Director Rachel Lam | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Magnite, Inc. | MGNI | USA | 55955D100 | 07-Jun-22 | Management | 14932133 | Elect Director Robert F. Spillane | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Magnite, Inc. | MGNI | USA | 55955D100 | 07-Jun-22 | Management | 14932134 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Magnite, Inc. | MGNI | USA | 55955D100 | 07-Jun-22 | Management | 14932135 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Tufin Software Technologies Ltd. | TUFN | Israel | M8893U102 | 07-Jun-22 | Management | 15014460 | Approve Merger Agreement | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Tufin Software Technologies Ltd. | TUFN | Israel | M8893U102 | 07-Jun-22 | Management | 15014462 | Vote FOR to confirm that you are NOT a "Buyer affiliated party" as defined in the proxy statement. Otherwise, vote against. You may not abstain. | None | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Tufin Software Technologies Ltd. | TUFN | Israel | M8893U102 | 07-Jun-22 | Management | 15014461 | Approve Meeting Adjournment | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hasbro, Inc. | HAS | USA | 418056107 | 08-Jun-22 | Management | 14937601 | Elect Director Kenneth A. Bronfin | For | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hasbro, Inc. | HAS | USA | 418056107 | 08-Jun-22 | Management | 14937602 | Elect Director Michael R. Burns | For | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hasbro, Inc. | HAS | USA | 418056107 | 08-Jun-22 | Management | 14937603 | Elect Director Hope F. Cochran | For | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hasbro, Inc. | HAS | USA | 418056107 | 08-Jun-22 | Management | 14937604 | Elect Director Christian P. Cocks | For | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hasbro, Inc. | HAS | USA | 418056107 | 08-Jun-22 | Management | 14937605 | Elect Director Lisa Gersh | For | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hasbro, Inc. | HAS | USA | 418056107 | 08-Jun-22 | Management | 14937606 | Elect Director Elizabeth Hamren | For | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hasbro, Inc. | HAS | USA | 418056107 | 08-Jun-22 | Management | 14937607 | Elect Director Blake Jorgensen | For | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hasbro, Inc. | HAS | USA | 418056107 | 08-Jun-22 | Management | 14937608 | Elect Director Tracy A. Leinbach | For | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hasbro, Inc. | HAS | USA | 418056107 | 08-Jun-22 | Management | 14937609 | Elect Director Edward M. Philip | For | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hasbro, Inc. | HAS | USA | 418056107 | 08-Jun-22 | Management | 14937610 | Elect Director Laurel J. Richie | For | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hasbro, Inc. | HAS | USA | 418056107 | 08-Jun-22 | Management | 14937611 | Elect Director Richard S. Stoddart | For | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hasbro, Inc. | HAS | USA | 418056107 | 08-Jun-22 | Management | 14937612 | Elect Director Mary Beth West | For | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hasbro, Inc. | HAS | USA | 418056107 | 08-Jun-22 | Management | 14937613 | Elect Director Linda Zecher Higgins | For | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hasbro, Inc. | HAS | USA | 418056107 | 08-Jun-22 | Management | 14937614 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hasbro, Inc. | HAS | USA | 418056107 | 08-Jun-22 | Management | 14937615 | Ratify KPMG LLP as Auditors | For | Do Not Vote | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hasbro, Inc. | HAS | USA | 418056107 | 08-Jun-22 | Share Holder | 14937617 | Elect Director Marcelo Fischer | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hasbro, Inc. | HAS | USA | 418056107 | 08-Jun-22 | Share Holder | 14937620 | Management Nominee Kenneth A. Bronfin | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hasbro, Inc. | HAS | USA | 418056107 | 08-Jun-22 | Share Holder | 14937621 | Management Nominee Michael R. Burns | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hasbro, Inc. | HAS | USA | 418056107 | 08-Jun-22 | Share Holder | 14937622 | Management Nominee Hope F. Cochran | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hasbro, Inc. | HAS | USA | 418056107 | 08-Jun-22 | Share Holder | 14937623 | Management Nominee Christian P. Cocks | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hasbro, Inc. | HAS | USA | 418056107 | 08-Jun-22 | Share Holder | 15082381 | Management