The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALBERTSONS COS INC | COMMON STOCK | 013091103 | 290,463 | 13,978 | SH | SOLE | 13,978 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 881,705 | 8,500 | SH | Call | SOLE | 8,500 | 0 | 0 | |
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 538,356 | 13,929 | SH | SOLE | 13,929 | 0 | 0 | ||
AMRYT PHARMA PLC | SPONSORED ADS | 03217L106 | 2,916,000 | 200,000 | SH | Put | SOLE | 200,000 | 0 | 0 | |
AMRYT PHARMA PLC | SPONSORED ADS | 03217L106 | 7,956,204 | 545,693 | SH | SOLE | 545,693 | 0 | 0 | ||
APOLLO ENDOSURGERY INC | COM | 03767D108 | 242,653 | 24,461 | SH | SOLE | 24,461 | 0 | 0 | ||
APPLIED DIGITAL CORP | COM NEW | 038169207 | 192,232 | 85,818 | SH | SOLE | 85,818 | 0 | 0 | ||
ARDMORE SHIPPING CORP | COM | Y0207T100 | 297,400 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
BANK AMERICA CORP | COM | 060505104 | 572,000 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
BANK AMERICA CORP | COM | 060505104 | 228,800 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
CAPITAL ONE FINL CORP | COM | 14040H105 | 961,600 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
CITIZENS FINL GROUP INC | COM | 174610105 | 303,700 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
CITIZENS FINL GROUP INC | COM | 174610105 | 425,180 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
COMERICA INC | COM | 200340107 | 262,995 | 6,057 | SH | SOLE | 6,057 | 0 | 0 | ||
CONOCOPHILLIPS | COM | 20825C104 | 317,274 | 3,198 | SH | SOLE | 3,198 | 0 | 0 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 607,320 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
DIVERSIFIED HEALTHCARE TR | COM SH BEN INT | 25525P107 | 51,840 | 38,400 | SH | Call | SOLE | 38,400 | 0 | 0 | |
DMY TECHNOLOGY GROUP INC VI | *W EXP 99/99/999 | 233247113 | 1,942 | 24,400 | SH | SOLE | 24,400 | 0 | 0 | ||
EOG RES INC | COM | 26875P101 | 332,427 | 2,900 | SH | SOLE | 2,900 | 0 | 0 | ||
EOS ENERGY ENTERPRISES INC | COM CL A | 29415C101 | 103,828 | 40,400 | SH | SOLE | 40,400 | 0 | 0 | ||
FIFTH THIRD BANCORP | COM | 316773100 | 266,400 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
FIFTH THIRD BANCORP | COM | 316773100 | 106,560 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
FIRST HORIZON CORPORATION | COM | 320517105 | 177,800 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
FLAME ACQUISITION CORP | *W EXP 02/26/202 | 33850F116 | 5,928 | 10,400 | SH | SOLE | 10,400 | 0 | 0 | ||
FOCUS FINL PARTNERS INC | COM CL A | 34417P100 | 319,519 | 6,160 | SH | SOLE | 6,160 | 0 | 0 | ||
FORTRESS BIOTECH INC | COM | 34960Q109 | 12,300 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
GLORY STAR NEW MED GP HLDG L | SHS | G39973105 | 85,068 | 117,351 | SH | SOLE | 117,351 | 0 | 0 | ||
HORIZON THERAPEUTICS PUB L | SHS | G46188101 | 389,957 | 3,573 | SH | SOLE | 3,573 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | KBW BK ETF | 46138E628 | 629,550 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
ISHARES INC | MSCI GERMANY ETF | 464286806 | 853,800 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 146,725 | 2,500 | SH | Call | SOLE | 2,500 | 0 | 0 | |
ISHARES INC | MSCI STH KOR ETF | 464286772 | 1,731,485 | 28,283 | SH | SOLE | 28,283 | 0 | 0 | ||
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 410,830 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 147,650 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
ISHARES TR | MSCI UK ETF NEW | 46435G334 | 161,300 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,784,000 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 267,600 | 1,500 | SH | Put | SOLE | 1,500 | 0 | 0 | |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 2,155,690 | 73,000 | SH | SOLE | 73,000 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 2,236,287 | 31,268 | SH | SOLE | 31,268 | 0 | 0 | ||
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 252,700 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ISHARES TR | MSCI UK ETF NEW | 46435G334 | 225,820 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
KEYCORP | COM | 493267108 | 688,600 | 55,000 | SH | Call | SOLE | 55,000 | 0 | 0 | |
