The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AbbVie Inc | COM | 00287Y109 | 3,625 | 44,980 | SH | SOLE | 44,980 | 0 | 0 | ||
ABIOMED INC | COM | 003654100 | 162 | 200 | SH | Call | SOLE | 200 | 0 | 0 | |
ACASTI PHARMA INC | CL A NEW | 00430K402 | 212 | 208,099 | SH | SOLE | 208,099 | 0 | 0 | ||
Aceto Corp | COM | 004446100 | 1 | 494 | SH | Call | SOLE | 494 | 0 | 0 | |
ADMA BIOLOGICS INC | COM | 000899104 | 318 | 4,778 | SH | Put | SOLE | 4,778 | 0 | 0 | |
AGILE THERAPEUTICS INC | COM | 00847L100 | 112 | 74,265 | SH | SOLE | 74,265 | 0 | 0 | ||
Align Technology Inc | COM | 016255101 | 146 | 250 | SH | Put | SOLE | 250 | 0 | 0 | |
Allergan Plc | SHS | G0177J108 | 6,168 | 42,125 | SH | SOLE | 42,125 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 4,883 | 235,204 | SH | SOLE | 235,204 | 0 | 0 | ||
Accuray Inc | COM | 004397105 | 65 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | |
Accuray Inc | COM | 004397105 | 560 | 8,000 | SH | Call | SOLE | 8,000 | 0 | 0 | |
ArQule Inc | COM | 04269E107 | 2 | 20 | SH | Call | SOLE | 20 | 0 | 0 | |
ArQule Inc | COM | 04269E107 | 1,837 | 383,500 | SH | SOLE | 383,500 | 0 | 0 | ||
AVANOS MED INC | COM | 05350V106 | 3,735 | 87,500 | SH | SOLE | 87,500 | 0 | 0 | ||
Aveo Pharmaceuticals Inc | COM | 053588109 | 4 | 1,514 | SH | Put | SOLE | 1,514 | 0 | 0 | |
Aveo Pharmaceuticals Inc | COM | 053588109 | 92 | 3,362 | SH | Put | SOLE | 3,362 | 0 | 0 | |
AXOGEN INC | COM | 05463X106 | 235 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
AXOGEN INC | COM | 05463X106 | 237 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | |
AXOGEN INC | COM | 05463X106 | 6,792 | 322,500 | SH | SOLE | 322,500 | 0 | 0 | ||
AXOVANT SCIENCES LTD | COM | G0750W104 | 1,973 | 1,483,623 | SH | SOLE | 1,483,623 | 0 | 0 | ||
Axsome Therapeutics Inc | COM | 05464T104 | 1,146 | 1,574 | SH | Call | SOLE | 1,574 | 0 | 0 | |
Axsome Therapeutics Inc | COM | 05464T104 | 3,040 | 213,645 | SH | SOLE | 213,645 | 0 | 0 | ||
BAXTER INTL INC | COM | 071813109 | 5,692 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
BIODELIVERY SCIENCES INTL IN | COM | 09060J106 | 3,713 | 700,478 | SH | SOLE | 700,478 | 0 | 0 | ||
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 1,544 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 7 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
Boston Scientific Corp | COM | 101137107 | 8,060 | 210,000 | SH | SOLE | 210,000 | 0 | 0 | ||
Catalyst Pharmaceuticals Inc | COM | 14888U101 | 1,008 | 197,594 | SH | SOLE | 197,594 | 0 | 0 | ||
Celgene Corp | COM | 151020104 | 4,717 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Clovis Oncology Inc | COM | 189464100 | 496 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CONCERT PHARMACEUTICALS INC | COM | 206022105 | 146 | 2,249 | SH | Call | SOLE | 2,249 | 0 | 0 | |
Coherus BioSciences Inc | COM | 19249H103 | 2,259 | 165,613 | SH | SOLE | 165,613 | 0 | 0 | ||
Conmed Corp | COM | 207410101 | 3,327 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
DANAHER CORPORATION | COM | 235851102 | 5,941 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
