The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 336 | 2,460 | SH | SOLE | 0 | 0 | 2,460 | ||
ABBOTT LABS | COM | 002824100 | 416 | 5,269 | SH | SOLE | 0 | 0 | 5,269 | ||
ABBVIE INC | COM | 00287Y109 | 5,498 | 72,157 | SH | SOLE | 0 | 0 | 72,157 | ||
ADOBE INC | COM | 00724F101 | 905 | 2,845 | SH | SOLE | 0 | 0 | 2,845 | ||
ALLSTATE CORP | COM | 020002101 | 403 | 4,388 | SH | SOLE | 0 | 0 | 4,388 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,383 | 1,190 | SH | SOLE | 0 | 0 | 1,190 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 574 | 494 | SH | SOLE | 0 | 0 | 494 | ||
AMAZON COM INC | COM | 023135106 | 2,205 | 1,131 | SH | SOLE | 0 | 0 | 1,131 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 650 | 7,587 | SH | SOLE | 0 | 0 | 7,587 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 291 | 1,338 | SH | SOLE | 0 | 0 | 1,338 | ||
AMERIPRISE FINL INC | COM | 03076C106 | 202 | 1,970 | SH | SOLE | 0 | 0 | 1,970 | ||
AMGEN INC | COM | 031162100 | 1,010 | 4,983 | SH | SOLE | 0 | 0 | 4,983 | ||
APPLE INC | COM | 037833100 | 5,674 | 22,314 | SH | SOLE | 0 | 0 | 22,314 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,942 | 10,623 | SH | SOLE | 0 | 0 | 10,623 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 4,352 | 16 | SH | SOLE | 0 | 0 | 16 | ||
BK OF AMERICA CORP | COM | 060505104 | 286 | 13,460 | SH | SOLE | 0 | 0 | 13,460 | ||
BLACKROCK CAP INVT CORP | COM | 092533108 | 29 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | ||
BOEING CO | COM | 097023105 | 336 | 2,251 | SH | SOLE | 0 | 0 | 2,251 | ||
BP PLC | SPONSORED ADR | 055622104 | 291 | 11,926 | SH | SOLE | 0 | 0 | 11,926 | ||
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 754 | 11,411 | SH | SOLE | 0 | 0 | 11,411 | ||
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 601 | 9,100 | SH | Put | SOLE | 0 | 0 | 0 | |
CATERPILLAR INC DEL | COM | 149123101 | 486 | 4,185 | SH | SOLE | 0 | 0 | 4,185 | ||
CHEVRON CORP NEW | COM | 166764100 | 888 | 12,255 | SH | SOLE | 0 | 0 | 12,255 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 266 | 934 | SH | SOLE | 0 | 0 | 934 | ||
DANAHER CORPORATION | COM | 235851102 | 348 | 2,514 | SH | SOLE | 0 | 0 | 2,514 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 419 | 4,335 | SH | SOLE | 0 | 0 | 4,335 | ||
DOCUSIGN INC | COM | 256163106 | 396 | 4,286 | SH | SOLE | 0 | 0 | 4,286 | ||
EHEALTH INC | COM | 28238P109 | 1,156 | 8,208 | SH | SOLE | 0 | 0 | 8,208 | ||
EXXON MOBIL CORP | COM | 30231G102 | 329 | 8,653 | SH | SOLE | 0 | 0 | 8,653 | ||
FACEBOOK INC | CL A | 30303M102 | 1,919 | 11,502 | SH | SOLE | 0 | 0 | 11,502 | ||
FORD MTR CO DEL | COM | 345370860 | 244 | 50,500 | SH | SOLE | 0 | 0 | 50,500 | ||
FORTUNA SILVER MINES INC | COM | 349915108 | 46 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 85 | 12,600 | SH | SOLE | 0 | 0 | 12,600 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 74 | 11,000 | SH | Call | SOLE | 0 | 0 | 0 | |
FRESHPET INC | COM | 358039105 | 3,085 | 48,305 | SH | SOLE | 0 | 0 | 48,305 | ||
GLOBAL PARTNERS LP | COM UNITS | 37946R109 | 119 | 13,500 | SH | SOLE | 0 | 0 | 13,500 | ||
GULFPORT ENERGY CORP | COM NEW | 402635304 | 4 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
HERITAGE COMMERCE CORP | COM | 426927109 | 88 | 11,487 | SH | SOLE | 0 | 0 | 11,487 | ||
