UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-22894
INVESTMENT MANAGERS SERIES TRUST II
(Exact name of registrant as specified in charter)
| 235 W. Galena Street, Milwaukee, WI | 53212 |
| (Address of principal executive offices) | (Zip code) |
Diane J. Drake
Mutual Fund Administration, LLC
2220 E. Route 66, Suite 226
Glendora, California 91740
(Name and address of agent for service)
Registrant's telephone number, including area code: (626) 385-5777
Date of fiscal year end: November 30
Date of reporting period: July 1, 2022 - June 30, 2023
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
ITEM 1. PROXY VOTING RECORD.
| Vote Summary - 7/1/2022 through 6/30/2023 | ||||||||||||||||||||||||||||||||
| ACCOR SA | ||||||||||||||||||||||||||||||||
| Security | F00189120 | Meeting Type | MIX | |||||||||||||||||||||||||||||
| Ticker Symbol | AC.FP | Meeting Date | 17-May-2023 | |||||||||||||||||||||||||||||
| ISIN | FR0000120404 | Agenda | 716928859 - Management | |||||||||||||||||||||||||||||
| Record Date | 12-May-2023 | Holding Recon Date | 12-May-2023 | |||||||||||||||||||||||||||||
| City / | Country | ISSY- LES- MOULIN EAUX | / | France | Vote Deadline | 05-May-2023 01:59 PM ET | ||||||||||||||||||||||||||
| SEDOL(s) | 5852842 - 5853726 - B02PR67 - B0YBKW0 - B77FGQ4 - BF444C2 - BR3HZB2 - BRTM6K7 | Quick Code | ||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1 | APPROVAL OF THE REPORTS AND THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | For | For | For | |||||||||||||||||||||||||||
| 2 | APPROVAL OF THE REPORTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | For | For | For | |||||||||||||||||||||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 - SETTING OF THE DIVIDEND | Management | For | For | For | |||||||||||||||||||||||||||
| 4 | RENEWAL OF THE TERM OF OFFICE OF MR. SEBASTIEN BAZIN AS DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF MRS. IRIS KNOBLOCH AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||||||||
| 6 | RENEWAL OF THE TERM OF OFFICE OF MR. BRUNO PAVLOVSKY AS DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||||||||
| 7 | APPOINTMENT OF MRS. ANNE-LAURE KIECHEL AS DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||||||||
| 8 | APPROVAL OF THE REPORT ON THE REMUNERATION OF ALL CORPORATE OFFICERS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 (SAY ON PAY EX POST) | Management | For | For | For | |||||||||||||||||||||||||||
| 9 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND, PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 OR ALLOCATED IN RESPECT OF THE SAME FINANCIAL YEAR TO MR. SEBASTIEN BAZIN IN HIS CAPACITY AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER (EX POST SAY ON PAY) | Management | For | For | For | |||||||||||||||||||||||||||
| 10 | APPROVAL OF THE REMUNERATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL YEAR 2023 (EX-ANTE SAY ON PAY) | Management | For | For | For | |||||||||||||||||||||||||||
| 11 | APPROVAL OF THE DIRECTORS' REMUNERATION POLICY FOR THE FINANCIAL YEAR 2023 (EX-ANTE SAY ON PAY) | Management | For | For | For | |||||||||||||||||||||||||||
| 12 | APPROVAL OF A REGULATED AGREEMENT WITH THE FOUNDATION DE FRANCE | Management | For | For | For | |||||||||||||||||||||||||||
| 13 | APPROVAL OF A REGULATED AGREEMENT WITH ACCOR ACQUISITION COMPANY | Management | For | For | For | |||||||||||||||||||||||||||
| 14 | APPROVAL OF A REGULATED AGREEMENT WITH PARIS SAINT-GERMAIN FOOTBALL | Management | For | For | For | |||||||||||||||||||||||||||
| 15 | APPROVAL OF A REGULATED AGREEMENT WITH ROTANA MUSIC | Management | For | For | For | |||||||||||||||||||||||||||
| 16 | AUTHORISATION FOR THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S SHARES | Management | For | For | For | |||||||||||||||||||||||||||
| 17 | AUTHORISATION FOR THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES | Management | For | For | For | |||||||||||||||||||||||||||
| 18 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES BY ISSUING, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE SHARE CAPITAL | Management | For | For | For | |||||||||||||||||||||||||||
| 19 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES BY ISSUING, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE SHARE CAPITAL, BY PUBLIC OFFERING | Management | Against | For | Against | |||||||||||||||||||||||||||
| 20 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES BY ISSUING, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE SHARE CAPITAL, BY AN OFFER REFERRED TO IN PARAGRAPH 1 OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | Against | For | Against | |||||||||||||||||||||||||||
| 21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A SHARE CAPITAL INCREASE WITH OR WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | For | |||||||||||||||||||||||||||
| 22 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES BY ISSUING COMMON SHARES OR TRANSFERABLE SECURITIES IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY | Management | For | For | For | |||||||||||||||||||||||||||
| 23 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES BY CAPITALISATION OF RESERVES, PROFITS OR PREMIUMS | Management | For | For | For | |||||||||||||||||||||||||||
| 24 | LIMITATION OF THE TOTAL AMOUNT OF CAPITAL INCREASES THAT MAY BE CARRIED OUT UNDER THE PREVIOUS DELEGATIONS | Management | For | For | For | |||||||||||||||||||||||||||
| 25 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES BY ISSUING COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE SHARE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF MEMBERS OF A COMPANY SAVINGS PLAN | Management | For | For | For | |||||||||||||||||||||||||||
| 26 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL OF THE COMPANY WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, THE TRANSFERABLE SECURITIES ISSUED BEING RESERVED FOR CATEGORIES OF BENEFICIARIES IN THE CONTEXT OF AN EMPLOYEE SHAREHOLDING OPERATION | Management | For | For | For | |||||||||||||||||||||||||||
| 27 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARE SUBSCRIPTION WARRANTS TO BE FREELY ALLOCATED TO SHAREHOLDERS IN THE EVENT OF A PUBLIC OFFERING OF THE COMPANY'S SECURITIES | Management | For | For | For | |||||||||||||||||||||||||||
| 28 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 7022064 | UMB BANK-145320-ACR IQR FUND | 7022064 | BROWN BROTHERS HARRIMAN AND CO | 112,673 | 0 | 07-Apr-2023 | 07-Apr-2023 | |||||||||||||||||||||||||
| AERCAP HOLDINGS N.V. | ||||||||||||||||||||||||||||||||
| Security | N00985106 | Meeting Type | Annual | |||||||||||||||||||||||||||||
| Ticker Symbol | AER | Meeting Date | 26-Apr-2023 | |||||||||||||||||||||||||||||
| ISIN | NL0000687663 | Agenda | 935813039 - Management | |||||||||||||||||||||||||||||
| Record Date | 29-Mar-2023 | Holding Recon Date | 29-Mar-2023 | |||||||||||||||||||||||||||||
| City / | Country | / | Ireland | Vote Deadline | 18-Apr-2023 11:59 PM ET | |||||||||||||||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 3. | Adoption of the annual accounts for the 2022 financial year. | Management | For | For | For | |||||||||||||||||||||||||||
| 5. | Release of liability of the directors with respect to their management during the 2022 financial year. | Management | For | For | For | |||||||||||||||||||||||||||
| 6. | Appointment of Mr. Peter L. Juhas as the person referred to in article 16, paragraph 8 of the Company's articles of association. | Management | For | For | For | |||||||||||||||||||||||||||
| 7. | Appointment of KPMG Accountants N.V. for the audit of the Company's annual accounts for the 2023 financial year. | Management | For | For | For | |||||||||||||||||||||||||||
| 8a. | Authorization of the Board of Directors to issue shares and to grant rights to subscribe for shares. | Management | For | For | For | |||||||||||||||||||||||||||
| 8b. | Authorization of the Board of Directors to limit or exclude pre-emptive rights in relation to agenda item 8(a). | Management | For | For | For | |||||||||||||||||||||||||||
| 8c. | Authorization of the Board of Directors to issue additional shares and to grant additional rights to subscribe for shares. | Management | For | For | For | |||||||||||||||||||||||||||
| 8d. | Authorization of the Board of Directors to limit or exclude pre-emptive rights in relation to agenda item 8(c). | Management | For | For | For | |||||||||||||||||||||||||||
| 9a. | Authorization of the Board of Directors to repurchase shares. | Management | For | For | For | |||||||||||||||||||||||||||
| 9b. | Conditional authorization of the Board of Directors to repurchase additional shares. | Management | For | For | For | |||||||||||||||||||||||||||
| 10. | Reduction of capital through cancellation of shares. | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 142605.1 | ACR MQR FUND - US | 1426051 | UMB BANK, N.A. | 18,000 | 0 | 12-Apr-2023 | 12-Apr-2023 | |||||||||||||||||||||||||
| ASHTEAD GROUP PLC | ||||||||||||||||||||||||||||||||
| Security | G05320109 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
| Ticker Symbol | AHT.LN | Meeting Date | 06-Sep-2022 | |||||||||||||||||||||||||||||
| ISIN | GB0000536739 | Agenda | 715936449 - Management | |||||||||||||||||||||||||||||
| Record Date | Holding Recon Date | 02-Sep-2022 | ||||||||||||||||||||||||||||||
| City / | Country | LONDON | / | United Kingdom | Vote Deadline | 29-Aug-2022 01:59 PM ET | ||||||||||||||||||||||||||
| SEDOL(s) | 0053673 - B02S5X9 - B630X21 - BG0B2Z3 - BN0WJF4 | Quick Code | ||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1 | THAT THE COMPANY'S ANNUAL ACCOUNTS FOR THE YEAR ENDED 30 APRIL 2022, TOGETHER WITH THE DIRECTORS' REPORT AND THE AUDITOR'S REPORT ON THOSE ACCOUNTS AND ON THE AUDITABLE PART OF THE DIRECTORS' REMUNERATION REPORT, BE ADOPTED | Management | For | For | For | |||||||||||||||||||||||||||
| 2 | THAT THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 30 APRIL 2022 (OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY), WHICH IS SET OUT IN THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR ENDED 30 APRIL 2022, BE APPROVED | Management | For | For | For | |||||||||||||||||||||||||||
| 3 | THAT THE FINAL DIVIDEND RECOMMENDED BY THE DIRECTORS OF 67.5 CENTS PER ORDINARY SHARE FOR THE YEAR ENDED 30 APRIL 2022 BE DECLARED PAYABLE ON 9 SEPTEMBER 2022 TO HOLDERS OF ORDINARY SHARES REGISTERED AT THE CLOSE OF BUSINESS ON 12 AUGUST 2022 | Management | For | For | For | |||||||||||||||||||||||||||
| 4 | THAT PAUL WALKER BE RE-ELECTED AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 5 | THAT BRENDAN HORGAN BE RE-ELECTED AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 6 | THAT MICHAEL PRATT BE RE-ELECTED AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 7 | THAT ANGUS COCKBURN BE RE-ELECTED AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 8 | THAT LUCINDA RICHES BE RE-ELECTED AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 9 | THAT TANYA FRATTO BE RE-ELECTED AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 10 | THAT LINDSLEY RUTH BE RE-ELECTED AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 11 | THAT JILL EASTERBROOK BE RE-ELECTED AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 12 | THAT RENATA RIBEIRO BE ELECTED AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 13 | THAT DELOITTE LLP BE REAPPOINTED AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||||||||
| 14 | THAT THE DIRECTORS BE AUTHORISED TO FIX THE REMUNERATION OF THE AUDITOR OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||||||||
| 15 | THAT, FOR THE PURPOSES OF SECTION 551 OF THE COMPANIES ACT 2006 (THE 'ACT') (AND SO THAT EXPRESSIONS USED IN THIS RESOLUTION SHALL BEAR THE SAME MEANINGS AS IN THE SAID SECTION 551): 15.1 THE DIRECTORS BE AND ARE GENERALLY AND UNCONDITIONALLY AUTHORISED TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT SHARES AND TO GRANT SUCH SUBSCRIPTION AND CONVERSION RIGHTS AS ARE CONTEMPLATED BY SECTIONS 551(1)(A) AND (B) OF THE ACT, RESPECTIVELY, UP TO A MAXIMUM NOMINAL VALUE OF GBP 14,406,095 TO SUCH PERSONS AND AT SUCH TIMES AND ON SUCH TERMS AS THEY THINK PROPER DURING THE PERIOD EXPIRING AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY (UNLESS PREVIOUSLY REVOKED OR VARIED BY THE COMPANY IN GENERAL MEETING) OR AT 6.00PM ON 6 DECEMBER 2023, WHICHEVER IS SOONER; AND 15.2 THE DIRECTORS BE AND ARE GENERALLY AND UNCONDITIONALLY AUTHORISED TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) IN CONNECTION WITH A RIGHTS ISSUE IN FAVOUR OF THE HOLDERS OF EQUITY SECURITIES AND ANY OTHER PERSONS ENTITLED TO PARTICIPATE IN SUCH ISSUE WHERE THE EQUITY SECURITIES RESPECTIVELY ATTRIBUTABLE TO THE INTERESTS OF SUCH HOLDERS AND PERSONS ARE PROPORTIONATE (AS NEARLY AS MAYBE) TO THE RESPECTIVE NUMBER OF EQUITY SECURITIES HELD BY THEM UP TO AN AGGREGATE NOMINAL VALUE OF GBP 28,812,191, INCLUDING WITHIN SUCH | Management | For | For | For | |||||||||||||||||||||||||||
| LIMIT ANY EQUITY SECURITIES ALLOTTED UNDER RESOLUTION 15.1 ABOVE, DURING THE PERIOD EXPIRING AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR AT 6.00PM ON 6 DECEMBER 2023, WHICHEVER IS SOONER, SUBJECT ONLY TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER NECESSARY OR EXPEDIENT TO DEAL WITH FRACTIONAL ENTITLEMENTS OR LEGAL OR PRACTICAL PROBLEMS UNDER THE LAWS OR REQUIREMENTS OF ANY RECOGNISED REGULATORY BODY OR STOCK EXCHANGE IN ANY TERRITORY; AND 15.3 THE COMPANY BE AND IS HEREBY AUTHORISED TO MAKE, PRIOR TO THE EXPIRY OF SUCH PERIOD, ANY OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE SUCH SHARES OR RIGHTS TO BE ALLOTTED OR GRANTED AFTER THE EXPIRY OF THE SAID PERIOD AND THE DIRECTORS MAY ALLOT SUCH SHARES OR GRANT SUCH RIGHTS IN PURSUANCE OF ANY SUCH OFFER OR AGREEMENT NOTWITHSTANDING THE EXPIRY OF THE AUTHORITY GIVEN BY THIS RESOLUTION, SO THAT ALL PREVIOUS AUTHORITIES OF THE DIRECTORS PURSUANT TO THE SAID SECTION 551 BE AND ARE HEREBY REVOKED | ||||||||||||||||||||||||||||||||
| 16 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 15, THE DIRECTORS BE AND ARE EMPOWERED IN ACCORDANCE WITH SECTION 570 OF THE ACT TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) FOR CASH, PURSUANT TO THE AUTHORITY CONFERRED ON THEM TO ALLOT SUCH SHARES OR GRANT SUCH RIGHTS BY THAT RESOLUTION AND/OR WHERE THE ALLOTMENT CONSTITUTES AN ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF SECTION 560(3) OF THE ACT, AS IF SECTION 561(1) AND SUBSECTIONS (1) - (6) OF SECTION 562 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT, PROVIDED THAT THE POWER CONFERRED BY THIS RESOLUTION SHALL BE LIMITED TO: 16.1 THE ALLOTMENT OF EQUITY SECURITIES IN CONNECTION WITH AN ISSUE OR OFFERING IN FAVOUR OF | Management | For | For | For | |||||||||||||||||||||||||||
| HOLDERS OF EQUITY SECURITIES (BUT IN THE CASE OF THE AUTHORITY GRANTED UNDER RESOLUTION 15.2 BY WAY OF A RIGHTS ISSUE ONLY) AND ANY OTHER PERSONS ENTITLED TO PARTICIPATE IN SUCH ISSUE OR OFFERING WHERE THE EQUITY SECURITIES RESPECTIVELY ATTRIBUTABLE TO THE INTERESTS OF SUCH HOLDERS AND PERSONS ARE PROPORTIONATE (AS NEARLY AS MAY BE) TO THE RESPECTIVE NUMBER OF EQUITY SECURITIES HELD BY OR DEEMED TO BE HELD BY THEM ON THE RECORD DATE OF SUCH ALLOTMENT, SUBJECT ONLY TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER NECESSARY OR EXPEDIENT TO DEAL WITH FRACTIONAL ENTITLEMENTS OR LEGAL OR PRACTICAL PROBLEMS UNDER THE LAWS OR REQUIREMENTS OF ANY RECOGNISED REGULATORY BODY OR STOCK EXCHANGE IN ANY TERRITORY; AND 16.2 THE ALLOTMENT (OTHERWISE THAN PURSUANT TO PARAGRAPH 16.1 ABOVE) OF EQUITY SECURITIES UP TO AN AGGREGATE NOMINAL VALUE NOT EXCEEDING GBP 2,160,914, AND THIS POWER, UNLESS RENEWED, SHALL EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR AT 6.00PM ON 6 DECEMBER 2023, WHICHEVER IS SOONER, BUT SHALL EXTEND TO THE MAKING, BEFORE SUCH EXPIRY, OF AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED HEREBY HAD NOT EXPIRED | ||||||||||||||||||||||||||||||||
| 17 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 15, THE DIRECTORS BE AUTHORISED IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 16 TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) FOR CASH UNDER THE AUTHORITY GIVEN BY RESOLUTION 15 AND/OR TO SELL TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR | Management | Against | For | Against | |||||||||||||||||||||||||||
| SALE, SUCH AUTHORITY TO BE: 17.1 LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO A NOMINAL VALUE OF GBP 2,160,914; AND 17.2 USED ONLY FOR THE PURPOSE OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS OF THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR AT 6.00PM ON 6 DECEMBER 2023, WHICHEVER IS SOONER, BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES SOLD) AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | ||||||||||||||||||||||||||||||||
