Diane J. Drake
2220 E. Route 66, Suite 226
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of1940 and rule 30bl-4 thereunder (17 CFR 270.30bl-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
ITEM 1. PROXY VOTING RECORD.
Company | Ticker | CUCIP | Vote By Date | | Date Voted | | Ballot Items | | FOR Votes | | AGAINST Votes | | Against Management? | | Issuer/ Shareholder Proposal | | Description |
Natural Grocers | NGVC | 63888U10 | 2/28/23 | | 2/7/23 | | 1 | | | | x | | Y | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 2 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Analog Devices | ADI | 03265410 | 3/7/23 | | 2/7/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | 3 | | x | | | | | | I | | Frequency of advisory votes on Exec Comp |
| | | | | | | 4 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 4 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Qualcomm | QCOM | 74752510 | 3/7/23 | | 2/7/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 3 | | x | | | | | | I | | Approval of the company's long term incentive plan for 2023 |
| | | | | | | 4 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 4 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Applied Materials | AMAT | 03822210 | 3/8/23 | | 2/21/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | 3 | | x | | | | | | I | | Frequency of advisory votes on Exec Comp |
| | | | | | | 4 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 5 | | | | x | | | | S | | Shareholder proposal to amend governing documents to allow owners of a combined 10% common stock the power to call special meetings |
| | | | | | | 6 | | x | | | | Y | | S | | Shareholder proposal to improve the executive comp program and policy to include CEO pay ratio factor |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 6 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Apple, Inc. | AAPL | 03783310 | 3/9/23 | | 2/21/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 3 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | 4 | | x | | | | | | I | | Frequency of advisory votes on Exec Comp |
| | | | | | | 5 | | x | | | | Y | | S | | Stockholder proposal entitled " civil rights and non-discrimination audit proposal" |
| | | | | | | 6 | | x | | | | Y | | S | | Stockholder proposal entitled "communist China audit" |
| | | | | | | 7 | | | | x | | | | S | | Stockholder proposal on Board policy for communication with shareholder proponents |
| | | | | | | 8 | | x | | | | Y | | S | | Stockholder proposal entitled "racial and gender pay gaps" |
| | | | | | | 9 | | | | x | | | | S | | Stockholder proposal entitled "shareholder proxy access amendments" |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 9 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
SK Telecom | SKM | 78440P30 | 3/22/23 | | 3/8/23 | | 1 | | x | | | | | | I | | Approval of financial statements |
| | | | | | | 2 | | | | x | | Y | | I | | Grant of Stock Options |
| | | | | | | 3 | | x | | | | | | I | | Election of Directors |
| | | | | | | 4 | | x | | | | | | I | | Appointment of Audit Committee members |
| | | | | | | 5 | | x | | | | | | I | | Approval of ceiling amount of remuneration for Directors |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 5 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Danone | DANOY | 23636T10 | 4/18/23 | | 3/8/23 | | 1 | | x | | | | | | I | | Approval of the statutory financial statements for the fiscal year ended December 31st, 2022; |
| | | | | | | 2 | | x | | | | | | I | | Approval of the consolidated financial statements for the fiscal year ended December 31st, 2022; |
| | | | | | | 3 | | x | | | | | | I | | Allocation of earnings for the fiscal year ended December 31st, 2022, and setting of the dividend |
| | | | | | | 4 | | x | | | | | | I | | Election of Directors |
| | | | | | | 5 | | x | | | | | | I | | Election of Directors |
| | | | | | | 6 | | x | | | | | | I | | Election of Directors |
| | | | | | | 7 | | x | | | | | | I | | Election of Directors |
| | | | | | | 8 | | | | x | | Y | | I | | Approval of the information regarding the compensation of the corporate officers |
| | | | | | | 9 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | 10 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | 11 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | 12 | | x | | | | | | I | | Executive Compensation |
| | | | | | | 13 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | 14 | | x | | | | | | I | | Authorization granted to the Board of Directors to purchase, retain or transfer the Company’s shares |
| | | | | | | 15 | | x | | | | | | I | | Extraordinary Shareholders provision and rights of the board in delegating ordinary shares and securities |
| | | | | | | 16 | | x | | | | | | I | | Extraordinary Shareholders provision and rights of the board in delegating ordinary shares and securities |
