Carlos Filgueiras Form 4 Adtalem Global Education / Carlos Filgueiras ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Filgueiras Carlos

(Last) (First) (Middle)

500 WEST MONROE

(Street)

CHICAGO IL 60661

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Adtalem Global Education Inc. [ ATGE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Group President, Tech/Business

3. Date of Earliest Transaction (Month/Day/Year)
08/28/2018

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/28/2018		M		1,394	A	$48.45	16,482	D
Common Stock	08/28/2018		M		2,181	A	$48.35	18,663	D
Common Stock	08/28/2018		M		2,663	A	$48.37	21,326	D
Common Stock	08/28/2018		M		2,875	A	$48.33	24,201	D
Common Stock	08/28/2018		S		1,394	D	$48.45	22,807	D
Common Stock	08/28/2018		S		2,181	D	$48.35	20,626	D
Common Stock	08/28/2018		S		2,663	D	$48.37	17,963	D
Common Stock	08/28/2018		S		2,875	D	$48.33	15,088	D
Common Stock(1)	08/28/2018		S		2,358	D	$48.19	12,730	D
Common Stock(2)	08/28/2018		S		955	D	$48.19	11,775	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Non-qualified Stock Option (Right to Buy)	$43.47	08/28/2018		M			1,394	08/20/2014	08/20/2024	Common Stock	1,394	$0	0	D
Non-qualified Stock Option (Right to Buy)	$26.23	08/28/2018		M			2,181	08/26/2016	08/26/2025	Common Stock	2,181	$0	2,182	D
Non-qualified Stock Option (Right to Buy)	$23.78	08/28/2018		M			2,663	08/25/2017	08/25/2026	Common Stock	2,663	$0	5,325	D
Non-qualified Stock Option (Right to Buy)	$33.9	08/28/2018		M			2,875	08/23/2018	08/23/2027	Common Stock	2,875	$0	8,625	D

Explanation of Responses:

1. Includes common stock acquired upon lapsing of restrictions of performance-based restricted stock units, known as "Performance Shares" at Adtalem Global Education Inc. and common stock acquired upon vesting of restricted stock.

2. Includes common stock acquired upon vesting of restricted stock units.

	/s/ Stephen W. Beard for Carlos Alberto Guerra Filgueiras	08/29/2018
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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