UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 14, 2023 |
A-MARK PRECIOUS METALS, INC.
(Exact name of Registrant as Specified in Its Charter)
Delaware | 001-36347 | 11-2464169 | ||
(State or Other Jurisdiction | (Commission File Number) | (IRS Employer | ||
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2121 Rosecrans Ave, Suite 6300 |
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El Segundo, California |
| 90245 | ||
(Address of Principal Executive Offices) |
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Registrant’s Telephone Number, Including Area Code: (310) 587-1477 |
Not Applicable |
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act:
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| Trading |
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Common Stock, $0.01 par value |
| AMRK |
| Nasdaq Global Select Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
On February 14, 2023, A-Mark Precious Metals, Inc. (“A-Mark” or the "Company") entered into a new employment agreement with Gregory N. Roberts, A-Mark’s Chief Executive Officer (the “CEO”). The new employment agreement will become effective July 1, 2023, replacing the CEO’s existing employment agreement upon its expiration on June 30, 2023.
The agreement contains the following key terms:
The foregoing description is qualified in its entirety by reference to the employment agreement between A-Mark and the CEO, a copy of which is included as Exhibit 10.1 to this Report on Form 8-K, and incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits:
Exhibit |
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10.1 |
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104 |
| Inline XBRL for the cover page of this Current Report on Form 8-K. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| A-MARK PRECIOUS METALS, INC. |
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Date: | February 17, 2023 | By: | /s/ Carol Meltzer |
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| Name: Title: | Carol Meltzer |