HOME DEPOT INC | COM | 437076102 | 878 | 4,704 | SH | SOLE | 0 | 0 | 4,704 | ||
HONEYWELL INTL INC | COM | 438516106 | 315 | 2,356 | SH | SOLE | 0 | 0 | 2,356 | ||
INTEL CORP | COM | 458140100 | 431 | 7,957 | SH | SOLE | 0 | 0 | 7,957 | ||
INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 46137V613 | 1,165 | 12,603 | SH | SOLE | 0 | 0 | 12,603 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 4,985 | 26,181 | SH | SOLE | 0 | 0 | 26,181 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 248 | 1,300 | SH | Put | SOLE | 0 | 0 | 0 | |
IQIYI INC | SPONSORED ADS | 46267X108 | 196 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 1,218 | 80,839 | SH | SOLE | 0 | 0 | 80,839 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 2,510 | 62,014 | SH | SOLE | 0 | 0 | 62,014 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 4,578 | 39,993 | SH | SOLE | 0 | 0 | 39,993 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 11 | 100 | SH | Put | SOLE | 0 | 0 | 0 | |
ISHARES TR | TIPS BD ETF | 464287176 | 1,074 | 9,108 | SH | SOLE | 0 | 0 | 9,108 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 20 | 600 | SH | Put | SOLE | 0 | 0 | 0 | |
ISHARES TR | CORE MSCI EAFE | 46432F842 | 3,336 | 66,861 | SH | SOLE | 0 | 0 | 66,861 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 15,309 | 286,358 | SH | SOLE | 0 | 0 | 286,358 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 296 | 6,857 | SH | SOLE | 0 | 0 | 6,857 | ||
ISHARES TR | MODERT ALLOC ETF | 464289875 | 277 | 7,545 | SH | SOLE | 0 | 0 | 7,545 | ||
ISHARES TR | MSCI MIN VOL ETF | 46429B697 | 1,355 | 25,083 | SH | SOLE | 0 | 0 | 25,083 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 2,558 | 18,072 | SH | SOLE | 0 | 0 | 18,072 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,586 | 6,136 | SH | SOLE | 0 | 0 | 6,136 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 3,306 | 96,857 | SH | SOLE | 0 | 0 | 96,857 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 11,360 | 212,500 | SH | Put | SOLE | 0 | 0 | 0 | |
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 206 | 1,251 | SH | SOLE | 0 | 0 | 1,251 | ||
JOHNSON & JOHNSON | COM | 478160104 | 429 | 3,274 | SH | SOLE | 0 | 0 | 3,274 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 957 | 10,628 | SH | SOLE | 0 | 0 | 10,628 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 456 | 3,563 | SH | SOLE | 0 | 0 | 3,563 | ||
KLA CORPORATION | COM NEW | 482480100 | 241 | 1,677 | SH | SOLE | 0 | 0 | 1,677 | ||
L3HARRIS TECHNOLOGIES INC | COM | 502431109 | 300 | 1,666 | SH | SOLE | 0 | 0 | 1,666 | ||
LAM RESEARCH CORP | COM | 512807108 | 237 | 989 | SH | SOLE | 0 | 0 | 989 | ||
LILLY ELI & CO | COM | 532457108 | 283 | 2,040 | SH | SOLE | 0 | 0 | 2,040 | ||
MACYS INC | COM | 55616P104 | 449 | 91,400 | SH | SOLE | 0 | 0 | 91,400 | ||
MASTERCARD INC | CL A | 57636Q104 | 233 | 965 | SH | SOLE | 0 | 0 | 965 | ||
MERCK & CO. INC | COM | 58933Y105 | 375 | 4,879 | SH | SOLE | 0 | 0 | 4,879 | ||
MICROSOFT CORP | COM | 594918104 | 2,642 | 16,751 | SH | SOLE | 0 | 0 | 16,751 | ||
MORGAN STANLEY | COM NEW | 617446448 | 281 | 8,266 | SH | SOLE | 0 | 0 | 8,266 | ||
NETFLIX INC | COM | 64110L106 | 231 | 614 | SH | SOLE | 0 | 0 | 614 | ||
