The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 951 | 5,488 | SH | SOLE | 0 | 0 | 5,488 | ||
ABBOTT LABS | COM | 002824100 | 348 | 4,135 | SH | SOLE | 0 | 0 | 4,135 | ||
ABBVIE INC | COM | 00287Y109 | 5,761 | 79,215 | SH | SOLE | 0 | 0 | 79,215 | ||
ADOBE INC | COM | 00724F101 | 696 | 2,361 | SH | SOLE | 0 | 0 | 2,361 | ||
ALLSTATE CORP | COM | 020002101 | 474 | 4,658 | SH | SOLE | 0 | 0 | 4,658 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 466 | 431 | SH | SOLE | 0 | 0 | 431 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 905 | 836 | SH | SOLE | 0 | 0 | 836 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 164 | 16,655 | SH | SOLE | 0 | 0 | 16,655 | ||
AMAZON COM INC | COM | 023135106 | 2,967 | 1,567 | SH | SOLE | 0 | 0 | 1,567 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 937 | 7,587 | SH | SOLE | 0 | 0 | 7,587 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 306 | 1,497 | SH | SOLE | 0 | 0 | 1,497 | ||
AMERIPRISE FINL INC | COM | 03076C106 | 289 | 1,989 | SH | SOLE | 0 | 0 | 1,989 | ||
AMGEN INC | COM | 031162100 | 915 | 4,965 | SH | SOLE | 0 | 0 | 4,965 | ||
ANTHEM INC | COM | 036752103 | 205 | 728 | SH | SOLE | 0 | 0 | 728 | ||
APPLE INC | COM | 037833100 | 4,451 | 22,487 | SH | SOLE | 0 | 0 | 22,487 | ||
BANK AMER CORP | COM | 060505104 | 331 | 11,418 | SH | SOLE | 0 | 0 | 11,418 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 2,173 | 10,195 | SH | SOLE | 0 | 0 | 10,195 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 5,730 | 18 | SH | SOLE | 0 | 0 | 18 | ||
BOEING CO | COM | 097023105 | 933 | 2,564 | SH | SOLE | 0 | 0 | 2,564 | ||
BP PLC | SPONSORED ADR | 055622104 | 476 | 11,426 | SH | SOLE | 0 | 0 | 11,426 | ||
CATERPILLAR INC DEL | COM | 149123101 | 607 | 4,457 | SH | SOLE | 0 | 0 | 4,456 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,694 | 13,616 | SH | SOLE | 0 | 0 | 13,616 | ||
CISCO SYS INC | COM | 17275R102 | 397 | 7,251 | SH | SOLE | 0 | 0 | 7,251 | ||
DANAHER CORPORATION | COM | 235851102 | 390 | 2,731 | SH | SOLE | 0 | 0 | 2,731 | ||
DIREXION SHS ETF TR | AUSPCE CMD STG | 25460E307 | 3,194 | 136,507 | SH | SOLE | 148 | 0 | 136,359 | ||
DISCOVER FINL SVCS | COM | 254709108 | 392 | 5,057 | SH | SOLE | 0 | 0 | 5,057 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 254 | 1,822 | SH | SOLE | 0 | 0 | 1,822 | ||
DOCUSIGN INC | COM | 256163106 | 1,221 | 24,572 | SH | SOLE | 0 | 0 | 24,572 | ||
DOCUSIGN INC | COM | 256163106 | 1,218 | 24,500 | SH | Put | SOLE | 0 | 0 | 24,500 | |
EHEALTH INC | COM | 28238P109 | 86 | 1,000 | SH | Call | SOLE | 0 | 0 | 0 | |
EHEALTH INC | COM | 28238P109 | 707 | 8,208 | SH | SOLE | 0 | 0 | 8,208 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,273 | 16,611 | SH | SOLE | 0 | 0 | 16,611 | ||
FACEBOOK INC | CL A | 30303M102 | 5,692 | 29,493 | SH | SOLE | 0 | 0 | 29,493 | ||
FORD MTR CO DEL | COM | 345370860 | 514 | 50,223 | SH | SOLE | 0 | 0 | 50,223 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 120 | 10,359 | SH | SOLE | 0 | 0 | 10,359 | ||
FRESHPET INC | COM | 358039105 | 2,198 | 48,305 | SH | SOLE | 0 | 0 | 48,305 | ||
GLOBAL PARTNERS LP | COM UNITS | 37946R109 | 269 | 13,500 | SH | SOLE | 0 | 0 | 13,500 | ||