Nominee Lisa Gersh | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hasbro, Inc. | HAS | USA | 418056107 | 08-Jun-22 | Share Holder | 14937624 | Management Nominee Elizabeth Hamren | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hasbro, Inc. | HAS | USA | 418056107 | 08-Jun-22 | Share Holder | 14937625 | Management Nominee Blake Jorgensen | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hasbro, Inc. | HAS | USA | 418056107 | 08-Jun-22 | Share Holder | 14937626 | Management Nominee Tracy A. Leinbach | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hasbro, Inc. | HAS | USA | 418056107 | 08-Jun-22 | Share Holder | 14937627 | Management Nominee Laurel J. Richie | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hasbro, Inc. | HAS | USA | 418056107 | 08-Jun-22 | Share Holder | 15082382 | Management Nominee Richard S. Stoddart | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hasbro, Inc. | HAS | USA | 418056107 | 08-Jun-22 | Share Holder | 14937628 | Management Nominee Mary Beth West | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hasbro, Inc. | HAS | USA | 418056107 | 08-Jun-22 | Share Holder | 14937629 | Management Nominee Linda Zecher Higgins | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hasbro, Inc. | HAS | USA | 418056107 | 08-Jun-22 | Management | 14937630 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Hasbro, Inc. | HAS | USA | 418056107 | 08-Jun-22 | Management | 14937631 | Ratify KPMG LLP as Auditors | None | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Evolent Health, Inc. | EVH | USA | 30050B101 | 09-Jun-22 | Management | 14966673 | Elect Director Craig Barbarosh | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Evolent Health, Inc. | EVH | USA | 30050B101 | 09-Jun-22 | Management | 14966674 | Elect Director Kim Keck | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Evolent Health, Inc. | EVH | USA | 30050B101 | 09-Jun-22 | Management | 14966675 | Elect Director Cheryl Scott | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Evolent Health, Inc. | EVH | USA | 30050B101 | 09-Jun-22 | Management | 14966676 | Elect Director Frank Williams | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Evolent Health, Inc. | EVH | USA | 30050B101 | 09-Jun-22 | Management | 14966677 | Elect Director Seth Blackley | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Evolent Health, Inc. | EVH | USA | 30050B101 | 09-Jun-22 | Management | 14966678 | Elect Director David Farner | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Evolent Health, Inc. | EVH | USA | 30050B101 | 09-Jun-22 | Management | 14966679 | Elect Director Peter Grua | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Evolent Health, Inc. | EVH | USA | 30050B101 | 09-Jun-22 | Management | 14966680 | Ratify Deloitte & Touche LLP as Auditor | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Evolent Health, Inc. | EVH | USA | 30050B101 | 09-Jun-22 | Management | 14966681 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Exact Sciences Corporation | EXAS | USA | 30063P105 | 09-Jun-22 | Management | 14959265 | Elect Director Kevin Conroy | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Exact Sciences Corporation | EXAS | USA | 30063P105 | 09-Jun-22 | Management | 14959266 | Elect Director Shacey Petrovic | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Exact Sciences Corporation | EXAS | USA | 30063P105 | 09-Jun-22 | Management | 14959267 | Elect Director Katherine Zanotti | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Exact Sciences Corporation | EXAS | USA | 30063P105 | 09-Jun-22 | Management | 14959268 | Ratify PricewaterhouseCoopers, LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Exact Sciences Corporation | EXAS | USA | 30063P105 | 09-Jun-22 | Management | 14959269 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Exact Sciences Corporation | EXAS | USA | 30063P105 | 09-Jun-22 | Management | 14959270 | Amend Omnibus Stock Plan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Exact Sciences Corporation | EXAS | USA | 30063P105 | 09-Jun-22 | Management | 14959271 | Amend Qualified Employee Stock Purchase Plan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Exact Sciences Corporation | EXAS | USA | 30063P105 | 09-Jun-22 | Share Holder | 14959272 | Amend Proxy Access Right | Against | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Fate Therapeutics, Inc. | FATE | USA | 31189P102 | 09-Jun-22 | Management | 14923848 | Elect Director Timothy P. Coughlin | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Fate