DENTSPLY SIRONA Inc | COM | 24906P109 | 10,414 | 210,000 | SH | SOLE | 210,000 | 0 | 0 | ||
DexCom Inc | COM | 252131107 | 7,716 | 64,787 | SH | SOLE | 64,787 | 0 | 0 | ||
DaVita Inc | COM | 23918K108 | 110 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
DexCom Inc | COM | 252131107 | 74 | 150 | SH | Call | SOLE | 150 | 0 | 0 | |
Encompass Health Corp | COM | 29261A100 | 89 | 281 | SH | Put | SOLE | 281 | 0 | 0 | |
Encompass Health Corp | COM | 29261A100 | 191 | 281 | SH | Put | SOLE | 281 | 0 | 0 | |
Ehealth Inc | COM | 28238P109 | 1,870 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
ESTABLISHMENT LABS HLDGS INC | COM | G31249108 | 7,734 | 321,725 | SH | SOLE | 321,725 | 0 | 0 | ||
Edwards Lifesciences Corp | COM | 28176E108 | 9 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
Exact Sciences Corp | COM | 30063P105 | 341 | 650 | SH | Put | SOLE | 650 | 0 | 0 | |
FLUIDIGM CORP DEL | COM | 34385P108 | 5,582 | 420,000 | SH | SOLE | 420,000 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 | 206 | 2,750 | SH | Put | SOLE | 2,750 | 0 | 0 | |
FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 | 133 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
Guardant Health Inc | COM | 40131M109 | 1,661 | 1,138 | SH | Put | SOLE | 1,138 | 0 | 0 | |
Gilead Sciences Inc | COM | 375558103 | 6,501 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
GLOBUS MED INC | CL A | 379577208 | 3,953 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
Guardant Health Inc | COM | 40131M109 | 8,728 | 113,800 | SH | SOLE | 113,800 | 0 | 0 | ||
ICU MED INC | COM | 44930G107 | 17,619 | 73,619 | SH | SOLE | 73,619 | 0 | 0 | ||
ISHARES TR | U.S. MED DVC ETF | 464288810 | 31 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
Immunogen Inc | COM | 45253H101 | 1 | 307 | SH | Call | SOLE | 307 | 0 | 0 | |
Immunogen Inc | COM | 45253H101 | 6 | 2,426 | SH | Call | SOLE | 2,426 | 0 | 0 | |
Immunogen Inc | COM | 45253H101 | 5 | 2,133 | SH | Call | SOLE | 2,133 | 0 | 0 | |
Immunogen Inc | COM | 45253H101 | 1 | 380 | SH | Call | SOLE | 380 | 0 | 0 | |
Incyte Corp | COM | 45337C102 | 2,436 | 28,318 | SH | SOLE | 28,318 | 0 | 0 | ||
INSPIRE MED SYS INC | COM | 457730109 | 20,356 | 358,500 | SH | SOLE | 358,500 | 0 | 0 | ||
Intersect ENT Inc | COM | 46071F103 | 6,296 | 195,826 | SH | SOLE | 195,826 | 0 | 0 | ||
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 1,218 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
IntriCon Corp | COM | 46121H109 | 502 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Invacare Corp | COM | 461203101 | 6,582 | 786,439 | SH | SOLE | 786,439 | 0 | 0 | ||
Ionis Pharmaceuticals Inc | COM | 462222100 | 90 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
Irhythm Technologies Inc | COM | 450056106 | 218 | 375 | SH | Put | SOLE | 375 | 0 | 0 | |
Irhythm Technologies Inc | COM | 450056106 | 283 | 375 | SH | Put | SOLE | 375 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 174 | 1,875 | SH | Put | SOLE | 1,875 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 103 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 285 | 1,550 | SH | Put | SOLE | 1,550 | 0 | 0 | |