| | | | | | | 17 | | x | | | | | | I | | Extraordinary Shareholders provision and rights of the board in delegating ordinary shares and securities |
| | | | | | | 18 | | x | | | | | | I | | Extraordinary Shareholders provision and rights of the board in delegating ordinary shares and securities |
| | | | | | | 19 | | x | | | | | | I | | Extraordinary Shareholders provision and rights of the board in delegating ordinary shares and securities |
| | | | | | | 20 | | x | | | | | | I | | Extraordinary Shareholders provision and rights of the board in delegating ordinary shares and securities |
| | | | | | | 21 | | x | | | | | | I | | Extraordinary Shareholders provision and rights of the board in delegating ordinary shares and securities |
| | | | | | | 22 | | x | | | | | | I | | Extraordinary Shareholders provision and rights of the board in delegating ordinary shares and securities |
| | | | | | | 23 | | x | | | | | | I | | Extraordinary Shareholders provision and rights of the board in delegating ordinary shares and securities |
| | | | | | | 24 | | x | | | | | | I | | Authorization granted to the Board of Directors to reduce the share capital by cancelling shares; |
| | | | | | | 25 | | x | | | | | | I | | Powers to carry out formalities |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 25 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
ASML Holdings NV | ASML | N0705921 | 4/17/23 | | 4/10/23 | | 3a | | | | x | | Y | | I | | Advisory vote on the remuneration report |
| | | | | | | 3b | | x | | | | | | I | | Adoption of financial statements for ye 2022 |
| | | | | | | 3c | | x | | | | | | I | | Adoption of financial statements for ye 2022 |
| | | | | | | 3d | | x | | | | | | I | | Adopt a dividend in respect of ye 2022 |
| | | | | | | 4a | | x | | | | | | I | | Proposal to discharge board members from liability for ye 2022 |
| | | | | | | 4b | | x | | | | | | I | | Proposal to discharge members of the supervisory board from liability for ye 2022 |
| | | | | | | 5 | | x | | | | | | I | | Approve number of shares for the BoD |
| | | | | | | 6a | | | | x | | Y | | I | | Amend the remuneration policy for the supervisory board |
| | | | | | | 6b | | | | x | | Y | | I | | Amend the remuneration of the members of the supervisory board |
| | | | | | | 8a | | x | | | | | | I | | Election of Directors |
| | | | | | | 8b | | x | | | | | | I | | Election of Directors |
| | | | | | | 9 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 10a | | x | | | | | | I | | Approval to issues shares of up to 5% for general purpose and 5% in connection with mergers or acquisitions |
| | | | | | | 10b | | x | | | | | | I | | Authorization of the Board to restrict or execute pre-emption rights re 10a |
| | | | | | | 11 | | | | x | | Y | | I | | Authorization of the Board to repurchase ordinary shares up to 10% |
| | | | | | | 12 | | | | x | | Y | | I | | Proposal to cancel ordinary shares |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 16 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
International Business Machines | IBM | 45920010 | 4/24/23 | | 3/9/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 3 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | 4 | | x | | | | | | I | | Frequency of advisory votes on Exec Comp |
| | | | | | | 5 | | | | x | | | | S | | Stockholder proposal to have an independent board chair |
| | | | | | | 6 | | x | | | | Y | | S | | Stockholder proposal requesting public report on lobbying activities |
| | | | | | | 7 | | x | | | | Y | | S | | Stockholder proposal requesting public report on congruency in China business operations and ESG activities |
| | | | | | | 8 | | x | | | | Y | | S | | Stockholder proposal requesting a public report on harassment and discrimination prevention efforts |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 8 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
LI-Cycle Holdings Corp | LICY | 50202P10 | 4/24/23 | | 4/20/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 2 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Advanced Energy Industries, Inc. | AEIS | 00797310 | 4/26/23 | | 3/31/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 3 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | 4 | | x | | | | | | I | | Frequency of advisory votes on Exec Comp |
| | | | | | | 5 | | x | | | | | | I | | Approval of the company's Omnibus Incentive Plan |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 5 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Pluri Inc. | PLUR | 72942G10 | 4/26/23 | | 4/17/23 | | 1 | | | | x | | Y | | I | | Election of Directors |
| | | | | | | 2 | | | | x | | Y | | I | | Proposal to increase the number of authorized common shares |
| | | | | | | 3 | | | | x | | Y | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 4 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 4 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Moderna, Inc. | MRNA | 60770K10 | 5/2/23 | | 4/17/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Executive Compensation |
