The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 1,475 | 6,265 | SH | SOLE | 6,265 | 0 | 0 | ||
ABBOTT LABS | COM | 002824100 | 258 | 4,518 | SH | SOLE | 4,518 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 11,261 | 116,444 | SH | SOLE | 116,444 | 0 | 0 | ||
ADOBE SYS INC | COM | 00724F101 | 285 | 1,628 | SH | SOLE | 1,628 | 0 | 0 | ||
ALLSTATE CORP | COM | 020002101 | 1,302 | 12,393 | SH | SOLE | 12,393 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 615 | 588 | SH | SOLE | 588 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 395 | 5,497 | SH | SOLE | 5,497 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 1,260 | 1,077 | SH | SOLE | 1,077 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 1,587 | 15,979 | SH | SOLE | 15,979 | 0 | 0 | ||
AMERICAN RLTY CAP PPTYS INC | NOTE 3.000% 8/0 | 02917TAA2 | 16 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 236 | 1,647 | SH | SOLE | 1,647 | 0 | 0 | ||
AMERIPRISE FINL INC | COM | 03076C106 | 510 | 3,010 | SH | SOLE | 3,010 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 957 | 5,504 | SH | SOLE | 5,504 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 7,691 | 45,448 | SH | SOLE | 45,448 | 0 | 0 | ||
APPLIED MATLS INC | COM | 038222105 | 487 | 9,524 | SH | SOLE | 9,524 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 530 | 13,641 | SH | SOLE | 13,641 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 298 | 10,102 | SH | SOLE | 10,102 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 315 | 1,587 | SH | SOLE | 1,587 | 0 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 284 | 553 | SH | SOLE | 553 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 791 | 2,682 | SH | SOLE | 2,682 | 0 | 0 | ||
BP PLC | SPONSORED ADR | 055622104 | 514 | 12,219 | SH | SOLE | 12,219 | 0 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 1,007 | 6,388 | SH | SOLE | 6,388 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 3,314 | 26,474 | SH | SOLE | 26,474 | 0 | 0 | ||
CIGNA CORPORATION | COM | 125509109 | 228 | 1,123 | SH | SOLE | 1,123 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 395 | 10,301 | SH | SOLE | 10,301 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 324 | 4,350 | SH | SOLE | 4,350 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 212 | 5,284 | SH | SOLE | 5,284 | 0 | 0 | ||
CORESITE RLTY CORP | COM | 21870Q105 | 490 | 4,267 | SH | SOLE | 4,267 | 0 | 0 | ||
DISCOVER FINL SVCS | COM | 254709108 | 421 | 5,479 | SH | SOLE | 5,479 | 0 | 0 | ||
DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 12 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
DOLLAR GEN CORP NEW | COM | 256677105 | 561 | 6,027 | SH | SOLE | 6,027 | 0 | 0 | ||
DOWDUPONT INC | COM | 26078J100 | 319 | 4,480 | SH | SOLE | 4,480 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 327 | 4,528 | SH | SOLE | 4,528 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,869 | 22,350 | SH | SOLE | 22,350 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 4,644 | 26,319 | SH | SOLE | 26,319 | 0 | 0 | ||
FIREEYE INC | NOTE 1.000% 6/0 | 31816QAB7 | 9 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | NO AMER ENERGY | 33738D101 | 341 | 13,894 | SH | SOLE | 13,894 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | FIRST TR TA HIYL | 33738D408 | 1,695 | 34,858 | SH | SOLE | 34,858 | 0 | 0 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 568 | 45,473 | SH | SOLE | 45,473 | 0 | 0 | ||
FRESHPET INC | COM | 358039105 | 1,484 | 78,305 | SH | SOLE | 78,305 | 0 | 0 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 252 | 1,239 | SH | SOLE | 1,239 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 240 | 13,731 | SH | SOLE | 13,731 | 0 | 0 | ||
GLOBAL PARTNERS LP | COM UNITS | 37946R109 | 225 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 860 | 816 | SH | SOLE | 816 | 0 | 0 | ||
HARRIS CORP DEL | COM | 413875105 | 236 | 1,666 | SH | SOLE | 1,666 | 0 | 0 | ||