| 18 | THAT THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSE OF SECTION 701 OF THE ACT TO MAKE MARKET PURCHASES (AS DEFINED IN SECTION 693 OF THE ACT) OF ORDINARY SHARES OF 10P EACH IN THE CAPITAL OF THE COMPANY ('ORDINARY SHARES') PROVIDED THAT: 18.1 THE MAXIMUM NUMBER OF ORDINARY SHARES HEREBY AUTHORISED TO BE PURCHASED IS 64,784,211; 18.2 THE MINIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR SUCH ORDINARY SHARES IS 10P PER SHARE, BEING THE NOMINAL VALUE THEREOF; 18.3 THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR SUCH ORDINARY SHARES SHALL BE AN AMOUNT EQUAL TO THE HIGHER OF (I) 5%ABOVE THE | Management | For | For | For | |||||||||||||||||||||||||||
| AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES TAKEN FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THE PURCHASE IS MADE AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE OF AN ORDINARY SHARE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE AS DERIVED FROM THE TRADING VENUE WHERE THE PURCHASE IS CARRIED OUT; 18.4 THE AUTHORITY HEREBY CONFERRED SHALL (UNLESS PREVIOUSLY RENEWED OR REVOKED) EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR AT 6.00PM ON 6 DECEMBER 2023, WHICHEVER IS SOONER; AND 18.5 THE COMPANY MAY MAKE A CONTRACT TO PURCHASE ITS OWN ORDINARY SHARES UNDER THE AUTHORITY CONFERRED BY THIS RESOLUTION PRIOR TO THE EXPIRY OF SUCH AUTHORITY, AND SUCH CONTRACT WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRY OF SUCH AUTHORITY, AND THE COMPANY MAY MAKE A PURCHASE OF ITS OWN ORDINARY SHARES IN PURSUANCE OF ANY SUCH CONTRACT | ||||||||||||||||||||||||||||||||
| 19 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 7022064 | UMB BANK-145320-ACR IQR FUND | 7022064 | BROWN BROTHERS HARRIMAN AND CO | 92,401 | 0 | 24-Aug-2022 | 24-Aug-2022 | |||||||||||||||||||||||||
| 7022072 | UMB BANK-142605-ACR MQR | 7022072 | BROWN BROTHERS HARRIMAN AND CO | 21,000 | 0 | 24-Aug-2022 | 24-Aug-2022 | |||||||||||||||||||||||||
| BARCLAYS PLC | ||||||||||||||||||||||||||||||||
| Security | 06738E204 | Meeting Type | Annual | |||||||||||||||||||||||||||||
| Ticker Symbol | BCS | Meeting Date | 03-May-2023 | |||||||||||||||||||||||||||||
| ISIN | US06738E2046 | Agenda | 935802644 - Management | |||||||||||||||||||||||||||||
| Record Date | 16-Mar-2023 | Holding Recon Date | 16-Mar-2023 | |||||||||||||||||||||||||||||
| City / | Country | / | United States | Vote Deadline | 26-Apr-2023 11:59 PM ET | |||||||||||||||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1. | To receive the reports of the Directors and Auditors and the audited accounts of the Company for the year ended 31 December 2022. | Management | For | For | For | |||||||||||||||||||||||||||
| 2. | To approve the Directors' Remuneration Report for the year ended 31 December 2022. | Management | For | For | For | |||||||||||||||||||||||||||
| 3. | To approve the Directors' Remuneration Policy contained in the Directors' Remuneration Report for the year ended 31 December 2022. | Management | For | For | For | |||||||||||||||||||||||||||
| 4. | That Marc Moses be appointed a Director of the Company. | Management | For | For | For | |||||||||||||||||||||||||||
| 5. | That Robert Berry be reappointed a Director of the Company. | Management | For | For | For | |||||||||||||||||||||||||||
| 6. | That Tim Breedon be reappointed a Director of the Company. | Management | For | For | For | |||||||||||||||||||||||||||
| 7. | That Anna Cross be reappointed a Director of the Company. | Management | For | For | For | |||||||||||||||||||||||||||
| 8. | That Mohamed A. El-Erian be reappointed a Director of the Company. | Management | For | For | For | |||||||||||||||||||||||||||
| 9. | That Dawn Fitzpatrick be reappointed a Director of the Company. | Management | For | For | For | |||||||||||||||||||||||||||
| 10. | That Mary Francis be reappointed a Director of the Company. | Management | For | For | For | |||||||||||||||||||||||||||
| 11. | That Crawford Gillies be reappointed a Director of the Company. | Management | For | For | For | |||||||||||||||||||||||||||
| 12. | That Brian Gilvary be reappointed a Director of the Company. | Management | For | For | For | |||||||||||||||||||||||||||
| 13. | That Nigel Higgins be reappointed a Director of the Company. | Management | For | For | For | |||||||||||||||||||||||||||
| 14. | That Diane Schueneman be reappointed a Director of the Company. | Management | For | For | For | |||||||||||||||||||||||||||
| 15. | That C.S. Venkatakrishnan be reappointed a Director of the Company. | Management | For | For | For | |||||||||||||||||||||||||||
| 16. | That Julia Wilson be reappointed a Director of the Company. | Management | For | For | For | |||||||||||||||||||||||||||
| 17. | To reappoint KPMG LLP as Auditors. | Management | For | For | For | |||||||||||||||||||||||||||
| 18. | To authorise the Board Audit Committee to set the remuneration of the Auditors. | Management | For | For | For | |||||||||||||||||||||||||||
| 19. | To authorise the Company and its subsidiaries to make political donations and incur political expenditure. | Management | For | For | For | |||||||||||||||||||||||||||
| 20. | To authorise the Directors to allot shares and equity securities. | Management | For | For | For | |||||||||||||||||||||||||||
| 21. | To authorise the Directors to allot equity securities for cash and/or sell treasury shares other than on a pro rata basis to shareholders of no more than 5% of issued share capital. (Special Resolution) | Management | For | For | For | |||||||||||||||||||||||||||
| 22. | To authorise the Directors to allot equity securities for cash and/or sell treasury shares other than on a pro rata basis to shareholders of no more than 5% of issued share capital in connection with an acquisition or specified capital investment. (Special Resolution) | Management | For | For | For | |||||||||||||||||||||||||||
| 23. | To authorise the Directors to allot equity securities in relation to the issuance of contingent Equity Conversion Notes. | Management | For | For | For | |||||||||||||||||||||||||||
| 24. | To authorise the Directors to allot equity securities for cash other than on a pro rata basis to shareholders in relation to the issuance of contingent Equity Conversion Notes. (Special Resolution) | Management | For | For | For | |||||||||||||||||||||||||||
| 25. | To authorise the Company to purchase its own shares. (Special Resolution) | Management | For | For | For | |||||||||||||||||||||||||||
| 26. | To authorise the Directors to call general meetings (other than an AGM) on not less than 14 clear days' notice. (Special Resolution) | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 142605.1 | ACR MQR FUND - US | 1426051 | UMB BANK, N.A. | 33,000 | 0 | 23-Apr-2023 | 23-Apr-2023 | |||||||||||||||||||||||||
| 142605.19 | ACR MQR FUND - PLEDGED | 1426051 | UMB BANK, N.A. | 196,000 | 0 | 23-Apr-2023 | 23-Apr-2023 | |||||||||||||||||||||||||
| 145320.1 | ACR IQR FUND - US | 145320 | UMB BANK, N.A. | 213,426 | 0 | 23-Apr-2023 | 23-Apr-2023 | |||||||||||||||||||||||||
| CHEVRON CORPORATION | ||||||||||||||||||||||||||||||||
| Security | 166764100 | Meeting Type | Annual | |||||||||||||||||||||||||||||
| Ticker Symbol | CVX | Meeting Date | 31-May-2023 | |||||||||||||||||||||||||||||
| ISIN | US1667641005 | Agenda | 935829284 - Management | |||||||||||||||||||||||||||||
| Record Date | 03-Apr-2023 | Holding Recon Date | 03-Apr-2023 | |||||||||||||||||||||||||||||
| City / | Country | / | United States | Vote Deadline | 30-May-2023 11:59 PM ET | |||||||||||||||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1a. | Election of Director: Wanda M. Austin | Management | For | For | For | |||||||||||||||||||||||||||
| 1b. | Election of Director: John B. Frank | Management | For | For | For | |||||||||||||||||||||||||||
| 1c. | Election of Director: Alice P. Gast | Management | For | For | For | |||||||||||||||||||||||||||
| 1d. | Election of Director: Enrique Hernandez, Jr. | Management | For | For | For | |||||||||||||||||||||||||||
| 1e. | Election of Director: Marillyn A. Hewson | Management | For | For | For | |||||||||||||||||||||||||||
| 1f. | Election of Director: Jon M. Huntsman Jr. | Management | For | For | For | |||||||||||||||||||||||||||
| 1g. | Election of Director: Charles W. Moorman | Management | For | For | For | |||||||||||||||||||||||||||
| 1h. | Election of Director: Dambisa F. Moyo | Management | For | For | For | |||||||||||||||||||||||||||
| 1i. | Election of Director: Debra Reed-Klages | Management | For | For | For | |||||||||||||||||||||||||||
| 1j. | Election of Director: D. James Umpleby III | Management | For | For | For | |||||||||||||||||||||||||||
| 1k. | Election of Director: Cynthia J. Warner | Management | For | For | For | |||||||||||||||||||||||||||
| 1l. | Election of Director: Michael K. Wirth | Management | For | For | For | |||||||||||||||||||||||||||
| 2. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm | Management | For | For | For | |||||||||||||||||||||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | Against | For | Against | |||||||||||||||||||||||||||
| 4. | Advisory Vote on the Frequency of Future Advisory Votes on Named Executive Officer Compensation | Management | 1 Year | 1 Year | For | |||||||||||||||||||||||||||
| 5. | Rescind the 2021 "Reduce Scope 3 Emissions" Stockholder Proposal | Shareholder | Against | Against | For | |||||||||||||||||||||||||||
| 6. | Set a Medium-Term Scope 3 GHG Emissions Reduction Target | Shareholder | Against | Against | For | |||||||||||||||||||||||||||
| 7. | Recalculate Emissions Baseline to Exclude Emissions from Material Divestitures | Shareholder | Against | Against | For | |||||||||||||||||||||||||||
| 8. | Establish Board Committee on Decarbonization Risk | Shareholder | Against | Against | For | |||||||||||||||||||||||||||
| 9. | Report on Worker and Community Impact from Facility Closures and Energy Transitions | Shareholder | Against | Against | For | |||||||||||||||||||||||||||
| 10. | Report on Racial Equity Audit | Shareholder | Against | Against | For | |||||||||||||||||||||||||||
| 11. | Report on Tax Practices | Shareholder | Against | Against | For | |||||||||||||||||||||||||||
| 12. | Independent Chair | Shareholder | For | Against | Against | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 142605.1 | ACR MQR FUND - US | 1426051 | UMB BANK, N.A. | 5,507 | 0 | 25-May-2023 | 25-May-2023 | |||||||||||||||||||||||||
| CITIGROUP INC. | ||||||||||||||||||||||||||||||||
| Security | 172967424 | Meeting Type | Annual | |||||||||||||||||||||||||||||
| Ticker Symbol | C | Meeting Date | 25-Apr-2023 | |||||||||||||||||||||||||||||
| ISIN | US1729674242 | Agenda | 935781030 - Management | |||||||||||||||||||||||||||||
| Record Date | 27-Feb-2023 | Holding Recon Date | 27-Feb-2023 | |||||||||||||||||||||||||||||
| City / | Country | / | United States | Vote Deadline | 24-Apr-2023 11:59 PM ET | |||||||||||||||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1a. | Election of Director: Ellen M. Costello | Management | For | For | For | |||||||||||||||||||||||||||
| 1b. | Election of Director: Grace E. Dailey | Management | For | For | For | |||||||||||||||||||||||||||
| 1c. | Election of Director: Barbara J. Desoer | Management | For | For | For | |||||||||||||||||||||||||||
| 1d. | Election of Director: John C. Dugan | Management | For | For | For | |||||||||||||||||||||||||||
| 1e. | Election of Director: Jane N. Fraser | Management | For | For | For | |||||||||||||||||||||||||||
| 1f. | Election of Director: Duncan P. Hennes | Management | For | For | For | |||||||||||||||||||||||||||
| 1g. | Election of Director: Peter B. Henry | Management | For | For | For | |||||||||||||||||||||||||||
| 1h. | Election of Director: S. Leslie Ireland | Management | For | For | For | |||||||||||||||||||||||||||
| 1i. | Election of Director: Renée J. James | Management | For | For | For | |||||||||||||||||||||||||||
| 1j. | Election of Director: Gary M. Reiner | Management | For | For | For | |||||||||||||||||||||||||||
| 1k. | Election of Director: Diana L. Taylor | Management | For | For | For | |||||||||||||||||||||||||||
| 1l. | Election of Director: James S. Turley | Management | For | For | For | |||||||||||||||||||||||||||
| 1m. | Election of Director: Casper W. von Koskull | Management | For | For | For | |||||||||||||||||||||||||||
| 2. | Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accountants for 2023. | Management | For | For | For | |||||||||||||||||||||||||||
| 3. | Advisory vote to Approve our 2022 Executive Compensation. | Management | For | For | For | |||||||||||||||||||||||||||
| 4. | Approval of additional shares for the Citigroup 2019 Stock Incentive Plan. | Management | For | For | For | |||||||||||||||||||||||||||
| 5. | Advisory vote to Approve the Frequency of Future Advisory Votes on Executive Compensation. | Management | 1 Year | 1 Year | For | |||||||||||||||||||||||||||
| 6. | Stockholder proposal requesting that shareholders ratify the termination pay of any senior manager. | Shareholder | Against | Against | For | |||||||||||||||||||||||||||
| 7. | Stockholder proposal requesting an Independent Board Chairman. | Shareholder | Against | Against | For | |||||||||||||||||||||||||||
| 8. | Stockholder proposal requesting a report on the effectiveness of Citi's policies and practices in respecting Indigenous Peoples' rights in Citi's existing and proposed financing. | Shareholder | Against | Against | For | |||||||||||||||||||||||||||
| 9. | Stockholder proposal requesting that the Board adopt a policy to phase out new fossil fuel financing. | Shareholder | Against | Against | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 142605.1 | ACR MQR FUND - US | 1426051 | UMB BANK, N.A. | 10,000 | 0 | 19-Apr-2023 | 19-Apr-2023 | |||||||||||||||||||||||||
| 142605.19 | ACR MQR FUND - PLEDGED | 1426051 | UMB BANK, N.A. | 26,980 | 0 | 19-Apr-2023 | 19-Apr-2023 | |||||||||||||||||||||||||
| COUNTRYSIDE PARTNERSHIPS PLC | ||||||||||||||||||||||||||||||||
| Security | G24556170 | Meeting Type | Court Meeting | |||||||||||||||||||||||||||||
| Ticker Symbol | CSP.LN | Meeting Date | 01-Nov-2022 | |||||||||||||||||||||||||||||
| ISIN | GB00BYPHNG03 | Agenda | 716154226 - Management | |||||||||||||||||||||||||||||
| Record Date | Holding Recon Date | 28-Oct-2022 | ||||||||||||||||||||||||||||||
| City / | Country | LONDON | / | United Kingdom | Vote Deadline | 24-Oct-2022 01:59 PM ET | ||||||||||||||||||||||||||
| SEDOL(s) | BKSG496 - BM94299 - BYPHNG0 - BYY25D7 | Quick Code | ||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1 | TO APPROVE THE SCHEME OF ARRANGEMENT AS DETAILED IN THE NOTICE OF COURT MEETING DATED 7 OCTOBER 2022 | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 7022064 | UMB BANK-145320-ACR IQR FUND | 7022064 | BROWN BROTHERS HARRIMAN AND CO | 267,311 | 0 | 12-Oct-2022 | 12-Oct-2022 | |||||||||||||||||||||||||
| COUNTRYSIDE PARTNERSHIPS PLC | ||||||||||||||||||||||||||||||||
| Security | G24556170 | Meeting Type | Ordinary General Meeting | |||||||||||||||||||||||||||||
| Ticker Symbol | CSP.LN | Meeting Date | 01-Nov-2022 | |||||||||||||||||||||||||||||
| ISIN | GB00BYPHNG03 | Agenda | 716154466 - Management | |||||||||||||||||||||||||||||
| Record Date | Holding Recon Date | 28-Oct-2022 | ||||||||||||||||||||||||||||||
| City / | Country | LONDON | / | United Kingdom | Vote Deadline | 24-Oct-2022 01:59 PM ET | ||||||||||||||||||||||||||
| SEDOL(s) | BKSG496 - BM94299 - BYPHNG0 - BYY25D7 | Quick Code | ||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1 | FOR THE PURPOSES OF THE SCHEME (A) TO AUTHORIZE THE COUNTRYSIDE DIRECTORS (OR A DULY AUTHORIZED COMMITTEE THEREOF) TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR IMPLEMENTING THE SCHEME; AND (B) TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY AS SET OUT IN THE NOTICE OF COUNTRYSIDE GENERAL MEETING AT PART 13 IN THE SCHEME DOCUMENT | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 7022064 | UMB BANK-145320-ACR IQR FUND | 7022064 | BROWN BROTHERS HARRIMAN AND CO | 267,311 | 0 | 12-Oct-2022 | 12-Oct-2022 | |||||||||||||||||||||||||
| DANONE SA | ||||||||||||||||||||||||||||||||
| Security | F12033134 | Meeting Type | MIX | |||||||||||||||||||||||||||||
| Ticker Symbol | BN.FP | Meeting Date | 27-Apr-2023 | |||||||||||||||||||||||||||||
| ISIN | FR0000120644 | Agenda | 716928532 - Management | |||||||||||||||||||||||||||||
| Record Date | 24-Apr-2023 | Holding Recon Date | 24-Apr-2023 | |||||||||||||||||||||||||||||
| City / | Country | PARIS | / | France | Vote Deadline | 17-Apr-2023 01:59 PM ET | ||||||||||||||||||||||||||