| | | | | | | 3 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 4 | | | | x | | | | S | | Shareholder proposal requesting special reporting on transferring intellectual property |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 4 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Cadence Design Systems, Inc. | CDNS | 12738710 | 5/3/23 | | 4/19/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Approval of the company's Omnibus Equity Incentive Plan |
| | | | | | | 3 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | 4 | | x | | | | | | I | | Frequency of advisory votes on Exec Comp |
| | | | | | | 5 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 6 | | | | x | | | | S | | Stockholder proposal to remove the one-year holding period requirement to call a special stockholder meeting |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 6 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Trex Company, Inc. | TREX | 89531P10 | 5/3/23 | | 4/19/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Executive Compensation |
| | | | | | | 3 | | x | | | | | | I | | Frequency of advisory votes on Exec Comp |
| | | | | | | 4 | | x | | | | | | I | | Approve the 2023 Stock Incentive Plan |
| | | | | | | 5 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 5 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
First Solar, Inc. | FSLR | 33643310 | 5/8/23 | | 4/11/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 3 | | x | | | | | | I | | Executive Compensation |
| | | | | | | 4 | | x | | | | | | I | | Frequency of advisory votes on Exec Comp |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 4 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Sunpower Corporation | SPWR | 86765240 | 5/10/23 | | 4/26/23 | | 1 | | | | x | | Y | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Executive Compensation |
| | | | | | | 3 | | x | | | | | | I | | Frequency of advisory votes on Exec Comp |
| | | | | | | 4 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 4 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Interface, Inc. | TILE | 45866530 | 5/14/23 | | 4/27/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Executive Compensation |
| | | | | | | 3 | | x | | | | | | I | | Frequency of advisory votes on Exec Comp |
| | | | | | | 4 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 4 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Alexandria Real Estate Equities, Inc | ARE | 01527110 | 5/15/23 | | 4/28/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | 3 | | x | | | | | | I | | Frequency of advisory votes on Exec Comp |
| | | | | | | 4 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 4 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Tesla, Inc. | TSLA | 88160R10 | 5/15/23 | | 5/5/23 | | 1 | | | | x | | Y | | I | | Election of Directors |
| | | | | | | 2 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | 3 | | x | | | | | | I | | Frequency of advisory votes on Exec Comp |
| | | | | | | 4 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 5 | | x | | | | | | S | | Stockholder proposal regarding reporting on key-person risk |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 5 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Enphase Energy, Inc. | ENPH | 29355A10 | 5/16/23 | | 5/2/23 | | 1 | | | | x | | Y | | I | | Election of Directors |
| | | | | | | 2 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | 3 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 3 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Personalis, Inc. | PSNL | 71535D10 | 5/16/23 | | 5/1/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 3 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 3 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Vornado Realty Trust | VNO | 92904210 | 5/17/23 | | 5/4/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 3 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | 4 | | x | | | | | | I | | Frequency of advisory votes on Exec Comp |
| | | | | | | 5 | | x | | | | | | I | | Approval of the Company's 2023 Omnibus Share Plan |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 5 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Boston Properties | BXP | 10112110 | 5/22/23 | | 5/8/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | 3 | | x | | | | | | I | | Frequency of advisory votes on Exec Comp |
| | | | | | | 4 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | | | | | | | | | I | | |
| | | | | Total | | 4 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Kilroy Realty Corporation | KRC | 49427F10 | 5/23/23 | | 5/11/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Approval of the Company's Incentive Award Plan |
