The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 1,127 | 5,424 | SH | SOLE | 0 | 0 | 5,424 | ||
ABBOTT LABS | COM | 002824100 | 331 | 4,135 | SH | SOLE | 0 | 0 | 4,135 | ||
ABBVIE INC | COM | 00287Y109 | 9,349 | 116,001 | SH | SOLE | 0 | 0 | 116,001 | ||
ADOBE INC | COM | 00724F101 | 810 | 3,039 | SH | SOLE | 0 | 0 | 3,039 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 255 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
ALLSTATE CORP | COM | 020002101 | 439 | 4,658 | SH | SOLE | 0 | 0 | 4,658 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 936 | 795 | SH | SOLE | 0 | 0 | 795 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 506 | 431 | SH | SOLE | 0 | 0 | 431 | ||
AMAZON COM INC | COM | 023135106 | 1,898 | 1,066 | SH | SOLE | 0 | 0 | 1,066 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 829 | 7,587 | SH | SOLE | 0 | 0 | 7,587 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 295 | 1,497 | SH | SOLE | 0 | 0 | 1,497 | ||
AMERIPRISE FINL INC | COM | 03076C106 | 255 | 1,989 | SH | SOLE | 0 | 0 | 1,989 | ||
AMGEN INC | COM | 031162100 | 953 | 5,015 | SH | SOLE | 0 | 0 | 5,015 | ||
ANTHEM INC | COM | 036752103 | 209 | 728 | SH | SOLE | 0 | 0 | 728 | ||
APPLE INC | COM | 037833100 | 4,275 | 22,507 | SH | SOLE | 0 | 0 | 22,507 | ||
BANK AMER CORP | COM | 060505104 | 310 | 11,233 | SH | SOLE | 0 | 0 | 11,233 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 5,422 | 18 | SH | SOLE | 0 | 0 | 18 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 2,052 | 10,213 | SH | SOLE | 0 | 0 | 10,213 | ||
BOEING CO | COM | 097023105 | 1,536 | 4,028 | SH | SOLE | 0 | 0 | 4,028 | ||
BP PLC | SPONSORED ADR | 055622104 | 500 | 11,426 | SH | SOLE | 0 | 0 | 11,426 | ||
CATERPILLAR INC DEL | COM | 149123101 | 619 | 4,565 | SH | SOLE | 0 | 0 | 4,565 | ||
CHEVRON CORP NEW | COM | 166764100 | 2,121 | 17,221 | SH | SOLE | 0 | 0 | 17,221 | ||
CISCO SYS INC | COM | 17275R102 | 431 | 7,976 | SH | SOLE | 0 | 0 | 7,976 | ||
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 239 | 16,000 | SH | SOLE | 0 | 0 | 16,000 | ||
DANAHER CORPORATION | COM | 235851102 | 361 | 2,731 | SH | SOLE | 0 | 0 | 2,731 | ||
DIREXION SHS ETF TR | AUSPCE CMD STG | 25460E307 | 4,031 | 167,927 | SH | SOLE | 148 | 0 | 167,779 | ||
DISCOVER FINL SVCS | COM | 254709108 | 360 | 5,057 | SH | SOLE | 0 | 0 | 5,057 | ||
DOCUSIGN INC | COM | 256163106 | 1,274 | 24,572 | SH | SOLE | 0 | 0 | 24,572 | ||
DOCUSIGN INC | COM | 256163106 | 799 | 15,400 | SH | Put | SOLE | 0 | 0 | 15,400 | |
DOWDUPONT INC | COM | 26078J100 | 201 | 3,775 | SH | SOLE | 0 | 0 | 3,775 | ||
EHEALTH INC | COM | 28238P109 | 512 | 8,208 | SH | SOLE | 0 | 0 | 8,208 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,361 | 16,841 | SH | SOLE | 0 | 0 | 16,841 | ||
FACEBOOK INC | CL A | 30303M102 | 5,178 | 31,062 | SH | SOLE | 0 | 0 | 31,062 | ||
FORD MTR CO DEL | COM | 345370860 | 446 | 50,823 | SH | SOLE | 0 | 0 | 50,823 | ||
FRESHPET INC | COM | 358039105 | 2,043 | 48,305 | SH | SOLE | 0 | 0 | 48,305 | ||
GLOBAL PARTNERS LP | COM UNITS | 37946R109 | 265 | 13,500 | SH | SOLE | 0 | 0 | 13,500 | ||
HARRIS CORP DEL | COM | 413875105 | 266 | 1,666 | SH | SOLE | 0 | 0 | 1,666 | ||
HERITAGE COMMERCE CORP | COM | 426927109 | 168 | 13,901 | SH | SOLE | 0 | 0 | 13,901 | ||
