The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 207 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
Accelerate Diagnostics Inc | COM | 00430H102 | 170 | 700 | SH | Call | SOLE | 700 | 0 | 0 | |
Accuray Inc | COM | 004397105 | 34 | 1,500 | SH | Call | SOLE | 1,500 | 0 | 0 | |
Accuray Inc | COM | 004397105 | 45 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
AcelRx Pharmaceuticals Inc | COM | 00444T100 | 1 | 45 | SH | Put | SOLE | 45 | 0 | 0 | |
Aceto Corp | COM | 004446100 | 478 | 211,624 | SH | SOLE | 211,624 | 0 | 0 | ||
ADMA BIOLOGICS INC | COM | 000899104 | 3,548 | 571,317 | SH | SOLE | 571,317 | 0 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 47 | 750 | SH | Call | SOLE | 750 | 0 | 0 | |
Aevi Genomic Medicine Inc | COM | 00835P105 | 24 | 954 | SH | Call | SOLE | 954 | 0 | 0 | |
Alexion Pharmaceuticals Inc | COM | 015351109 | 2,102 | 15,124 | SH | SOLE | 15,124 | 0 | 0 | ||
Alkermes Plc | SHS | G01767105 | 46 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 3,661 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 260 | 2,000 | SH | Put | SOLE | 2,000 | 0 | 0 | |
Amgen Inc | COM | 031162100 | 6,296 | 30,373 | SH | SOLE | 30,373 | 0 | 0 | ||
Amgen Inc | COM | 031162100 | 174 | 300 | SH | Put | SOLE | 300 | 0 | 0 | |
Amicus Therapeutics Inc | COM | 03152W109 | 551 | 45,560 | SH | SOLE | 45,560 | 0 | 0 | ||
ArQule Inc | COM | 04269E107 | 2 | 51 | SH | Put | SOLE | 51 | 0 | 0 | |
ARVINAS INC | COM | 04335A105 | 1,265 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
AstraZeneca PLC | SPONSORED ADR | 046353108 | 63 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
AtriCure Inc | COM | 04963C209 | 2,370 | 67,670 | SH | SOLE | 67,670 | 0 | 0 | ||
AVANOS MED INC | COM | 05350V106 | 2,778 | 40,560 | SH | SOLE | 40,560 | 0 | 0 | ||
Aveo Pharmaceuticals Inc | COM | 053588109 | 800 | 241,754 | SH | SOLE | 241,754 | 0 | 0 | ||
Aveo Pharmaceuticals Inc | COM | 053588109 | 6 | 1,240 | SH | Put | SOLE | 1,240 | 0 | 0 | |
Aveo Pharmaceuticals Inc | COM | 053588109 | 48 | 2,770 | SH | Put | SOLE | 2,770 | 0 | 0 | |
Aveo Pharmaceuticals Inc | COM | 053588109 | 13 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
Aveo Pharmaceuticals Inc | COM | 053588109 | 40 | 3,999 | SH | Put | SOLE | 3,999 | 0 | 0 | |
AZURRX BIOPHARMA INC | COM | 05502L105 | 21 | 8,340 | SH | SOLE | 8,340 | 0 | 0 | ||
BAXTER INTL INC | COM | 071813109 | 4,625 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
BIOCRYST PHARMACEUTICALS | COM | 09058V103 | 773 | 101,245 | SH | SOLE | 101,245 | 0 | 0 | ||
BIOSPECIFICS TECHNOLOGIES CO | COM | 090931106 | 1,179 | 20,160 | SH | SOLE | 20,160 | 0 | 0 | ||
Boston Scientific Corp | COM | 101137107 | 9,738 | 252,925 | SH | SOLE | 252,925 | 0 | 0 | ||
Brooks Automation Inc | COM | 114340102 | 5,699 | 162,676 | SH | SOLE | 162,676 | 0 | 0 | ||
Catalyst Pharmaceuticals Inc | COM | 14888U101 | 765 | 202,489 | SH | SOLE | 202,489 | 0 | 0 | ||
CELLECTIS S A | SPONSORED ADS | 15117K103 | 1,000 | 35,437 | SH | SOLE | 35,437 | 0 | 0 | ||
CENTENE CORP DEL | COM | 15135B101 | 5,488 | 37,905 | SH | SOLE | 37,905 | 0 | 0 | ||
