The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 661 | 3,150 | SH | SOLE | 3,150 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 10,256 | 115,421 | SH | SOLE | 115,421 | 0 | 0 | ||
ADOBE SYS INC | COM | 00724F101 | 267 | 1,791 | SH | SOLE | 1,791 | 0 | 0 | ||
ALLIANZGI CONV & INCOME FD I | COM | 018825109 | 95 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
ALLSTATE CORP | COM | 020002101 | 1,144 | 12,393 | SH | SOLE | 12,393 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 3,246 | 3,384 | SH | SOLE | 3,384 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 983 | 1,023 | SH | SOLE | 1,023 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 1,419 | 15,692 | SH | SOLE | 15,692 | 0 | 0 | ||
AMERIPRISE FINL INC | COM | 03076C106 | 431 | 2,899 | SH | SOLE | 2,899 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 931 | 4,991 | SH | SOLE | 4,991 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 8,300 | 53,852 | SH | SOLE | 53,852 | 0 | 0 | ||
ARES CAP CORP | COM | 04010L103 | 229 | 13,980 | SH | SOLE | 13,980 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 517 | 13,203 | SH | SOLE | 13,203 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 251 | 9,915 | SH | SOLE | 9,915 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 278 | 1,514 | SH | SOLE | 1,514 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 626 | 2,464 | SH | SOLE | 2,464 | 0 | 0 | ||
BP PLC | SPONSORED ADR | 055622104 | 511 | 13,285 | SH | SOLE | 13,285 | 0 | 0 | ||
BROADCOM LTD | SHS | Y09827109 | 747 | 3,078 | SH | SOLE | 3,078 | 0 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 810 | 6,498 | SH | SOLE | 6,498 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 3,106 | 26,432 | SH | SOLE | 26,432 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 548 | 16,293 | SH | SOLE | 16,293 | 0 | 0 | ||
COACH INC | COM | 189754104 | 499 | 12,400 | SH | SOLE | 12,400 | 0 | 0 | ||
CORESITE RLTY CORP | COM | 21870Q105 | 481 | 4,267 | SH | SOLE | 4,267 | 0 | 0 | ||
POWERSHARES DB CMDTY IDX TRA | UNIT BEN INT | 73935S105 | 163 | 10,556 | SH | SOLE | 10,556 | 0 | 0 | ||
DISCOVER FINL SVCS | COM | 254709108 | 335 | 5,203 | SH | SOLE | 5,203 | 0 | 0 | ||
DOWDUPONT INC | COM | 26078J100 | 373 | 5,388 | SH | SOLE | 5,388 | 0 | 0 | ||
ENERGY FUELS INC | COM NEW | 292671708 | 16 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 545 | 7,957 | SH | SOLE | 7,957 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 234 | 8,970 | SH | SOLE | 8,970 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 2,004 | 24,439 | SH | SOLE | 24,439 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 5,481 | 32,077 | SH | SOLE | 32,077 | 0 | 0 | ||
FEDERAL REALTY INVT TR | SH BEN INT NEW | 313747206 | 981 | 7,834 | SH | SOLE | 7,834 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | NO AMER ENERGY | 33738D101 | 589 | 23,756 | SH | SOLE | 23,756 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | FIRST TR TA HIYL | 33738D408 | 1,862 | 37,918 | SH | SOLE | 37,918 | 0 | 0 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 581 | 48,573 | SH | SOLE | 48,573 | 0 | 0 | ||
FRESHPET INC | COM | 358039105 | 1,225 | 78,305 | SH | SOLE | 78,305 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 614 | 25,411 | SH | SOLE | 25,411 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 406 | 417 | SH | SOLE | 417 | 0 | 0 | ||
GREAT PANTHER SILVER LTD | COM | 39115V101 | 19 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
HARRIS CORP DEL | COM | 413875105 | 219 | 1,666 | SH | SOLE | 1,666 | 0 | 0 | ||
HERITAGE COMMERCE CORP | COM | 426927109 | 906 | 63,682 | SH | SOLE | 63,682 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 567 | 3,468 | SH | SOLE | 3,468 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 577 | 15,161 | SH | SOLE | 15,161 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 426 | 2,936 | SH | SOLE | 2,936 | 0 | 0 | ||
INTL PAPER CO | COM | 460146103 | 225 | 3,963 | SH | SOLE | 3,963 | 0 | 0 | ||