HOME DEPOT INC | COM | 437076102 | 605 | 3,154 | SH | SOLE | 0 | 0 | 3,154 | ||
HONEYWELL INTL INC | COM | 438516106 | 215 | 1,353 | SH | SOLE | 0 | 0 | 1,353 | ||
INGERSOLL-RAND PLC | SHS | G47791101 | 226 | 2,089 | SH | SOLE | 0 | 0 | 2,089 | ||
INTEL CORP | COM | 458140100 | 507 | 9,450 | SH | SOLE | 0 | 0 | 9,450 | ||
INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 46137V613 | 2,349 | 20,723 | SH | SOLE | 0 | 0 | 20,723 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 246 | 1,367 | SH | SOLE | 0 | 0 | 1,367 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 18 | 100 | SH | Put | SOLE | 0 | 0 | 0 | |
IQIYI INC | SPONSORED ADS | 46267X108 | 730 | 30,500 | SH | SOLE | 0 | 0 | 30,500 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 472 | 38,134 | SH | SOLE | 0 | 0 | 38,134 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 3,270 | 63,239 | SH | SOLE | 0 | 0 | 63,239 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 859 | 16,870 | SH | SOLE | 0 | 0 | 16,870 | ||
ISHARES TR | CORE MSCI INTL | 46435G326 | 410 | 7,580 | SH | SOLE | 0 | 0 | 7,580 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 16,162 | 249,178 | SH | SOLE | 135 | 0 | 249,043 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 4,729 | 110,180 | SH | SOLE | 72 | 0 | 110,108 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 3,918 | 24,904 | SH | SOLE | 0 | 0 | 24,904 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 948 | 8,388 | SH | SOLE | 0 | 0 | 8,388 | ||
ISHARES TR | MIN VOL USA ETF | 46429B697 | 1,435 | 24,403 | SH | SOLE | 0 | 0 | 24,403 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 11,989 | 197,290 | SH | SOLE | 0 | 0 | 197,290 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 477 | 6,181 | SH | SOLE | 0 | 0 | 6,181 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 285 | 1,651 | SH | SOLE | 0 | 0 | 1,651 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,702 | 11,119 | SH | SOLE | 0 | 0 | 11,119 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 3,440 | 12,089 | SH | SOLE | 0 | 0 | 12,089 | ||
JOHNSON & JOHNSON | COM | 478160104 | 530 | 3,790 | SH | SOLE | 0 | 0 | 3,790 | ||
JP MORGAN EXCHANGE TRADED FD | ULTRA SHRT INC | 46641Q837 | 434 | 8,632 | SH | SOLE | 0 | 0 | 8,632 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 546 | 5,390 | SH | SOLE | 0 | 0 | 5,390 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 441 | 3,563 | SH | SOLE | 0 | 0 | 3,563 | ||
KLA-TENCOR CORP | COM | 482480100 | 200 | 1,677 | SH | SOLE | 0 | 0 | 1,677 | ||
LAM RESEARCH CORP | COM | 512807108 | 254 | 1,419 | SH | SOLE | 0 | 0 | 1,419 | ||
LILLY ELI & CO | COM | 532457108 | 203 | 1,568 | SH | SOLE | 0 | 0 | 1,568 | ||
MICROSOFT CORP | COM | 594918104 | 1,998 | 16,937 | SH | SOLE | 0 | 0 | 16,937 | ||
MORGAN STANLEY | COM NEW | 617446448 | 360 | 8,538 | SH | SOLE | 0 | 0 | 8,538 | ||
NETFLIX INC | COM | 64110L106 | 246 | 689 | SH | SOLE | 0 | 0 | 689 | ||
NIKE INC | CL B | 654106103 | 265 | 3,144 | SH | SOLE | 0 | 0 | 3,144 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 257 | 953 | SH | SOLE | 0 | 0 | 953 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 4,954 | 56,050 | SH | SOLE | 0 | 0 | 56,050 | ||
ORACLE CORP | COM | 68389X105 | 304 | 5,652 | SH | SOLE | 0 | 0 | 5,652 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 365 | 3,513 | SH | SOLE | 0 | 0 | 3,513 | ||