Kala Pharmaceuticals Inc | COM | 483119103 | 2,469 | 298,599 | SH | SOLE | 298,599 | 0 | 0 | ||
KARYOPHARM THERAPEUTICS INC | COM | 48576U106 | 584 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
LivaNova PLC | SHS | G5509L101 | 3,890 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
Masimo Corp | COM | 574795100 | 4,494 | 32,500 | SH | SOLE | 32,500 | 0 | 0 | ||
Mersana Therapeutics Inc | COM | 59045L106 | 1,036 | 196,913 | SH | SOLE | 196,913 | 0 | 0 | ||
MACROGENICS INC | COM | 556099109 | 44 | 135 | SH | Call | SOLE | 135 | 0 | 0 | |
ETF MANAGERS TR | ETFMG ALTR HRVST | 26924G508 | 120 | 2,000 | SH | Put | SOLE | 2,000 | 0 | 0 | |
ETF MANAGERS TR | ETFMG ALTR HRVST | 26924G508 | 270 | 2,000 | SH | Put | SOLE | 2,000 | 0 | 0 | |
Myriad Genetics Inc | COM | 62855J104 | 18 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
Myriad Genetics Inc | COM | 62855J104 | 305 | 2,000 | SH | Put | SOLE | 2,000 | 0 | 0 | |
NanoString Technologies Inc | COM | 63009R109 | 15,589 | 651,441 | SH | SOLE | 651,441 | 0 | 0 | ||
NanoString Technologies Inc | COM | 63009R109 | 617 | 1,750 | SH | Call | SOLE | 1,750 | 0 | 0 | |
NanoString Technologies Inc | COM | 63009R109 | 85 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
Novavax Inc | COM | 670002104 | 44 | 3,034 | SH | Call | SOLE | 3,034 | 0 | 0 | |
Novavax Inc | COM | 670002104 | 2 | 244 | SH | Call | SOLE | 244 | 0 | 0 | |
Novavax Inc | COM | 670002104 | 1 | 568 | SH | Call | SOLE | 568 | 0 | 0 | |
Novavax Inc | COM | 670002104 | 24 | 9,551 | SH | Call | SOLE | 9,551 | 0 | 0 | |
Novavax Inc | COM | 670002104 | 0 | 6 | SH | Call | SOLE | 6 | 0 | 0 | |
ORTHOFIX MED INC | COM | 68752M108 | 5,923 | 105,000 | SH | SOLE | 105,000 | 0 | 0 | ||
Orthopediatrics Corp | COM | 68752L100 | 5,308 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
OTONOMY INC | COM | 68906L105 | 2,613 | 993,463 | SH | SOLE | 993,463 | 0 | 0 | ||
Puma Biotechnology Inc | COM | 74587V107 | 37 | 185 | SH | Call | SOLE | 185 | 0 | 0 | |
Protalix Biotherapeutics Inc | COM | 74365A101 | 2 | 895 | SH | Call | SOLE | 895 | 0 | 0 | |
Protalix Biotherapeutics Inc | COM | 74365A101 | 2 | 316 | SH | Call | SOLE | 316 | 0 | 0 | |
Portola Pharmaceuticals Inc | COM | 737010108 | 1,951 | 56,225 | SH | SOLE | 56,225 | 0 | 0 | ||
Protalix Biotherapeutics Inc | COM | 74365A101 | 306 | 694,603 | SH | SOLE | 694,603 | 0 | 0 | ||
PTC Therapeutics Inc | COM | 69366J200 | 3,174 | 84,338 | SH | SOLE | 84,338 | 0 | 0 | ||
Qiagen NV | SHS NEW | N72482123 | 32 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | |
Quotient Ltd | SHS | G73268107 | 79 | 1,125 | SH | Call | SOLE | 1,125 | 0 | 0 | |
Quotient Ltd | SHS | G73268107 | 1,970 | 218,676 | SH | SOLE | 218,676 | 0 | 0 | ||
R1 RCM Inc | COM | 749397105 | 4,421 | 457,141 | SH | SOLE | 457,141 | 0 | 0 | ||
SAGE Therapeutics Inc | COM | 78667J108 | 1,591 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SIENTRA INC | COM | 82621J105 | 37 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | |
SIENTRA INC | COM | 82621J105 | 184 | 1,125 | SH | Put | SOLE | 1,125 | 0 | 0 | |
