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8-K Filing
uniQure (QURE) 8-KReport of the Board of Directors
Filed: 6 May 19, 4:25pm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 3, 2019
uniQure N.V.
(Exact Name of Registrant as Specified in Charter)
The Netherlands |
| 001-36294 |
| N/A |
(State or Other |
| (Commission |
| (IRS Employer |
Paasheuvelweg 25a, |
| N/A |
(Address of Principal Executive Offices) |
| (Zip Code) |
Registrant’s telephone number, including area code: +31-20-566-7394
(Former Name or Former Address, if Changed Since Last Report)
Securities registered pursuant to Section 12(b) of the Act:
Title of each class: |
| Trading Symbol(s) |
| Name of each exchange on which registered: |
Ordinary Shares |
| QURE |
| The Nasdaq Global Select Market |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
Item 8.01. Other Events
In connection with the uniQure N.V.’s (the “Company”) annual general meeting of shareholders (“AGM”) in which the shareholders of the Company will be asked to approve the Dutch statutory annual accounts for the period ending December 31, 2018, the Company has filed its Dutch statutory annual accounts on the attached Exhibit 99.1.
As a public limited liability corporation (“namenslooze vennopschaap”) incorporated under the laws of the Netherlands, the Company is required by both Dutch law and its Articles of Association to prepare the Dutch statutory annual accounts and submit them to its shareholders for confirmation and adoption. The 2018 Dutch statutory annual accounts differ from the consolidated financial statements contained in the Company’s Annual Report on Form 10-K for the year ended December 31, 2018, that were prepared in accordance with U.S. generally accepted accounting principles (“U.S. GAAP”), and filed with the SEC. The 2018 Dutch statutory annual accounts contain some disclosures that are not required under U.S. GAAP and not contained in our 2018 Annual Report on Form 10-K.
Item 9.01 Financial Statements and Exhibits
(d) |
| Exhibits |
|
|
|
99.1 |
| Dutch statutory annual report of uniQure N.V. for the year ended December 31, 2018. |
EXHIBIT INDEX
Exhibit |
| Description |
|
|
|
99.1 |
| Dutch statutory annual report of uniQure N.V. for the year ended December 31, 2018. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| UNIQURE N.V. | |
|
| |
Date: May 6, 2019 |
| |
|
| |
| By: | /s/ MATTHEW KAPUSTA |
|
| Name: Matthew Kapusta |
|
| Title: Chief Executive Officer and Chief Financial Officer |