UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________
FORM N-PX
________
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-22920
The Advisors’ Inner Circle Fund III
(Exact name of registrant as specified in charter)
________
101 Federal Street
Boston, Massachusetts 02110
(Address of principal executive offices)
________
Michael Beattie, President
The Advisors’ Inner Circle Funds III
c/o SEI Investments
One Freedom Valley Drive
Oaks, PA 19456
(Name and address of agent for service)
________
Registrant’s telephone number, including area code: 1-877-446-3863
Date of Fiscal Year End: December 31
Date of Reporting Period: July 1, 2021 to June 30, 2022
________
Item 1. Proxy Voting Record.
Attached are the proxy voting records for the following funds, each of which
is a series of The Advisors’ Inner Circle Fund III:
is a series of The Advisors’ Inner Circle Fund III:
Penn Mutual AM Strategic Income Fund
Penn Mutual AM 1847 Income Fund
Non-Voting Fund
Penn Mutual AM Strategic Income Fund
The Penn Mutual AM Strategic Income Fund was not entitled to vote on any shareholder matters
relating to a portfolio security held by the Funds during the period covered by this report.
relating to a portfolio security held by the Funds during the period covered by this report.
Penn Mutual AM 1847 Income Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY
Security ID: 025676206
Ticker: AEL
Meeting Date: 10-Jun-22
Meeting Type: Annual
1.1 | Elect Director Anant Bhalla | Management | For | Voted - For |
1.2 | Elect Director Alan D. Matula | Management | For | Voted - For |
1.3 | Elect Director Gerard D. Neugent | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
ARGAN, INC.
Security ID: 04010E109
Ticker: AGX
Meeting Date: 21-Jun-22
Meeting Type: Annual
1.1 | Elect Director Rainer H. Bosselmann | Management | For | Voted - For |
1.2 | Elect Director Cynthia A. Flanders | Management | For | Voted - For |
1.3 | Elect Director Peter W. Getsinger | Management | For | Voted - For |
1.4 | Elect Director William F. Griffin, Jr. | Management | For | Voted - For |
1.5 | Elect Director John R. Jeffrey, Jr. | Management | For | Voted - For |
1.6 | Elect Director Mano S. Koilpillai | Management | For | Voted - For |
1.7 | Elect Director William F. Leimkuhler | Management | For | Voted - For |
1.8 | Elect Director W.G. Champion Mitchell | Management | For | Voted - For |
1.9 | Elect Director James W. Quinn | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | Voted - For |
ARTISAN PARTNERS ASSET MANAGEMENT INC.
Security ID: 04316A108
Ticker: APAM
Meeting Date: 02-Jun-22
Meeting Type: Annual
1.1 | Elect Director Jennifer A. Barbetta | Management | For | Voted - For |
1.2 | Elect Director Matthew R. Barger | Management | For | Voted - For |
1.3 | Elect Director Eric R. Colson | Management | For | Voted - For |
1.4 | Elect Director Tench Coxe | Management | For | Voted - For |
1.5 | Elect Director Stephanie G. DiMarco | Management | For | Voted - For |
1.6 | Elect Director Jeffrey A. Joerres | Management | For | Voted - For |
1.7 | Elect Director Saloni S. Multani | Management | For | Voted - For |
1.8 | Elect Director Andrew A. Ziegler | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
1
Penn Mutual AM 1847 Income Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
AT&T INC.
