The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 1,095 | 5,746 | SH | SOLE | 0 | 0 | 5,746 | ||
ABBOTT LABS | COM | 002824100 | 325 | 4,494 | SH | SOLE | 0 | 0 | 4,494 | ||
ABBVIE INC | COM | 00287Y109 | 10,748 | 116,586 | SH | SOLE | 0 | 0 | 116,586 | ||
ADOBE INC | COM | 00724F101 | 751 | 3,320 | SH | SOLE | 0 | 0 | 3,320 | ||
ALLSTATE CORP | COM | 020002101 | 396 | 4,794 | SH | SOLE | 0 | 0 | 4,794 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 2,068 | 1,997 | SH | SOLE | 0 | 0 | 1,997 | ||
AMAZON COM INC | COM | 023135106 | 1,999 | 1,331 | SH | SOLE | 0 | 0 | 1,331 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 729 | 7,651 | SH | SOLE | 0 | 0 | 7,651 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 322 | 2,034 | SH | SOLE | 0 | 0 | 2,034 | ||
AMERIPRISE FINL INC | COM | 03076C106 | 220 | 2,108 | SH | SOLE | 0 | 0 | 2,108 | ||
AMGEN INC | COM | 031162100 | 978 | 5,022 | SH | SOLE | 0 | 0 | 5,022 | ||
APPLE INC | COM | 037833100 | 284 | 1,800 | SH | Call | SOLE | 0 | 0 | 1,800 | |
APPLE INC | COM | 037833100 | 5,950 | 37,720 | SH | SOLE | 0 | 0 | 37,720 | ||
ARES CAP CORP | COM | 04010L103 | 189 | 12,149 | SH | SOLE | 0 | 0 | 12,149 | ||
BANK AMER CORP | COM | 060505104 | 434 | 17,632 | SH | SOLE | 0 | 0 | 17,632 | ||
BARRICK GOLD CORP | COM | 067901108 | 68 | 5,000 | SH | Call | SOLE | 0 | 0 | 5,000 | |
BARRICK GOLD CORP | COM | 067901108 | 98 | 7,216 | SH | SOLE | 0 | 0 | 7,216 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 5,814 | 19 | SH | SOLE | 0 | 0 | 19 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 2,548 | 12,481 | SH | SOLE | 0 | 0 | 12,481 | ||
BGC PARTNERS INC | CL A | 05541T101 | 1,005 | 194,328 | SH | SOLE | 0 | 0 | 194,328 | ||
BOEING CO | COM | 097023105 | 1,214 | 3,763 | SH | SOLE | 0 | 0 | 3,763 | ||
BP PLC | SPONSORED ADR | 055622104 | 608 | 16,032 | SH | SOLE | 0 | 0 | 16,032 | ||
CATERPILLAR INC DEL | COM | 149123101 | 648 | 5,100 | SH | SOLE | 0 | 0 | 5,100 | ||
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 57 | 199 | SH | SOLE | 0 | 0 | 199 | ||
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 285 | 1,000 | SH | Call | SOLE | 0 | 0 | 1,000 | |
CHEVRON CORP NEW | COM | 166764100 | 1,518 | 13,953 | SH | SOLE | 0 | 0 | 13,953 | ||
CIGNA CORP NEW | COM | 125523100 | 331 | 1,742 | SH | SOLE | 0 | 0 | 1,742 | ||
CISCO SYS INC | COM | 17275R102 | 517 | 11,937 | SH | SOLE | 0 | 0 | 11,937 | ||
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 127 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
DANAHER CORP DEL | COM | 235851102 | 337 | 3,268 | SH | SOLE | 0 | 0 | 3,268 | ||
DIREXION SHS ETF TR | AUSPCE CMD STG | 25460E307 | 9,112 | 379,967 | SH | SOLE | 148 | 0 | 379,819 | ||
DISCOVER FINL SVCS | COM | 254709108 | 317 | 5,379 | SH | SOLE | 0 | 0 | 5,379 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 298 | 2,715 | SH | SOLE | 0 | 0 | 2,715 | ||
DOCUSIGN INC | COM | 256163106 | 501 | 12,500 | SH | Put | SOLE | 0 | 0 | 12,500 | |
DOCUSIGN INC | COM | 256163106 | 986 | 24,597 | SH | SOLE | 0 | 0 | 24,597 | ||
DOWDUPONT INC | COM | 26078J100 | 358 | 6,693 | SH | SOLE | 0 | 0 | 6,693 | ||
EHEALTH INC | COM | 28238P109 | 315 | 8,208 | SH | SOLE | 0 | 0 | 8,208 | ||
ENERGY FUELS INC | COM NEW | 292671708 | 29 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,270 | 18,625 | SH | SOLE | 0 | 0 | 18,625 | ||