PEPSICO INC | COM | 713448108 | 285 | 2,324 | SH | SOLE | 0 | 0 | 2,324 | ||
PLAINS GP HLDGS L P | LTD PARTNR INT A | 72651A207 | 504 | 20,225 | SH | SOLE | 0 | 0 | 20,225 | ||
PRIMO WTR CORP | COM | 74165N105 | 1,792 | 115,924 | SH | SOLE | 0 | 0 | 115,924 | ||
QUALCOMM INC | COM | 747525103 | 307 | 5,388 | SH | SOLE | 0 | 0 | 5,388 | ||
RAYTHEON CO | COM NEW | 755111507 | 210 | 1,152 | SH | SOLE | 0 | 0 | 1,152 | ||
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 44 | 17,000 | SH | SOLE | 0 | 0 | 17,000 | ||
ROCKWELL AUTOMATION INC | COM | 773903109 | 291 | 1,659 | SH | SOLE | 0 | 0 | 1,659 | ||
SALESFORCE COM INC | COM | 79466L302 | 13,985 | 88,307 | SH | SOLE | 0 | 0 | 88,307 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 2,323 | 74,187 | SH | SOLE | 0 | 0 | 74,187 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 2,469 | 94,913 | SH | SOLE | 0 | 0 | 94,913 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 261 | 2,142 | SH | SOLE | 0 | 0 | 2,142 | ||
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 583 | 19,945 | SH | SOLE | 0 | 0 | 19,945 | ||
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 347 | 9,695 | SH | SOLE | 0 | 0 | 9,695 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 38,949 | 137,884 | SH | SOLE | 50 | 0 | 137,834 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 19,237 | 68,100 | SH | Put | SOLE | 0 | 0 | 68,100 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 56 | 200 | SH | Put | SOLE | 0 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 465 | 1,660 | SH | SOLE | 0 | 0 | 1,660 | ||
TJX COS INC NEW | COM | 872540109 | 716 | 13,448 | SH | SOLE | 0 | 0 | 13,448 | ||
U S SILICA HLDGS INC | COM | 90346E103 | 207 | 11,950 | SH | SOLE | 0 | 0 | 11,950 | ||
UNION PACIFIC CORP | COM | 907818108 | 435 | 2,603 | SH | SOLE | 0 | 0 | 2,603 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 476 | 3,691 | SH | SOLE | 0 | 0 | 3,691 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 339 | 1,372 | SH | SOLE | 0 | 0 | 1,372 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 790 | 5,171 | SH | SOLE | 0 | 0 | 5,171 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 3,668 | 14,132 | SH | SOLE | 0 | 0 | 14,132 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 3,161 | 21,845 | SH | SOLE | 690 | 0 | 21,155 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 1,757 | 35,026 | SH | SOLE | 0 | 0 | 35,026 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 6,157 | 144,879 | SH | SOLE | 295 | 0 | 144,584 | ||
VANGUARD MUN BD FD INC | TAX EXEMPT BD | 922907746 | 365 | 7,000 | SH | SOLE | 0 | 0 | 7,000 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 7,368 | 180,277 | SH | SOLE | 300 | 0 | 179,977 | ||
VARIAN MED SYS INC | COM | 92220P105 | 669 | 4,718 | SH | SOLE | 0 | 0 | 4,718 | ||
VISA INC | COM CL A | 92826C839 | 248 | 1,585 | SH | SOLE | 0 | 0 | 1,585 | ||
WALMART INC | COM | 931142103 | 231 | 2,368 | SH | SOLE | 0 | 0 | 2,368 | ||
WELLS FARGO CO NEW | COM | 949746101 | 211 | 4,376 | SH | SOLE | 0 | 0 | 4,376 | ||
WORKDAY INC | CL A | 98138H101 | 251 | 1,300 | SH | Put | SOLE | 0 | 0 | 1,300 | |
WORKDAY INC | CL A | 98138H101 | 483 | 2,502 | SH | SOLE | 0 | 0 | 2,502 |