| SEDOL(s) | B1Y95C6 - B1Y9RH5 - B1Y9TB3 - B1YBWV0 - B1YBYC5 - B2B3XM4 - BF445H4 - BH7KCW7 | Quick Code | ||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | For | For | For | |||||||||||||||||||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | For | For | For | |||||||||||||||||||||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 AND SETTING OF THE DIVIDEND AT 2.00 EUROS PER SHARE | Management | For | For | For | |||||||||||||||||||||||||||
| 4 | RENEWAL OF THE TERM OF OFFICE OF VALERIE CHAPOULAUD-FLOQUET AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF GILLES SCHNEPP AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 6 | RATIFICATION OF THE CO-OPTION OF GILBERT GHOSTINE AS DIRECTOR, AS A REPLACEMENT FOR GUIDO BARILLA WHO RESIGNED | Management | For | For | For | |||||||||||||||||||||||||||
| 7 | RATIFICATION OF THE CO-OPTION OF LISE KINGO AS DIRECTOR, AS A REPLACEMENT FOR CECILE CABANIS WHO RESIGNED | Management | For | For | For | |||||||||||||||||||||||||||
| 8 | APPROVAL OF THE INFORMATION RELATING TO THE REMUNERATION OF CORPORATE OFFICERS MENTIONED IN SECTION I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE FOR THE FINANCIAL YEAR 2022 | Management | For | For | For | |||||||||||||||||||||||||||
| 9 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO ANTOINE DE SAINT-AFFRIQUE, CHIEF EXECUTIVE OFFICER | Management | For | For | For | |||||||||||||||||||||||||||
| 10 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO GILLES SCHNEPP, CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | For | |||||||||||||||||||||||||||
| 11 | APPROVAL OF THE REMUNERATION POLICY FOR EXECUTIVE CORPORATE OFFICERS FOR THE FINANCIAL YEAR 2023 | Management | For | For | For | |||||||||||||||||||||||||||
| 12 | APPROVAL OF THE REMUNERATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2023 | Management | For | For | For | |||||||||||||||||||||||||||
| 13 | APPROVAL OF THE REMUNERATION POLICY FOR DIRECTORS FOR THE FINANCIAL YEAR 2023 | Management | For | For | For | |||||||||||||||||||||||||||
| 14 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PURCHASE, HOLD OR TRANSFER THE COMPANYS SHARES | Management | For | For | For | |||||||||||||||||||||||||||
| 15 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH RETENTION OF THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | For | |||||||||||||||||||||||||||
| 16 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT, BUT WITH AN OBLIGATION TO GRANT A PRIORITY RIGHT | Management | For | For | For | |||||||||||||||||||||||||||
| 17 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN THE EVENT OF A CAPITAL INCREASE WITH CANCELLATION OF THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT, TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED | Management | Against | For | Against | |||||||||||||||||||||||||||
| 18 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITHOUT THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | Against | For | Against | |||||||||||||||||||||||||||
| 19 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS FOR THE PURPOSE OF ISSUING COMMON SHARES AND TRANSFERABLE SECURITIES, WITHOUT THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT, IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND CONSISTING OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL | Management | For | For | For | |||||||||||||||||||||||||||
| 20 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANYS CAPITAL BY INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR OTHER AMOUNTS WHOSE CAPITALIZATION WOULD BE ALLOWED | Management | For | For | For | |||||||||||||||||||||||||||
| 21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES RESERVED FOR EMPLOYEES WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN AND/OR THE TRANSFER OF RESERVED SECURITIES, WITHOUT THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | For | |||||||||||||||||||||||||||
| 22 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR CATEGORIES OF BENEFICIARIES CONSISTING OF EMPLOYEES WORKING IN FOREIGN COMPANIES OF THE DANONE GROUP, OR IN A SITUATION OF INTERNATIONAL MOBILITY, IN THE CONTEXT OF EMPLOYEE SHAREHOLDING OPERATIONS | Management | For | For | For | |||||||||||||||||||||||||||
| 23 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH ALLOCATIONS OF EXISTING OR FUTURE PERFORMANCE SHARES OF THE COMPANY, WITHOUT THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | For | |||||||||||||||||||||||||||
| 24 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLING SHARES | Management | For | For | For | |||||||||||||||||||||||||||
| 25 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | For | |||||||||||||||||||||||||||
| 26 | APPOINTMENT OF SANJIV MEHTA AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 7022064 | UMB BANK-145320-ACR IQR FUND | 7022064 | BROWN BROTHERS HARRIMAN AND CO | 20,210 | 0 | 07-Apr-2023 | 07-Apr-2023 | |||||||||||||||||||||||||
| DCC PLC | ||||||||||||||||||||||||||||||||
| Security | G2689P101 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
| Ticker Symbol | DCC.LN | Meeting Date | 15-Jul-2022 | |||||||||||||||||||||||||||||
| ISIN | IE0002424939 | Agenda | 715810330 - Management | |||||||||||||||||||||||||||||
| Record Date | 11-Jul-2022 | Holding Recon Date | 11-Jul-2022 | |||||||||||||||||||||||||||||
| City / | Country | TBD | / | Ireland | Vote Deadline | 30-Jun-2022 01:59 PM ET | ||||||||||||||||||||||||||
| SEDOL(s) | 0242493 - B01ZKG9 - B1GKFL6 | Quick Code | ||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1 | TO REVIEW THE COMPANY'S AFFAIRS AND TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 MARCH 2022, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND THE AUDITORS THEREON | Management | For | For | For | |||||||||||||||||||||||||||
| 2 | TO DECLARE A FINAL DIVIDEND OF 119.93 PENCE PER SHARE FOR THE YEAR ENDED 31 MARCH 2022 | Management | For | For | For | |||||||||||||||||||||||||||
| 3 | TO CONSIDER THE REMUNERATION REPORT (EXCLUDING THE REMUNERATION POLICY) AS SET OUT ON PAGES 128 TO 153 OF THE 2022 ANNUAL REPORT AND ACCOUNTS | Management | For | For | For | |||||||||||||||||||||||||||
| 4.A | ELECTION OF DIRECTOR: LAURA ANGELINI | Management | For | For | For | |||||||||||||||||||||||||||
| 4.B | ELECTION OF DIRECTOR: MARK BREUER | Management | For | For | For | |||||||||||||||||||||||||||
| 4.C | ELECTION OF DIRECTOR: CAROLINE DOWLING | Management | For | For | For | |||||||||||||||||||||||||||
| 4.D | ELECTION OF DIRECTOR: TUFAN ERGINBILGIC | Management | For | For | For | |||||||||||||||||||||||||||
| 4.E | ELECTION OF DIRECTOR: DAVID JUKES | Management | For | For | For | |||||||||||||||||||||||||||
| 4.F | ELECTION OF DIRECTOR: LILY LIU | Management | For | For | For | |||||||||||||||||||||||||||
| 4.G | ELECTION OF DIRECTOR: KEVIN LUCEY | Management | For | For | For | |||||||||||||||||||||||||||
| 4.H | ELECTION OF DIRECTOR: DONAL MURPHY | Management | For | For | For | |||||||||||||||||||||||||||
| 4.I | ELECTION OF DIRECTOR: ALAN RALPH | Management | For | For | For | |||||||||||||||||||||||||||
| 4.J | ELECTION OF DIRECTOR: MARK RYAN | Management | For | For | For | |||||||||||||||||||||||||||
| 5 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management | For | For | For | |||||||||||||||||||||||||||
| 6 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | For | |||||||||||||||||||||||||||
| 7 | TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS IN CERTAIN CIRCUMSTANCES (RELATING TO RIGHTS ISSUES OR OTHER ISSUES UP TO A LIMIT OF 5% OF ISSUED SHARE CAPITAL (EXCLUDING TREASURY SHARES)) | Management | Against | For | Against | |||||||||||||||||||||||||||
| 8 | TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS IN CERTAIN CIRCUMSTANCES (RELATING TO ACQUISITIONS OR OTHER CAPITAL INVESTMENTS UP TO A LIMIT OF 5% OF ISSUED SHARE CAPITAL (EXCLUDING TREASURY SHARES)) | Management | For | For | For | |||||||||||||||||||||||||||
| 9 | TO AUTHORISE THE DIRECTORS TO PURCHASE ON-MARKET THE COMPANY'S OWN SHARES UP TO A LIMIT OF 10% OF ISSUED SHARE CAPITAL (EXCLUDING TREASURY SHARES) | Management | For | For | For | |||||||||||||||||||||||||||
| 10 | TO FIX THE RE-ISSUE PRICE OF THE COMPANY'S SHARES HELD AS TREASURY SHARES | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 7022064 | UMB BANK-145320-ACR IQR FUND | 7022064 | BROWN BROTHERS HARRIMAN AND CO | 26,625 | 0 | 20-Jun-2022 | 20-Jun-2022 | |||||||||||||||||||||||||
| 7022072 | UMB BANK-142605-ACR MQR | 7022072 | BROWN BROTHERS HARRIMAN AND CO | 17,500 | 0 | 20-Jun-2022 | 20-Jun-2022 | |||||||||||||||||||||||||
| DELL TECHNOLOGIES INC. | ||||||||||||||||||||||||||||||||
| Security | 24703L202 | Meeting Type | Annual | |||||||||||||||||||||||||||||
| Ticker Symbol | DELL | Meeting Date | 20-Jun-2023 | |||||||||||||||||||||||||||||
| ISIN | US24703L2025 | Agenda | 935858805 - Management | |||||||||||||||||||||||||||||
| Record Date | 26-Apr-2023 | Holding Recon Date | 26-Apr-2023 | |||||||||||||||||||||||||||||
| City / | Country | / | United States | Vote Deadline | 16-Jun-2023 11:59 PM ET | |||||||||||||||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
| 1 | Michael S. Dell* | For | For | For | ||||||||||||||||||||||||||||
| 2 | David W. Dorman* | For | For | For | ||||||||||||||||||||||||||||
| 3 | Egon Durban* | For | For | For | ||||||||||||||||||||||||||||
| 4 | David Grain* | For | For | For | ||||||||||||||||||||||||||||
| 5 | William D. Green* | For | For | For | ||||||||||||||||||||||||||||
| 6 | Simon Patterson* | For | For | For | ||||||||||||||||||||||||||||
| 7 | Lynn V. Radakovich* | For | For | For | ||||||||||||||||||||||||||||
| 8 | Ellen J. Kullman# | For | For | For | ||||||||||||||||||||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Dell Technologies Inc.'s independent registered public accounting firm for fiscal year ending February 2, 2024. | Management | For | For | For | |||||||||||||||||||||||||||
| 3. | Approval, on an advisory basis, of the compensation of Dell Technologies Inc.'s named executive officers as disclosed in the proxy statement. | Management | For | For | For | |||||||||||||||||||||||||||
| 4. | Advisory vote on whether Dell Technologies Inc. should hold an advisory vote by stockholders to approve the compensation of Dell Technologies Inc.'s named executive officers every 1 year, every 2 years or every 3 years. | Management | 1 Year | 1 Year | For | |||||||||||||||||||||||||||
| 5. | Adoption of the Dell Technologies Inc. 2023 Stock Incentive Plan. | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 142605.1 | ACR MQR FUND - US | 1426051 | UMB BANK, N.A. | 20,000 | 0 | 14-Jun-2023 | 14-Jun-2023 | |||||||||||||||||||||||||
| EUROCELL PLC | ||||||||||||||||||||||||||||||||
| Security | G3143F101 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
| Ticker Symbol | ECEL.LN | Meeting Date | 11-May-2023 | |||||||||||||||||||||||||||||
| ISIN | GB00BVV2KN49 | Agenda | 716992486 - Management | |||||||||||||||||||||||||||||
| Record Date | Holding Recon Date | 09-May-2023 | ||||||||||||||||||||||||||||||
| City / | Country | DERBYS HIRE | / | United Kingdom | Vote Deadline | 03-May-2023 01:59 PM ET | ||||||||||||||||||||||||||
| SEDOL(s) | BL98227 - BMWS1V3 - BVV2KN4 | Quick Code | ||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 01 | TO RECEIVE THE ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | For | For | For | |||||||||||||||||||||||||||
| 02 | TO DECLARE A FINAL DIVIDEND OF 7.2PPER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | For | For | For | |||||||||||||||||||||||||||
| 03 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | For | For | For | |||||||||||||||||||||||||||
| 04 | TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management | For | For | For | |||||||||||||||||||||||||||
| 05 | TO APPROVE THE DIRECTORS REMUNERATION REPORT | Management | For | For | For | |||||||||||||||||||||||||||
| 06 | TO ELECT KATE ALLUM AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 07 | TO ELECT IRAJ AMIRI AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 08 | TO ELECT ALISON LITTLEY AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 09 | TO ELECT DEREK MAPP AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 10 | TO RE-ELECT FRANK NELSON AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 11 | TO RE-ELECT MICHAEL SCOTT AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 12 | TO ELECT DARREN WATERS AS A DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 13 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES AND TO GRANT RIGHTS AND TO ALLOT EQUITY SECURITIES BYWAY OF PRE-EMPTIVE OFFER | Management | For | For | For | |||||||||||||||||||||||||||
| 14 | TO APPROVE THE MAKING OF POLITICAL DONATIONS | Management | For | For | For | |||||||||||||||||||||||||||
| 15 | TO APPROVE THE INCREASE IN THE MAXIMUM AGGREGATE FEES FOR NON-EXECUTIVE DIRECTORS | Management | For | For | For | |||||||||||||||||||||||||||
| 16 | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES PURSUANT TO SECTION 570 OF THE COMPANIES ACT2006 IN CONNECTION WITH A RIGHTS ISSUE AND GENERAL DISAPPLICATION | Management | Against | For | Against | |||||||||||||||||||||||||||
| 17 | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | For | |||||||||||||||||||||||||||
| 18 | TO AUTHORISE THE DIRECTORS TO MAKE MARKET PURCHASES OF THE COMPANYS SHARES | Management | For | For | For | |||||||||||||||||||||||||||
| 19 | TO PERMIT GENERAL MEETINGS OTHER THAN THE ANNUAL GENERAL MEETING TO BE CALLED ON 14 CLEAR DAYS NOTICE | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 7022064 | UMB BANK-145320-ACR IQR FUND | 7022064 | BROWN BROTHERS HARRIMAN AND CO | 1,772,518 | 0 | 14-Apr-2023 | 14-Apr-2023 | |||||||||||||||||||||||||
| 7022072 | UMB BANK-142605-ACR MQR | 7022072 | BROWN BROTHERS HARRIMAN AND CO | 510,000 | 0 | 14-Apr-2023 | 14-Apr-2023 | |||||||||||||||||||||||||
| FAIRFAX FINANCIAL HOLDINGS LIMITED | ||||||||||||||||||||||||||||||||
| Security | 303901102 | Meeting Type | Annual | |||||||||||||||||||||||||||||
| Ticker Symbol | FRFHF | Meeting Date | 20-Apr-2023 | |||||||||||||||||||||||||||||
| ISIN | CA3039011026 | Agenda | 935785711 - Management | |||||||||||||||||||||||||||||
| Record Date | 10-Mar-2023 | Holding Recon Date | 10-Mar-2023 | |||||||||||||||||||||||||||||
| City / | Country | / | Canada | Vote Deadline | 17-Apr-2023 11:59 PM ET | |||||||||||||||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1A | Election of Director - Robert J. Gunn | Management | For | For | For | |||||||||||||||||||||||||||
| 1B | Election of Director - The Rt. Hon. David L. Johnston | Management | For | For | For | |||||||||||||||||||||||||||
| 1C | Election of Director - Karen L. Jurjevich | Management | For | For | For | |||||||||||||||||||||||||||
| 1D | Election of Director - R. William McFarland | Management | For | For | For | |||||||||||||||||||||||||||
| 1E | Election of Director - Christine N. McLean | Management | For | For | For | |||||||||||||||||||||||||||
| 1F | Election of Director - Brian J. Porter | Management | For | For | For | |||||||||||||||||||||||||||
| 1G | Election of Director - Timothy R. Price | Management | For | For | For | |||||||||||||||||||||||||||
| 1H | Election of Director - Brandon W. Sweitzer | Management | For | For | For | |||||||||||||||||||||||||||
| 1I | Election of Director - Lauren C. Templeton | Management | For | For | For | |||||||||||||||||||||||||||
| 1J | Election of Director - Benjamin P. Watsa | Management | For | For | For | |||||||||||||||||||||||||||
| 1K | Election of Director - V. Prem Watsa | Management | For | For | For | |||||||||||||||||||||||||||
| 1L | Election of Director - William C. Weldon | Management | For | For | For | |||||||||||||||||||||||||||
| 2 | Appointment of PricewaterhouseCoopers LLP as Auditor of the Corporation. | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 142605.1 | ACR MQR FUND - US | 1426051 | UMB BANK, N.A. | 4,050 | 0 | 10-Apr-2023 | 10-Apr-2023 | |||||||||||||||||||||||||
| 142605.19 | ACR MQR FUND - PLEDGED | 1426051 | UMB BANK, N.A. | 1,150 | 0 | 10-Apr-2023 | 10-Apr-2023 | |||||||||||||||||||||||||
| FAIRFAX FINANCIAL HOLDINGS LTD | ||||||||||||||||||||||||||||||||
| Security | 303901102 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
| Ticker Symbol | FFH.CN | Meeting Date | 20-Apr-2023 | |||||||||||||||||||||||||||||
| ISIN | CA3039011026 | Agenda | 716766209 - Management | |||||||||||||||||||||||||||||
| Record Date | 10-Mar-2023 | Holding Recon Date | 10-Mar-2023 | |||||||||||||||||||||||||||||
| City / | Country | TORONT O | / | Canada | Vote Deadline | 14-Apr-2023 01:59 PM ET | ||||||||||||||||||||||||||
| SEDOL(s) | 2173665 - 2566351 - 5495719 - B2N6TX4 - B4M5MP9 - BYVR1R1 | Quick Code | ||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1.1 | ELECTION OF DIRECTOR: ROBERT J. GUNN | Management | For | For | For | |||||||||||||||||||||||||||