HERITAGE COMMERCE CORP | COM | 426927109 | 976 | 63,682 | SH | SOLE | 63,682 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 761 | 4,015 | SH | SOLE | 4,015 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 401 | 2,615 | SH | SOLE | 2,615 | 0 | 0 | ||
INGERSOLL-RAND PLC | SHS | G47791101 | 221 | 2,482 | SH | SOLE | 2,482 | 0 | 0 | ||
INTEL CORP | SDCV 3.250% 8/0 | 458140AF7 | 22 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 617 | 13,368 | SH | SOLE | 13,368 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 328 | 2,136 | SH | SOLE | 2,136 | 0 | 0 | ||
INTL PAPER CO | COM | 460146103 | 249 | 4,292 | SH | SOLE | 4,292 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 620 | 4,887 | SH | SOLE | 4,887 | 0 | 0 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 4,843 | 57,760 | SH | SOLE | 57,760 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 411 | 3,760 | SH | SOLE | 3,760 | 0 | 0 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 6,303 | 95,367 | SH | SOLE | 95,367 | 0 | 0 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 2,354 | 41,371 | SH | SOLE | 41,371 | 0 | 0 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 1,193 | 95,327 | SH | SOLE | 95,327 | 0 | 0 | ||
ISHARES TR | INTRMD CR BD ETF | 464288638 | 393 | 3,602 | SH | SOLE | 3,602 | 0 | 0 | ||
ISHARES TR | MBS ETF | 464288588 | 858 | 8,047 | SH | SOLE | 8,047 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 17,630 | 250,747 | SH | SOLE | 250,747 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 4,720 | 100,171 | SH | SOLE | 100,171 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 203 | 1,509 | SH | SOLE | 1,509 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 444 | 3,572 | SH | SOLE | 3,572 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 2,314 | 15,179 | SH | SOLE | 15,179 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,702 | 6,332 | SH | SOLE | 6,332 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 516 | 6,716 | SH | SOLE | 6,716 | 0 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 3,789 | 33,212 | SH | SOLE | 33,212 | 0 | 0 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 1,867 | 12,566 | SH | SOLE | 12,566 | 0 | 0 | ||
JANUS DETROIT STR TR | VELOCITY TAIL RI | 47103U704 | 639 | 20,376 | SH | SOLE | 20,376 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 788 | 5,639 | SH | SOLE | 5,639 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 855 | 7,996 | SH | SOLE | 7,996 | 0 | 0 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 467 | 3,842 | SH | SOLE | 3,842 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 196 | 10,869 | SH | SOLE | 10,869 | 0 | 0 | ||
LAM RESEARCH CORP | COM | 512807108 | 443 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 333 | 3,947 | SH | SOLE | 3,947 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 228 | 2,448 | SH | SOLE | 2,448 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 325 | 5,711 | SH | SOLE | 5,711 | 0 | 0 | ||
MICRON TECHNOLOGY INC | NOTE 3.000%11/1 | 595112AY9 | 23 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1,428 | 16,696 | SH | SOLE | 16,696 | 0 | 0 | ||
MOLSON COORS BREWING CO | CL B | 60871R209 | 325 | 325,006 | SH | SOLE | 325,006 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 555 | 10,574 | SH | SOLE | 10,574 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 320 | 5,099 | SH | SOLE | 5,099 | 0 | 0 | ||
NORFOLK SOUTHERN CORP | COM | 655844108 | 230 | 1,585 | SH | SOLE | 1,585 | 0 | 0 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 432 | 1,406 | SH | SOLE | 1,406 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 2,342 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 216 | 2,908 | SH | SOLE | 2,908 | 0 | 0 | ||
OPUS BK IRVINE CALIF | COM | 684000102 | 252 | 9,235 | SH | SOLE | 9,235 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 288 | 6,097 | SH | SOLE | 6,097 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 303 | 4,112 | SH | SOLE | 4,112 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 444 | 3,683 | SH | SOLE | 3,683 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 456 | 12,577 | SH | SOLE | 12,577 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 275 | 2,592 | SH | SOLE | 2,592 | 0 | 0 | ||
