The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
CREDIT SUISSE INTERNATIONAL | DBCV 7.125%12/3 | H919B9YE5 | 6,639 | 6,000,000 | PRN | SOLE | 6,000,000 | 0 | 0 | ||
MACQUARIE BK LTD | MTNF 6.125%12/3 | 55608YAC9 | 2,093 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
BROADCOM LTD | SHS | Y09827109 | 49,337 | 211,700 | SH | SOLE | 211,700 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 83,652 | 593,700 | SH | SOLE | 593,700 | 0 | 0 | ||
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 3,551 | 65,933 | SH | SOLE | 65,933 | 0 | 0 | ||
CREDIT SUISSE GROUP | DEBT 6.250%12/3 | H3698DAL8 | 1,067 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
HSBC HLDGS PLC | SDCV 5.625%12/3 | 404280AR0 | 9,547 | 9,100,000 | PRN | SOLE | 9,100,000 | 0 | 0 | ||
SWEDBANK AB | MTNF 5.500%12/3 | W9423X4R0 | 5,183 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
HSBC HLDGS PLC | NOTE 6.375%12/3 | 404280AT6 | 3,229 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
STANDARD CHARTERED PLC | DEBT 6.500%12/3 | G84228CE6 | 2,077 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
ING GROEP N V | DBCV 6.500%12/3 | 456837AF0 | 1,066 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
VANECK VECTORS ETF TR | JP MORGAN MKTS | 92189F494 | 1,060 | 56,093 | SH | SOLE | 56,093 | 0 | 0 | ||
ENEL AMERICAS S A | SPONSORED ADR | 29274F104 | 2,340 | 248,105 | SH | SOLE | 248,105 | 0 | 0 | ||
WISDOMTREE TR | EUROPE HEDGED EQ | 97717X701 | 2,470 | 39,620 | SH | SOLE | 39,620 | 0 | 0 | ||
JD COM INC | SPON ADR CL A | 47215P106 | 1,235 | 31,500 | SH | SOLE | 31,500 | 0 | 0 | ||
AUSTRALIA & NEW ZEALA BKG 14 | DEBT 4.400% 5/1 | Q0426RND6 | 11,443 | 11,000,000 | PRN | SOLE | 11,000,000 | 0 | 0 | ||
HSBC HLDGS PLC | NOTE 6.875%12/3 | 404280BC2 | 1,743 | 1,600,000 | PRN | SOLE | 1,600,000 | 0 | 0 | ||
NETEASE INC | SPONSORED ADR | 64110W102 | 13,588 | 45,199 | SH | SOLE | 45,199 | 0 | 0 | ||
ROYAL BK SCOTLAND GROUP PLC | NOTE 8.625%12/3 | 780097BB6 | 7,634 | 7,000,000 | PRN | SOLE | 7,000,000 | 0 | 0 | ||
STANDARD CHARTERED PLC | DEBT 7.500%12/3 | G84228CQ9 | 6,553 | 6,000,000 | PRN | SOLE | 6,000,000 | 0 | 0 | ||
WOORI BK GLBL MEDIUM TERM SU | PRFD 4.500%12/3 | 98105HAE0 | 3,026 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
ROYAL BK OF SCOTLAND PLC | DEBT 7.500%12/3 | 780099CJ4 | 2,069 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
UBS GROUP AG | DBCV 6.875%12/3 | H4209BAD0 | 5,718 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
WEIBO CORP | SPONSORED ADR | 948596101 | 698 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
YPF SOCIEDAD ANONIMA | SPON ADR CL D | 984245100 | 2,071 | 94,559 | SH | SOLE | 94,559 | 0 | 0 |