| 1.2 | ELECTION OF DIRECTOR: THE RT. HON. DAVID L. JOHNSTON | Management | For | For | For | |||||||||||||||||||||||||||
| 1.3 | ELECTION OF DIRECTOR: KAREN L. JURJEVICH | Management | For | For | For | |||||||||||||||||||||||||||
| 1.4 | ELECTION OF DIRECTOR: R. WILLIAM MCFARLAND | Management | For | For | For | |||||||||||||||||||||||||||
| 1.5 | ELECTION OF DIRECTOR: CHRISTINE N. MCLEAN | Management | For | For | For | |||||||||||||||||||||||||||
| 1.6 | ELECTION OF DIRECTOR: BRIAN J. PORTER | Management | For | For | For | |||||||||||||||||||||||||||
| 1.7 | ELECTION OF DIRECTOR: TIMOTHY R. PRICE | Management | For | For | For | |||||||||||||||||||||||||||
| 1.8 | ELECTION OF DIRECTOR: BRANDON W. SWEITZER | Management | For | For | For | |||||||||||||||||||||||||||
| 1.9 | ELECTION OF DIRECTOR: LAUREN C. TEMPLETON | Management | For | For | For | |||||||||||||||||||||||||||
| 1.10 | ELECTION OF DIRECTOR: BENJAMIN P. WATSA | Management | For | For | For | |||||||||||||||||||||||||||
| 1.11 | ELECTION OF DIRECTOR: V. PREM WATSA | Management | For | For | For | |||||||||||||||||||||||||||
| 1.12 | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | For | |||||||||||||||||||||||||||
| 2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE CORPORATION | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 7022064 | UMB BANK-145320-ACR IQR FUND | 7022064 | BROWN BROTHERS HARRIMAN AND CO | 5,440 | 0 | 10-Apr-2023 | 10-Apr-2023 | |||||||||||||||||||||||||
| FEDEX CORPORATION | ||||||||||||||||||||||||||||||||
| Security | 31428X106 | Meeting Type | Annual | |||||||||||||||||||||||||||||
| Ticker Symbol | FDX | Meeting Date | 19-Sep-2022 | |||||||||||||||||||||||||||||
| ISIN | US31428X1063 | Agenda | 935696306 - Management | |||||||||||||||||||||||||||||
| Record Date | 25-Jul-2022 | Holding Recon Date | 25-Jul-2022 | |||||||||||||||||||||||||||||
| City / | Country | / | United States | Vote Deadline | 16-Sep-2022 11:59 PM ET | |||||||||||||||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1a. | Election of Director: MARVIN R. ELLISON | Management | For | For | For | |||||||||||||||||||||||||||
| 1b. | Election of Director: STEPHEN E. GORMAN | Management | For | For | For | |||||||||||||||||||||||||||
| 1c. | Election of Director: SUSAN PATRICIA GRIFFITH | Management | For | For | For | |||||||||||||||||||||||||||
| 1d. | Election of Director: KIMBERLY A. JABAL | Management | For | For | For | |||||||||||||||||||||||||||
| 1e. | Election of Director: AMY B. LANE | Management | For | For | For | |||||||||||||||||||||||||||
| 1f. | Election of Director: R. BRAD MARTIN | Management | For | For | For | |||||||||||||||||||||||||||
| 1g. | Election of Director: NANCY A. NORTON | Management | For | For | For | |||||||||||||||||||||||||||
| 1h. | Election of Director: FREDERICK P. PERPALL | Management | For | For | For | |||||||||||||||||||||||||||
| 1i. | Election of Director: JOSHUA COOPER RAMO | Management | For | For | For | |||||||||||||||||||||||||||
| 1j. | Election of Director: SUSAN C. SCHWAB | Management | For | For | For | |||||||||||||||||||||||||||
| 1k. | Election of Director: FREDERICK W. SMITH | Management | For | For | For | |||||||||||||||||||||||||||
| 1l. | Election of Director: DAVID P. STEINER | Management | For | For | For | |||||||||||||||||||||||||||
| 1m. | Election of Director: RAJESH SUBRAMANIAM | Management | For | For | For | |||||||||||||||||||||||||||
| 1n. | Election of Director: V. JAMES VENA | Management | For | For | For | |||||||||||||||||||||||||||
| 1o. | Election of Director: PAUL S. WALSH | Management | For | For | For | |||||||||||||||||||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | For | |||||||||||||||||||||||||||
| 3. | Ratify the appointment of Ernst & Young LLP as FedEx's independent registered public accounting firm for fiscal year 2023. | Management | For | For | For | |||||||||||||||||||||||||||
| 4. | Approval of amendment to the FedEx Corporation 2019 Omnibus Stock Incentive Plan to increase the number of authorized shares. | Management | For | For | For | |||||||||||||||||||||||||||
| 5. | Stockholder proposal regarding independent board chairman. | Shareholder | Against | Against | For | |||||||||||||||||||||||||||
| 6. | Stockholder proposal regarding report on alignment between company values and electioneering contributions. | Shareholder | Against | Against | For | |||||||||||||||||||||||||||
| 7. | Stockholder proposal regarding lobbying activity and expenditure report. | Shareholder | Against | Against | For | |||||||||||||||||||||||||||
| 8. | Stockholder proposal regarding assessing inclusion in the workplace. | Shareholder | Against | Against | For | |||||||||||||||||||||||||||
| 9. | Stockholder proposal regarding report on climate lobbying. | Not Applicable | Not Applicable | Not Applicable | Not Applicable | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 142605.1 | ACR MQR FUND - US | 1426051 | UMB BANK, N.A. | 7,500 | 0 | 12-Sep-2022 | 12-Sep-2022 | |||||||||||||||||||||||||
| FIVE POINT HOLDINGS, LLC | ||||||||||||||||||||||||||||||||
| Security | 33833Q106 | Meeting Type | Annual | |||||||||||||||||||||||||||||
| Ticker Symbol | FPH | Meeting Date | 07-Jun-2023 | |||||||||||||||||||||||||||||
| ISIN | US33833Q1067 | Agenda | 935843943 - Management | |||||||||||||||||||||||||||||
| Record Date | 14-Apr-2023 | Holding Recon Date | 14-Apr-2023 | |||||||||||||||||||||||||||||
| City / | Country | / | United States | Vote Deadline | 06-Jun-2023 11:59 PM ET | |||||||||||||||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
| 1 | Kathleen Brown | For | For | For | ||||||||||||||||||||||||||||
| 2 | Gary Hunt | For | For | For | ||||||||||||||||||||||||||||
| 3 | Michael Winer | Withheld | For | Against | ||||||||||||||||||||||||||||
| 2. | To approve, on a non-binding advisory basis, the compensation paid to the Company's named executive officers. | Management | For | For | For | |||||||||||||||||||||||||||
| 3. | To approve, on a non-binding advisory basis, the frequency of casting future votes on the compensation paid to the Company's named executive officers. | Management | 1 Year | 1 Year | For | |||||||||||||||||||||||||||
| 4. | Ratification of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | For | |||||||||||||||||||||||||||
| 5. | Approval of the Five Point Holdings, LLC 2023 Incentive Award Plan. | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 142605.1 | ACR MQR FUND - US | 1426051 | UMB BANK, N.A. | 127,733 | 0 | 31-May-2023 | 31-May-2023 | |||||||||||||||||||||||||
| GENERAL MOTORS COMPANY | ||||||||||||||||||||||||||||||||
| Security | 37045V100 | Meeting Type | Annual | |||||||||||||||||||||||||||||
| Ticker Symbol | GM | Meeting Date | 20-Jun-2023 | |||||||||||||||||||||||||||||
| ISIN | US37045V1008 | Agenda | 935847561 - Management | |||||||||||||||||||||||||||||
| Record Date | 21-Apr-2023 | Holding Recon Date | 21-Apr-2023 | |||||||||||||||||||||||||||||
| City / | Country | / | United States | Vote Deadline | 16-Jun-2023 11:59 PM ET | |||||||||||||||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1a. | Election of Director: Mary T. Barra | Management | For | For | For | |||||||||||||||||||||||||||
| 1b. | Election of Director: Aneel Bhusri | Management | For | For | For | |||||||||||||||||||||||||||
| 1c. | Election of Director: Wesley G. Bush | Management | For | For | For | |||||||||||||||||||||||||||
| 1d. | Election of Director: Joanne C. Crevoiserat | Management | For | For | For | |||||||||||||||||||||||||||
| 1e. | Election of Director: Linda R. Gooden | Management | For | For | For | |||||||||||||||||||||||||||
| 1f. | Election of Director: Joseph Jimenez | Management | For | For | For | |||||||||||||||||||||||||||
| 1g. | Election of Director: Jonathan McNeill | Management | For | For | For | |||||||||||||||||||||||||||
| 1h. | Election of Director: Judith A. Miscik | Management | For | For | For | |||||||||||||||||||||||||||
| 1i. | Election of Director: Patricia F. Russo | Management | For | For | For | |||||||||||||||||||||||||||
| 1j. | Election of Director: Thomas M. Schoewe | Management | For | For | For | |||||||||||||||||||||||||||
| 1k. | Election of Director: Mark A. Tatum | Management | For | For | For | |||||||||||||||||||||||||||
| 1l. | Election of Director: Jan E. Tighe | Management | For | For | For | |||||||||||||||||||||||||||
| 1m. | Election of Director: Devin N. Wenig | Management | For | For | For | |||||||||||||||||||||||||||
| 2. | Ratification of the Selection of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for 2023. | Management | For | For | For | |||||||||||||||||||||||||||
| 3. | Advisory Approval of Named Executive Officer Compensation. | Management | For | For | For | |||||||||||||||||||||||||||
| 4. | Approval of Amendment No. 1 to the Company's 2020 Long-Term Incentive Plan. | Management | For | For | For | |||||||||||||||||||||||||||
| 5. | Shareholder Proposal Requesting a Report on the Company's Operations in China. | Shareholder | Against | Against | For | |||||||||||||||||||||||||||
| 6. | Shareholder Proposal Regarding Shareholder Written Consent. | Shareholder | Against | Against | For | |||||||||||||||||||||||||||
| 7. | Shareholder Proposal Regarding Sustainable Materials Procurement Targets. | Shareholder | Against | Against | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 142605.1 | ACR MQR FUND - US | 1426051 | UMB BANK, N.A. | 7,292 | 0 | 14-Jun-2023 | 14-Jun-2023 | |||||||||||||||||||||||||
| 142605.19 | ACR MQR FUND - PLEDGED | 1426051 | UMB BANK, N.A. | 34,708 | 0 | 14-Jun-2023 | 14-Jun-2023 | |||||||||||||||||||||||||
| GREENCORE GROUP PLC | ||||||||||||||||||||||||||||||||
| Security | G40866124 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
| Ticker Symbol | GNC.LN | Meeting Date | 26-Jan-2023 | |||||||||||||||||||||||||||||
| ISIN | IE0003864109 | Agenda | 716466001 - Management | |||||||||||||||||||||||||||||
| Record Date | 20-Jan-2023 | Holding Recon Date | 20-Jan-2023 | |||||||||||||||||||||||||||||
| City / | Country | DUBLIN 4 | / | Ireland | Vote Deadline | 17-Jan-2023 01:59 PM ET | ||||||||||||||||||||||||||
| SEDOL(s) | 0386410 - B01DJ11 - B1GKH32 - BFNF181 | Quick Code | ||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 01 | FOLLOWING A REVIEW OF THE COMPANY'S AFFAIRS, TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS AND REPORTS | Management | For | For | For | |||||||||||||||||||||||||||
| 02A | TO ELECT LESLIE VAN DE WALLE AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 02B | TO ELECT DALTON PHILIPS AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 02C | TO RE-APPOINT EMMA HYNES AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 02D | TO RE-APPOINT JOHN AMAECHI AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 02E | TO RE-APPOINT SLY BAILEY AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 02F | TO RE-APPOINT LINDA HICKEY AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 02G | TO RE-APPOINT ANNE OLEARY AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 02H | TO RE-APPOINT HELEN ROSE AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 03 | TO RECEIVE AND CONSIDER THE ANNUAL REPORT ON REMUNERATION | Management | For | For | For | |||||||||||||||||||||||||||
| 04 | TO RECEIVE AND CONSIDER THE 2023 REMUNERATION POLICY | Management | For | For | For | |||||||||||||||||||||||||||
| 05 | TO CONSIDER THE CONTINUATION OF DELOITTE IRELAND LLP AS AUDITOR | Management | For | For | For | |||||||||||||||||||||||||||
| 06 | TO AUTHORISE THE DIRECTORS TO FIX THE AUDITORS REMUNERATION | Management | For | For | For | |||||||||||||||||||||||||||
| 07 | TO AUTHORISE THE DIRECTORS TO ISSUE SHARES | Management | For | For | For | |||||||||||||||||||||||||||
| 08 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS | Management | Against | For | Against | |||||||||||||||||||||||||||
| 09 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF THE COMPANY'S SHARES | Management | For | For | For | |||||||||||||||||||||||||||
| 10 | TO AUTHORISE THE RE-ALLOTMENT OF TREASURY SHARES | Management | For | For | For | |||||||||||||||||||||||||||
| 11 | TO ADOPT AND APPROVE THE GREENCORE GROUP PLC 2023 PERFORMANCE SHARE PLAN | Management | For | For | For | |||||||||||||||||||||||||||
| 12 | TO ADOPT AND APPROVE THE GREENCORE GROUP PLC 2023 RESTRICTED SHARE PLAN | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 7022064 | UMB BANK-145320-ACR IQR FUND | 7022064 | BROWN BROTHERS HARRIMAN AND CO | 2,453,878 | 0 | 23-Dec-2022 | 23-Dec-2022 | |||||||||||||||||||||||||
| 7022064 | UMB BANK-145320-ACR IQR FUND | 7022064 | BROWN BROTHERS HARRIMAN AND CO | 689,099 | 0 | 23-Dec-2022 | 23-Dec-2022 | |||||||||||||||||||||||||
| 7022072 | UMB BANK-142605-ACR MQR | 7022072 | BROWN BROTHERS HARRIMAN AND CO | 40,000 | 0 | 23-Dec-2022 | 23-Dec-2022 | |||||||||||||||||||||||||
| 7022072 | UMB BANK-142605-ACR MQR | 7022072 | BROWN BROTHERS HARRIMAN AND CO | 260,000 | 0 | 23-Dec-2022 | 23-Dec-2022 | |||||||||||||||||||||||||
| HAIER SMART HOME CO., LTD. | ||||||||||||||||||||||||||||||||
| Security | Y298BN118 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
| Ticker Symbol | 690D.GR | Meeting Date | 26-Jun-2023 | |||||||||||||||||||||||||||||
| ISIN | CNE1000031C1 | Agenda | 717304226 - Management | |||||||||||||||||||||||||||||
| Record Date | 16-Jun-2023 | Holding Recon Date | 16-Jun-2023 | |||||||||||||||||||||||||||||
| City / | Country | QINGDA O | / | China | Vote Deadline | 12-Jun-2023 01:59 PM ET | ||||||||||||||||||||||||||
| SEDOL(s) | BF54FS4 - BMH25N0 | Quick Code | ||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1 | TO CONSIDER AND APPROVE 2022 FINANCIAL STATEMENTS | Management | For | For | For | |||||||||||||||||||||||||||
| 2 | TO CONSIDER AND APPROVE 2022 ANNUAL REPORT AND ANNUAL REPORT SUMMARY | Management | For | For | For | |||||||||||||||||||||||||||
| 3 | TO CONSIDER AND APPROVE 2022 REPORT ON THE WORK OF THE BOARD OF DIRECTORS | Management | For | For | For | |||||||||||||||||||||||||||
| 4 | TO CONSIDER AND APPROVE 2022 REPORT ON THE WORK OF THE BOARD OF SUPERVISORS | Management | For | For | For | |||||||||||||||||||||||||||
| 5 | TO CONSIDER AND APPROVE 2022 AUDIT REPORT ON INTERNAL CONTROL | Management | For | For | For | |||||||||||||||||||||||||||
| 6 | TO CONSIDER AND APPROVE 2022 PROFIT DISTRIBUTION PLAN | Management | For | For | For | |||||||||||||||||||||||||||
| 7 | TO CONSIDER AND APPROVE RESOLUTION ON THE RE-APPOINTMENT OF PRC ACCOUNTING STANDARDS AUDITOR | Management | For | For | For | |||||||||||||||||||||||||||
| 8 | TO CONSIDER AND APPROVE RESOLUTION ON THE RE-APPOINTMENT OF INTERNATIONAL ACCOUNTING STANDARDS AUDITOR | Management | For | For | For | |||||||||||||||||||||||||||
| 9 | TO CONSIDER AND APPROVE RESOLUTION ON RENEWAL OF THE FINANCIAL SERVICES FRAMEWORK AGREEMENT AND ITS EXPECTED RELATED-PARTY TRANSACTION LIMIT WITH HAIER GROUP CORPORATION AND HAIER GROUP FINANCE CO., LTD | Management | For | For | For | |||||||||||||||||||||||||||
| 10 | TO CONSIDER AND APPROVE RESOLUTION ON THE ANTICIPATED GUARANTEES' AMOUNTS FOR THE COMPANY AND ITS SUBSIDIARIES IN 2023 | Management | For | For | For | |||||||||||||||||||||||||||
| 11 | TO CONSIDER AND APPROVE RESOLUTION ON THE CONDUCT OF FOREIGN EXCHANGE FUND DERIVATIVES BUSINESS | Management | For | For | For | |||||||||||||||||||||||||||
| 12 | TO CONSIDER AND APPROVE RESOLUTION ON PURCHASE OF LIABILITY INSURANCE FOR DIRECTORS, SUPERVISORS, AND SENIOR MANAGEMENT OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||||||||
| 13 | TO CONSIDER AND APPROVE RESOLUTION ON THE GENERAL MEETING TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS ON ADDITIONAL ISSUANCE OF A SHARES OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||||||||
| 14 | TO CONSIDER AND APPROVE RESOLUTION ON THE GENERAL MEETING TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS ON ADDITIONAL ISSUANCE OF H SHARES OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||||||||
| 15 | TO CONSIDER AND APPROVE RESOLUTION ON THE GENERAL MEETING TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS ON ADDITIONAL ISSUANCE OF D SHARES OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||||||||
| 16 | TO CONSIDER AND APPROVE RESOLUTION ON THE GENERAL MEETING TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO DECIDE TO REPURCHASE NOT MORE THAN 10% OF THE TOTAL NUMBER OF H SHARES OF THE COMPANY IN ISSUE | Management | For | For | For | |||||||||||||||||||||||||||
| 17 | TO CONSIDER AND APPROVE RESOLUTION ON THE GENERAL MEETING TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO DECIDE TO REPURCHASE NOT MORE THAN 10% OF THE TOTAL NUMBER OF D SHARES OF THE COMPANY IN ISSUE | Management | For | For | For | |||||||||||||||||||||||||||