CLEARSIDE BIOMEDICAL INC | COM | 185063104 | 311 | 50,622 | SH | SOLE | 50,622 | 0 | 0 | ||
COOPER COS INC | COM NEW | 216648402 | 60 | 218 | SH | SOLE | 218 | 0 | 0 | ||
DexCom Inc | COM | 252131107 | 6,517 | 45,560 | SH | SOLE | 45,560 | 0 | 0 | ||
DexCom Inc | COM | 252131107 | 798 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
DICERNA PHARMACEUTICALS INC | COM | 253031108 | 772 | 50,622 | SH | SOLE | 50,622 | 0 | 0 | ||
EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 486 | 40,498 | SH | SOLE | 40,498 | 0 | 0 | ||
ELANCO ANIMAL HEALTH INC | COM | 28414H103 | 3,489 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 8 | 250 | SH | Call | SOLE | 250 | 0 | 0 | |
Encompass Health Corp | COM | 29261A100 | 81 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
ESTABLISHMENT LABS HLDGS INC | COM | G31249108 | 5,010 | 207,882 | SH | SOLE | 207,882 | 0 | 0 | ||
Exelixis Inc | COM | 30161Q104 | 38 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
Exelixis Inc | COM | 30161Q104 | 6 | 320 | SH | SOLE | 320 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 | 11 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 | 14 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
FLUIDIGM CORP DEL | COM | 34385P108 | 1,685 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
FLUIDIGM CORP DEL | COM | 34385P108 | 23 | 1,500 | SH | Call | SOLE | 1,500 | 0 | 0 | |
Geron Corp | COM | 374163103 | 1 | 89 | SH | Put | SOLE | 89 | 0 | 0 | |
GLOBUS MED INC | CL A | 379577208 | 3,264 | 57,500 | SH | SOLE | 57,500 | 0 | 0 | ||
Gritstone Oncology Inc | COM | 39868T105 | 1,068 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
GTX INC DEL | COM NEW | 40052B207 | 7 | 22 | SH | Put | SOLE | 22 | 0 | 0 | |
Hanger Inc | COM NEW | 41043F208 | 61 | 2,950 | SH | SOLE | 2,950 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 80 | 1,250 | SH | Put | SOLE | 1,250 | 0 | 0 | |
Histogenics Corp | COM | 43358V109 | 33 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
ICU MED INC | COM | 44930G107 | 11,683 | 41,319 | SH | SOLE | 41,319 | 0 | 0 | ||
ICU MED INC | COM | 44930G107 | 166 | 320 | SH | Call | SOLE | 320 | 0 | 0 | |
Immunogen Inc | COM | 45253H101 | 430 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | |
Incyte Corp | COM | 45337C102 | 45 | 100 | SH | Call | SOLE | 100 | 0 | 0 | |
INSPIRE MED SYS INC | COM | 457730109 | 10,246 | 243,493 | SH | SOLE | 243,493 | 0 | 0 | ||
Intersect ENT Inc | COM | 46071F103 | 2,401 | 83,527 | SH | SOLE | 83,527 | 0 | 0 | ||
Intersect ENT Inc | COM | 46071F103 | 1,030 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | |
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 143 | 250 | SH | Call | SOLE | 250 | 0 | 0 | |
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 155 | 1,681 | SH | Put | SOLE | 1,681 | 0 | 0 | |
Invacare Corp | COM | 461203101 | 1,455 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 180 | 1,500 | SH | Put | SOLE | 1,500 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 29 | 300 | SH | Put | SOLE | 300 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 82 | 450 | SH | Put | SOLE | 450 | 0 | 0 | |
