UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 3, 2019
Riverview Financial Corporation
(Exact name of registrant as specified in its charter)
| | | | |
| Pennsylvania | | 001-38627 | | 38-3917371 |
(State or other jurisdiction
of incorporation) | | (Commission
File Number) | | (IRS Employer
Identification No.) |
| | |
3901 North Front Street, Harrisburg, Pennsylvania | | 17110 |
| (Address of principal executive offices) | | (Zip Code) |
(717)827-4042
(Registrant’s telephone number, including area code)
Check the appropriate box below if theForm 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant toRule 14a-12 under the Exchange Act (17 CFR240.14a-12) |
| ☐ | Pre-commencement communications pursuant toRule 14d-2(b) under the Exchange Act (17 CFR240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant toRule 13e-4(c) under the Exchange Act (17 CFR240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule12b-2 of the Securities Exchange Act of 1934(§240.12b-2) of this chapter.)
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b) of the Act:
| | | | | | | | | | | | |
| | | Title of each class | | | | Trading Symbol(s) | | | | Name of each exchange on which registered | | |
| | Common Stock | | | | RIVE | | | | Nasdaq Global Market | | |
Indicate the number of shares outstanding of the registrant’s common stock, as of the latest practicable date: 9,154,982 at April 29, 2019.
CURRENT REPORT ON FORM8-K
PART I – FINANCIAL INFORMATION
Item 1. Financial Statements.
| Item 2.02 | Results of Operations and Financial Condition. |
On May 3, 2019, Riverview Financial Corporation issued a press release reporting its earnings for the three months ended March 31, 2019. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form8-K and is incorporated herein by reference.
| Item 9.01 | Financial Statements and Exhibits. |
| (a) | Financial Statements of Businesses Acquired. |
None.
| (b) | Pro Forma Financial Information. |
None.
| (c) | Shell Company Transactions. |
None.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Current Report onForm 8-K to be signed on its behalf by the undersigned, thereunto duly authorized.
| | | | |
| | | | RIVERVIEW FINANCIAL CORPORATION |
| | | | (Registrant) |
| | |
| Dated: May 3, 2019 | | | | /s/ Brett D. Fulk |
| | | | Brett D. Fulk |
| | | | President and Chief Executive Officer |
