The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADAPTIVE BIOTECHNOLOGIES COR | COM | 00650F109 | 1,051 | 34,000 | SH | SOLE | 34,000 | 0 | 0 | ||
ADAPTIVE BIOTECHNOLOGIES COR | COM | 00650F109 | 309 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 | 527 | 68,000 | SH | SOLE | 68,000 | 0 | 0 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 2,211 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
AQUABOUNTY TECHNOLOGIES INC | COM NEW | 03842K200 | 339 | 135,707 | SH | SOLE | 135,707 | 0 | 0 | ||
AT HOME GROUP INC | COM | 04650Y100 | 1,837 | 191,000 | SH | SOLE | 174,000 | 0 | 17,000 | ||
AT&T INC | COM | 00206R102 | 2,270 | 60,000 | SH | Put | SOLE | 60,000 | 0 | 0 | |
ATLASSIAN CORP PLC | CL A | G06242104 | 376 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
AXSOME THERAPEUTICS INC | COM | 05464T104 | 69 | 3,409 | SH | SOLE | 3,409 | 0 | 0 | ||
BED BATH & BEYOND INC | COM | 075896100 | 213 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
BED BATH & BEYOND INC | COM | 075896100 | 638 | 60,000 | SH | Call | SOLE | 60,000 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 9,569 | 46,000 | SH | SOLE | 42,000 | 0 | 4,000 | ||
BOYD GAMING CORP | COM | 103304101 | 4,862 | 203,000 | SH | SOLE | 203,000 | 0 | 0 | ||
BOYD GAMING CORP | COM | 103304101 | 1,437 | 60,000 | SH | Put | SOLE | 60,000 | 0 | 0 | |
CAMECO CORP | COM | 13321L108 | 475 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
CARVANA CO | CL A | 146869102 | 264 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
CHEMOURS CO | COM | 163851108 | 598 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
CIVEO CORP CDA | COM | 17878Y108 | 114 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
CLEVELAND CLIFFS INC | COM | 185899101 | 72 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CODEXIS INC | COM | 192005106 | 206 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
CROCS INC | COM | 227046109 | 2,582 | 93,000 | SH | SOLE | 87,000 | 0 | 6,000 | ||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 1,390 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
DARLING INGREDIENTS INC | COM | 237266101 | 2,487 | 130,000 | SH | SOLE | 130,000 | 0 | 0 | ||
DARLING INGREDIENTS INC | COM | 237266101 | 8 | 400 | SH | Put | SOLE | 400 | 0 | 0 | |
EASTSIDE DISTILLING INC | COM | 277802302 | 215 | 44,000 | SH | SOLE | 44,000 | 0 | 0 | ||
ESTABLISHMENT LABS HLDGS INC | COM | G31249108 | 331 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
EXPRESS INC | COM | 30219E103 | 143 | 41,500 | SH | Call | SOLE | 41,500 | 0 | 0 | |
FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 1,122 | 109,816 | SH | SOLE | 109,816 | 0 | 0 | ||
FASTLY INC | CL A | 31188V100 | 936 | 39,000 | SH | SOLE | 39,000 | 0 | 0 | ||
FASTLY INC | CL A | 31188V100 | 48 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | |
FIRST SOLAR INC | COM | 336433107 | 290 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
FITBIT INC | CL A | 33812L102 | 686 | 180,000 | SH | SOLE | 170,000 | 0 | 10,000 | ||
FOSSIL GROUP INC | COM | 34988V106 | 1,851 | 148,000 | SH | SOLE | 132,000 | 0 | 16,000 | ||
FOSSIL GROUP INC | COM | 34988V106 | 876 | 70,000 | SH | Call | SOLE | 70,000 | 0 | 0 | |
FRANCESCAS HLDGS CORP | COM | 351793104 | 1,141 | 81,537 | SH | SOLE | 76,537 | 0 | 5,000 | ||
GAMESTOP CORP NEW | CL A | 36467W109 | 927 | 168,000 | SH | SOLE | 162,000 | 0 | 6,000 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 2,754 | 308,000 | SH | SOLE | 292,000 | 0 | 16,000 | ||