KEYCORP | COM | 493267108 | 2,504 | 200 | SH | SOLE | 200 | 0 | 0 | ||
KORE GROUP HLDGS INC | *W EXP 09/30/202 | 50066V115 | 4,966 | 38,200 | SH | SOLE | 38,200 | 0 | 0 | ||
KRANESHARES TR | CSI CHI INTERNET | 500767306 | 302,543 | 9,700 | SH | SOLE | 9,700 | 0 | 0 | ||
LANDSEA HOMES CORP | COM | 51509P103 | 842,619 | 139,046 | SH | SOLE | 139,046 | 0 | 0 | ||
LITHIUM AMERS CORP NEW | COM NEW | 53680Q207 | 641,920 | 29,500 | SH | SOLE | 29,500 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 301,700 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 301,700 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
MONEYGRAM INTL INC | COM NEW | 60935Y208 | 1,423,028 | 136,567 | SH | SOLE | 136,567 | 0 | 0 | ||
NEOVASC INC | COM NEW | 64065J403 | 3,139,018 | 107,685 | SH | SOLE | 107,685 | 0 | 0 | ||
NEXGEN ENERGY LTD | COM | 65340P106 | 130,220 | 34,000 | SH | Call | SOLE | 34,000 | 0 | 0 | |
OLD SECOND BANCORP INC ILL | COM | 680277100 | 287,457 | 20,445 | SH | SOLE | 20,445 | 0 | 0 | ||
OVINTIV INC | COM | 69047Q102 | 432,960 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
PERPETUA RESOURCES CORP | COM | 714266103 | 752,526 | 169,107 | SH | SOLE | 169,107 | 0 | 0 | ||
PIONEER NAT RES CO | COM | 723787107 | 245,088 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
PNC FINL SVCS GROUP INC | COM | 693475105 | 1,271,000 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
PNC FINL SVCS GROUP INC | COM | 693475105 | 927,830 | 7,300 | SH | SOLE | 7,300 | 0 | 0 | ||
REGIONS FINANCIAL CORP NEW | COM | 7591EP100 | 139,200 | 7,500 | SH | Call | SOLE | 7,500 | 0 | 0 | |
REGIONS FINANCIAL CORP NEW | COM | 7591EP100 | 74,240 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
RITCHIE BROS AUCTIONEERS | COM | 767744105 | 7,251,109 | 128,817 | SH | SOLE | 128,817 | 0 | 0 | ||
RUMBLEON INC | COM CL B | 781386305 | 348,020 | 57,429 | SH | SOLE | 57,429 | 0 | 0 | ||
SCHWAB CHARLES CORP | COM | 808513105 | 261,900 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
SCHWAB CHARLES CORP | COM | 808513105 | 1,953,774 | 37,300 | SH | SOLE | 37,300 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 505,900 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 341,283 | 2,260 | SH | SOLE | 2,260 | 0 | 0 | ||
SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 | 728,683 | 12,570 | SH | SOLE | 12,570 | 0 | 0 | ||
SHAW COMMUNICATIONS INC | CL B CONV | 82028K200 | 4,528,553 | 151,406 | SH | SOLE | 151,406 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 1,648,980 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 11,258,225 | 27,500 | SH | Put | SOLE | 27,500 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 27,451,646 | 67,055 | SH | SOLE | 67,055 | 0 | 0 | ||
SPDR SER TR | S&P REGL BKG | 78464A698 | 438,600 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
SPDR SER TR | S&P REGL BKG | 78464A698 | 8,772 | 200 | SH | SOLE | 200 | 0 | 0 | ||
SPDR SER TR | S&P METALS MNG | 78464A755 | 1,116,360 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
SPDR SER TR | S&P OILGAS EXP | 78468R556 | 255,180 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
STATE STR CORP | COM | 857477103 | 283,838 | 3,750 | SH | SOLE | 3,750 | 0 | 0 | ||
SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 105,146 | 111,857 | SH | SOLE | 111,857 | 0 | 0 | ||
THE ARENA GROUP HOLDINGS INC | COM | 040044109 | 102,961 | 24,226 | SH | SOLE | 24,226 | 0 | 0 | ||
TRANSPHORM INC | COM | 89386L100 | 172,212 | 43,161 | SH | SOLE | 43,161 | 0 | 0 | ||
TRUIST FINL CORP | COM | 89832Q109 | 341,000 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
TRUIST FINL CORP | COM | 89832Q109 | 238,700 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
UNIVERSAL TECHNICAL INST INC | COM | 913915104 | 553,500 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
US BANCORP DEL | COM NEW | 902973304 | 1,622,250 | 45,000 | SH | Call | SOLE | 45,000 | 0 | 0 | |
US BANCORP DEL | COM NEW | 902973304 | 560,578 | 15,550 | SH | SOLE | 15,550 | 0 | 0 | ||
VMWARE INC | CL A COM | 928563402 | 2,671,790 | 21,400 | SH | SOLE | 21,400 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 302,778 | 8,100 | SH | SOLE | 8,100 | 0 | 0 |