| | | | | | | 3 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | 4 | | x | | | | | | I | | Frequency of advisory votes on Exec Comp |
| | | | | | | 5 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 5 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Pacific Biosciences of CA | PACB | 69404D10 | 5/23/23 | | 5/11/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 3 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | 4 | | x | | | | | | I | | Frequency of advisory votes on Exec Comp |
| | | | | | | 5 | | | | x | | Y | | I | | Approve retention of the classified structure of the Board |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 5 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Sprouts Farmers Market, Inc. | SFM | 85208M10 | 5/23/23 | | 5/11/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | 3 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 3 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
TPI Composites, Inc | TPIC | 87266J10 | 5/23/23 | | 5/11/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 3 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | 4 | | x | | | | | | I | | Approval to declassify board |
| | | | | | | 5 | | x | | | | | | I | | Approval to eliminate supermajority voting requirements |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 5 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Equinix Inc | EQIX | 29444U70 | 5/24/23 | | 5/11/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | 3 | | x | | | | | | I | | Frequency of advisory votes on Exec Comp |
| | | | | | | 4 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 5 | | | | x | | | | S | | Stockholder proposal related to shareholder ratification of termination pay |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 5 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Horizon Technology Finance | HRZN | 44045A10 | 5/24/23 | | 4/24/23 | | 1 | | | | x | | Y | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Approval of the investment management agreement between Horizon and the company's investment advisor |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 2 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Hudson Pacific Properties, Inc. | HPP | 44409710 | 5/24/23 | | 5/11/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Amendments to the Incentive Plan |
| | | | | | | 3 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 4 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | 5 | | x | | | | | | I | | Frequency of advisory votes on Exec Comp |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 5 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Illumina, Inc. | ILMN | 45232710 | 5/24/23 | | 5/16/23 | | 1 | | (1a-1i) | | (1j-1l) | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 3 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | 4 | | x | | | | | | I | | Frequency of advisory votes on Exec Comp |
| | | | | | | 5 | | x | | | | | | I | | Amendments to the Stock Incentive Plan |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 5 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Taiwan Semiconductor MFG | TSM | 87403910 | 5/30/23 | | 5/18/23 | | 1 | | x | | | | | | I | | Approval of 2022 Business Report and Financial Statements |
| | | | | | | 2 | | x | | | | | | I | | Approval of employee RSU awards for 2023 |
| | | | | | | 3 | | x | | | | | | I | | Revise the procedures for Endorsement and Guarantee |
| | | | | | | 4 | | x | | | | | | I | | Name change of Audit Committee to Audit & Risk Committee |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 4 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Editas Medicine Inc | EDIT | 28106W10 | 5/31/23 | | 5/23/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | 3 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 3 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Solaredge Tech Inc. | SEDG | 83417M10 | 5/31/23 | | 5/23/223 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 3 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | 4 | | x | | | | | | I | | Frequency of advisory votes on Exec Comp |
| | | | | | | 5 | | x | | | | | | I | | Approval to declassify board |
| | | | | | | 6 | | x | | | | | | I | | Approval to eliminate supermajority voting requirements |
| | | | | | | 7 | | x | | | | | | I | | Approval of amendments to the certificate of incorporation |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 7 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Sunrun Tech Inc | RUN | 86771W10 | 5/31/23 | | 5/23/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 3 | | x | | | | | | I | | Executive Compensation |
| | | | | | | 4 | | x | | | | | | I | | Approval to declassify board |
| | | | | | | 5 | | x | | | | | | I | | Approval to eliminate supermajority voting requirements |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 5 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Invitae Corop | NVTA | 46185L10 | 6/2/23 | | 5/23/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | | | x | | Y | | I | | Issuance of shares of common stock to the conversion of notes and/or exercise of warrants on the change of control |