GLOBAL SHIP LEASE INC NEW | COM CL A | Y27183600 | 230 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
GLOBAL X FDS | GLOBAL X URANIUM | 37954Y871 | 3 | 300 | SH | Call | SOLE | 300 | 0 | 0 | |
GLOBALSTAR INC | COM | 378973408 | 41 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
GNC HLDGS INC | COM CL A | 36191G107 | 128 | 60,000 | SH | Call | SOLE | 60,000 | 0 | 0 | |
GUARDANT HEALTH INC | COM | 40131M109 | 511 | 8,000 | SH | Put | SOLE | 8,000 | 0 | 0 | |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 2,761 | 24,000 | SH | Call | SOLE | 24,000 | 0 | 0 | |
HANCOCK JAFFE LABORATORIES I | COM | 41015N106 | 53 | 61,670 | SH | SOLE | 61,670 | 0 | 0 | ||
INTELSAT S A | COM | L5140P101 | 661 | 29,000 | SH | Call | SOLE | 29,000 | 0 | 0 | |
INVESCO EXCHNG TRADED FD TR | S&P500 LOW VOL | 46138E354 | 5,142 | 88,800 | SH | Put | SOLE | 88,800 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 3,776 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 15,105 | 80,000 | SH | Put | SOLE | 70,000 | 0 | 10,000 | |
ISHARES TR | EXPANDED TECH | 464287515 | 9,323 | 44,000 | SH | Put | SOLE | 44,000 | 0 | 0 | |
ISHARES TR | MSCI INDIA ETF | 46429B598 | 4,868 | 145,000 | SH | SOLE | 130,000 | 0 | 15,000 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 18,918 | 125,000 | SH | Put | SOLE | 110,000 | 0 | 15,000 | |
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 18,389 | 154,000 | SH | SOLE | 144,000 | 0 | 10,000 | ||
J JILL INC | COM | 46620W102 | 86 | 45,000 | SH | SOLE | 35,000 | 0 | 10,000 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 385 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
LYFT INC | CL A COM | 55087P104 | 474 | 11,600 | SH | SOLE | 10,400 | 0 | 1,200 | ||
LYFT INC | CL A COM | 55087P104 | 2,859 | 70,000 | SH | Call | SOLE | 70,000 | 0 | 0 | |
MACYS INC | COM | 55616P104 | 932 | 60,000 | SH | SOLE | 56,000 | 0 | 4,000 | ||
MEDALLIA INC | COM | 584021109 | 192 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
NCR CORP NEW | COM | 62886E108 | 4,005 | 126,905 | SH | SOLE | 121,905 | 0 | 5,000 | ||
NCR CORP NEW | COM | 62886E108 | 947 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
NEON THERAPEUTICS INC | COM | 64050Y100 | 267 | 155,000 | SH | SOLE | 155,000 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 2,676 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
NOODLES & CO | COM CL A | 65540B105 | 877 | 155,000 | SH | SOLE | 155,000 | 0 | 0 | ||
NOODLES & CO | COM CL A | 65540B105 | 113 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
ONE STOP SYS INC | COM | 68247W109 | 401 | 136,000 | SH | SOLE | 136,000 | 0 | 0 | ||
OPORTUN FINL CORP | COM | 68376D104 | 227 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
PENN NATL GAMING INC | COM | 707569109 | 2,179 | 117,000 | SH | SOLE | 113,000 | 0 | 4,000 | ||
PENN NATL GAMING INC | COM | 707569109 | 2,049 | 110,000 | SH | Call | SOLE | 110,000 | 0 | 0 | |
PENN NATL GAMING INC | COM | 707569109 | 559 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
PERSONALIS INC | COM | 71535D106 | 1,368 | 93,204 | SH | SOLE | 93,204 | 0 | 0 | ||
PROSIGHT GLOBAL INC | COM | 74349J103 | 620 | 32,000 | SH | SOLE | 32,000 | 0 | 0 | ||
QUICKLOGIC CORP | COM | 74837P108 | 56 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