| 18 | TO CONSIDER AND APPROVE THE 2023 A SHARE CORE EMPLOYEE STOCK OWNERSHIP PLAN (DRAFT) AND ITS SUMMARY | Management | For | For | For | |||||||||||||||||||||||||||
| 19 | TO CONSIDER AND APPROVE THE 2023 H SHARE CORE EMPLOYEE STOCK OWNERSHIP PLAN (DRAFT) AND ITS SUMMARY | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 7022072 | UMB BANK-142605-ACR MQR | 7022072 | BROWN BROTHERS HARRIMAN AND CO | 211,000 | 0 | 07-Jun-2023 | 07-Jun-2023 | |||||||||||||||||||||||||
| HAIER SMART HOME CO., LTD. | ||||||||||||||||||||||||||||||||
| Security | Y298BN118 | Meeting Type | Class Meeting | |||||||||||||||||||||||||||||
| Ticker Symbol | 690D.GR | Meeting Date | 26-Jun-2023 | |||||||||||||||||||||||||||||
| ISIN | CNE1000031C1 | Agenda | 717375857 - Management | |||||||||||||||||||||||||||||
| Record Date | 16-Jun-2023 | Holding Recon Date | 16-Jun-2023 | |||||||||||||||||||||||||||||
| City / | Country | QINGDA O | / | China | Vote Deadline | 12-Jun-2023 01:59 PM ET | ||||||||||||||||||||||||||
| SEDOL(s) | BF54FS4 - BMH25N0 | Quick Code | ||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1 | TO CONSIDER AND APPROVE RESOLUTION ON THE GENERAL MEETING TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO DECIDE TO REPURCHASE NOT MORE THAN 10% OF THE TOTAL NUMBER OF H SHARES OF THE COMPANY IN ISSUE | Management | For | For | For | |||||||||||||||||||||||||||
| 2 | TO CONSIDER AND APPROVE RESOLUTION ON THE GENERAL MEETING TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO DECIDE TO REPURCHASE NOT MORE THAN 10% OF THE TOTAL NUMBER OF D SHARES OF THE COMPANY IN ISSUE | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 7022072 | UMB BANK-142605-ACR MQR | 7022072 | BROWN BROTHERS HARRIMAN AND CO | 211,000 | 0 | 07-Jun-2023 | 07-Jun-2023 | |||||||||||||||||||||||||
| IAC INC. | ||||||||||||||||||||||||||||||||
| Security | 44891N208 | Meeting Type | Annual | |||||||||||||||||||||||||||||
| Ticker Symbol | IAC | Meeting Date | 15-Jun-2023 | |||||||||||||||||||||||||||||
| ISIN | US44891N2080 | Agenda | 935856471 - Management | |||||||||||||||||||||||||||||
| Record Date | 21-Apr-2023 | Holding Recon Date | 21-Apr-2023 | |||||||||||||||||||||||||||||
| City / | Country | / | United States | Vote Deadline | 14-Jun-2023 11:59 PM ET | |||||||||||||||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1a. | Election of Director: Chelsea Clinton | Management | For | For | For | |||||||||||||||||||||||||||
| 1b. | Election of Director: Barry Diller | Management | For | For | For | |||||||||||||||||||||||||||
| 1c. | Election of Director: Michael D. Eisner | Management | For | For | For | |||||||||||||||||||||||||||
| 1d. | Election of Director: Bonnie S. Hammer | Management | For | For | For | |||||||||||||||||||||||||||
| 1e. | Election of Director: Victor A. Kaufman | Management | For | For | For | |||||||||||||||||||||||||||
| 1f. | Election of Director: Joseph Levin | Management | For | For | For | |||||||||||||||||||||||||||
| 1g. | Election of Director: Bryan Lourd (To be voted upon by the holders of Common Stock voting as a separate class) | Management | For | For | For | |||||||||||||||||||||||||||
| 1h. | Election of Director: David Rosenblatt | Management | For | For | For | |||||||||||||||||||||||||||
| 1i. | Election of Director: Alan G. Spoon (To be voted upon by the holders of Common Stock voting as a separate class) | Management | For | For | For | |||||||||||||||||||||||||||
| 1j. | Election of Director: Alexander von Furstenberg | Management | For | For | For | |||||||||||||||||||||||||||
| 1k. | Election of Director: Richard F. Zannino (To be voted upon by the holders of Common Stock voting as a separate class) | Management | For | For | For | |||||||||||||||||||||||||||
| 2. | To approve a non-binding advisory vote on IAC's 2022 executive compensation. | Management | For | For | For | |||||||||||||||||||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as IAC's independent registered public accounting firm for the 2023 fiscal year. | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 142605.1 | ACR MQR FUND - US | 1426051 | UMB BANK, N.A. | 8,000 | 0 | 01-Jun-2023 | 01-Jun-2023 | |||||||||||||||||||||||||
| ISS A/S | ||||||||||||||||||||||||||||||||
| Security | K5591Y107 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
| Ticker Symbol | ISS.DC | Meeting Date | 13-Apr-2023 | |||||||||||||||||||||||||||||
| ISIN | DK0060542181 | Agenda | 716766336 - Management | |||||||||||||||||||||||||||||
| Record Date | 06-Apr-2023 | Holding Recon Date | 06-Apr-2023 | |||||||||||||||||||||||||||||
| City / | Country | SOBORG | / | Denmark | Vote Deadline | 04-Apr-2023 01:59 PM ET | ||||||||||||||||||||||||||
| SEDOL(s) | BD832G1 - BKJ9RT5 - BKS7YQ6 - BKY4J33 | Quick Code | ||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1 | THE BOARD OF DIRECTORS' REPORT ON THE COMPANY'S ACTIVITIES IN THE PAST-FINANCIAL YEAR | Non-Voting | ||||||||||||||||||||||||||||||
| 2 | ADOPTION OF THE ANNUAL REPORT FOR 2022 | Management | For | For | For | |||||||||||||||||||||||||||
| 3 | DISTRIBUTION OF PROFIT ACCORDING TO THE ADOPTED ANNUAL REPORT | Management | For | For | For | |||||||||||||||||||||||||||
| 4 | RESOLUTION TO GRANT DISCHARGE OF LIABILITY TO MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE GROUP MANAGEMENT BOARD | Management | For | For | For | |||||||||||||||||||||||||||
| 5 | AUTHORISATION TO ACQUIRE TREASURY SHARES | Management | For | For | For | |||||||||||||||||||||||||||
| 6 | PRESENTATION OF THE COMPANY'S REMUNERATION REPORT FOR 2022 FOR AN ADVISORY VOTE | Management | For | For | For | |||||||||||||||||||||||||||
| 7 | APPROVAL OF THE REMUNERATION TO THE BOARD OF DIRECTORS FOR THE CURRENT FINANCIAL YEAR | Management | For | For | For | |||||||||||||||||||||||||||
| 8.A | ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: NIELS SMEDEGAARD | Management | For | For | For | |||||||||||||||||||||||||||
| 8.B | ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: LARS PETERSSON | Management | For | For | For | |||||||||||||||||||||||||||
| 8.C | ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: KELLY L. KUHN | Management | For | For | For | |||||||||||||||||||||||||||
| 8.D | ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: SOREN THORUP SORENSEN | Management | For | For | For | |||||||||||||||||||||||||||
| 8.E | ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: BEN STEVENS | Management | For | For | For | |||||||||||||||||||||||||||
| 8.F | ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: GLORIA DIANA GLANG | Management | For | For | For | |||||||||||||||||||||||||||
| 8.G | ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: RESHMA RAMACHANDRAN | Management | For | For | For | |||||||||||||||||||||||||||
| 9 | ELECTION OF EY GODKENDT REVISIONSPARTNERSELSKAB AS AUDITOR | Management | For | For | For | |||||||||||||||||||||||||||
| 10.A | PROPOSALS FROM THE BOARD OF DIRECTORS: INDEMNIFICATION OF THE BOARD OF DIRECTORS AND EXECUTIVE GROUP MANAGEMENT AND OTHER MEMBERS OF SENIOR MANAGEMENT | Management | For | For | For | |||||||||||||||||||||||||||
| 10.B | PROPOSALS FROM THE BOARD OF DIRECTORS: UPDATE OF THE COMPANY'S REMUNERATION POLICY | Management | For | For | For | |||||||||||||||||||||||||||
| 11 | ANY OTHER BUSINESS | Non-Voting | ||||||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 7022064 | UMB BANK-145320-ACR IQR FUND | 7022064 | BROWN BROTHERS HARRIMAN AND CO | 129,578 | 0 | 03-Apr-2023 | 03-Apr-2023 | |||||||||||||||||||||||||
| 7022072 | UMB BANK-142605-ACR MQR | 7022072 | BROWN BROTHERS HARRIMAN AND CO | 70,000 | 0 | 03-Apr-2023 | 03-Apr-2023 | |||||||||||||||||||||||||
| JEFFERIES FINANCIAL GROUP INC. | ||||||||||||||||||||||||||||||||
| Security | 47233W109 | Meeting Type | Annual | |||||||||||||||||||||||||||||
| Ticker Symbol | JEF | Meeting Date | 29-Mar-2023 | |||||||||||||||||||||||||||||
| ISIN | US47233W1099 | Agenda | 935765860 - Management | |||||||||||||||||||||||||||||
| Record Date | 30-Jan-2023 | Holding Recon Date | 30-Jan-2023 | |||||||||||||||||||||||||||||
| City / | Country | / | United States | Vote Deadline | 28-Mar-2023 11:59 PM ET | |||||||||||||||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1a. | Election of Director: Linda L. Adamany | Management | Against | For | Against | |||||||||||||||||||||||||||
| 1b. | Election of Director: Barry J. Alperin | Management | Against | For | Against | |||||||||||||||||||||||||||
| 1c. | Election of Director: Robert D. Beyer | Management | Against | For | Against | |||||||||||||||||||||||||||
| 1d. | Election of Director: Matrice Ellis Kirk | Management | Against | For | Against | |||||||||||||||||||||||||||
| 1e. | Election of Director: Brian P. Friedman | Management | Against | For | Against | |||||||||||||||||||||||||||
| 1f. | Election of Director: MaryAnne Gilmartin | Management | Against | For | Against | |||||||||||||||||||||||||||
| 1g. | Election of Director: Richard B. Handler | Management | Against | For | Against | |||||||||||||||||||||||||||
| 1h. | Election of Director: Thomas W. Jones | Management | Against | For | Against | |||||||||||||||||||||||||||
| 1i. | Election of Director: Jacob M. Katz | Management | Against | For | Against | |||||||||||||||||||||||||||
| 1j. | Election of Director: Michael T. O'Kane | Management | Against | For | Against | |||||||||||||||||||||||||||
| 1k. | Election of Director: Joseph S. Steinberg | Management | Against | For | Against | |||||||||||||||||||||||||||
| 1l. | Election of Director: Melissa V. Weiler | Management | Against | For | Against | |||||||||||||||||||||||||||
| 2. | Advisory vote to approve 2022 executive-compensation program. | Management | Against | For | Against | |||||||||||||||||||||||||||
| 3. | Advisory vote on the frequency of future advisory votes to approve executive-compensation program. | Management | 1 Year | 1 Year | For | |||||||||||||||||||||||||||
| 4. | Ratify Deloitte & Touche LLP as independent auditors for the fiscal year ending November 30, 2023. | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 142605.1 | ACR MQR FUND - US | 1426051 | UMB BANK, N.A. | 11,000 | 0 | 27-Mar-2023 | 27-Mar-2023 | |||||||||||||||||||||||||
| 142605.19 | ACR MQR FUND - PLEDGED | 1426051 | UMB BANK, N.A. | 60,000 | 0 | 27-Mar-2023 | 27-Mar-2023 | |||||||||||||||||||||||||
| JEFFERIES FINANCIAL GROUP INC. | ||||||||||||||||||||||||||||||||
| Security | 47233W109 | Meeting Type | Special | |||||||||||||||||||||||||||||
| Ticker Symbol | JEF | Meeting Date | 28-Jun-2023 | |||||||||||||||||||||||||||||
| ISIN | US47233W1099 | Agenda | 935885888 - Management | |||||||||||||||||||||||||||||
| Record Date | 24-May-2023 | Holding Recon Date | 24-May-2023 | |||||||||||||||||||||||||||||
| City / | Country | / | United States | Vote Deadline | 27-Jun-2023 11:59 PM ET | |||||||||||||||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1. | Amendment and Restatement of the Certificate of Incorporation of the Company to Authorize a New Class of Non-Voting Common Stock, $1.00 Par Value per Share, and Make Certain Other Changes to the Certificate of Incorporation. | Management | For | For | For | |||||||||||||||||||||||||||
| 2. | Adjournment of Special Meeting if Necessary to Permit Further Solicitation of Proxies. | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 142605.1 | ACR MQR FUND - US | 1426051 | UMB BANK, N.A. | 2,000 | 0 | 22-Jun-2023 | 22-Jun-2023 | |||||||||||||||||||||||||
| 142605.19 | ACR MQR FUND - PLEDGED | 1426051 | UMB BANK, N.A. | 60,000 | 0 | 22-Jun-2023 | 22-Jun-2023 | |||||||||||||||||||||||||
| KINGSTONE COMPANIES, INC. | ||||||||||||||||||||||||||||||||
| Security | 496719105 | Meeting Type | Annual | |||||||||||||||||||||||||||||
| Ticker Symbol | KINS | Meeting Date | 11-Aug-2022 | |||||||||||||||||||||||||||||
| ISIN | US4967191051 | Agenda | 935684096 - Management | |||||||||||||||||||||||||||||
| Record Date | 17-Jun-2022 | Holding Recon Date | 17-Jun-2022 | |||||||||||||||||||||||||||||
| City / | Country | / | United States | Vote Deadline | 10-Aug-2022 11:59 PM ET | |||||||||||||||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
| 1 | Barry B. Goldstein | For | For | For | ||||||||||||||||||||||||||||
| 2 | Meryl S. Golden | For | For | For | ||||||||||||||||||||||||||||
| 3 | Floyd R. Tupper | For | For | For | ||||||||||||||||||||||||||||
| 4 | William L. Yankus | For | For | For | ||||||||||||||||||||||||||||
| 5 | Carla A. D'Andre | For | For | For | ||||||||||||||||||||||||||||
| 6 | Timothy P. McFadden | For | For | For | ||||||||||||||||||||||||||||
| 2. | To ratify the selection of Marcum LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | For | |||||||||||||||||||||||||||
| 3. | To hold a non-binding advisory vote to approve the Company's executive compensation. | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 142605.1 | ACR MQR FUND - US | 1426051 | UMB BANK, N.A. | 77,766 | 0 | 08-Aug-2022 | 08-Aug-2022 | |||||||||||||||||||||||||
| KITS EYECARE LTD | ||||||||||||||||||||||||||||||||
| Security | 49804N104 | Meeting Type | MIX | |||||||||||||||||||||||||||||
| Ticker Symbol | KITS.CN | Meeting Date | 08-Jun-2023 | |||||||||||||||||||||||||||||
| ISIN | CA49804N1042 | Agenda | 717167147 - Management | |||||||||||||||||||||||||||||
| Record Date | 21-Apr-2023 | Holding Recon Date | 21-Apr-2023 | |||||||||||||||||||||||||||||
| City / | Country | VIRTUAL | / | Canada | Vote Deadline | 02-Jun-2023 01:59 PM ET | ||||||||||||||||||||||||||
| SEDOL(s) | BMCPHD8 - BNKF8Z6 | Quick Code | ||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1 | TO SET THE NUMBER OF DIRECTORS AT SIX (6) | Management | For | For | For | |||||||||||||||||||||||||||
| 2.1 | ELECTION OF DIRECTOR: ROGER HARDY | Management | For | For | For | |||||||||||||||||||||||||||
| 2.2 | ELECTION OF DIRECTOR: SABRINA LIAK | Management | For | For | For | |||||||||||||||||||||||||||
| 2.3 | ELECTION OF DIRECTOR: NICK BOZIKIS | Management | For | For | For | |||||||||||||||||||||||||||
| 2.4 | ELECTION OF DIRECTOR: PETER LEE | Management | For | For | For | |||||||||||||||||||||||||||
| 2.5 | ELECTION OF DIRECTOR: TED GOLDTHORPE | Management | For | For | For | |||||||||||||||||||||||||||
| 2.6 | ELECTION OF DIRECTOR: ANNE KAVANAGH | Management | For | For | For | |||||||||||||||||||||||||||
| 3 | APPOINTMENT OF MNP LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | For | |||||||||||||||||||||||||||
| 4 | BE IT RESOLVED AS AN ORDINARY RESOLUTIONS OF THE SHAREHOLDERS OF THE COMPANY THAT: 1. ALL UNALLOCATED OPTIONS, RIGHTS, OR OTHER ENTITLEMENTS UNDER THE COMPANY'S STOCK OPTION PLAN ARE HEREBY AUTHORIZED AND APPROVED, WHICH APPROVAL SHALL BE EFFECTIVE UNTIL JUNE 8, 2026, BEING THE DATE THAT IS THREE YEARS FROM THE DATE HEREOF. 2. EACH DIRECTOR AND OFFICER OF THE COMPANY, ACTING ALONE, IS AUTHORIZED TO DO ALL SUCH ACTS AND THINGS AND TO EXECUTE (WHETHER UNDER THE CORPORATE SEAL OF THE COMPANY OR OTHERWISE) AND DELIVER ALL SUCH DOCUMENTS AS IN SUCH DIRECTOR'S OR OFFICER'S OPINION MAY BE NECESSARY OR DESIRABLE TO COMPLETE THE TRANSACTIONS HEREBY APPROVED AND AUTHORIZED | Management | For | For | For | |||||||||||||||||||||||||||
| 5 | BE IT RESOLVED AS AN ORDINARY RESOLUTIONS OF THE SHAREHOLDERS OF THE COMPANY THAT: 1. ALL UNALLOCATED OPTIONS, RIGHTS, OR OTHER ENTITLEMENTS UNDER THE COMPANY'S RESTRICTED SHARE PLAN ARE HEREBY AUTHORIZED AND APPROVED, WHICH APPROVAL SHALL BE EFFECTIVE UNTIL JUNE 8, 2026, BEING THE DATE THAT IS THREE YEARS FROM THE DATE HEREOF. 2. EACH DIRECTOR AND OFFICER OF THE COMPANY, ACTING ALONE, IS AUTHORIZED TO DO ALL SUCH ACTS AND THINGS AND TO EXECUTE (WHETHER UNDER THE CORPORATE SEAL OF THE COMPANY OR OTHERWISE) AND DELIVER ALL SUCH DOCUMENTS AS IN SUCH DIRECTOR'S OR OFFICER'S OPINION MAY BE NECESSARY OR DESIRABLE TO COMPLETE THE TRANSACTIONS HEREBY APPROVED AND AUTHORIZED | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 7022064 | UMB BANK-145320-ACR IQR FUND | 7022064 | BROWN BROTHERS HARRIMAN AND CO | 902,710 | 0 | 26-May-2023 | 26-May-2023 | |||||||||||||||||||||||||
| LENNAR CORPORATION | ||||||||||||||||||||||||||||||||
| Security | 526057302 | Meeting Type | Annual | |||||||||||||||||||||||||||||
| Ticker Symbol | LENB | Meeting Date | 12-Apr-2023 | |||||||||||||||||||||||||||||
| ISIN | US5260573028 | Agenda | 935769159 - Management | |||||||||||||||||||||||||||||
| Record Date | 15-Feb-2023 | Holding Recon Date | 15-Feb-2023 | |||||||||||||||||||||||||||||
| City / | Country | / | United States | Vote Deadline | 11-Apr-2023 11:59 PM ET | |||||||||||||||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1a. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Amy Banse | Management | For | For | For | |||||||||||||||||||||||||||
