The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 1,178 | 5,989 | SH | SOLE | 5,989 | 0 | 0 | ||
ABBOTT LABS | COM | 002824100 | 284 | 4,649 | SH | SOLE | 4,649 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 10,816 | 116,742 | SH | SOLE | 116,742 | 0 | 0 | ||
ADOBE SYS INC | COM | 00724F101 | 1,152 | 4,727 | SH | SOLE | 4,727 | 0 | 0 | ||
ALLSTATE CORP | COM | 020002101 | 773 | 8,469 | SH | SOLE | 8,469 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 587 | 526 | SH | SOLE | 526 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 2,538 | 1,493 | SH | SOLE | 1,493 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 1,127 | 11,501 | SH | SOLE | 11,501 | 0 | 0 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 335 | 2,323 | SH | SOLE | 2,323 | 0 | 0 | ||
AMERIPRISE FINL INC | COM | 03076C106 | 419 | 2,993 | SH | SOLE | 2,993 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 923 | 5,002 | SH | SOLE | 5,002 | 0 | 0 | ||
APPLE INC | CALL | 037833900 | 333 | 1,800 | SH | Call | SOLE | 0 | 0 | 0 | |
APPLE INC | COM | 037833100 | 4,335 | 23,420 | SH | SOLE | 23,420 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 215 | 6,711 | SH | SOLE | 6,711 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 305 | 10,832 | SH | SOLE | 10,832 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 7,333 | 26 | SH | SOLE | 26 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 2,356 | 12,620 | SH | SOLE | 12,620 | 0 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 268 | 538 | SH | SOLE | 538 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 1,073 | 3,197 | SH | SOLE | 3,197 | 0 | 0 | ||
BP PLC | SPONSORED ADR | 055622104 | 562 | 12,298 | SH | SOLE | 12,298 | 0 | 0 | ||
BROADCOM INC | COM | 11135F101 | 720 | 2,966 | SH | SOLE | 2,966 | 0 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 984 | 7,256 | SH | SOLE | 7,256 | 0 | 0 | ||
CENTENE CORP DEL | COM | 15135B101 | 203 | 1,650 | SH | SOLE | 1,650 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 3,222 | 25,485 | SH | SOLE | 25,484 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 544 | 12,643 | SH | SOLE | 12,643 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 245 | 3,661 | SH | SOLE | 3,661 | 0 | 0 | ||
CORESITE RLTY CORP | COM | 21870Q105 | 473 | 4,267 | SH | SOLE | 4,267 | 0 | 0 | ||
DANAHER CORP DEL | COM | 235851102 | 299 | 3,031 | SH | SOLE | 3,031 | 0 | 0 | ||
DIREXION SHS ETF TR | AUSPCE CMD STG | 25460E307 | 13,400 | 536,425 | SH | SOLE | 536,425 | 0 | 0 | ||
DISCOVER FINL SVCS | COM | 254709108 | 379 | 5,379 | SH | SOLE | 5,379 | 0 | 0 | ||
DOWDUPONT INC | COM | 26078J100 | 291 | 4,413 | SH | SOLE | 4,413 | 0 | 0 | ||
LAUDER ESTEE COS INC | CL A | 518439104 | 363 | 2,547 | SH | SOLE | 2,547 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,708 | 20,640 | SH | SOLE | 20,640 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 6,622 | 34,080 | SH | SOLE | 34,080 | 0 | 0 | ||
FEDEX CORP | COM | 31428X106 | 341 | 1,501 | SH | SOLE | 1,501 | 0 | 0 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 556 | 50,223 | SH | SOLE | 50,223 | 0 | 0 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 219 | 1,177 | SH | SOLE | 1,177 | 0 | 0 | ||
GLOBAL PARTNERS LP | COM UNITS | 37946R109 | 230 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 977 | 865 | SH | SOLE | 865 | 0 | 0 | ||
HARRIS CORP DEL | COM | 413875105 | 356 | 2,466 | SH | SOLE | 2,466 | 0 | 0 | ||
HERITAGE COMMERCE CORP | COM | 426927109 | 1,082 | 63,682 | SH | SOLE | 63,682 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 939 | 4,814 | SH | SOLE | 4,814 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 374 | 2,598 | SH | SOLE | 2,598 | 0 | 0 | ||