| | | | | | | 3 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | 4 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 4 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
SL Green Realty, Corp | SLG | 78440X88 | 6/4/23 | | 5/25/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | 3 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 4 | | x | | | | | | I | | Frequency of advisory votes on Exec Comp |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 4 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Hannon Armstrong Sustainable | HASI | 41068X10 | 6/6/23 | | 5/25/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 3 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | 4 | | x | | | | | | I | | Frequency of advisory votes on Exec Comp |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 4 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Quantumscape Corp | QS | 74767V10 | 6/6/23 | | 5/25/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 3 | | x | | | | | | I | | Executive Compensation |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 3 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
CRISPR Therapeutics | CRSP | H1718210 | 6/6/23 | | 5/25/23 | | 1 | | x | | | | | | I | | Approval of financial statements for YE 2022 |
| | | | | | | 2 | | x | | | | | | I | | Approval of financial results |
| | | | | | | 3 | | x | | | | | | I | | Discharge of the members of BoD and Executive Committee |
| | | | | | | 4 | | x | | | | | | I | | Election of Directors |
| | | | | | | 5 | | | | x | | Y | | I | | Election of the Compensation Committee |
| | | | | | | 6 | | x | | | | | | I | | Executive Compensation |
| | | | | | | 7 | | x | | | | | | I | | Executive Compensation |
| | | | | | | 8 | | x | | | | | | I | | Approval of the capital band |
| | | | | | | 9 | | x | | | | | | I | | Approval of an increase in the conditional share capital for employee equity plans |
| | | | | | | 10 | | x | | | | | | I | | Approval of an amendment to the Stock Option and Incentive Plan |
| | | | | | | 11 | | x | | | | | | I | | Approval of a reduction in the maximum size of the BoD |
| | | | | | | 12 | | x | | | | | | I | | Approval of amendments to the article of association |
| | | | | | | 13 | | x | | | | | | I | | Re-election of independent voting rights representative |
| | | | | | | 14 | | x | | | | | | I | | Re-election of the auditors |
| | | | | | | 15 | | x | | | | | | I | | Transact on any other business that presents itself at the Annual General Meeting |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 15 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Digital Reality Tr, Inc | DLR | 25386810 | 6/7/23 | | 5/30/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 3 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | 4 | | x | | | | | | I | | Frequency of advisory votes on Exec Comp |
| | | | | | | 5 | | | | x | | | | S | | Stockholder proposal regarding reporting on concealment clauses |
| | | | | | | 6 | | x | | | | Y | | S | | Stockholder proposal regarding inclusion in the workplace |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 6 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Rapid 7, Inc | RPD | 75342210 | 6/7/23 | | 5/30/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 3 | | x | | | | | | I | | Executive Compensation |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 3 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Block, Inc | SQ | 85223410 | 6/12/23 | | 5/31/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Executive Compensation |
| | | | | | | 3 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 4 | | | | x | | | | S | | Stockholder proposal regarding the Diversity and Inclusion disclosures |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 4 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Xpeng, Inc. | XPEV | 98422D10 | 6/12/23 | | 6/5/23 | | 1 | | x | | | | | | I | | Adopt the audited consolidated financial statements for YE 2022 |
| | | | | | | 2 | | | | x | | Y | | I | | Election of Directors |
| | | | | | | 3 | | | | x | | Y | | I | | Election of Directors |
| | | | | | | 4 | | x | | | | | | I | | Authorize Bod to fix the respective Directors rumeration |
| | | | | | | 5 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 6 | | | | x | | Y | | I | | Issue of Class A shares not exceeding 20% of the total at the date of the resolution passing |
| | | | | | | 7 | | | | x | | Y | | I | | Approval of the Directors to repurchase shares not exceeding 10% |
| | | | | | | 8 | | | | x | | Y | | I | | Extension of mandates 6&7 |