| 1b. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Rick Beckwitt | Management | For | For | For | |||||||||||||||||||||||||||
| 1c. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Tig Gilliam | Management | For | For | For | |||||||||||||||||||||||||||
| 1d. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Sherrill W. Hudson | Management | For | For | For | |||||||||||||||||||||||||||
| 1e. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Jonathan M. Jaffe | Management | For | For | For | |||||||||||||||||||||||||||
| 1f. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Sidney Lapidus | Management | For | For | For | |||||||||||||||||||||||||||
| 1g. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Teri P. McClure | Management | For | For | For | |||||||||||||||||||||||||||
| 1h. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Stuart Miller | Management | For | For | For | |||||||||||||||||||||||||||
| 1i. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Armando Olivera | Management | For | For | For | |||||||||||||||||||||||||||
| 1j. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Jeffrey Sonnenfeld | Management | For | For | For | |||||||||||||||||||||||||||
| 2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | For | |||||||||||||||||||||||||||
| 3. | Approval, on an advisory basis, of the frequency of the stockholder vote on the compensation of our named executive officers. | Management | 1 Year | 1 Year | For | |||||||||||||||||||||||||||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending November 30, 2023. | Management | For | For | For | |||||||||||||||||||||||||||
| 5. | Vote on a stockholder proposal regarding the elimination of our dual-class common stock voting structure. | Shareholder | Against | Against | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 142605.1 | ACR MQR FUND - US | 1426051 | UMB BANK, N.A. | 31,000 | 0 | 05-Apr-2023 | 05-Apr-2023 | |||||||||||||||||||||||||
| MAGNA INTERNATIONAL INC. | ||||||||||||||||||||||||||||||||
| Security | 559222401 | Meeting Type | Annual | |||||||||||||||||||||||||||||
| Ticker Symbol | MGA | Meeting Date | 11-May-2023 | |||||||||||||||||||||||||||||
| ISIN | CA5592224011 | Agenda | 935817619 - Management | |||||||||||||||||||||||||||||
| Record Date | 24-Mar-2023 | Holding Recon Date | 24-Mar-2023 | |||||||||||||||||||||||||||||
| City / | Country | / | Canada | Vote Deadline | 08-May-2023 11:59 PM ET | |||||||||||||||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1A | ELECTION OF DIRECTORS: Election of Director: Peter G. Bowie | Management | For | For | For | |||||||||||||||||||||||||||
| 1B | Election of Director: Mary S. Chan | Management | For | For | For | |||||||||||||||||||||||||||
| 1C | Election of Director: Hon. V. Peter Harder | Management | For | For | For | |||||||||||||||||||||||||||
| 1D | Election of Director: Jan R. Hauser | Management | For | For | For | |||||||||||||||||||||||||||
| 1E | Election of Director: Seetarama S. Kotagiri (CEO) | Management | For | For | For | |||||||||||||||||||||||||||
| 1F | Election of Director: Jay K. Kunkel | Management | For | For | For | |||||||||||||||||||||||||||
| 1G | Election of Director: Robert F. MacLellan | Management | For | For | For | |||||||||||||||||||||||||||
| 1H | Election of Director: Mary Lou Maher | Management | For | For | For | |||||||||||||||||||||||||||
| 1I | Election of Director: William A. Ruh | Management | For | For | For | |||||||||||||||||||||||||||
| 1J | Election of Director: Dr. Indira V. Samarasekera | Management | For | For | For | |||||||||||||||||||||||||||
| 1K | Election of Director: Matthew Tsien | Management | For | For | For | |||||||||||||||||||||||||||
| 1L | Election of Director: Dr. Thomas Weber | Management | For | For | For | |||||||||||||||||||||||||||
| 1M | Election of Director: Lisa S. Westlake | Management | For | For | For | |||||||||||||||||||||||||||
| 2 | Reappointment of Deloitte LLP as the independent auditor of the Corporation and authorization of the Audit Committee to fix the independent auditor's remuneration. | Management | For | For | For | |||||||||||||||||||||||||||
| 3 | Resolved, on an advisory basis and not to diminish the roles and responsibilities of the Board of Directors, that the shareholders accept the approach to executive compensation disclosed in the accompanying management information circular/proxy statement. | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 142605.1 | ACR MQR FUND - US | 1426051 | UMB BANK, N.A. | 24,200 | 0 | 01-May-2023 | 01-May-2023 | |||||||||||||||||||||||||
| MEDMIX AG***Due to the international (local) re-registration of shares and risk (block) that is placed on ability to trade, which is seen as a investment team priority over proxy voting, this meeting was not able to be voted*** | ||||||||||||||||||||||||||||||||
| Security | H5316Q102 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
| Ticker Symbol | MEDX.SW | Meeting Date | 28-Apr-2023 | |||||||||||||||||||||||||||||
| ISIN | CH1129677105 | Agenda | 716878559 - Management | |||||||||||||||||||||||||||||
| Record Date | 19-Apr-2023 | Holding Recon Date | 19-Apr-2023 | |||||||||||||||||||||||||||||
| City / | Country | CHAM | / | Switzerland | Vote Deadline | 19-Apr-2023 01:59 PM ET | ||||||||||||||||||||||||||
| SEDOL(s) | BNZGVK0 - BPLPZZ8 | Quick Code | ||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1.1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | |||||||||||||||||||||||||||||
| 1.2 | APPROVE REMUNERATION REPORT (NON-BINDING) | Management | For | |||||||||||||||||||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 0.50 PER SHARE | Management | For | |||||||||||||||||||||||||||||
| 3 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Management | For | |||||||||||||||||||||||||||||
| 4.1 | APPROVE REMUNERATION OF BOARD OF DIRECTORS IN THE AMOUNT OF CHF 1.5 MILLION | Management | For | |||||||||||||||||||||||||||||
| 4.2 | APPROVE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 8.5 MILLION | Management | For | |||||||||||||||||||||||||||||
| 5.1 | ELECT ROBERT TEN HOEDT AS DIRECTOR AND BOARD CHAIR | Management | For | |||||||||||||||||||||||||||||
| 5.2.1 | REELECT MARCO MUSETTI AS DIRECTOR | Management | For | |||||||||||||||||||||||||||||
| 5.2.2 | REELECT GREGOIRE POUX-GUILLAUME AS DIRECTOR | Management | For | |||||||||||||||||||||||||||||
| 5.2.3 | REELECT BARBARA ANGEHRN AS DIRECTOR | Management | For | |||||||||||||||||||||||||||||
| 5.2.4 | REELECT RENE WILLI AS DIRECTOR | Management | For | |||||||||||||||||||||||||||||
| 5.2.5 | REELECT DANIEL FLAMMER AS DIRECTOR | Management | For | |||||||||||||||||||||||||||||
| 5.2.6 | REELECT DAVID METZGER AS DIRECTOR | Management | For | |||||||||||||||||||||||||||||
| 6.1.1 | REAPPOINT BARBARA ANGEHRN AS MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE | Management | For | |||||||||||||||||||||||||||||
| 6.1.2 | REAPPOINT ROB TEN HOEDT AS MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE | Management | For | |||||||||||||||||||||||||||||
| 6.2 | APPOINT DAVID METZGER AS MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE | Management | For | |||||||||||||||||||||||||||||
| 7 | RATIFY KPMG AG AS AUDITORS | Management | For | |||||||||||||||||||||||||||||
| 8 | DESIGNATE PROXY VOTING SERVICES GMBH AS INDEPENDENT PROXY | Management | For | |||||||||||||||||||||||||||||
| 9.1 | AMEND CORPORATE PURPOSE | Management | For | |||||||||||||||||||||||||||||
| 9.2 | AMEND ARTICLES RE: SHARES AND SHARE REGISTER | Management | For | |||||||||||||||||||||||||||||
| 9.3 | AMEND ARTICLES OF ASSOCIATION (INCL. APPROVAL OF VIRTUAL-ONLY OR HYBRID SHAREHOLDER MEETINGS) | Management | For | |||||||||||||||||||||||||||||
| 9.4 | AMEND ARTICLES RE: BOARD OF DIRECTORS; COMPENSATION; EXTERNAL MANDATES FOR MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE COMMITTEE | Management | For | |||||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 7022064 | UMB BANK-145320-ACR IQR FUND | 7022064 | BROWN BROTHERS HARRIMAN AND CO | 101,478 | 0 | |||||||||||||||||||||||||||
| 7022072 | UMB BANK-142605-ACR MQR | 7022072 | BROWN BROTHERS HARRIMAN AND CO | 47,000 | 0 | |||||||||||||||||||||||||||
| MULTICONSULT ASA***Due to the international (local) re-registration of shares and risk (block) that is placed on ability to trade, which is seen as a investment team priority over proxy voting, this meeting was not able to be voted*** | ||||||||||||||||||||||||||||||||
| Security | R4S05B103 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
| Ticker Symbol | MULTI.NO | Meeting Date | 13-Apr-2023 | |||||||||||||||||||||||||||||
| ISIN | NO0010734338 | Agenda | 716779220 - Management | |||||||||||||||||||||||||||||
| Record Date | Holding Recon Date | 11-Apr-2023 | ||||||||||||||||||||||||||||||
| City / | Country | OSLO | / | Norway | Blocking | Vote Deadline | 04-Apr-2023 01:59 PM ET | |||||||||||||||||||||||||
| SEDOL(s) | BWWBXN8 - BYL7S58 - BYTH2T2 | Quick Code | ||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1 | ELECT CHAIRMAN OF MEETING; DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Management | For | |||||||||||||||||||||||||||||
| 2 | APPROVE NOTICE OF MEETING AND AGENDA | Management | For | |||||||||||||||||||||||||||||
| 3 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF NOK 9.00 PER SHARE; RECEIVE CORPORATE GOVERNANCE REPORT | Management | For | |||||||||||||||||||||||||||||
| 4 | APPROVE REMUNERATION OF AUDITORS | Management | For | |||||||||||||||||||||||||||||
| 5 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF NOK 550,000 FOR CHAIRMAN AND NOK 275,000 FOR OTHER DIRECTORS; APPROVE MEETING FEES; APPROVE REMUNERATION FOR COMMITTEE WORK | Management | For | |||||||||||||||||||||||||||||
| 6.1 | ELECT RIKARD APPELGREN AS DIRECTOR (CHAIR) | Management | For | |||||||||||||||||||||||||||||
| 6.2 | ELECT HANNE RONNEBERG AS DIRECTOR | Management | For | |||||||||||||||||||||||||||||
| 6.3 | ELECT TOVE RAANES AS DIRECTOR | Management | For | |||||||||||||||||||||||||||||
| 6.4 | ELECT TORE SJURSEN AS DIRECTOR | Management | For | |||||||||||||||||||||||||||||
| 6.5 | ELECT SVERRE HURUM AS DIRECTOR | Management | For | |||||||||||||||||||||||||||||
| 7 | ELECT ARNOR JENSEN AS MEMBER OF NOMINATING COMMITTEE | Management | For | |||||||||||||||||||||||||||||
| 8 | APPROVE REMUNERATION OF NOMINATING COMMITTEE | Management | For | |||||||||||||||||||||||||||||
| 9 | APPROVE REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT | Management | For | |||||||||||||||||||||||||||||
| 10 | APPROVE CREATION OF NOK 1.4 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | For | |||||||||||||||||||||||||||||
| 11 | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | For | |||||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 7022064 | UMB BANK-145320-ACR IQR FUND | 7022064 | BROWN BROTHERS HARRIMAN AND CO | 103,891 | 0 | |||||||||||||||||||||||||||
| NAKED WINES PLC | ||||||||||||||||||||||||||||||||
| Security | G6361W102 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
| Ticker Symbol | WINE.LN | Meeting Date | 25-Jul-2022 | |||||||||||||||||||||||||||||
| ISIN | GB00B021F836 | Agenda | 715859089 - Management | |||||||||||||||||||||||||||||
| Record Date | Holding Recon Date | 21-Jul-2022 | ||||||||||||||||||||||||||||||
| City / | Country | TBD | / | United Kingdom | Vote Deadline | 15-Jul-2022 01:59 PM ET | ||||||||||||||||||||||||||
| SEDOL(s) | B021F83 - B0G02S5 - B3BJ277 | Quick Code | ||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 28 MARCH 2022 | Management | For | For | For | |||||||||||||||||||||||||||
| 2 | TO RE-ELECT DAVID STEAD AS A DIRECTOR, WHO RETIRES BY ROTATION IN ACCORDANCE WITH THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | For | |||||||||||||||||||||||||||
| 3 | TO ELECT MELANIE ALLEN AS A DIRECTOR, WHO OFFERS HERSELF FOR ELECTION IN ACCORDANCE WITH THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | For | |||||||||||||||||||||||||||
| 4 | TO ELECT DEIRDRE RUNNETTE AS A DIRECTOR, WHO OFFERS HERSELF FOR ELECTION IN ACCORDANCE WITH THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | For | |||||||||||||||||||||||||||
| 5 | TO RE-APPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||||||||
| 6 | TO AUTHORISE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | Management | For | For | For | |||||||||||||||||||||||||||
| 7 | THAT THE DIRECTORS BE AUTHORISED TO ALLOT SHARES IN THE COMPANY | Management | For | For | For | |||||||||||||||||||||||||||
| 8 | THAT THE DIRECTORS BE GIVEN POWER TO ALLOT EQUITY SECURITIES FOR CASH | Management | For | For | For | |||||||||||||||||||||||||||
| 9 | THAT THE COMPANY BE AUTHORISED TO MAKE ONE OR MORE MARKET PURCHASES OF ORDINARY SHARES | Management | For | For | For | |||||||||||||||||||||||||||
| 10 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 28 MARCH 2022 | Management | For | For | For | |||||||||||||||||||||||||||
| 11 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY CONTAINED IN THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 28 MARCH 2022 | Management | For | For | For | |||||||||||||||||||||||||||
| 12 | TO APPROVE THE PROPOSED NEW LONG TERM INCENTIVE PLAN, A SUMMARY OF WHICH IS SET OUT ON PAGES 58-59 OF THE ANNUAL REPORT | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 7022064 | UMB BANK-145320-ACR IQR FUND | 7022064 | BROWN BROTHERS HARRIMAN AND CO | 880,231 | 0 | 07-Jul-2022 | 07-Jul-2022 | |||||||||||||||||||||||||
| 7022072 | UMB BANK-142605-ACR MQR | 7022072 | BROWN BROTHERS HARRIMAN AND CO | 244,797 | 0 | 07-Jul-2022 | 07-Jul-2022 | |||||||||||||||||||||||||
| NERDY INC. | ||||||||||||||||||||||||||||||||
| Security | 64081V109 | Meeting Type | Annual | |||||||||||||||||||||||||||||
| Ticker Symbol | NRDY | Meeting Date | 03-May-2023 | |||||||||||||||||||||||||||||
| ISIN | US64081V1098 | Agenda | 935785610 - Management | |||||||||||||||||||||||||||||
| Record Date | 06-Mar-2023 | Holding Recon Date | 06-Mar-2023 | |||||||||||||||||||||||||||||
| City / | Country | / | United States | Vote Deadline | 02-May-2023 11:59 PM ET | |||||||||||||||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
| 1 | Rob Hutter | For | For | For | ||||||||||||||||||||||||||||
| 2 | Christopher Marshall | For | For | For | ||||||||||||||||||||||||||||
| 2. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 142605.1 | ACR MQR FUND - US | 1426051 | UMB BANK, N.A. | 157,000 | 0 | 01-May-2023 | 01-May-2023 | |||||||||||||||||||||||||
| PLASTIC OMNIUM | ||||||||||||||||||||||||||||||||
| Security | F73325106 | Meeting Type | MIX | |||||||||||||||||||||||||||||
| Ticker Symbol | POM.FP | Meeting Date | 26-Apr-2023 | |||||||||||||||||||||||||||||
| ISIN | FR0000124570 | Agenda | 716819721 - Management | |||||||||||||||||||||||||||||
| Record Date | 21-Apr-2023 | Holding Recon Date | 21-Apr-2023 | |||||||||||||||||||||||||||||
| City / | Country | PARIS | / | France | Vote Deadline | 13-Apr-2023 01:59 PM ET | ||||||||||||||||||||||||||
| SEDOL(s) | B08V9H4 - B0911C2 - B28LB72 - B3BJDS5 - BRTM6W9 | Quick Code | ||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1 | APPROVAL OF THE CORPORATE ANNUAL FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | For | For | For | |||||||||||||||||||||||||||
| 2 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 AND SETTING OF THE DIVIDEND | Management | For | For | For | |||||||||||||||||||||||||||
| 3 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | For | For | For | |||||||||||||||||||||||||||
| 4 | APPROVAL OF AN AGREEMENT PURSUANT TO THE PROVISIONS OF ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE (FORMER AGREEMENT RENEWED BY TACIT RENEWAL DURING THE FINANCIAL YEAR 2022) | Management | For | For | For | |||||||||||||||||||||||||||
| 5 | STATUTORY AUDITORS' REPORT ON THE REGULATED AGREEMENTS AND COMMITMENTS (FORMER AGREEMENTS CONTINUED DURING THE FINANCIAL YEAR) | Management | For | For | For | |||||||||||||||||||||||||||
| 6 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S SHARES UNDER THE PROVISIONS OF ARTICLE L. 22-10-62 OF THE FRENCH COMMERCIAL CODE, DURATION OF THE AUTHORIZATION , PURPOSES, TERMS AND CONDITIONS, CEILING | Management | For | For | For | |||||||||||||||||||||||||||
| 7 | NON-RENEWAL OF THE TERM OF OFFICE OF MRS. ANNE ASENSIO AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 8 | RENEWAL OF THE TERM OF OFFICE OF MRS. FELICIE BURELLE AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 9 | RENEWAL OF THE TERM OF OFFICE OF MRS. CECILE MOUTET AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 10 | RENEWAL OF THE TERM OF OFFICE OF MR. VINCENT LABRUYERE AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 11 | RATIFICATION OF THE PROVISIONAL APPOINTMENT OF MRS. ELISABETH OURLIAC AS DIRECTOR, AS A REPLACEMENT FOR MRS. AMELIE OUDEA-CASTERA, WHO RESIGNED | Management | For | For | For | |||||||||||||||||||||||||||