Security ID: 00206R102
Ticker: T
Meeting Date: 19-May-22
Meeting Type: Annual
1.1 | Elect Director Samuel A. Di Piazza, Jr. *Withdrawn Resolution* | Management | For | Non-Voting |
1.2 | Elect Director Scott T. Ford | Management | For | Voted - For |
1.3 | Elect Director Glenn H. Hutchins | Management | For | Voted - For |
1.4 | Elect Director William E. Kennard | Management | For | Voted - For |
1.5 | Elect Director Debra L. Lee *Withdrawn Resolution* | Management | For | Non-Voting |
1.6 | Elect Director Stephen J. Luczo | Management | For | Voted - For |
1.7 | Elect Director Michael B. McCallister | Management | For | Voted - For |
1.8 | Elect Director Beth E. Mooney | Management | For | Voted - For |
1.9 | Elect Director Matthew K. Rose | Management | For | Voted - For |
1.10 | Elect Director John T. Stankey | Management | For | Voted - For |
1.11 | Elect Director Cynthia B. Taylor | Management | For | Voted - For |
1.12 | Elect Director Luis A. Ubinas | Management | For | Voted - For |
1.13 | Elect Director Geoffrey Y. Yang *Withdrawn Resolution* | Management | For | Non-Voting |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Consider Pay Disparity Between Executives and Other Employees | Shareholder | Against | Voted - Against |
5 | Require Independent Board Chair | Shareholder | Against | Voted - For |
6 | Report on Congruency of Political Spending with Company Values and Priorities | Shareholder | Against | Voted - For |
7 | Report on Civil Rights and Non-Discrimination Audit | Shareholder | Against | Voted - Against |
BAKER HUGHES COMPANY
Security ID: 05722G100
Ticker: BKR
Meeting Date: 17-May-22
Meeting Type: Annual
1.1 | Elect Director W. Geoffrey Beattie | Management | For | Voted - For |
1.2 | Elect Director Gregory D. Brenneman | Management | For | Voted - For |
1.3 | Elect Director Cynthia B. Carroll | Management | For | Voted - For |
1.4 | Elect Director Nelda J. Connors | Management | For | Voted - For |
1.5 | Elect Director Michael R. Dumais | Management | For | Voted - For |
1.6 | Elect Director Gregory L. Ebel | Management | For | Voted - For |
1.7 | Elect Director Lynn L. Elsenhans | Management | For | Voted - For |
1.8 | Elect Director John G. Rice | Management | For | Voted - For |
1.9 | Elect Director Lorenzo Simonelli | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
2
Penn Mutual AM 1847 Income Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
BANK OF AMERICA CORPORATION
Security ID: 060505104
Ticker: BAC
Meeting Date: 26-Apr-22
Meeting Type: Annual
1a | Elect Director Sharon L. Allen | Management | For | Voted - For |
1b | Elect Director Frank P. Bramble, Sr. | Management | For | Voted - For |
1c | Elect Director Pierre J.P. de Weck | Management | For | Voted - For |
1d | Elect Director Arnold W. Donald | Management | For | Voted - For |
1e | Elect Director Linda P. Hudson | Management | For | Voted - For |
1f | Elect Director Monica C. Lozano | Management | For | Voted - For |
1g | Elect Director Brian T. Moynihan | Management | For | Voted - For |
1h | Elect Director Lionel L. Nowell, III | Management | For | Voted - For |
1i | Elect Director Denise L. Ramos | Management | For | Voted - For |
1j | Elect Director Clayton S. Rose | Management | For | Voted - For |
1k | Elect Director Michael D. White | Management | For | Voted - For |
1l | Elect Director Thomas D. Woods | Management | For | Voted - For |
1m | Elect Director R. David Yost | Management | For | Voted - For |
1n | Elect Director Maria T. Zuber | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Voted - For |
5 | Report on Civil Rights and Nondiscrimination Audit | Shareholder | Against | Voted - Against |
6 | Adopt Fossil Fuel Lending Policy Consistent with IEA's Net Zero 2050 Scenario | Shareholder | Against | Voted - Against |
7 | Report on Charitable Contributions | Shareholder | Against | Voted - Against |
BARRICK GOLD CORPORATION
Security ID: 067901108
Ticker: ABX
Meeting Date: 03-May-22
Meeting Type: Annual
1.1 | Elect Director Mark Bristow | Management | For | Voted - For |
1.2 | Elect Director Helen Cai | Management | For | Voted - For |
1.3 | Elect Director Gustavo A. Cisneros | Management | For | Voted - For |
1.4 | Elect Director Christopher L. Coleman | Management | For | Voted - For |
1.5 | Elect Director J. Michael Evans | Management | For | Voted - For |
1.6 | Elect Director Brian L. Greenspun | Management | For | Voted - For |
1.7 | Elect Director J. Brett Harvey | Management | For | Voted - For |
1.8 | Elect Director Anne Kabagambe | Management | For | Voted - For |
1.9 | Elect Director Andrew J. Quinn | Management | For | Voted - For |
1.10 | Elect Director Loreto Silva | Management | For | Voted - For |
1.11 | Elect Director John L. Thornton | Management | For | Voted - For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | Voted - For |
3
Penn Mutual AM 1847 Income Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
BWX TECHNOLOGIES, INC.