LivaNova PLC | SHS | G5509L101 | 8,786 | 70,871 | SH | SOLE | 70,871 | 0 | 0 | ||
LivaNova PLC | SHS | G5509L101 | 230 | 250 | SH | Call | SOLE | 250 | 0 | 0 | |
LivaNova PLC | SHS | G5509L101 | 753 | 350 | SH | Call | SOLE | 350 | 0 | 0 | |
LivaNova PLC | SHS | G5509L101 | 1,410 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
LivaNova PLC | SHS | G5509L101 | 910 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
Madrigal Pharmaceuticals Inc | COM | 558868105 | 793 | 3,702 | SH | SOLE | 3,702 | 0 | 0 | ||
Medtronic PLC | SHS | G5960L103 | 7,971 | 81,027 | SH | SOLE | 81,027 | 0 | 0 | ||
Medtronic PLC | SHS | G5960L103 | 129 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
Medtronic PLC | SHS | G5960L103 | 196 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
MIRATI THERAPEUTICS INC | COM | 60468T105 | 280 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
Molecular Templates Inc | COM | 608550109 | 522 | 96,908 | SH | SOLE | 96,908 | 0 | 0 | ||
MYLAN N V | SHS EURO | N59465109 | 7 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
NanoString Technologies Inc | COM | 63009R109 | 6,356 | 356,494 | SH | SOLE | 356,494 | 0 | 0 | ||
NanoString Technologies Inc | COM | 63009R109 | 94 | 750 | SH | Call | SOLE | 750 | 0 | 0 | |
Natera Inc | COM | 632307104 | 1,697 | 70,871 | SH | SOLE | 70,871 | 0 | 0 | ||
Nevro Corp | COM | 64157F103 | 780 | 600 | SH | Put | SOLE | 600 | 0 | 0 | |
NewLink Genetics Corp | COM | 651511107 | 63 | 26,341 | SH | SOLE | 26,341 | 0 | 0 | ||
Novavax Inc | COM | 670002104 | 852 | 453,112 | SH | SOLE | 453,112 | 0 | 0 | ||
Novavax Inc | COM | 670002104 | 294 | 2,500 | SH | Call | SOLE | 2,500 | 0 | 0 | |
Novavax Inc | COM | 670002104 | 22 | 200 | SH | Call | SOLE | 200 | 0 | 0 | |
NOVO-NORDISK A S | ADR | 670100205 | 40 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | |
NUVECTRA CORP | COM | 67075N108 | 2,519 | 114,616 | SH | SOLE | 114,616 | 0 | 0 | ||
NUVECTRA CORP | COM | 67075N108 | 645 | 1,500 | SH | Call | SOLE | 1,500 | 0 | 0 | |
Obseva SA | COM | H5861P103 | 913 | 50,622 | SH | SOLE | 50,622 | 0 | 0 | ||
Ocular Therapeutix Inc | COM | 67576A100 | 592 | 86,058 | SH | SOLE | 86,058 | 0 | 0 | ||
Omnicell Inc | COM | 68213N109 | 139 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
ORTHOFIX INTL N V | COM | N6748L102 | 5,264 | 91,058 | SH | SOLE | 91,058 | 0 | 0 | ||
Orthopediatrics Corp | COM | 68752L100 | 3,695 | 100,834 | SH | SOLE | 100,834 | 0 | 0 | ||
OTONOMY INC | COM | 68906L105 | 791 | 287,657 | SH | SOLE | 287,657 | 0 | 0 | ||
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 1,643 | 303,734 | SH | SOLE | 303,734 | 0 | 0 | ||
Portola Pharmaceuticals Inc | COM | 737010108 | 17 | 622 | SH | SOLE | 622 | 0 | 0 | ||
PRESTIGE CONSMR HEALTHCARE I | COM | 74112D101 | 59 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
PROQR THRAPEUTICS N V | SHS EURO | N71542109 | 1,099 | 56,803 | SH | SOLE | 56,803 | 0 | 0 | ||
Qiagen NV | SHS NEW | N72482123 | 10 | 400 | SH | Call | SOLE | 400 | 0 | 0 | |