| | | | | | | 9 | | x | | | | | | I | | Approval of amended articles of association |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 9 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Arcturus Therapeutics Holdings | ARCT | 03969T10 | 6/13/23 | | 6/5/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Executive Compensation |
| | | | | | | 3 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 3 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Prime Medicine, Inc | PRME | 74168J10 | 6/13/23 | | 6/5/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 2 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Intella Therapeutics, Inc | NTLA | 45826J10 | 6/13/23 | | 6/5/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 3 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | 4 | | x | | | | | | I | | Increase of authorized shares of common stock |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 4 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
10X Genomics, Inc. | TXG | 88025U10 | 6/13/23 | | 6/5/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 3 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 3 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Caribou Biosciences, Inc. | CRBU | 14203810 | 6/14/23 | | 6/6/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 2 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Universal Display Corp | OLED | 91347P10 | 6/15/23 | | 6/6/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Approval of Equity Compensation |
| | | | | | | 3 | | x | | | | | | I | | Executive Compensation |
| | | | | | | 4 | | x | | | | | | I | | Frequency of advisory votes on Exec Comp |
| | | | | | | 5 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 5 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Verve Therapeutics, Inc. | VERV | 92539P10 | 6/15/23 | | 6/6/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 2 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Fortinet, Inc. | FTNT | 34959E10 | 6/15/23 | | 6/6/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 3 | | x | | | | | | I | | Executive Compensation |
| | | | | | | 4 | | x | | | | | | I | | Frequency of advisory votes on Exec Comp |
| | | | | | | 5 | | x | | | | | | I | | Amendment to the CoI to remove the supermajority voting requirement |
| | | | | | | 6 | | x | | | | | | I | | Amendment to the COI to permit the exculpation of officers from personal liability under new Delaware law |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 6 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Curevac N.V. | CVAC | N2451R10 | 6/18/23 | | 6/6/23 | | 1 | | x | | | | | | I | | Adoption of annual accounts over the financial year 2022 |
| | | | | | | 2 | | x | | | | | | I | | Release of managing directors from liability of their duties for FY 2022 |
| | | | | | | 3 | | x | | | | | | I | | Release of supervisory directors for liability of their duties for FY 2022 |
| | | | | | | 4 | | x | | | | | | I | | Election of Directors |
| | | | | | | 5 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 5 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Rivian Automotive, inc. | RIVN | 76954A10 | 6/20/23 | | 6/13/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 3 | | x | | | | | | I | | Executive Compensation |
| | | | | | | 4 | | | | x | | | | S | | Shareholder proposal requesting the adoption of a human rights policy |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 4 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Brookfield Renewables | BEPC | 11284V10 | 6/22/23 | | 6/13/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 2 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Proterra Inc | PTRA | 74374T10 | 6/22/23 | | 6/13/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Executive Compensation |
| | | | | | | 3 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | 4 | | x | | | | | | I | | Issuance of shares of common stock on coverable notes |
| | | | | | | 5 | | x | | | | | | I | | Increase of authorized shares of common stock |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 5 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Canadian Solar | CSIQ | 13663510 | 6/23/23 | | 6/15/23 | | 1 | | | | x | | Y | | I | | Election of Directors |
| | | | | | | 2 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 2 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Steelcase, Inc. | SCS | 85815520 | 7/11/23 | | 6/20/23 | | 1 | | x | | | | | | I | | Election of Directors |
| | | | | | | 2 | | | | x | | Y | | I | | Executive Compensation |
| | | | | | | 3 | | x | | | | | | I | | Frequency of advisory votes on Exec Comp |
| | | | | | | 4 | | x | | | | | | I | | Approval of Incentive Compensation Plan |
| | | | | | | 5 | | x | | | | | | I | | Appointment of independent auditor/public accountant |
| | | | | | | | | | | | | | | | | |
| | | | | Total | | 5 | | | | | | | | | | |
| | | | | | | | | | | | | | | | | |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.