HERITAGE COMMERCE CORP | COM | 426927109 | 170 | 13,901 | SH | SOLE | 0 | 0 | 13,901 | ||
HOME DEPOT INC | COM | 437076102 | 654 | 3,143 | SH | SOLE | 0 | 0 | 3,143 | ||
HONEYWELL INTL INC | COM | 438516106 | 230 | 1,317 | SH | SOLE | 0 | 0 | 1,317 | ||
INGERSOLL-RAND PLC | SHS | G47791101 | 265 | 2,089 | SH | SOLE | 0 | 0 | 2,089 | ||
INTEL CORP | COM | 458140100 | 443 | 9,250 | SH | SOLE | 0 | 0 | 9,250 | ||
INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 46137V613 | 2,417 | 20,723 | SH | SOLE | 0 | 0 | 20,723 | ||
IQIYI INC | SPONSORED ADS | 46267X108 | 258 | 12,500 | SH | SOLE | 0 | 0 | 12,500 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 645 | 47,785 | SH | SOLE | 0 | 0 | 47,785 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 3,212 | 62,446 | SH | SOLE | 0 | 0 | 62,446 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 762 | 14,964 | SH | SOLE | 0 | 0 | 14,964 | ||
ISHARES TR | CORE MSCI INTL | 46435G326 | 415 | 7,580 | SH | SOLE | 0 | 0 | 7,580 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 17,148 | 260,888 | SH | SOLE | 135 | 0 | 260,753 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 484 | 6,181 | SH | SOLE | 0 | 0 | 6,181 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 11,665 | 189,978 | SH | SOLE | 0 | 0 | 189,978 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 3,554 | 12,059 | SH | SOLE | 0 | 0 | 12,059 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 13,717 | 208,700 | SH | Put | SOLE | 0 | 0 | 208,700 | |
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 224 | 1,251 | SH | SOLE | 0 | 0 | 1,251 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 5,062 | 117,974 | SH | SOLE | 72 | 0 | 117,901 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 930 | 8,055 | SH | SOLE | 0 | 0 | 8,055 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 4,055 | 24,909 | SH | SOLE | 0 | 0 | 24,909 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 509 | 4,367 | SH | SOLE | 0 | 0 | 4,367 | ||
ISHARES TR | MIN VOL USA ETF | 46429B697 | 1,550 | 25,104 | SH | SOLE | 0 | 0 | 25,104 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,969 | 12,664 | SH | SOLE | 0 | 0 | 12,664 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 312 | 5,593 | SH | SOLE | 0 | 0 | 5,593 | ||
JOHNSON & JOHNSON | COM | 478160104 | 528 | 3,790 | SH | SOLE | 0 | 0 | 3,790 | ||
JP MORGAN EXCHANGE TRADED FD | ULTRA SHRT INC | 46641Q837 | 458 | 9,084 | SH | SOLE | 0 | 0 | 9,083 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 575 | 5,140 | SH | SOLE | 0 | 0 | 5,140 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 475 | 3,563 | SH | SOLE | 0 | 0 | 3,563 | ||
LAM RESEARCH CORP | COM | 512807108 | 285 | 1,520 | SH | SOLE | 0 | 0 | 1,519 | ||
LOWES COS INC | COM | 548661107 | 225 | 2,231 | SH | SOLE | 0 | 0 | 2,231 | ||
MERCK & CO INC | COM | 58933Y105 | 203 | 2,422 | SH | SOLE | 0 | 0 | 2,422 | ||
MICROSOFT CORP | COM | 594918104 | 2,109 | 15,747 | SH | SOLE | 0 | 0 | 15,747 | ||
MORGAN STANLEY | COM NEW | 617446448 | 366 | 8,363 | SH | SOLE | 0 | 0 | 8,363 | ||