RENAISSANCE CAP GREENWICH FD | IPO ETF | 759937204 | 113 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
ROKU INC | COM CL A | 77543R102 | 254 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
RUBICON PROJ INC | COM | 78112V102 | 2,003 | 230,000 | SH | SOLE | 230,000 | 0 | 0 | ||
RUHNN HLDG LTD | ADS | 781314109 | 524 | 72,000 | SH | SOLE | 72,000 | 0 | 0 | ||
SAREPTA THERAPEUTICS INC | COM | 803607100 | 979 | 13,000 | SH | Put | SOLE | 13,000 | 0 | 0 | |
SCORPIO TANKERS INC | SHS | Y7542C130 | 298 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SCORPIO TANKERS INC | SHS | Y7542C130 | 1,190 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
SEA LTD | SPONSORED ADS | 81141R100 | 5,788 | 186,999 | SH | SOLE | 186,999 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 1,942 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
SHOCKWAVE MED INC | COM | 82489T104 | 389 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
SIGNET JEWELERS LIMITED | SHS | G81276100 | 654 | 39,000 | SH | SOLE | 34,000 | 0 | 5,000 | ||
SIGNET JEWELERS LIMITED | SHS | G81276100 | 335 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
SILK ROAD MEDICAL INC | COM | 82710M100 | 455 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
SNAP INC | CL A | 83304A106 | 4,503 | 285,000 | SH | SOLE | 285,000 | 0 | 0 | ||
SONIM TECHNOLOGIES INC | COM | 83548F101 | 293 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
SONY CORP | SPONSORED ADR | 835699307 | 5,795 | 98,000 | SH | SOLE | 98,000 | 0 | 0 | ||
SONY CORP | SPONSORED ADR | 835699307 | 373 | 6,300 | SH | Call | SOLE | 6,300 | 0 | 0 | |
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 1,211 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 3,561 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 14,245 | 48,000 | SH | Put | SOLE | 42,000 | 0 | 6,000 | |
STONECO LTD | COM CL A | G85158106 | 313 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
SWITCH INC | CL A | 87105L104 | 391 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 7,771 | 62,000 | SH | SOLE | 62,000 | 0 | 0 | ||
TELARIA INC | COM | 879181105 | 1,209 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
TELARIA INC | COM | 879181105 | 207 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
THE TRADE DESK INC | COM CL A | 88339J105 | 825 | 4,400 | SH | SOLE | 4,400 | 0 | 0 | ||
TIVITY HEALTH INC | COM | 88870R102 | 499 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
TOP SHIPS INC | COM | Y8897Y800 | 98 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
TURTLE BEACH CORP | COM NEW | 900450206 | 4,013 | 343,843 | SH | SOLE | 343,843 | 0 | 0 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 2,742 | 90,000 | SH | Call | SOLE | 80,000 | 0 | 10,000 | |
VANECK VECTORS ETF TR | OIL SVCS ETF | 92189F718 | 1,175 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 1,787 | 15,000 | SH | Put | SOLE | 10,000 | 0 | 5,000 | |
VENATOR MATLS PLC | SHS | G9329Z100 | 722 | 295,810 | SH | SOLE | 265,810 | 0 | 30,000 | ||
VENATOR MATLS PLC | SHS | G9329Z100 | 196 | 80,200 | SH | Call | SOLE | 80,200 | 0 | 0 | |
VIEWRAY INC | COM | 92672L107 | 189 | 65,000 | SH | Call | SOLE | 65,000 | 0 | 0 | |
WEIGHT WATCHERS INTL INC NEW | COM | 948626106 | 1,135 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
ZYNGA INC | CL A | 98986T108 | 5,005 | 860,000 | SH | SOLE | 860,000 | 0 | 0 | ||
ZYNGA INC | CL A | 98986T108 | 291 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 |