| 12 | APPOINTMENT OF MRS. VIRGINIE FAUVEL AS A NEW DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 13 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2023, IN ACCORDANCE WITH SECTION II OF ARTICLE L. 22-10-8 OF THE FRENCH COMMERCIAL CODE | Management | For | For | For | |||||||||||||||||||||||||||
| 14 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL YEAR 2023, IN ACCORDANCE WITH SECTION II OF ARTICLE L. 22-10-8 OF THE FRENCH COMMERCIAL CODE | Management | For | For | For | |||||||||||||||||||||||||||
| 15 | APPROVAL OF THE COMPENSATION POLICY FOR THE DEPUTY CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL YEAR 2023, IN ACCORDANCE WITH SECTION II OF ARTICLE L. 22-10-8 OF THE FRENCH COMMERCIAL CODE | Management | For | For | For | |||||||||||||||||||||||||||
| 16 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS FOR THE FINANCIAL YEAR 2023, IN ACCORDANCE WITH SECTION II OF ARTICLE L. 22-10-8 OF THE FRENCH COMMERCIAL CODE | Management | For | For | For | |||||||||||||||||||||||||||
| 17 | APPROVAL OF ALL COMPENSATIONS PAID OR GRANTED TO CORPORATE OFFICERS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022, IN ACCORDANCE WITH SECTION I OF ARTICLE L. 22-10-34 THE FRENCH COMMERCIAL CODE | Management | For | For | For | |||||||||||||||||||||||||||
| 18 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR GRANTED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO MR. LAURENT BURELLE, CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | For | |||||||||||||||||||||||||||
| 19 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR GRANTED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO MR. LAURENT FAVRE, CHIEF EXECUTIVE OFFICER | Management | For | For | For | |||||||||||||||||||||||||||
| 20 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR GRANTED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO MRS. FELICIE BURELLE, DEPUTY CHIEF EXECUTIVE OFFICER | Management | For | For | For | |||||||||||||||||||||||||||
| 21 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO CANCEL THE SHARES BOUGHT BACK BY THE COMPANY UNDER THE PROVISIONS OF ARTICLE L. 22-10-62 OF THE FRENCH COMMERCIAL CODE, DURATION OF THE AUTHORIZATION, CEILING | Management | For | For | For | |||||||||||||||||||||||||||
| 22 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, ON THE ISSUE OF COMMON SHARES AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED OF THE COMPANY, DURATION OF THE DELEGATION, MAXIMUM NOMINAL AMOUNT OF THE CAPITAL INCREASE, OPTION TO LIMIT THE AMOUNT OF SUBSCRIPTIONS , TO DISTRIBUTE OR OFFER THE UNSUBSCRIBED SECURITIES TO THE PUBLIC | Management | For | For | For | |||||||||||||||||||||||||||
| 23 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, ON THE ISSUE OF COMMON SHARES AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED OF THE COMPANY, BY PUBLIC OFFER EXCLUDING THE OFFERS REFERRED TO IN PARAGRAPH 1 OF ARTICLE L.411 -2 OF THE FRENCH MONETARY AND FINANCIAL CODE, DURATION OF THE DELEGATION, MAXIMUM NOMINAL AMOUNT OF THE CAPITAL INCREASE, ISSUE PRICE, OPTION TO LIMIT THE AMOUNT OF SUBSCRIPTIONS | Management | Against | For | Against | |||||||||||||||||||||||||||
| 24 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, ON THE ISSUE OF COMMON SHARES AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED OF THE COMPANY, BY AN OFFER REFERRED TO IN PARAGRAPH 1 OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE , DURATION OF THE DELEGATION, MAXIMUM NOMINAL AMOUNT OF THE CAPITAL INCREASE, ISSUE PRICE, OPTION TO LIMIT THE AMOUNT OF SUBSCRIPTIONS | Management | Against | For | Against | |||||||||||||||||||||||||||
| 25 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF THE ISSUE OF SECURITIES WITH OR WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHTS CARRIED OUT PURSUANT TO THE 22ND TO THE 24TH RESOLUTIONS, WITHIN THE LIMIT OF 15% OF THE INITIAL ISSUE | Management | Against | For | Against | |||||||||||||||||||||||||||
| 26 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, ON THE ISSUE OF COMMON SHARES AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED OF THE COMPANY, IN REMUNERATION OF CONTRIBUTIONS IN KIND CONSISTING OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, DURATION OF THE DELEGATION, MAXIMUM NOMINAL AMOUNT OF THE CAPITAL INCREASE | Management | For | For | For | |||||||||||||||||||||||||||
| 27 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, ON THE ISSUE OF COMMON SHARES AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED OF THE COMPANY, IN REMUNERATION OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL CONTRIBUTED AS PART OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY, DURATION OF THE DELEGATION, MAXIMUM NOMINAL AMOUNT OF THE CAPITAL INCREASE | Management | Against | For | Against | |||||||||||||||||||||||||||
| 28 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY ISSUING COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR THE BENEFIT OF THE MEMBERS OF THE COMPANY SAVINGS PLAN, PURSUANT TO ARTICLES L. 3332-18 AND FOLLOWING OF THE FRENCH LABOUR CODE, DURATION OF THE DELEGATION, MAXIMUM NOMINAL AMOUNT OF THE CAPITAL INCREASE, ISSUE PRICE, POSSIBILITY TO ALLOCATE FREE SHARES PURSUANT TO ARTICLE L. 3332-21 OF THE FRENCH LABOUR CODE | Management | For | For | For | |||||||||||||||||||||||||||
| 29 | DELEGATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO BRING THE COMPANY'S ARTICLES OF ASSOCIATION INTO LINE WITH THE LEGISLATIVE AND REGULATORY PROVISIONS | Management | For | For | For | |||||||||||||||||||||||||||
| 30 | POWER TO CARRY OUT FORMALITIES | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 7022064 | UMB BANK-145320-ACR IQR FUND | 7022064 | BROWN BROTHERS HARRIMAN AND CO | 206,866 | 0 | 07-Apr-2023 | 07-Apr-2023 | |||||||||||||||||||||||||
| 7022072 | UMB BANK-142605-ACR MQR | 7022072 | BROWN BROTHERS HARRIMAN AND CO | 134,000 | 0 | 07-Apr-2023 | 07-Apr-2023 | |||||||||||||||||||||||||
| POWER CORP OF CANADA | ||||||||||||||||||||||||||||||||
| Security | 739239101 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
| Ticker Symbol | POW.CN | Meeting Date | 16-May-2023 | |||||||||||||||||||||||||||||
| ISIN | CA7392391016 | Agenda | 716954323 - Management | |||||||||||||||||||||||||||||
| Record Date | 17-Mar-2023 | Holding Recon Date | 17-Mar-2023 | |||||||||||||||||||||||||||||
| City / | Country | VIRTUAL | / | Canada | Vote Deadline | 10-May-2023 01:59 PM ET | ||||||||||||||||||||||||||
| SEDOL(s) | 2697701 - B1HHTV4 - B1P9XH6 - BN92LW6 | Quick Code | ||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1.1 | ELECTION OF DIRECTOR: PIERRE BEAUDOIN | Management | For | For | For | |||||||||||||||||||||||||||
| 1.2 | ELECTION OF DIRECTOR: MARCEL R.COUTU | Management | For | For | For | |||||||||||||||||||||||||||
| 1.3 | ELECTION OF DIRECTOR: ANDRE DESMARAIS | Management | For | For | For | |||||||||||||||||||||||||||
| 1.4 | ELECTION OF DIRECTOR: PAUL DESMARAIS, JR | Management | For | For | For | |||||||||||||||||||||||||||
| 1.5 | ELECTION OF DIRECTOR: GARY A. DOER | Management | For | For | For | |||||||||||||||||||||||||||
| 1.6 | ELECTION OF DIRECTOR: ANTHONY R.GRAHAM | Management | For | For | For | |||||||||||||||||||||||||||
| 1.7 | ELECTION OF DIRECTOR: SHARON MACLEOD | Management | For | For | For | |||||||||||||||||||||||||||
| 1.8 | ELECTION OF DIRECTOR: PAULA B. MADOFF | Management | For | For | For | |||||||||||||||||||||||||||
| 1.9 | ELECTION OF DIRECTOR: ISABELLE MARCOUX | Management | For | For | For | |||||||||||||||||||||||||||
| 1.10 | ELECTION OF DIRECTOR: CHRISTIAN NOYER | Management | For | For | For | |||||||||||||||||||||||||||
| 1.11 | ELECTION OF DIRECTOR: R. JEFFREY ORR | Management | For | For | For | |||||||||||||||||||||||||||
| 1.12 | ELECTION OF DIRECTOR: T. TIMOTHY RYAN, JR | Management | For | For | For | |||||||||||||||||||||||||||
| 1.13 | ELECTION OF DIRECTOR: SIIM A. VANASELJA | Management | For | For | For | |||||||||||||||||||||||||||
| 1.14 | ELECTION OF DIRECTOR: ELIZABETH D. WILSON | Management | For | For | For | |||||||||||||||||||||||||||
| 2 | APPOINTMENT OF DELOITTE LLP AS AUDITORS | Management | For | For | For | |||||||||||||||||||||||||||
| 3 | NON-BINDING ADVISORY RESOLUTION ON THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 7022072 | UMB BANK-142605-ACR MQR | 7022072 | BROWN BROTHERS HARRIMAN AND CO | 40,000 | 0 | 09-May-2023 | 09-May-2023 | |||||||||||||||||||||||||
| PROTECTOR FORSIKRING ASA***Due to the international (local) re-registration of shares and risk (block) that is placed on ability to trade, which is seen as a investment team priority over proxy voting, this meeting was not able to be voted*** | ||||||||||||||||||||||||||||||||
| Security | R7049B138 | Meeting Type | Ordinary General Meeting | |||||||||||||||||||||||||||||
| Ticker Symbol | PROTCT.NO | Meeting Date | 30-Mar-2023 | |||||||||||||||||||||||||||||
| ISIN | NO0010209331 | Agenda | 716761817 - Management | |||||||||||||||||||||||||||||
| Record Date | 27-Mar-2023 | Holding Recon Date | 27-Mar-2023 | |||||||||||||||||||||||||||||
| City / | Country | OSLO | / | Norway | Blocking | Vote Deadline | 23-Mar-2023 01:59 PM ET | |||||||||||||||||||||||||
| SEDOL(s) | B182K93 - B28LG33 - BDG0DV6 - BJJ02V8 | Quick Code | ||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1 | ELECTION OF CHAIRPERSON OF THE MEETING AND TWO OTHER MEETING PARTICIPANTS TO SIGN THE MINUTES OF THE MEETING JOINTLY WITH THE CHAIRPERSON | Management | For | |||||||||||||||||||||||||||||
| 2 | APPROVAL OF THE NOTICE AND AGENDA FOR THE MEETING | Management | For | |||||||||||||||||||||||||||||
| 3 | APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS 2022, INCLUDING ALLOCATION OF THE PROFIT FOR THE YEAR | Management | For | |||||||||||||||||||||||||||||
| 4 | REMUNERATION OF EXECUTIVE PERSONNEL | Management | For | |||||||||||||||||||||||||||||
| 5 | STATEMENT OF CORPORATE GOVERNANCE | Non-Voting | ||||||||||||||||||||||||||||||
| 6 | ELECTION OF CHAIR OF THE BOARD, DEPUTY CHAIR OF THE BOARD AND MEMBERS OF THE BOARD | Management | For | |||||||||||||||||||||||||||||
| 6.1 | RE-ELECTION OF JOSTEIN SORVOLL AS MEMBER | Management | For | |||||||||||||||||||||||||||||
| 6.2 | RE-ELECTION OF ELSE BUGGE FOUGNER AS MEMBER | Management | For | |||||||||||||||||||||||||||||
| 6.3 | RE-ELECTION OF JOSTEIN SORVOLL AS CHAIR | Management | For | |||||||||||||||||||||||||||||
| 6.4 | RE-ELECTION OF ARVE REE AS DEPUTY CHAIR | Management | For | |||||||||||||||||||||||||||||
| 7.1 | ELECTION OF MEMBERS OF THE NOMINATION COMMITTEE: RE-ELECTION OF PER OTTAR SKAARET AS CHAIR | Management | For | |||||||||||||||||||||||||||||
| 7.2 | ELECTION OF MEMBERS OF THE NOMINATION COMMITTEE: RE-ELECTION OF EIRIK RONOLD MATHISEN AS MEMBER | Management | For | |||||||||||||||||||||||||||||
| 8 | APPROVAL OF THE COMPENSATION TO THE MEMBERS OF THE BOARD OF DIRECTORS AND ITS SUBCOMMITTEES | Management | For | |||||||||||||||||||||||||||||
| 9 | APPROVAL OF COMPENSATION TO THE MEMBERS OF THE NOMINATION COMMITTEE | Management | For | |||||||||||||||||||||||||||||
| 10 | APPROVAL OF REMUNERATION TO THE AUDITOR FOR THE AUDIT CARRIED OUT ON THE 2022 ACCOUNTS | Management | For | |||||||||||||||||||||||||||||
| 11 | APPROVAL OF AUTHORITY TO THE BOARD TO ACQUIRE THE COMPANY'S SHARES | Management | For | |||||||||||||||||||||||||||||
| 12 | APPROVAL OF AUTHORITY TO THE BOARD TO ISSUE NEW SHARES | Management | For | |||||||||||||||||||||||||||||
| 13 | APPROVAL OF AUTHORITY TO THE BOARD TO RAISE SUBORDINATED LOANS AND OTHER EXTERNAL DEBT FINANCING | Management | For | |||||||||||||||||||||||||||||
| 14 | APPROVAL OF AUTHORITY TO THE BOARD TO DISTRIBUTE DIVIDENDS | Management | For | |||||||||||||||||||||||||||||
| 15 | APPROVAL OF THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | |||||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 7022064 | UMB BANK-145320-ACR IQR FUND | 7022064 | BROWN BROTHERS HARRIMAN AND CO | 130,316 | 0 | |||||||||||||||||||||||||||
| 7022072 | UMB BANK-142605-ACR MQR | 7022072 | BROWN BROTHERS HARRIMAN AND CO | 109,952 | 0 | |||||||||||||||||||||||||||
| RESOLUTE FOREST PRODUCTS INC. | ||||||||||||||||||||||||||||||||
| Security | 76117W109 | Meeting Type | Special | |||||||||||||||||||||||||||||
| Ticker Symbol | RFP | Meeting Date | 31-Oct-2022 | |||||||||||||||||||||||||||||
| ISIN | US76117W1099 | Agenda | 935715637 - Management | |||||||||||||||||||||||||||||
| Record Date | 19-Sep-2022 | Holding Recon Date | 19-Sep-2022 | |||||||||||||||||||||||||||||
| City / | Country | / | Canada | Vote Deadline | 28-Oct-2022 11:59 PM ET | |||||||||||||||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1 | To adopt the Agreement and Plan of Merger, dated as of July 5, 2022 (as it may be further amended, modified or supplemented from time to time, the "merger agreement"), by and among the Company, Domtar Corporation, a Delaware corporation ("Parent" or "Domtar"), Terra Acquisition Sub Inc., a Delaware corporation and a wholly owned subsidiary of Domtar ("Merger Sub"), Karta Halten B.V., a private limited company organized under the laws of the Netherlands ("Karta Halten"), and Paper Excellence B.V., a private limited company organized under the laws of the Netherlands (together with Domtar and Karta Halten, the "Parent Parties"), pursuant to which Merger Sub will be merged with and into the Company (the "merger"), with the Company surviving as a wholly owned subsidiary of Domtar; and | Management | For | For | For | |||||||||||||||||||||||||||
| 2 | To approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the merger. | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 142605.1 | ACR MQR FUND - US | 1426051 | UMB BANK, N.A. | 34,800 | 0 | 30-Sep-2022 | 30-Sep-2022 | |||||||||||||||||||||||||
| 142605.19 | ACR MQR FUND - PLEDGED | 1426051 | UMB BANK, N.A. | 13,200 | 0 | 30-Sep-2022 | 30-Sep-2022 | |||||||||||||||||||||||||
| SULZER AG ***Due to the international (local) re-registration of shares and risk (block) that is placed on ability to trade, which is seen as a investment team priority over proxy voting, this meeting was not able to be voted*** | ||||||||||||||||||||||||||||||||
| Security | H83580284 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
| Ticker Symbol | Meeting Date | 19-Apr-2023 | ||||||||||||||||||||||||||||||
| ISIN | CH0038388911 | Agenda | 716825205 - Management | |||||||||||||||||||||||||||||
| Record Date | 11-Apr-2023 | Holding Recon Date | 11-Apr-2023 | |||||||||||||||||||||||||||||
| City / | Country | WINTER THUR | / | Switzerland | Vote Deadline | 04-Apr-2023 01:59 PM ET | ||||||||||||||||||||||||||
| SEDOL(s) | 4854719 - 5263563 - B11FKL1 - B2NPVH9 - BJ56GT6 | Quick Code | ||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1.1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | |||||||||||||||||||||||||||||
| 1.2 | APPROVE REMUNERATION REPORT (NON-BINDING) | Management | For | |||||||||||||||||||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 3.50 PER SHARE | Management | For | |||||||||||||||||||||||||||||
| 3 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Management | For | |||||||||||||||||||||||||||||
| 4.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 3 MILLION | Management | For | |||||||||||||||||||||||||||||
| 4.2 | APPROVE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 16.5 MILLION | Management | For | |||||||||||||||||||||||||||||
| 5.1 | ELECT SUZANNE THOMA AS DIRECTOR AND BOARD CHAIR | Management | For | |||||||||||||||||||||||||||||
| 5.2.1 | REELECT DAVID METZGER AS DIRECTOR | Management | For | |||||||||||||||||||||||||||||
| 5.2.2 | REELECT ALEXEY MOSKOV AS DIRECTOR | Management | For | |||||||||||||||||||||||||||||
| 5.2.3 | REELECT MARKUS KAMMUELLER AS DIRECTOR | Management | For | |||||||||||||||||||||||||||||
| 5.3.1 | ELECT PRISCA HAVRANEK-KOSICEK AS DIRECTOR | Management | For | |||||||||||||||||||||||||||||
| 5.3.2 | ELECT HARIOLF KOTTMANN AS DIRECTOR | Management | For | |||||||||||||||||||||||||||||
| 5.3.3 | ELECT PER UTNEGAARD AS DIRECTOR | Management | For | |||||||||||||||||||||||||||||
| 6.1 | REAPPOINT ALEXEY MOSKOV AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | |||||||||||||||||||||||||||||
| 6.2.1 | APPOINT MARKUS KAMMUELLER AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | |||||||||||||||||||||||||||||
| 6.2.2 | APPOINT HARIOLF KOTTMANN AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | |||||||||||||||||||||||||||||
| 7 | RATIFY KPMG AG AS AUDITORS | Management | For | |||||||||||||||||||||||||||||