FACEBOOK INC | CL A | 30303M102 | 13 | 100 | SH | Call | SOLE | 0 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 4,399 | 33,557 | SH | SOLE | 0 | 0 | 33,557 | ||
FEDERAL REALTY INVT TR | SH BEN INT NEW | 313747206 | 925 | 7,834 | SH | SOLE | 0 | 0 | 7,834 | ||
FEDEX CORP | COM | 31428X106 | 309 | 1,918 | SH | SOLE | 0 | 0 | 1,918 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 396 | 51,823 | SH | SOLE | 0 | 0 | 51,823 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 31 | 3,000 | SH | Call | SOLE | 0 | 0 | 3,000 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 122 | 11,796 | SH | SOLE | 0 | 0 | 11,796 | ||
FRESHPET INC | COM | 358039105 | 2,518 | 78,305 | SH | SOLE | 0 | 0 | 78,305 | ||
GLOBAL PARTNERS LP | COM UNITS | 37946R109 | 220 | 13,500 | SH | SOLE | 0 | 0 | 13,500 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,093 | 1,046 | SH | SOLE | 0 | 0 | 1,046 | ||
GREAT PANTHER SILVER LTD | COM | 39115V101 | 11 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
HARRIS CORP DEL | COM | 413875105 | 224 | 1,666 | SH | SOLE | 0 | 0 | 1,666 | ||
SCHEIN HENRY INC | COM | 806407102 | 239 | 3,040 | SH | SOLE | 0 | 0 | 3,040 | ||
HERITAGE COMMERCE CORP | COM | 426927109 | 722 | 63,682 | SH | SOLE | 0 | 0 | 63,682 | ||
HOME DEPOT INC | COM | 437076102 | 853 | 4,966 | SH | SOLE | 0 | 0 | 4,966 | ||
HONEYWELL INTL INC | COM | 438516106 | 322 | 2,437 | SH | SOLE | 0 | 0 | 2,437 | ||
INTEL CORP | COM | 458140100 | 743 | 15,827 | SH | SOLE | 0 | 0 | 15,827 | ||
IONIS PHARMACEUTICALS INC | COM | 462222100 | 368 | 6,804 | SH | SOLE | 0 | 0 | 6,804 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 375 | 3,517 | SH | SOLE | 0 | 0 | 3,517 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 11,069 | 201,247 | SH | SOLE | 0 | 0 | 201,247 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 3,229 | 68,486 | SH | SOLE | 0 | 0 | 68,486 | ||
ISHARES TR | CORE MSCI INTL | 46435G326 | 370 | 7,580 | SH | SOLE | 0 | 0 | 7,580 | ||
ISHARES TR | MIN VOL USA ETF | 46429B697 | 1,676 | 31,989 | SH | SOLE | 0 | 0 | 31,989 | ||
ISHARES TR | EUR DEV RE ETF | 464288471 | 224 | 6,500 | SH | SOLE | 0 | 0 | 6,500 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 787 | 64,022 | SH | SOLE | 0 | 0 | 64,022 | ||
ISHARES TR | INTRM TR CRP ETF | 464288638 | 235 | 4,474 | SH | SOLE | 0 | 0 | 4,474 | ||
ISHARES TR | MBS ETF | 464288588 | 223 | 2,130 | SH | SOLE | 0 | 0 | 2,130 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 14,749 | 250,915 | SH | SOLE | 135 | 0 | 250,780 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 5,323 | 136,281 | SH | SOLE | 72 | 0 | 136,209 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 1,455 | 28,892 | SH | SOLE | 0 | 0 | 28,891 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 284 | 2,171 | SH | SOLE | 0 | 0 | 2,171 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 428 | 3,851 | SH | SOLE | 0 | 0 | 3,851 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,605 | 11,990 | SH | SOLE | 0 | 0 | 11,990 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 249 | 1,651 | SH | SOLE | 0 | 0 | 1,651 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 3,143 | 12,491 | SH | SOLE | 0 | 0 | 12,491 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 610 | 8,801 | SH | SOLE | 0 | 0 | 8,801 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 1,433 | 13,085 | SH | SOLE | 0 | 0 | 13,085 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 3,798 | 27,387 | SH | SOLE | 0 | 0 | 27,387 | ||