PIMCO ETF TR | ACTIVE BD ETF | 72201R775 | 3,320 | 31,241 | SH | SOLE | 31,241 | 0 | 0 | ||
POWERSHARES ETF TRUST | FTSE RAFI 1000 | 73935X583 | 2,354 | 20,723 | SH | SOLE | 20,723 | 0 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 510 | 3,277 | SH | SOLE | 3,277 | 0 | 0 | ||
PRICELINE GRP INC | NOTE 0.350% 6/1 | 741503AS5 | 14 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 323 | 3,513 | SH | SOLE | 3,513 | 0 | 0 | ||
RAYTHEON CO | COM NEW | 755111507 | 257 | 1,369 | SH | SOLE | 1,369 | 0 | 0 | ||
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 66 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
ROCKWELL AUTOMATION INC | COM | 773903109 | 796 | 4,055 | SH | SOLE | 4,055 | 0 | 0 | ||
ROCKWELL COLLINS INC | COM | 774341101 | 576 | 4,244 | SH | SOLE | 4,244 | 0 | 0 | ||
RYLAND GROUP INC | NOTE 0.250% 6/0 | 783764AS2 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
EXCHANGE LISTED FDS TR | SABA INT RATE | 30151E806 | 2,068 | 96,631 | SH | SOLE | 96,631 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 10,322 | 100,966 | SH | SOLE | 100,966 | 0 | 0 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 2,492 | 89,205 | SH | SOLE | 89,205 | 0 | 0 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 903 | 26,514 | SH | SOLE | 26,514 | 0 | 0 | ||
SNAP ON INC | COM | 833034101 | 237 | 1,358 | SH | SOLE | 1,358 | 0 | 0 | ||
SPDR SERIES TRUST | BLOMBRG BRC TIPS | 78464A656 | 735 | 13,064 | SH | SOLE | 13,064 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 768 | 6,215 | SH | SOLE | 6,215 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 36,917 | 138,339 | SH | SOLE | 138,339 | 0 | 0 | ||
SUNPOWER CORP | DBCV 4.000% 1/1 | 867652AL3 | 10 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 273 | 876 | SH | SOLE | 876 | 0 | 0 | ||
TEXAS INSTRS INC | COM | 882508104 | 211 | 2,021 | SH | SOLE | 2,021 | 0 | 0 | ||
TJX COS INC NEW | COM | 872540109 | 583 | 7,622 | SH | SOLE | 7,622 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 587 | 4,377 | SH | SOLE | 4,377 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 855 | 6,706 | SH | SOLE | 6,706 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 267 | 1,210 | SH | SOLE | 1,210 | 0 | 0 | ||
US BANCORP DEL | COM NEW | 902973304 | 767 | 14,244 | SH | SOLE | 14,244 | 0 | 0 | ||
VAALCO ENERGY INC | COM NEW | 91851C201 | 18 | 25,910 | SH | SOLE | 25,910 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 2,074 | 37,897 | SH | SOLE | 37,897 | 0 | 0 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 12,768 | 284,625 | SH | SOLE | 284,625 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 5,552 | 120,940 | SH | SOLE | 120,940 | 0 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 4,260 | 17,366 | SH | SOLE | 17,366 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 969 | 6,555 | SH | SOLE | 6,555 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 435 | 3,169 | SH | SOLE | 3,169 | 0 | 0 | ||
VARIAN MED SYS INC | COM | 92220P105 | 713 | 6,418 | SH | SOLE | 6,418 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 324 | 6,125 | SH | SOLE | 6,125 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 251 | 2,205 | SH | SOLE | 2,205 | 0 | 0 | ||
WAL-MART STORES INC | COM | 931142103 | 235 | 2,368 | SH | SOLE | 2,368 | 0 | 0 | ||
WEB COM GROUP INC | NOTE 1.000% 8/1 | 94733AAA2 | 13 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 2,161 | 35,617 | SH | SOLE | 35,617 | 0 | 0 | ||
WESTERN ASSET HIGH INCM OPP | COM | 95766K109 | 714 | 140,849 | SH | SOLE | 140,849 | 0 | 0 | ||
WEYERHAEUSER CO | COM | 962166104 | 395 | 11,195 | SH | SOLE | 11,195 | 0 | 0 | ||
WORKDAY INC | CL A | 98138H101 | 256 | 2,513 | SH | SOLE | 2,513 | 0 | 0 | ||
YAHOO INC | NOTE 12/0 | 984332AF3 | 13 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ZAGG INC | COM | 98884U108 | 199 | 10,787 | SH | SOLE | 10,787 | 0 | 0 |