Michael Hal Weiner Form 4 National General / Michael Hal Weiner ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Weiner Michael Hal

(Last) (First) (Middle)

C/O NGHC

59 MAIDEN LANE, 38TH FLOOR

(Street)

NEW YORK NY 10038

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
National General Holdings Corp. [ NGHC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
CFO and Treasurer

3. Date of Earliest Transaction (Month/Day/Year)
02/26/2020

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $.01 par value	02/26/2020		M		10,554(1)	A	$0	116,773	D
Common Stock, $.01 par value	02/26/2020		F		3,678(2)	D	$0	113,095	D
Common Stock, $.01 par value	02/26/2020		M		15,873(3)	A	$0	128,968	D
Common Stock, $.01 par value	02/26/2020		F		5,393(4)	D	$0	123,575	D
Common Stock, $.01 par value	02/28/2020		M		9,653(5)	A	$0	133,228	D
Common Stock, $.01 par value	02/28/2020		F		3,280(6)	D	$0	129,948	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(7)	02/26/2020		M			10,554	(8)	(8)	Common Stock, $.01 par value	10,554	$0	10,554	D
Restricted Stock Units	(7)	02/26/2020		M			15,873	(9)	(9)	Common Stock, $.01 par value	15,873	$0	31,744	D
Restricted Stock Units	(7)	02/28/2020		M			9,653	(10)	(10)	Common Stock, $.01 par value	9,653	$0	0	D

Explanation of Responses:

1. Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Weiner on February 26, 2018.

2. Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Weiner on February 26, 2018.

3. Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Weiner on February 26, 2019.

4. Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Weiner on February 26, 2019.

5. Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Weiner on February 28, 2017.

6. Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Weiner on February 28, 2017.

7. Each restricted stock unit represents a contingent right to receive one share of National General Holdings Corp.'s common stock.

8. On February 26, 2018, Mr. Weiner received restricted stock units representing 31,662 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.

9. On February 26, 2019, Mr. Weiner received restricted stock units representing 47,617 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.

10. On February 28, 2017, Mr. Weiner received restricted stock units representing 28,960 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.

Remarks:

	/s/ Michael Weiner	02/28/2020
	** Signature of Reporting Person	Date
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