Therapeutics, Inc. | FATE | USA | 31189P102 | 09-Jun-22 | Management | 14923849 | Elect Director J. Scott Wolchko | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Fate Therapeutics, Inc. | FATE | USA | 31189P102 | 09-Jun-22 | Management | 14923850 | Elect Director Shefali Agarwal | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Fate Therapeutics, Inc. | FATE | USA | 31189P102 | 09-Jun-22 | Management | 14923851 | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Fate Therapeutics, Inc. | FATE | USA | 31189P102 | 09-Jun-22 | Management | 14923852 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Fate Therapeutics, Inc. | FATE | USA | 31189P102 | 09-Jun-22 | Management | 14923853 | Approve Omnibus Stock Plan | For | Against | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Intra-Cellular Therapies, Inc. | ITCI | USA | 46116X101 | 09-Jun-22 | Management | 14907953 | Elect Director Sharon Mates | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Intra-Cellular Therapies, Inc. | ITCI | USA | 46116X101 | 09-Jun-22 | Management | 14907954 | Elect Director Rory B. Riggs | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Intra-Cellular Therapies, Inc. | ITCI | USA | 46116X101 | 09-Jun-22 | Management | 14907955 | Elect Director Robert L. Van Nostrand | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Intra-Cellular Therapies, Inc. | ITCI | USA | 46116X101 | 09-Jun-22 | Management | 14907956 | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Intra-Cellular Therapies, Inc. | ITCI | USA | 46116X101 | 09-Jun-22 | Management | 14907957 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Intra-Cellular Therapies, Inc. | ITCI | USA | 46116X101 | 09-Jun-22 | Management | 14907958 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Iovance Biotherapeutics, Inc. | IOVA | USA | 462260100 | 10-Jun-22 | Management | 14940049 | Elect Director Iain Dukes | For | Withhold | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Iovance Biotherapeutics, Inc. | IOVA | USA | 462260100 | 10-Jun-22 | Management | 14940050 | Elect Director Athena Countouriotis | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Iovance Biotherapeutics, Inc. | IOVA | USA | 462260100 | 10-Jun-22 | Management | 14940051 | Elect Director Ryan Maynard | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Iovance Biotherapeutics, Inc. | IOVA | USA | 462260100 | 10-Jun-22 | Management | 14940052 | Elect Director Merrill A. McPeak | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Iovance Biotherapeutics, Inc. | IOVA | USA | 462260100 | 10-Jun-22 | Management | 14940053 | Elect Director Wayne P. Rothbaum | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Iovance Biotherapeutics, Inc. | IOVA | USA | 462260100 | 10-Jun-22 | Management | 14940054 | Elect Director Michael Weiser | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Iovance Biotherapeutics, Inc. | IOVA | USA | 462260100 | 10-Jun-22 | Management | 14940055 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Iovance Biotherapeutics, Inc. | IOVA | USA | 462260100 | 10-Jun-22 | Management | 14940056 | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Iovance Biotherapeutics, Inc. | IOVA | USA | 462260100 | 10-Jun-22 | Management | 14940057 | Amend Omnibus Stock Plan | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Switch, Inc. | SWCH | USA | 87105L104 | 10-Jun-22 | Management | 14946461 | Elect Director Rob Roy | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Switch, Inc. | SWCH | USA | 87105L104 | 10-Jun-22 | Management | 14946462 | Elect Director Angela Archon | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Switch, Inc. | SWCH | USA | 87105L104 | 10-Jun-22 | Management | 14946463 | Elect Director Jason Genrich | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Switch, Inc. | SWCH | USA | 87105L104 | 10-Jun-22 | Management | 14946464 | Elect Director Liane Pelletier | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Switch, Inc. | SWCH | USA | 87105L104 | 10-Jun-22 | Management | 14946465 | Elect Director Zareh Sarrafian | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Switch, Inc. | SWCH | USA | 87105L104 | 10-Jun-22 | Management | 14946466 | Elect Director Kim Sheehy | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Switch, Inc. | SWCH | USA | 87105L104 | 10-Jun-22 | Management | 14946467 | Elect Director Donald D. Snyder | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Switch, Inc. | SWCH | USA | 87105L104 | 10-Jun-22 | Management | 14946468 | Elect Director Tom Thomas | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Switch, Inc. | SWCH | USA | 87105L104 | 10-Jun-22 | Management | 14946469 | Elect Director Bryan Wolf | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Switch, Inc. | SWCH | USA | 87105L104 | 10-Jun-22 | Management | 14946470 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Switch, Inc. | SWCH | USA | 87105L104 | 10-Jun-22 | Management | 14946471 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Switch, Inc. | SWCH | USA | 87105L104 | 10-Jun-22 | Management | 14946472 | Amend Securities Transfer Restrictions | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Switch, Inc. | SWCH | USA | 87105L104 | 10-Jun-22 | Management | 14946473 | Change State of Incorporation to Maryland | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Intellia Therapeutics, Inc. | NTLA | USA | 45826J105 | 14-Jun-22 | Management | 14977026 | Elect Director Caroline Dorsa | For | Withhold | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Intellia Therapeutics, Inc. | NTLA | USA | 45826J105 | 14-Jun-22 | Management | 14977027 | Elect Director Georgia Keresty | For | Withhold | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Intellia Therapeutics, Inc. | NTLA | USA | 45826J105 | 14-Jun-22 | Management | 14977028 | Elect Director John M. Leonard | For | Withhold | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Intellia Therapeutics, Inc. | NTLA | USA | 45826J105 | 14-Jun-22 | Management | 14977029 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Intellia Therapeutics, Inc. | NTLA | USA | 45826J105 | 14-Jun-22 | Management | 14977030 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Western Alliance Bancorporation | WAL | USA | 957638109 | 14-Jun-22 | Management | 14967436 | Elect Director Patricia L. Arvielo | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Western Alliance Bancorporation | WAL | USA | 957638109 | 14-Jun-22 | Management | 14967437 | Elect Director Bruce D. Beach | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Western Alliance Bancorporation | WAL | USA | 957638109 | 14-Jun-22 | Management | 14967438 | Elect Director Juan Figuereo | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Western Alliance Bancorporation | WAL | USA | 957638109 | 14-Jun-22 | Management | 14967439 | Elect Director Howard Gould | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Western Alliance Bancorporation | WAL | USA | 957638109 | 14-Jun-22 | Management | 14967440 | Elect Director Marianne Boyd Johnson | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Western Alliance Bancorporation | WAL | USA | 957638109 | 14-Jun-22 | Management | 14967441 | Elect Director Robert Latta | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Western Alliance Bancorporation | WAL | USA | 957638109 | 14-Jun-22 | Management | 14967442 | Elect Director Adriane McFetridge | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Western Alliance Bancorporation | WAL | USA | 957638109 | 14-Jun-22 | Management | 14967443 | Elect Director Michael Patriarca | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Western Alliance Bancorporation | WAL | USA | 957638109 | 14-Jun-22 | Management | 14967444 | Elect Director Bryan Segedi | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Western Alliance Bancorporation | WAL | USA | 957638109 | 14-Jun-22 | Management | 14967445 | Elect Director Donald Snyder | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Western Alliance Bancorporation | WAL | USA | 957638109 | 14-Jun-22 | Management | 14967446 | Elect Director Sung Won Sohn | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Western Alliance Bancorporation | WAL | USA | 957638109 | 14-Jun-22 | Management | 14967447 | Elect Director Kenneth A. Vecchione | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Western Alliance Bancorporation | WAL | USA | 957638109 | 14-Jun-22 | Management | 14967448 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Western Alliance Bancorporation | WAL | USA | 957638109 | 14-Jun-22 | Management | 14967449 | Ratify RSM US LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Generac Holdings Inc. | GNRC | USA | 368736104 | 16-Jun-22 | Management | 14965481 | Elect Director John D. Bowlin | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Generac Holdings Inc. | GNRC | USA | 368736104 | 16-Jun-22 | Management | 14965482 | Elect Director Aaron P. Jagdfeld | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Generac Holdings Inc. | GNRC | USA | 368736104 | 16-Jun-22 | Management | 14965483 | Elect Director Andrew