NIKE INC | CL B | 654106103 | 498 | 6,013 | SH | SOLE | 0 | 0 | 6,013 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 240 | 793 | SH | SOLE | 0 | 0 | 793 | ||
ORACLE CORP | COM | 68389X105 | 287 | 5,938 | SH | SOLE | 0 | 0 | 5,938 | ||
PEPSICO INC | COM | 713448108 | 391 | 3,259 | SH | SOLE | 0 | 0 | 3,259 | ||
RAYTHEON CO | COM NEW | 755111507 | 309 | 3,280 | SH | SOLE | 0 | 0 | 3,280 | ||
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 27 | 17,000 | SH | SOLE | 0 | 0 | 17,000 | ||
ROCKWELL AUTOMATION INC | COM | 773903109 | 250 | 1,659 | SH | SOLE | 0 | 0 | 1,659 | ||
SALESFORCE COM INC | COM | 79466L302 | 5,007 | 34,777 | SH | SOLE | 0 | 0 | 34,777 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 4,593 | 177,765 | SH | SOLE | 0 | 0 | 177,765 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 1,704 | 82,342 | SH | SOLE | 0 | 0 | 82,342 | ||
SILVERCORP METALS INC | COM | 82835P103 | 33 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 2,806 | 18,956 | SH | SOLE | 0 | 0 | 18,956 | ||
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 936 | 39,080 | SH | SOLE | 0 | 0 | 39,080 | ||
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 532 | 18,694 | SH | SOLE | 0 | 0 | 18,694 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 23,403 | 90,800 | SH | Put | SOLE | 0 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 37,666 | 146,133 | SH | SOLE | 0 | 0 | 146,133 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 52 | 200 | SH | Call | SOLE | 0 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 262 | 500 | SH | SOLE | 0 | 0 | 500 | ||
THE TRADE DESK INC | COM CL A | 88339J105 | 245 | 1,270 | SH | SOLE | 0 | 0 | 1,270 | ||
TJX COS INC NEW | COM | 872540109 | 882 | 18,448 | SH | SOLE | 0 | 0 | 18,448 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 10,483 | 375,471 | SH | SOLE | 0 | 0 | 375,471 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 570 | 20,400 | SH | Call | SOLE | 0 | 0 | 0 | |
UNION PAC CORP | COM | 907818108 | 404 | 2,863 | SH | SOLE | 0 | 0 | 2,863 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 345 | 1,382 | SH | SOLE | 0 | 0 | 1,382 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 308 | 2,672 | SH | SOLE | 0 | 0 | 2,672 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 7,875 | 33,253 | SH | SOLE | 0 | 0 | 33,253 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 11,554 | 89,630 | SH | SOLE | 0 | 0 | 89,630 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 12,735 | 379,592 | SH | SOLE | 0 | 0 | 379,592 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 557 | 13,589 | SH | SOLE | 0 | 0 | 13,589 | ||
VANGUARD MUN BD FD INC | TAX EXEMPT BD | 922907746 | 370 | 6,992 | SH | SOLE | 0 | 0 | 6,992 | ||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 212 | 2,055 | SH | SOLE | 0 | 0 | 2,055 | ||
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 2,041 | 61,214 | SH | SOLE | 0 | 0 | 61,214 | ||
VARIAN MED SYS INC | COM | 92220P105 | 484 | 4,718 | SH | SOLE | 0 | 0 | 4,718 | ||
VISA INC | COM CL A | 92826C839 | 400 | 2,485 | SH | SOLE | 0 | 0 | 2,485 | ||
WALMART INC | COM | 931142103 | 280 | 2,468 | SH | SOLE | 0 | 0 | 2,468 | ||
WORKDAY INC | CL A | 98138H101 | 703 | 5,400 | SH | Put | SOLE | 0 | 0 | 0 | |
WORKDAY INC | CL A | 98138H101 | 991 | 7,607 | SH | SOLE | 0 | 0 | 7,607 |