ILLUMINA INC | COM | 452327109 | 327 | 1,172 | SH | SOLE | 1,172 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 607 | 12,202 | SH | SOLE | 12,202 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 301 | 2,158 | SH | SOLE | 2,158 | 0 | 0 | ||
INTL PAPER CO | COM | 460146103 | 239 | 4,592 | SH | SOLE | 4,592 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 227 | 1,863 | SH | SOLE | 1,863 | 0 | 0 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 1,208 | 14,486 | SH | SOLE | 14,486 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 400 | 3,760 | SH | SOLE | 3,760 | 0 | 0 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 8,639 | 136,331 | SH | SOLE | 136,331 | 0 | 0 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 3,295 | 62,756 | SH | SOLE | 62,756 | 0 | 0 | ||
ISHARES TR | MIN VOL USA ETF | 46429B697 | 2,178 | 40,970 | SH | SOLE | 40,970 | 0 | 0 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 1,828 | 152,068 | SH | SOLE | 152,068 | 0 | 0 | ||
ISHARES TR | INTRMD CR BD ETF | 464288638 | 274 | 2,577 | SH | SOLE | 2,577 | 0 | 0 | ||
ISHARES TR | MBS ETF | 464288588 | 445 | 4,276 | SH | SOLE | 4,275 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 16,815 | 251,079 | SH | SOLE | 251,079 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 5,196 | 119,913 | SH | SOLE | 119,913 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 276 | 1,921 | SH | SOLE | 1,921 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 428 | 3,529 | SH | SOLE | 3,529 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 2,802 | 17,112 | SH | SOLE | 17,112 | 0 | 0 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 257 | 1,582 | SH | SOLE | 1,582 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 2,300 | 8,424 | SH | SOLE | 8,424 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 415 | 4,970 | SH | SOLE | 4,970 | 0 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 4,026 | 35,670 | SH | SOLE | 35,669 | 0 | 0 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 1,784 | 11,736 | SH | SOLE | 11,736 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 600 | 4,945 | SH | SOLE | 4,945 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 892 | 8,564 | SH | SOLE | 8,564 | 0 | 0 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 375 | 3,563 | SH | SOLE | 3,563 | 0 | 0 | ||
LAM RESEARCH CORP | COM | 512807108 | 280 | 1,619 | SH | SOLE | 1,619 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 265 | 3,101 | SH | SOLE | 3,101 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 300 | 3,140 | SH | SOLE | 3,140 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 2,152 | 21,822 | SH | SOLE | 21,822 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 413 | 8,720 | SH | SOLE | 8,720 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 370 | 946 | SH | SOLE | 946 | 0 | 0 | ||
NEWMARK GROUP INC | CL A | 65158N102 | 356 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 251 | 3,149 | SH | SOLE | 3,149 | 0 | 0 | ||
NORFOLK SOUTHERN CORP | COM | 655844108 | 268 | 1,775 | SH | SOLE | 1,775 | 0 | 0 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 395 | 1,284 | SH | SOLE | 1,284 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 10,708 | 98,000 | SH | SOLE | 98,000 | 0 | 0 | ||
OPUS BK IRVINE CALIF | COM | 684000102 | 265 | 9,235 | SH | SOLE | 9,235 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 284 | 6,452 | SH | SOLE | 6,452 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 545 | 6,549 | SH | SOLE | 6,549 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 273 | 2,504 | SH | SOLE | 2,504 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 355 | 9,775 | SH | SOLE | 9,775 | 0 | 0 | ||