G. Lampereur | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Generac Holdings Inc. | GNRC | USA | 368736104 | 16-Jun-22 | Management | 14965484 | Elect Director Nam T. Nguyen | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Generac Holdings Inc. | GNRC | USA | 368736104 | 16-Jun-22 | Management | 14965485 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Generac Holdings Inc. | GNRC | USA | 368736104 | 16-Jun-22 | Management | 14965486 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Turning Point Therapeutics, Inc. | TPTX | USA | 90041T108 | 16-Jun-22 | Management | 14965799 | Elect Director Mark J. Alles | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Turning Point Therapeutics, Inc. | TPTX | USA | 90041T108 | 16-Jun-22 | Management | 14965800 | Elect Director Barbara W. Bodem | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Turning Point Therapeutics, Inc. | TPTX | USA | 90041T108 | 16-Jun-22 | Management | 14965801 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | Turning Point Therapeutics, Inc. | TPTX | USA | 90041T108 | 16-Jun-22 | Management | 14965802 | Ratify Ernst & Young LLP as Auditors | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | CyberArk Software Ltd. | CYBR | Israel | M2682V108 | 28-Jun-22 | Management | 15050510 | Reelect Gadi Tirosh as Director | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | CyberArk Software Ltd. | CYBR | Israel | M2682V108 | 28-Jun-22 | Management | 15050511 | Reelect Amnon Shoshani as Director | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | CyberArk Software Ltd. | CYBR | Israel | M2682V108 | 28-Jun-22 | Management | 15050512 | Elect Avril England as Director | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | CyberArk Software Ltd. | CYBR | Israel | M2682V108 | 28-Jun-22 | Management | 15050513 | Reelect Francois Auque as Director | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | CyberArk Software Ltd. | CYBR | Israel | M2682V108 | 28-Jun-22 | Management | 15050514 | Approve Compensation Policy for the Directors and Officers of the Company | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | CyberArk Software Ltd. | CYBR | Israel | M2682V108 | 28-Jun-22 | Management | 15050515 | Authorize Ehud (Udi) Mokady to Serve as Chairman and CEO | For | Against | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | CyberArk Software Ltd. | CYBR | Israel | M2682V108 | 28-Jun-22 | Management | 15050516 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes |
| KENNEDY CAPITAL ESG SMID CAP FUND | CyberArk Software Ltd. | CYBR | Israel | M2682V108 | 28-Jun-22 | Management | 15050517 | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager | None | For | Yes |
| Form | N-PX Proxy Voting Records |
| Fund Name: | Kennedy Capital Small Cap Growth Fund |
| Reporting Period: | 4/27/2022 (inception date) through 6/30/22 |
| Institutional Account Name | Company Name | Ticker | Country | Provider Security ID | Meeting Date | Proponent | ItemOnAgendaID | Proposal Text | Management Recommendation | Vote Instruction | Voted |
| Kennedy Capital Small Cap Growth Fund | LHC Group, Inc. | LHCG | USA | 50187A107 | 21-Jun-22 | Management | 15024396 | Approve Merger Agreement | For | For | Yes |
| Kennedy Capital Small Cap Growth Fund | LHC Group, Inc. | LHCG | USA | 50187A107 | 21-Jun-22 | Management | 15024397 | Advisory Vote on Golden Parachutes | For | For | Yes |
| Kennedy Capital Small Cap Growth Fund | LHC Group, Inc. | LHCG | USA | 50187A107 | 21-Jun-22 | Management | 15024398 | Adjourn Meeting | For | For | Yes |
| Kennedy Capital Small Cap Growth Fund | CI&T, Inc. (Brazil) | CINT | Cayman Islands | G21307106 | 30-Jun-22 | Management | 15128652 | Accept Financial Statements and Statutory Reports | For | For | Yes |
| Kennedy Capital Small Cap Growth Fund | CI&T, Inc. (Brazil) | CINT | Cayman Islands | G21307106 | 30-Jun-22 | Management | 15128653 | Approve Omnibus Stock Plan | For | For | Yes |
| Form | N-PX Proxy Voting Records |
| Fund Name: | Kennedy Capital Small Cap Value Fund |
| Reporting Period: | 4/27/2022 (inception date) through 6/30/22 |
There have been no proxies voted on behalf of the Fund for the period 4/27/2022 (inception date) through 6/30/22.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Investment Managers Series Trust II
| By (Signature and Title)* | /s/ Terrance P. Gallagher | ||
Terrance P. Gallagher, President and Principal Executive Officer | |||
| Date | July 28, 2022 | ||
| * | Print the name and title of each signing officer under his or her signature. |