IONIS PHARMACEUTICALS INC | COM | 462222100 | 396 | 7,804 | SH | SOLE | 7,804 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 699 | 5,605 | SH | SOLE | 5,605 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 412 | 3,760 | SH | SOLE | 3,760 | 0 | 0 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 6,192 | 96,495 | SH | SOLE | 96,495 | 0 | 0 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 2,630 | 48,692 | SH | SOLE | 48,692 | 0 | 0 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 851 | 69,103 | SH | SOLE | 69,103 | 0 | 0 | ||
ISHARES TR | INTRMD CR BD ETF | 464288638 | 458 | 4,155 | SH | SOLE | 4,155 | 0 | 0 | ||
ISHARES TR | MBS ETF | 464288588 | 920 | 8,589 | SH | SOLE | 8,589 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 17,770 | 259,494 | SH | SOLE | 259,494 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 3,970 | 88,601 | SH | SOLE | 88,601 | 0 | 0 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 480 | 1,438 | SH | SOLE | 1,438 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 423 | 3,572 | SH | SOLE | 3,572 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 2,233 | 15,069 | SH | SOLE | 15,069 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,602 | 6,332 | SH | SOLE | 6,332 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 544 | 7,327 | SH | SOLE | 7,327 | 0 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 3,968 | 34,938 | SH | SOLE | 34,938 | 0 | 0 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 1,972 | 14,096 | SH | SOLE | 14,096 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 434 | 3,336 | SH | SOLE | 3,336 | 0 | 0 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 305 | 10,797 | SH | SOLE | 10,797 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 424 | 4,436 | SH | SOLE | 4,436 | 0 | 0 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 464 | 3,915 | SH | SOLE | 3,915 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 207 | 10,805 | SH | SOLE | 10,805 | 0 | 0 | ||
KITE PHARMA INC | COM | 49803L109 | 234 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
LEGG MASON BW GLB INC OPP FD | COM | 52469B100 | 161 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 343 | 5,313 | SH | SOLE | 5,313 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1,256 | 16,865 | SH | SOLE | 16,865 | 0 | 0 | ||
MOLSON COORS BREWING CO | CL B | 60871R209 | 325 | 325,006 | SH | SOLE | 325,006 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 496 | 10,305 | SH | SOLE | 10,305 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 744 | 4,103 | SH | SOLE | 4,103 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 236 | 4,544 | SH | SOLE | 4,544 | 0 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 90 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 294 | 1,022 | SH | SOLE | 1,022 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 3,214 | 17,976 | SH | SOLE | 17,976 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 2,262 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 205 | 3,160 | SH | SOLE | 3,160 | 0 | 0 | ||
OPUS BK IRVINE CALIF | COM | 684000102 | 222 | 9,235 | SH | SOLE | 9,235 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 3,343 | 69,145 | SH | SOLE | 69,145 | 0 | 0 | ||
PACIFIC ETHANOL INC | COM PAR $.001 | 69423U305 | 111 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 204 | 1,413 | SH | SOLE | 1,413 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 268 | 2,404 | SH | SOLE | 2,404 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 229 | 6,407 | SH | SOLE | 6,407 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 236 | 2,106 | SH | SOLE | 2,106 | 0 | 0 | ||
PIMCO ETF TR | ACTIVE BD ETF | 72201R775 | 3,478 | 32,579 | SH | SOLE | 32,579 | 0 | 0 | ||
PIMCO DYNMIC CREDIT AND MRT | COM SHS | 72202D106 | 244 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
POWERSHARES ETF TRUST | FTSE RAFI 1000 | 73935X583 | 2,220 | 20,723 | SH | SOLE | 20,723 | 0 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 1,589 | 10,922 | SH | SOLE | 10,922 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 336 | 3,694 | SH | SOLE | 3,694 | 0 | 0 | ||
PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 746922103 | 209 | 16,500 | SH | SOLE | 16,500 | 0 | 0 | ||
RAYTHEON CO | COM NEW | 755111507 | 212 | 1,135 | SH | SOLE | 1,135 | 0 | 0 | ||
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 43 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
RITE AID CORP | COM | 767754104 | 177 | 90,100 | SH | SOLE | 90,100 | 0 | 0 | ||
ROCKWELL AUTOMATION INC | COM | 773903109 | 723 | 4,055 | SH | SOLE | 4,055 | 0 | 0 | ||
ROCKWELL COLLINS INC | COM | 774341101 | 577 | 4,418 | SH | SOLE | 4,418 | 0 | 0 | ||
ROSS STORES INC | COM | 778296103 | 726 | 11,240 | SH | SOLE | 11,240 | 0 | 0 | ||
EXCHANGE LISTED FDS TR | SABA INT RATE | 30151E806 | 1,216 | 56,885 | SH | SOLE | 56,885 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 9,321 | 99,775 | SH | SOLE | 99,775 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 415 | 5,901 | SH | SOLE | 5,901 | 0 | 0 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 2,220 | 82,501 | SH | SOLE | 82,501 | 0 | 0 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 1,152 | 34,414 | SH | SOLE | 34,414 | 0 | 0 | ||
SECOND SIGHT MED PRODS INC | COM | 81362J100 | 12 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SPDR SERIES TRUST | BLOMBRG BRC TIPS | 78464A656 | 705 | 12,512 | SH | SOLE | 12,512 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 666 | 5,478 | SH | SOLE | 5,478 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 35,437 | 141,055 | SH | SOLE | 141,055 | 0 | 0 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 722 | 7,904 | SH | SOLE | 7,904 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 332 | 5,630 | SH | SOLE | 5,630 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 299 | 876 | SH | SOLE | 876 | 0 | 0 | ||
TJX COS INC NEW | COM | 872540109 | 482 | 6,535 | SH | SOLE | 6,535 | 0 | 0 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 222 | 20,638 | SH | SOLE | 20,638 | 0 | 0 | ||
TRINSEO S A | SHS | L9340P101 | 336 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 535 | 31,700 | SH | SOLE | 31,700 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 386 | 3,332 | SH | SOLE | 3,332 | 0 | 0 | ||
UNITED STATES STL CORP NEW | COM | 912909108 | 813 | 31,689 | SH | SOLE | 31,689 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 727 | 6,261 | SH | SOLE | 6,261 | 0 | 0 | ||
US BANCORP DEL | COM NEW | 902973304 | 686 | 12,730 | SH | SOLE | 12,730 | 0 | 0 | ||
VAALCO ENERGY INC | COM NEW | 91851C201 | 21 | 25,910 | SH | SOLE | 25,910 | 0 | 0 | ||
VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 217 | 6,461 | SH | SOLE | 6,461 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 1,841 | 34,925 | SH | SOLE | 34,925 | 0 | 0 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 10,947 | 252,179 | SH | SOLE | 252,179 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 4,575 | 104,992 | SH | SOLE | 104,992 | 0 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 1,515 | 6,566 | SH | SOLE | 6,566 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 935 | 6,617 | SH | SOLE | 6,617 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 249 | 1,919 | SH | SOLE | 1,919 | 0 | 0 | ||
VARIAN MED SYS INC | COM | 92220P105 | 642 | 6,418 | SH | SOLE | 6,418 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 327 | 6,607 | SH | SOLE | 6,607 | 0 | 0 | ||
VIRTUS TOTAL RETURN FUND INC | COM | 92837G100 | 150 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 216 | 2,056 | SH | SOLE | 2,056 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 1,772 | 32,125 | SH | SOLE | 32,125 | 0 | 0 | ||
WESTERN ASSET HIGH INCM OPP | COM | 95766K109 | 738 | 143,861 | SH | SOLE | 143,861 | 0 | 0 | ||
WEYERHAEUSER CO | COM | 962166104 | 410 | 12,035 | SH | SOLE | 12,035 | 0 | 0 | ||
WORKDAY INC | CL A | 98138H101 | 316 | 3,002 | SH | SOLE | 3,002 | 0 | 0 | ||
ZAGG INC | COM | 98884U108 | 170 | 10,787 | SH | SOLE | 10,787 | 0 | 0 |