R1 RCM Inc | COM | 749397105 | 2,307 | 227,109 | SH | SOLE | 227,109 | 0 | 0 | ||
RA MED SYS INC | COM | 74933X104 | 1,820 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 201 | 100 | SH | Call | SOLE | 100 | 0 | 0 | |
Rigel Pharmaceuticals Inc | COM NEW | 766559603 | 971 | 302,489 | SH | SOLE | 302,489 | 0 | 0 | ||
Selecta Biosciences Inc | COM | 816212104 | 905 | 58,205 | SH | SOLE | 58,205 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 14 | 200 | SH | Put | SOLE | 200 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 157 | 650 | SH | Put | SOLE | 650 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 146 | 1,300 | SH | Put | SOLE | 1,300 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 220 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
Spectrum Pharmaceuticals Inc | COM | 84763A108 | 840 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Spectrum Pharmaceuticals Inc | COM | 84763A108 | 155 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
STAAR Surgical Co | COM PAR $0.01 | 852312305 | 5,835 | 121,556 | SH | SOLE | 121,556 | 0 | 0 | ||
Syndax Pharmaceuticals Inc | COM | 87164F105 | 808 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Syndax Pharmaceuticals Inc | COM | 87164F105 | 215 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
Syneos Health Inc | CL A | 87166B102 | 4,697 | 91,120 | SH | SOLE | 91,120 | 0 | 0 | ||
Tandem Diabetes Care Inc | COM NEW | 875372203 | 3,253 | 75,933 | SH | SOLE | 75,933 | 0 | 0 | ||
Teleflex Inc | COM | 879369106 | 39 | 100 | SH | Put | SOLE | 100 | 0 | 0 | |
TESARO Inc | COM | 881569107 | 1,980 | 50,747 | SH | SOLE | 50,747 | 0 | 0 | ||
Thermo Fisher Scientific Inc | COM | 883556102 | 60 | 125 | SH | Put | SOLE | 125 | 0 | 0 | |
Urovant Sciences Ltd | SHS | G9381B108 | 120 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 73 | 450 | SH | Put | SOLE | 450 | 0 | 0 | |
VARIAN MED SYS INC | COM | 92220P105 | 78 | 250 | SH | Put | SOLE | 250 | 0 | 0 | |
VERRICA PHARMACEUTICALS INC | COM | 92511W108 | 325 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ViewRay Inc | COM | 92672L107 | 5,811 | 620,839 | SH | SOLE | 620,839 | 0 | 0 | ||
ViewRay Inc | COM | 92672L107 | 19 | 750 | SH | Call | SOLE | 750 | 0 | 0 | |
ViewRay Inc | COM | 92672L107 | 83 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
VITAL THERAPIES INC | COM | 92847R104 | 4 | 14,100 | SH | SOLE | 14,100 | 0 | 0 | ||
VIVEVE MED INC | COM NEW | 92852W204 | 197 | 73,527 | SH | SOLE | 73,527 | 0 | 0 | ||
Vocera Communications Inc | COM | 92857F107 | 1,852 | 50,622 | SH | SOLE | 50,622 | 0 | 0 | ||
WRIGHT MED GROUP N V | ORD SHS 0.03 PAR | N96617118 | 5,142 | 177,178 | SH | SOLE | 177,178 | 0 | 0 | ||
Y MABS THERAPEUTICS INC | COM | 984241109 | 594 | 22,350 | SH | SOLE | 22,350 | 0 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 5,259 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 273 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
Zogenix Inc | COM NEW | 98978L204 | 2,218 | 44,718 | SH | SOLE | 44,718 | 0 | 0 | ||
Zogenix Inc | COM NEW | 98978L204 | 38 | 500 | SH | Call | SOLE | 500 | 0 | 0 |