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SC 13G/A Filing
uniQure (QURE) SC 13G/AuniQure / BRISTOL MYERS SQUIBB ownership change
Filed: 13 Nov 24, 4:05pm
☐ | Rule 13d-1(b) |
☒ | Rule 13d-1(c) |
☐ | Rule 13d-1(d) |
CUSIP No. N90064101 | 13G |
1 | NAMES OF REPORTING PERSONS | ||||
Bristol-Myers Squibb Company 22-0790350 | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☐ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | |||
2,388,108 | |||||
6 | SHARED VOTING POWER | ||||
0 | |||||
7 | SOLE DISPOSITIVE POWER | ||||
2,388,108 | |||||
8 | SHARED DISPOSITIVE POWER | ||||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
2,388,108 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
4.9%* | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
CO | |||||
CUSIP No. N90064101 | 13G |
Item 1. | (a) | Name of Issuer: uniQure N.V. | |
(b) | Address of Issuer’s Principal Executive Offices: Paasheuvelweg 25a 1105 BP Amsterdam, The Netherlands | ||
Item 2. | (a) | Name of Person Filing: Bristol-Myers Squibb Company | |
(b) | Address of Principal Business Office or, if None, Residence: Route 206 & Province Line Road Princeton, New Jersey 08543 | ||
(c) | Citizenship: Delaware | ||
(d) | Title of Class of Securities: Ordinary Shares | ||
(e) | CUSIP Number: N90064101 | ||
Item 3. | If this statement is filed pursuant to 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: | ||
(a) | ☐ | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); | |
(b) | ☐ | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | |
(c) | ☐ | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); | |
(d) | ☐ | Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); | |
(e) | ☐ | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | |
(f) | ☐ | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | |
(g) | ☐ | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); | |
(h) | ☐ | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
(i) | ☐ | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3); | |
(j) | ☐ | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J); | |
(k) | ☐ | Group, in accordance with § 240.13d–1(b)(1)(ii)(K). |
CUSIP No. N90064101 | 13G |
Item 4. | Ownership. | ||
(a) | Amount beneficially owned: 2,388,108 | ||
(b) | Percent of class: 4.9% | ||
(c) | Number of shares as to which the person has: | ||
(i) | Sole power to vote or to direct the vote: 2,388,108 | ||
(ii) | Shared power to vote or to direct the vote: 0 | ||
(iii) | Sole power to dispose or to direct the disposition of: 2,388,108 | ||
(iv) | Shared power to dispose or to direct the disposition of: 0 |
Item 5. | Ownership of Five Percent or Less of a Class. |
Item 6. | Ownership of More Than Five Percent on Behalf of Another Person. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. |
Item 8. | Identification and Classification of Members of the Group. |
Item 9. | Notice of Dissolution of Group. |
Item 10. | Certifications. |
BRISTOL-MYERS SQUIBB COMPANY | ||
By: | /s/ Amy Fallone | |
Name: | Amy Fallone | |
Title: | Corporate Secretary |