JOHNSON & JOHNSON | COM | 478160104 | 757 | 5,869 | SH | SOLE | 0 | 0 | 5,869 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 876 | 8,978 | SH | SOLE | 0 | 0 | 8,978 | ||
JP MORGAN EXCHANGE TRADED FD | ULTRA SHRT INC | 46641Q837 | 387 | 7,716 | SH | SOLE | 0 | 0 | 7,716 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 408 | 3,580 | SH | SOLE | 0 | 0 | 3,580 | ||
KLA-TENCOR CORP | COM | 482480100 | 240 | 2,685 | SH | SOLE | 0 | 0 | 2,685 | ||
LAM RESEARCH CORP | COM | 512807108 | 220 | 1,619 | SH | SOLE | 0 | 0 | 1,619 | ||
LILLY ELI & CO | COM | 532457108 | 297 | 2,563 | SH | SOLE | 0 | 0 | 2,563 | ||
LOWES COS INC | COM | 548661107 | 486 | 5,260 | SH | SOLE | 0 | 0 | 5,260 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 227 | 1,201 | SH | SOLE | 0 | 0 | 1,201 | ||
MERCK & CO INC | COM | 58933Y105 | 293 | 3,836 | SH | SOLE | 0 | 0 | 3,836 | ||
MICROSOFT CORP | COM | 594918104 | 2,204 | 21,699 | SH | SOLE | 0 | 0 | 21,699 | ||
MORGAN STANLEY | COM NEW | 617446448 | 346 | 8,720 | SH | SOLE | 0 | 0 | 8,720 | ||
NETFLIX INC | COM | 64110L106 | 357 | 1,335 | SH | SOLE | 0 | 0 | 1,335 | ||
NEWMARK GROUP INC | CL A | 65158N102 | 919 | 114,592 | SH | SOLE | 0 | 0 | 114,592 | ||
NIKE INC | CL B | 654106103 | 445 | 6,005 | SH | SOLE | 0 | 0 | 6,005 | ||
NIKE INC | CL B | 654106103 | 816 | 11,000 | SH | Call | SOLE | 0 | 0 | 11,000 | |
NORFOLK SOUTHERN CORP | COM | 655844108 | 245 | 1,638 | SH | SOLE | 0 | 0 | 1,638 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 283 | 1,156 | SH | SOLE | 0 | 0 | 1,156 | ||
NVIDIA CORP | COM | 67066G104 | 1,913 | 14,329 | SH | SOLE | 0 | 0 | 14,329 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 4,104 | 56,000 | SH | SOLE | 0 | 0 | 56,000 | ||
ORACLE CORP | COM | 68389X105 | 381 | 8,438 | SH | SOLE | 0 | 0 | 8,438 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 336 | 4,000 | SH | Call | SOLE | 0 | 0 | 4,000 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 360 | 4,285 | SH | SOLE | 0 | 0 | 4,285 | ||
PEPSICO INC | COM | 713448108 | 376 | 3,404 | SH | SOLE | 0 | 0 | 3,404 | ||
PFIZER INC | COM | 717081103 | 552 | 12,637 | SH | SOLE | 0 | 0 | 12,637 | ||
PIMCO ETF TR | ACTIVE BD ETF | 72201R775 | 310 | 3,019 | SH | SOLE | 0 | 0 | 3,019 | ||
PLAINS GP HLDGS L P | LTD PARTNR INT A | 72651A207 | 407 | 20,225 | SH | SOLE | 0 | 0 | 20,225 | ||
INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 46137V613 | 2,105 | 20,723 | SH | SOLE | 0 | 0 | 20,723 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,922 | 12,461 | SH | SOLE | 0 | 0 | 12,460 | ||
PRIMO WTR CORP | COM | 74165N105 | 1,624 | 115,924 | SH | SOLE | 0 | 0 | 115,924 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 304 | 3,304 | SH | SOLE | 0 | 0 | 3,304 | ||
RAYTHEON CO | COM NEW | 755111507 | 213 | 1,386 | SH | SOLE | 0 | 0 | 1,386 | ||
RED HAT INC | COM | 756577102 | 2 | 13 | SH | SOLE | 0 | 0 | 13 | ||
RED HAT INC | COM | 756577102 | 703 | 4,000 | SH | Call | SOLE | 0 | 0 | 4,000 | |
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 39 | 17,000 | SH | SOLE | 0 | 0 | 17,000 | ||
ROCKWELL AUTOMATION INC | COM | 773903109 | 250 | 1,659 | SH | SOLE | 0 | 0 | 1,659 | ||