| 8 | DESIGNATE PROXY VOTING SERVICES GMBH AS INDEPENDENT PROXY | Management | For | |||||||||||||||||||||||||||||
| 9.1 | AMEND CORPORATE PURPOSE | Management | For | |||||||||||||||||||||||||||||
| 9.2 | AMEND ARTICLES RE: SHARES AND SHARE REGISTER | Management | For | |||||||||||||||||||||||||||||
| 9.3 | AMEND ARTICLES OF ASSOCIATION (INCL. APPROVAL OF VIRTUAL-ONLY OR HYBRID SHAREHOLDER MEETINGS) | Management | For | |||||||||||||||||||||||||||||
| 9.4 | AMEND ARTICLES RE: BOARD OF DIRECTORS; COMPENSATION; EXTERNAL MANDATES FOR MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE COMMITTEE | Management | For | |||||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 7022064 | UMB BANK-145320-ACR IQR FUND | 7022064 | BROWN BROTHERS HARRIMAN AND CO | 40,460 | 0 | |||||||||||||||||||||||||||
| 7022072 | UMB BANK-142605-ACR MQR | 7022072 | BROWN BROTHERS HARRIMAN AND CO | 30,000 | 0 | |||||||||||||||||||||||||||
| THALES SA | ||||||||||||||||||||||||||||||||
| Security | F9156M108 | Meeting Type | MIX | |||||||||||||||||||||||||||||
| Ticker Symbol | HO.FP | Meeting Date | 10-May-2023 | |||||||||||||||||||||||||||||
| ISIN | FR0000121329 | Agenda | 716928962 - Management | |||||||||||||||||||||||||||||
| Record Date | 04-May-2023 | Holding Recon Date | 04-May-2023 | |||||||||||||||||||||||||||||
| City / | Country | PARIS | / | France | Vote Deadline | 28-Apr-2023 01:59 PM ET | ||||||||||||||||||||||||||
| SEDOL(s) | 4162791 - 4175625 - B01DRG2 - B28MVD1 - BGPKDP2 - BMGWM52 | Quick Code | ||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2022 FINANCIAL YEAR | Management | For | For | For | |||||||||||||||||||||||||||
| 2 | APPROVAL OF THE COMPANYS FINANCIAL STATEMENTS FOR THE 2022 FINANCIAL YEAR | Management | For | For | For | |||||||||||||||||||||||||||
| 3 | ALLOCATION OF THE PARENT COMPANYS EARNINGS AND CALCULATION OF THE DIVIDEND AT N2,94 PER SHARE FOR 2022 | Management | For | For | For | |||||||||||||||||||||||||||
| 4 | APPROVAL OF THE 2022 COMPENSATION SCHEME PAID OR GRANTED TO MR PATRICE CAINE, CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND THE SOLE COMPANY REPRESENTATIVE | Management | For | For | For | |||||||||||||||||||||||||||
| 5 | APPROVAL OF INFORMATION RELATING TO THE 2022 COMPENSATION OF COMPANY REPRESENTATIVES | Management | For | For | For | |||||||||||||||||||||||||||
| 6 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | For | |||||||||||||||||||||||||||
| 7 | APPROVAL OF THE COMPENSATION POLICY FOR THE DIRECTORS | Management | For | For | For | |||||||||||||||||||||||||||
| 8 | AUTHORISATION GRANDED TO THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO TRADE IN ITS OWN SHARES, WITH A MAXIMUM PURCHASE PRICE OF 190 PER SHARE | Management | For | For | For | |||||||||||||||||||||||||||
| 9 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS FOR A PERIOD OF 38 MONTHS FOR THE PURPOSE OF THE FREE ALLOCATION OF EXISTING SHARES, WITHIN THE LIMIT OF 0,96% OF THE SHARE CAPITAL, TO EMPLOYEES OF THE THALES GROUP | Management | For | For | For | |||||||||||||||||||||||||||
| 10 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS FOR A PERIOD OF 38 MONTHS FOR THE PURPOSE OF THE FREE ALLOCATION OF EXISTING SHARES, WITHIN THE LIMIT OF 0,04% OF THE SHARE CAPITAL, TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER, THE SOLE COMPANY REPRESENTATIVE | Management | For | For | For | |||||||||||||||||||||||||||
| 11 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO CANCEL SHARES ACQUIRED AS PART OF SHARE BUY-BACK PROGRAMME | Management | For | For | For | |||||||||||||||||||||||||||
| 12 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | For | |||||||||||||||||||||||||||
| 13 | APPOINTMENT OF MS MARIANNA NITSCH AS AN "EXTERNAL DIRECTOR" | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 7022064 | UMB BANK-145320-ACR IQR FUND | 7022064 | BROWN BROTHERS HARRIMAN AND CO | 10,232 | 0 | 07-Apr-2023 | 07-Apr-2023 | |||||||||||||||||||||||||
| THE HOWARD HUGHES CORPORATION | ||||||||||||||||||||||||||||||||
| Security | 44267D107 | Meeting Type | Annual | |||||||||||||||||||||||||||||
| Ticker Symbol | HHC | Meeting Date | 25-May-2023 | |||||||||||||||||||||||||||||
| ISIN | US44267D1072 | Agenda | 935808709 - Management | |||||||||||||||||||||||||||||
| Record Date | 29-Mar-2023 | Holding Recon Date | 29-Mar-2023 | |||||||||||||||||||||||||||||
| City / | Country | / | United States | Vote Deadline | 24-May-2023 11:59 PM ET | |||||||||||||||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1a. | Election of Director: William Ackman | Management | For | For | For | |||||||||||||||||||||||||||
| 1b. | Election of Director: David Eun | Management | For | For | For | |||||||||||||||||||||||||||
| 1c. | Election of Director: Adam Flatto | Management | For | For | For | |||||||||||||||||||||||||||
| 1d. | Election of Director: Beth Kaplan | Management | For | For | For | |||||||||||||||||||||||||||
| 1e. | Election of Director: Allen Model | Management | For | For | For | |||||||||||||||||||||||||||
| 1f. | Election of Director: David O'Reilly | Management | For | For | For | |||||||||||||||||||||||||||
| 1g. | Election of Director: R. Scot Sellers | Management | For | For | For | |||||||||||||||||||||||||||
| 1h. | Election of Director: Steven Shepsman | Management | For | For | For | |||||||||||||||||||||||||||
| 1i. | Election of Director: Mary Ann Tighe | Management | For | For | For | |||||||||||||||||||||||||||
| 1j. | Election of Director: Anthony Williams | Management | For | For | For | |||||||||||||||||||||||||||
| 2. | Advisory (non-binding) vote to approve executive compensation Say-on-Pay. | Management | For | For | For | |||||||||||||||||||||||||||
| 3. | Advisory (non-binding) vote on the frequency of advisory votes on executive compensation. | Management | 1 Year | 1 Year | For | |||||||||||||||||||||||||||
| 4. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for fiscal 2023. | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 142605.1 | ACR MQR FUND - US | 1426051 | UMB BANK, N.A. | 7,000 | 0 | 23-May-2023 | 23-May-2023 | |||||||||||||||||||||||||
| VICTORIA PLC | ||||||||||||||||||||||||||||||||
| Security | G93509100 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
| Ticker Symbol | VCP.LN | Meeting Date | 09-Sep-2022 | |||||||||||||||||||||||||||||
| ISIN | GB00BZC0LC10 | Agenda | 715975629 - Management | |||||||||||||||||||||||||||||
| Record Date | Holding Recon Date | 07-Sep-2022 | ||||||||||||||||||||||||||||||
| City / | Country | LONDON | / | United Kingdom | Vote Deadline | 01-Sep-2022 01:59 PM ET | ||||||||||||||||||||||||||
| SEDOL(s) | BG1FRN7 - BMY0CB4 - BZC0LC1 | Quick Code | ||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | For | |||||||||||||||||||||||||||
| 2 | RE-ELECT ZACHARY STERNBERG AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 3 | ELECT BRIAN MORGAN AS DIRECTOR | Management | For | For | For | |||||||||||||||||||||||||||
| 4 | REAPPOINT GRANT THORNTON UK LLP AS AUDITORS AND AUTHORISE THEIR REMUNERATION | Management | For | For | For | |||||||||||||||||||||||||||
| 5 | AUTHORISE ISSUE OF EQUITY | Management | For | For | For | |||||||||||||||||||||||||||
| 6 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | Management | Against | For | Against | |||||||||||||||||||||||||||
| 7 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 7022064 | UMB BANK-145320-ACR IQR FUND | 7022064 | BROWN BROTHERS HARRIMAN AND CO | 623,283 | 0 | 26-Aug-2022 | 26-Aug-2022 | |||||||||||||||||||||||||
| VISTRY GROUP PLC | ||||||||||||||||||||||||||||||||
| Security | G9424B107 | Meeting Type | Ordinary General Meeting | |||||||||||||||||||||||||||||
| Ticker Symbol | VTY.LN | Meeting Date | 01-Nov-2022 | |||||||||||||||||||||||||||||
| ISIN | GB0001859296 | Agenda | 716155569 - Management | |||||||||||||||||||||||||||||
| Record Date | Holding Recon Date | 28-Oct-2022 | ||||||||||||||||||||||||||||||
| City / | Country | LONDON | / | United Kingdom | Vote Deadline | 26-Oct-2022 01:59 PM ET | ||||||||||||||||||||||||||
| SEDOL(s) | 0185929 - B02S6X6 - B288KM1 | Quick Code | ||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1 | TO APPROVE THE COMBINATION | Management | For | For | For | |||||||||||||||||||||||||||
| 2 | TO AUTHORISE THE DIRECTORS TO ALLOT THE NEW VISTRY SHARES | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 7022064 | UMB BANK-145320-ACR IQR FUND | 7022064 | BROWN BROTHERS HARRIMAN AND CO | 376,100 | 0 | 12-Oct-2022 | 12-Oct-2022 | |||||||||||||||||||||||||
| 7022072 | UMB BANK-142605-ACR MQR | 7022072 | BROWN BROTHERS HARRIMAN AND CO | 105,000 | 0 | 12-Oct-2022 | 12-Oct-2022 | |||||||||||||||||||||||||
| VISTRY GROUP PLC | ||||||||||||||||||||||||||||||||
| Security | G9424B107 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
| Ticker Symbol | VTY.LN | Meeting Date | 18-May-2023 | |||||||||||||||||||||||||||||
| ISIN | GB0001859296 | Agenda | 716989718 - Management | |||||||||||||||||||||||||||||
| Record Date | Holding Recon Date | 16-May-2023 | ||||||||||||||||||||||||||||||
| City / | Country | LONDON | / | United Kingdom | Vote Deadline | 10-May-2023 01:59 PM ET | ||||||||||||||||||||||||||
| SEDOL(s) | 0185929 - B02S6X6 - B288KM1 | Quick Code | ||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1 | TO RECEIVE THE AUDITED ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2022, TOGETHER WITH THE STRATEGIC REPORT, DIRECTORS' REPORT AND THE INDEPENDENT AUDITORS REPORT ON THOSE ACCOUNTS | Management | For | For | For | |||||||||||||||||||||||||||
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT IN THE FORM SET OUT IN THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2022 IN ACCORDANCE WITH SECTION 439 OF THE COMPANIES ACT 2006 | Management | For | For | For | |||||||||||||||||||||||||||
| 3 | TO DECLARE THE FINAL DIVIDEND OF 32 PENCE PER ORDINARY SHARE RECOMMENDED BY THE DIRECTORS, PAYABLE ON 1 JUNE 2023 TO SHAREHOLDERS ON THE REGISTER OF MEMBERS BY CLOSE OF BUSINESS ON 21 APRIL 2023 | Management | For | For | For | |||||||||||||||||||||||||||
| 4 | TO RE-ELECT RALPH GRAHAM FINDLAY AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||||||||
| 5 | TO RE-ELECT MARGARET CHRISTINE BROWNE AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||||||||
| 6 | TO RE-ELECT DR ASHLEY CAROLINE STEEL AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||||||||
| 7 | TO RE-ELECT GREGORY PAUL FITZGERALD AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||||||||
| 8 | TO RE-ELECT EARL SIBLEY AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||||||||
| 9 | TO ELECT TIMOTHY CHARLES LAWLOR AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||||||||
| 10 | TO ELECT ROWAN CLARE BAKER AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||||||||
| 11 | TO ELECT JEFFREY WILLIAMS UBBEN AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||||||||||||||||||||
| 12 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY UNTIL CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH THE COMPANY'S ACCOUNTS ARE TO BE LAID | Management | For | For | For | |||||||||||||||||||||||||||
| 13 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management | For | For | For | |||||||||||||||||||||||||||
| 14 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS | Management | For | For | For | |||||||||||||||||||||||||||
| 15 | AUTHORITY TO ALLOT SHARES | Management | For | For | For | |||||||||||||||||||||||||||
| 16 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | Against | For | Against | |||||||||||||||||||||||||||
| 17 | ADDITIONAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | Against | For | Against | |||||||||||||||||||||||||||
| 18 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | For | |||||||||||||||||||||||||||
| 19 | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 7022064 | UMB BANK-145320-ACR IQR FUND | 7022064 | BROWN BROTHERS HARRIMAN AND CO | 457,622 | 0 | 14-Apr-2023 | 14-Apr-2023 | |||||||||||||||||||||||||
| 7022072 | UMB BANK-142605-ACR MQR | 7022072 | BROWN BROTHERS HARRIMAN AND CO | 170,352 | 0 | 14-Apr-2023 | 14-Apr-2023 | |||||||||||||||||||||||||
| VODAFONE GROUP PLC | ||||||||||||||||||||||||||||||||
| Security | 92857W308 | Meeting Type | Annual | |||||||||||||||||||||||||||||
| Ticker Symbol | VOD | Meeting Date | 26-Jul-2022 | |||||||||||||||||||||||||||||
| ISIN | US92857W3088 | Agenda | 935682369 - Management | |||||||||||||||||||||||||||||
| Record Date | 13-Jun-2022 | Holding Recon Date | 13-Jun-2022 | |||||||||||||||||||||||||||||
| City / | Country | / | United States | Vote Deadline | 20-Jul-2022 11:59 PM ET | |||||||||||||||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||||||||||||||||||||
| 1. | To receive the Company's accounts, the strategic report and reports of the Directors and the auditor for the year ended 31 March 2022 | Management | For | For | For | |||||||||||||||||||||||||||
| 2. | To re-elect Jean-François van Boxmeer as a Director | Management | For | For | For | |||||||||||||||||||||||||||
| 3. | To re-elect Nick Read as a Director | Management | For | For | For | |||||||||||||||||||||||||||
| 4. | To re-elect Margherita Della Valle as a Director | Management | For | For | For | |||||||||||||||||||||||||||
| 5. | To elect Stephen A. Carter C.B.E. as a Director | Management | For | For | For | |||||||||||||||||||||||||||
| 6. | To re-elect Sir Crispin Davis as a Director | Management | For | For | For | |||||||||||||||||||||||||||
| 7. | To re-elect Michel Demaré as a Director | Management | For | For | For | |||||||||||||||||||||||||||
| 8. | To elect Delphine Ernotte Cunci as a Director | Management | For | For | For | |||||||||||||||||||||||||||
| 9. | To re-elect Dame Clara Furse as a Director | Management | For | For | For | |||||||||||||||||||||||||||
| 10. | To re-elect Valerie Gooding as a Director | Management | For | For | For | |||||||||||||||||||||||||||
| 11. | To elect Deborah Kerr as a Director | Management | For | For | For | |||||||||||||||||||||||||||
| 12. | To re-elect Maria Amparo Moraleda Martinez as a Director | Management | For | For | For | |||||||||||||||||||||||||||
| 13. | To re-elect David Nish as a Director | Management | For | For | For | |||||||||||||||||||||||||||
| 14. | To elect Simon Segars as a Director | Management | For | For | For | |||||||||||||||||||||||||||
| 15. | To declare a final dividend of 4.50 eurocents per ordinary share for the year ended 31 March 2022 | Management | For | For | For | |||||||||||||||||||||||||||
| 16. | To approve the Annual Report on Remuneration contained in the Remuneration Report of the Board for the year ended 31 March 2022 | Management | For | For | For | |||||||||||||||||||||||||||
| 17. | To reappoint Ernst & Young LLP as the Company's auditor until the end of the next general meeting at which accounts are laid before the Company | Management | For | For | For | |||||||||||||||||||||||||||
| 18. | To authorise the Audit and Risk Committee to determine the remuneration of the auditor | Management | For | For | For | |||||||||||||||||||||||||||
| 19. | To authorise the Directors to allot shares | Management | For | For | For | |||||||||||||||||||||||||||
| 20. | To authorise the Directors to dis-apply pre-emption rights (Special Resolution) | Management | Against | For | Against | |||||||||||||||||||||||||||
| 21. | To authorise the Directors to dis-apply pre-emption rights up to a further 5 percent for the purposes of financing an acquisition or other capital investment (Special Resolution) | Management | Against | For | Against | |||||||||||||||||||||||||||
| 22. | To authorise the Company to purchase its own shares (Special Resolution) | Management | For | For | For | |||||||||||||||||||||||||||
| 23. | To authorise political donations and expenditure | Management | Withheld | For | Against | |||||||||||||||||||||||||||
| 24. | To authorise the Company to call general meetings (other than AGMs) on 14 clear days' notice (Special Resolution) | Management | For | For | For | |||||||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
| 142605.1 | ACR MQR FUND - US | 1426051 | UMB BANK, N.A. | 24,000 | 0 | 14-Jul-2022 | 14-Jul-2022 | |||||||||||||||||||||||||
| 142605.19 | ACR MQR FUND - PLEDGED | 1426051 | UMB BANK, N.A. | 106,000 | 0 | 14-Jul-2022 | 14-Jul-2022 | |||||||||||||||||||||||||
| 145320.1 | ACR IQR FUND - US | 145320 | UMB BANK, N.A. | 259,695 | 0 | 14-Jul-2022 | 14-Jul-2022 | |||||||||||||||||||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) | Investment Managers Series Trust II | |
| By (Signature and Title)* | /s/ Terrance P. Gallagher | |
| Terrance P. Gallagher, President and Principal Executive Officer | ||
| Date | August 15, 2023 |
| * | Print the name and title of each signing officer under his or her signature. |