NIKE INC | CL B | 654106103 | 264 | 3,144 | SH | SOLE | 0 | 0 | 3,144 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 50 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 308 | 953 | SH | SOLE | 0 | 0 | 953 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 5,471 | 56,050 | SH | SOLE | 0 | 0 | 56,050 | ||
ORACLE CORP | COM | 68389X105 | 299 | 5,252 | SH | SOLE | 0 | 0 | 5,252 | ||
PEPSICO INC | COM | 713448108 | 305 | 2,324 | SH | SOLE | 0 | 0 | 2,324 | ||
PLAINS GP HLDGS L P | LTD PARTNR INT A | 72651A207 | 505 | 20,225 | SH | SOLE | 0 | 0 | 20,225 | ||
PRIMO WTR CORP | COM | 74165N105 | 1,426 | 115,924 | SH | SOLE | 0 | 0 | 115,924 | ||
RAYTHEON CO | COM NEW | 755111507 | 200 | 1,152 | SH | SOLE | 0 | 0 | 1,152 | ||
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 44 | 17,000 | SH | SOLE | 0 | 0 | 17,000 | ||
ROCKWELL AUTOMATION INC | COM | 773903109 | 272 | 1,659 | SH | SOLE | 0 | 0 | 1,659 | ||
SALESFORCE COM INC | COM | 79466L302 | 13,412 | 88,397 | SH | SOLE | 0 | 0 | 88,397 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 2,151 | 67,039 | SH | SOLE | 0 | 0 | 67,039 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 2,409 | 91,823 | SH | SOLE | 0 | 0 | 91,823 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 239 | 1,794 | SH | SOLE | 0 | 0 | 1,794 | ||
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 347 | 9,695 | SH | SOLE | 0 | 0 | 9,695 | ||
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 659 | 22,282 | SH | SOLE | 0 | 0 | 22,282 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 58 | 200 | SH | Put | SOLE | 0 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 20,481 | 69,900 | SH | Put | SOLE | 0 | 0 | 69,900 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 50,301 | 171,677 | SH | SOLE | 6,950 | 0 | 164,727 | ||
TJX COS INC NEW | COM | 872540109 | 711 | 13,448 | SH | SOLE | 0 | 0 | 13,448 | ||
UNION PACIFIC CORP | COM | 907818108 | 457 | 2,704 | SH | SOLE | 0 | 0 | 2,703 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 464 | 3,561 | SH | SOLE | 0 | 0 | 3,561 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 331 | 1,358 | SH | SOLE | 0 | 0 | 1,358 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 3,015 | 20,088 | SH | SOLE | 689 | 0 | 19,399 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 861 | 5,495 | SH | SOLE | 0 | 0 | 5,495 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 3,925 | 14,582 | SH | SOLE | 0 | 0 | 14,582 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 1,786 | 35,026 | SH | SOLE | 0 | 0 | 35,026 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 6,583 | 154,789 | SH | SOLE | 295 | 0 | 154,494 | ||
VANGUARD MUN BD FD INC | TAX EXEMPT BD | 922907746 | 371 | 7,000 | SH | SOLE | 0 | 0 | 7,000 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 7,806 | 187,142 | SH | SOLE | 300 | 0 | 186,842 | ||
VARIAN MED SYS INC | COM | 92220P105 | 642 | 4,718 | SH | SOLE | 0 | 0 | 4,718 | ||
VISA INC | COM CL A | 92826C839 | 227 | 1,310 | SH | SOLE | 0 | 0 | 1,310 | ||
WALMART INC | COM | 931142103 | 262 | 2,368 | SH | SOLE | 0 | 0 | 2,368 | ||
WELLS FARGO CO NEW | COM | 949746101 | 202 | 4,267 | SH | SOLE | 0 | 0 | 4,266 | ||
WORKDAY INC | CL A | 98138H101 | 267 | 1,300 | SH | Put | SOLE | 0 | 0 | 1,300 | |
WORKDAY INC | CL A | 98138H101 | 535 | 2,602 | SH | SOLE | 0 | 0 | 2,602 |