SIENTRA INC | COM | 82621J105 | 401 | 1,687 | SH | Put | SOLE | 1,687 | 0 | 0 | |
SIENTRA INC | COM | 82621J105 | 1,634 | 190,429 | SH | SOLE | 190,429 | 0 | 0 | ||
Smith & Nephew PLC | SPDN ADR NEW | 83175M205 | 116 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 48 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 73 | 800 | SH | Put | SOLE | 800 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 31 | 300 | SH | Put | SOLE | 300 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 48 | 400 | SH | Put | SOLE | 400 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 93 | 600 | SH | Put | SOLE | 600 | 0 | 0 | |
STAAR Surgical Co | COM PAR $0.01 | 852312305 | 362 | 562 | SH | Call | SOLE | 562 | 0 | 0 | |
STAAR Surgical Co | COM PAR $0.01 | 852312305 | 10,081 | 294,842 | SH | SOLE | 294,842 | 0 | 0 | ||
Stemline Therapeutics Inc | COM | 85858C107 | 489 | 38,084 | SH | SOLE | 38,084 | 0 | 0 | ||
Sunesis Pharmaceuticals Inc | COM PAR | 867328700 | 1,406 | 1,157,319 | SH | SOLE | 1,157,319 | 0 | 0 | ||
Stryker Corp | COM | 863667101 | 243 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
Tandem Diabetes Care Inc | COM NEW | 875372203 | 2,540 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
Teladoc Health Inc | COM | 87918A105 | 3,197 | 57,500 | SH | SOLE | 57,500 | 0 | 0 | ||
TG Therapeutics Inc | COM | 88322Q108 | 520 | 64,719 | SH | SOLE | 64,719 | 0 | 0 | ||
UnitedHealth Group Inc | COM | 91324P102 | 63 | 400 | SH | Put | SOLE | 400 | 0 | 0 | |
UnitedHealth Group Inc | COM | 91324P102 | 114 | 200 | SH | Put | SOLE | 200 | 0 | 0 | |
Uniqure NV | SHS | N90064101 | 440 | 7,370 | SH | SOLE | 7,370 | 0 | 0 | ||
VAPOTHERM INC | COM | 922107107 | 3,305 | 168,174 | SH | SOLE | 168,174 | 0 | 0 | ||
ViewRay Inc | COM | 92672L107 | 8,844 | 1,196,805 | SH | SOLE | 1,196,805 | 0 | 0 | ||
VistaGen Therapeutics Inc | COM NEW | 92840H202 | 544 | 425,000 | SH | SOLE | 425,000 | 0 | 0 | ||
ViewRay Inc | COM | 92672L107 | 63 | 1,687 | SH | Call | SOLE | 1,687 | 0 | 0 | |
WRIGHT MED GROUP N V | ORD SHS | N96617118 | 129 | 1,125 | SH | Call | SOLE | 1,125 | 0 | 0 | |
WRIGHT MED GROUP N V | ORD SHS | N96617118 | 4,403 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 93 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
Intersect ENT Inc | COM | 46071F103 | 233 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 113 | 1,500 | SH | Put | SOLE | 1,500 | 0 | 0 | |
DENTSPLY SIRONA Inc | COM | 24906P109 | 550 | 2,500 | SH | Call | SOLE | 2,500 | 0 | 0 | |
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 163 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 913 | 1,250 | SH | Call | SOLE | 1,250 | 0 | 0 | |
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 14,047 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
Zogenix Inc | COM NEW | 98978L204 | 2,955 | 53,718 | SH | SOLE | 53,718 | 0 | 0 | ||
SHOCKWAVE MED INC | COM | 82489T104 | 3,093 | 92,400 | SH | SOLE | 92,400 | 0 | 0 | ||
Histogenics Corp | COM | 43358V109 | 26 | 222,222 | SH | SOLE | 222,222 | 0 | 0 | ||
VIVEVE MED INC | COM NEW | 92852W204 | 69 | 73,527 | SH | SOLE | 73,527 | 0 | 0 |