SALESFORCE COM INC | COM | 79466L302 | 342 | 2,500 | SH | Call | SOLE | 0 | 0 | 2,500 | |
SALESFORCE COM INC | COM | 79466L302 | 12,726 | 92,914 | SH | SOLE | 0 | 0 | 92,914 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 2,285 | 97,131 | SH | SOLE | 0 | 0 | 97,131 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 2,081 | 73,389 | SH | SOLE | 0 | 0 | 73,389 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 432 | 3,563 | SH | SOLE | 0 | 0 | 3,563 | ||
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 480 | 18,131 | SH | SOLE | 0 | 0 | 18,131 | ||
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 354 | 10,926 | SH | SOLE | 0 | 0 | 10,926 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 50 | 200 | SH | Put | SOLE | 0 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 19,969 | 79,900 | SH | Put | SOLE | 0 | 0 | 79,900 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 35,190 | 140,804 | SH | SOLE | 50 | 0 | 140,754 | ||
SQUARE INC | CL A | 852234103 | 95 | 1,700 | SH | SOLE | 0 | 0 | 1,700 | ||
SQUARE INC | CL A | 852234103 | 953 | 17,000 | SH | Call | SOLE | 0 | 0 | 17,000 | |
STARBUCKS CORP | COM | 855244109 | 307 | 4,762 | SH | SOLE | 0 | 0 | 4,762 | ||
STIFEL FINL CORP | COM | 860630102 | 238 | 5,741 | SH | SOLE | 0 | 0 | 5,740 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 357 | 9,675 | SH | SOLE | 0 | 0 | 9,675 | ||
TESLA INC | COM | 88160R101 | 33 | 100 | SH | Put | SOLE | 0 | 0 | 100 | |
TESLA INC | COM | 88160R101 | 544 | 1,636 | SH | SOLE | 0 | 0 | 1,636 | ||
TJX COS INC NEW | COM | 872540109 | 644 | 14,386 | SH | SOLE | 0 | 0 | 14,386 | ||
UNION PAC CORP | COM | 907818108 | 522 | 3,779 | SH | SOLE | 0 | 0 | 3,779 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 430 | 4,040 | SH | SOLE | 0 | 0 | 4,040 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 464 | 1,862 | SH | SOLE | 0 | 0 | 1,862 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 1,592 | 34,925 | SH | SOLE | 0 | 0 | 34,925 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 6,985 | 188,280 | SH | SOLE | 0 | 0 | 188,280 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 5,071 | 133,100 | SH | SOLE | 0 | 0 | 133,099 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 209 | 2,803 | SH | SOLE | 0 | 0 | 2,803 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 4,423 | 19,245 | SH | SOLE | 0 | 0 | 19,244 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 702 | 5,317 | SH | SOLE | 0 | 0 | 5,317 | ||
VANGUARD MUN BD FD INC | TAX EXEMPT BD | 922907746 | 357 | 6,992 | SH | SOLE | 0 | 0 | 6,992 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 1,172 | 9,182 | SH | SOLE | 710 | 0 | 8,472 | ||
VARIAN MED SYS INC | COM | 92220P105 | 535 | 4,721 | SH | SOLE | 0 | 0 | 4,721 | ||
VISA INC | COM CL A | 92826C839 | 528 | 4,000 | SH | Call | SOLE | 0 | 0 | 4,000 | |
VISA INC | COM CL A | 92826C839 | 683 | 5,176 | SH | SOLE | 0 | 0 | 5,176 | ||
WALMART INC | COM | 931142103 | 679 | 7,289 | SH | SOLE | 0 | 0 | 7,289 | ||
WELLS FARGO CO NEW | COM | 949746101 | 446 | 9,676 | SH | SOLE | 0 | 0 | 9,676 | ||
WESTERN ASSET HIGH INCM OPP | COM | 95766K109 | 75 | 17,175 | SH | SOLE | 0 | 0 | 17,175 | ||
WORKDAY INC | CL A | 98138H101 | 208 | 1,300 | SH | Put | SOLE | 0 | 0 | 1,300 | |
WORKDAY INC | CL A | 98138H101 | 400 | 2,502 | SH | SOLE | 0 | 0 | 2,502 |