Security ID: 05605H100
Ticker: BWXT
Meeting Date: 03-May-22
Meeting Type: Annual
1a | Elect Director Jan A. Bertsch | Management | For | Voted - For |
1b | Elect Director Gerhard F. Burbach | Management | For | Voted - For |
1c | Elect Director Rex D. Geveden | Management | For | Voted - For |
1d | Elect Director James M. Jaska | Management | For | Voted - For |
1e | Elect Director Kenneth J. Krieg | Management | For | Voted - For |
1f | Elect Director Leland D. Melvin | Management | For | Voted - For |
1g | Elect Director Robert L. Nardelli | Management | For | Voted - For |
1h | Elect Director Barbara A. Niland | Management | For | Voted - For |
1i | Elect Director John M. Richardson | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
CABOT OIL & GAS CORPORATION
Security ID: 127097103
Ticker: COG
Meeting Date: 29-Sep-21
Meeting Type: Special
1 | Issue Shares in Connection with Merger | Management | For | Voted - For |
2 | Increase Authorized Common Stock | Management | For | Voted - For |
CALAVO GROWERS, INC.
Security ID: 128246105
Ticker: CVGW
Meeting Date: 27-Apr-22
Meeting Type: Annual
1.1 | Elect Director Farha Aslam | Management | For | Voted - For |
1.2 | Elect Director Marc L. Brown | Management | For | Voted - For |
1.3 | Elect Director Michael A. DiGregorio | Management | For | Voted - For |
1.4 | Elect Director Adriana Mendizabal | Management | For | Voted - For |
1.5 | Elect Director James Helin | Management | For | Voted - For |
1.6 | Elect Director Steven Hollister | Management | For | Voted - For |
1.7 | Elect Director Kathleen M. Holmgren | Management | For | Voted - For |
1.8 | Elect Director John M. Hunt | Management | For | Voted - For |
1.9 | Elect Director J. Link Leavens | Management | For | Voted - For |
1.10 | Elect Director Donald M. Sanders | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4
Penn Mutual AM 1847 Income Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
CALERES, INC.
Security ID: 129500104
Ticker: CAL
Meeting Date: 26-May-22
Meeting Type: Annual
1.1 | Elect Director Lisa A. Flavin | Management | For | Voted - For |
1.2 | Elect Director Brenda C. Freeman | Management | For | Voted - For |
1.3 | Elect Director Lori H. Greeley | Management | For | Voted - For |
1.4 | Elect Director Ward M. Klein | Management | For | Voted - For |
1.5 | Elect Director Steven W. Korn | Management | For | Voted - For |
1.6 | Elect Director Diane M. Sullivan | Management | For | Voted - For |
1.7 | Elect Director Bruce K. Thorn | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
CAMPING WORLD HOLDINGS, INC.
Security ID: 13462K109
Ticker: CWH
Meeting Date: 13-May-22
Meeting Type: Annual
1.1 | Elect Director Brian P. Cassidy | Management | For | Voted - Withheld |
1.2 | Elect Director Marcus A. Lemonis | Management | For | Voted - Withheld |
1.3 | Elect Director Michael W. Malone | Management | For | Voted - Withheld |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
CISCO SYSTEMS, INC.
Security ID: 17275R102
Ticker: CSCO
Meeting Date: 13-Dec-21
Meeting Type: Annual
1a | Elect Director M. Michele Burns | Management | For | Voted - For |
1b | Elect Director Wesley G. Bush | Management | For | Voted - For |
1c | Elect Director Michael D. Capellas | Management | For | Voted - For |
1d | Elect Director Mark Garrett | Management | For | Voted - For |
1e | Elect Director John D. Harris, II | Management | For | Voted - For |
1f | Elect Director Kristina M. Johnson | Management | For | Voted - For |
1g | Elect Director Roderick C. McGeary | Management | For | Voted - For |
1h | Elect Director Charles H. Robbins | Management | For | Voted - For |
1i | Elect Director Brenton L. Saunders | Management | For | Voted - For |
1j | Elect Director Lisa T. Su | Management | For | Voted - For |
1k | Elect Director Marianna Tessel | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
5
Penn Mutual AM 1847 Income Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
COTERRA ENERGY INC.