PIMCO ETF TR | ACTIVE BD ETF | 72201R775 | 4,960 | 48,135 | SH | SOLE | 48,135 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 46137V613 | 2,333 | 20,723 | SH | SOLE | 20,723 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 660 | 3,843 | SH | SOLE | 3,843 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 920 | 16,388 | SH | SOLE | 16,388 | 0 | 0 | ||
RAYTHEON CO | COM NEW | 755111507 | 272 | 1,408 | SH | SOLE | 1,408 | 0 | 0 | ||
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 48 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
ROCKWELL AUTOMATION INC | COM | 773903109 | 545 | 3,279 | SH | SOLE | 3,279 | 0 | 0 | ||
ROCKWELL COLLINS INC | COM | 774341101 | 467 | 3,468 | SH | SOLE | 3,468 | 0 | 0 | ||
EXCHANGE LISTED FDS TR | SABA INT RATE | 30151E806 | 3,193 | 159,349 | SH | SOLE | 159,348 | 0 | 0 | ||
SALESFORCE COM INC | CALL | 79466L902 | 382 | 2,800 | SH | Call | SOLE | 0 | 0 | 0 | |
SALESFORCE COM INC | PUT | 79466L952 | 9,712 | 71,200 | SH | Put | SOLE | 0 | 0 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 13,612 | 99,792 | SH | SOLE | 99,792 | 0 | 0 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 2,299 | 88,794 | SH | SOLE | 88,794 | 0 | 0 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 621 | 18,804 | SH | SOLE | 18,804 | 0 | 0 | ||
SNAP ON INC | COM | 833034101 | 217 | 1,349 | SH | SOLE | 1,349 | 0 | 0 | ||
SOUTHCROSS ENERGY PARTNERS L | COM UNIT LTDPT | 84130C100 | 33 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
SPDR SERIES TRUST | BLOMBRG BRC TIPS | 78464A656 | 419 | 7,550 | SH | SOLE | 7,550 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 795 | 6,703 | SH | SOLE | 6,703 | 0 | 0 | ||
SPDR S&P 500 ETF TR | PUT | 78462F953 | 41,533 | 153,100 | SH | Put | SOLE | 0 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 39,697 | 146,332 | SH | SOLE | 146,332 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 215 | 626 | SH | SOLE | 626 | 0 | 0 | ||
TEXAS INSTRS INC | COM | 882508104 | 211 | 1,915 | SH | SOLE | 1,915 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 228 | 1,099 | SH | SOLE | 1,099 | 0 | 0 | ||
TJX COS INC NEW | COM | 872540109 | 721 | 7,580 | SH | SOLE | 7,580 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 523 | 3,692 | SH | SOLE | 3,692 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 716 | 5,724 | SH | SOLE | 5,724 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 457 | 1,862 | SH | SOLE | 1,862 | 0 | 0 | ||
VAALCO ENERGY INC | COM NEW | 91851C201 | 31 | 25,910 | SH | SOLE | 25,910 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 1,811 | 34,925 | SH | SOLE | 34,925 | 0 | 0 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 11,720 | 273,185 | SH | SOLE | 273,185 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 5,360 | 127,024 | SH | SOLE | 127,024 | 0 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 4,490 | 17,996 | SH | SOLE | 17,996 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 521 | 3,346 | SH | SOLE | 3,346 | 0 | 0 | ||
VARIAN MED SYS INC | COM | 92220P105 | 730 | 6,418 | SH | SOLE | 6,418 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 803 | 6,061 | SH | SOLE | 6,061 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 241 | 2,818 | SH | SOLE | 2,818 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 453 | 8,173 | SH | SOLE | 8,173 | 0 | 0 | ||
WESTERN ASSET HIGH INCM OPP | COM | 95766K109 | 96 | 19,866 | SH | SOLE | 19,866 | 0 | 0 | ||
WEYERHAEUSER CO | COM | 962166104 | 390 | 10,695 | SH | SOLE | 10,695 | 0 | 0 | ||
WORKDAY INC | CL A | 98138H101 | 303 | 2,502 | SH | SOLE | 2,502 | 0 | 0 | ||
ZAGG INC | COM | 98884U108 | 187 | 10,787 | SH | SOLE | 10,787 | 0 | 0 |