Security ID: 127097103
Ticker: CTRA
Meeting Date: 29-Apr-22
Meeting Type: Annual
1a | Elect Director Dorothy M. Ables | Management | For | Voted - For |
1b | Elect Director Robert S. Boswell | Management | For | Voted - For |
1c | Elect Director Amanda M. Brock | Management | For | Voted - For |
1d | Elect Director Dan O. Dinges | Management | For | Voted - For |
1e | Elect Director Paul N. Eckley | Management | For | Voted - For |
1f | Elect Director Hans Helmerich | Management | For | Voted - For |
1g | Elect Director Thomas E. Jorden | Management | For | Voted - For |
1h | Elect Director Lisa A. Stewart | Management | For | Voted - For |
1i | Elect Director Frances M. Vallejo | Management | For | Voted - For |
1j | Elect Director Marcus A. Watts | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
EDGEWELL PERSONAL CARE COMPANY
Security ID: 28035Q102
Ticker: EPC
Meeting Date: 04-Feb-22
Meeting Type: Annual
1a | Elect Director Robert W. Black | Management | For | Voted - For |
1b | Elect Director George R. Corbin | Management | For | Voted - For |
1c | Elect Director Carla C. Hendra | Management | For | Voted - For |
1d | Elect Director John C. Hunter, III | Management | For | Voted - For |
1e | Elect Director James C. Johnson | Management | For | Voted - For |
1f | Elect Director Rod R. Little | Management | For | Voted - For |
1g | Elect Director Joseph D. O'Leary | Management | For | Voted - For |
1h | Elect Director Rakesh Sachdev | Management | For | Voted - For |
1i | Elect Director Swan Sit | Management | For | Voted - For |
1j | Elect Director Gary K. Waring | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
EOG RESOURCES, INC.
Security ID: 26875P101
Ticker: EOG
Meeting Date: 20-Apr-22
Meeting Type: Annual
1a | Elect Director Janet F. Clark | Management | For | Voted - For |
1b | Elect Director Charles R. Crisp | Management | For | Voted - For |
1c | Elect Director Robert P. Daniels | Management | For | Voted - For |
1d | Elect Director James C. Day | Management | For | Voted - For |
1e | Elect Director C. Christopher Gaut | Management | For | Voted - For |
6
Penn Mutual AM 1847 Income Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1f | Elect Director Michael T. Kerr | Management | For | Voted - For |
1g | Elect Director Julie J. Robertson | Management | For | Voted - For |
1h | Elect Director Donald F. Textor | Management | For | Voted - For |
1i | Elect Director William R. Thomas | Management | For | Voted - For |
1j | Elect Director Ezra Y. Yacob | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
EXXON MOBIL CORPORATION
Security ID: 30231G102
Ticker: XOM
Meeting Date: 25-May-22
Meeting Type: Annual
1.1 | Elect Director Michael J. Angelakis | Management | For | Voted - For |
1.2 | Elect Director Susan K. Avery | Management | For | Voted - For |
1.3 | Elect Director Angela F. Braly | Management | For | Voted - For |
1.4 | Elect Director Ursula M. Burns | Management | For | Voted - For |
1.5 | Elect Director Gregory J. Goff | Management | For | Voted - For |
1.6 | Elect Director Kaisa H. Hietala | Management | For | Voted - For |
1.7 | Elect Director Joseph L. Hooley | Management | For | Voted - For |
1.8 | Elect Director Steven A. Kandarian | Management | For | Voted - For |
1.9 | Elect Director Alexander A. Karsner | Management | For | Voted - For |
1.10 | Elect Director Jeffrey W. Ubben | Management | For | Voted - For |
1.11 | Elect Director Darren W. Woods | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Remove Executive Perquisites | Shareholder | Against | Voted - For |
5 | Amend Bylaws to Limit Shareholder Rights for Proposal Submission | Shareholder | Against | Voted - Against |
6 | Set GHG Emissions Reduction targets Consistent With Paris Agreement Goal | Shareholder | Against | Voted - For |
7 | Report on Low Carbon Business Planning | Shareholder | Against | Voted - Against |
8 | Report on Scenario Analysis Consistent with International Energy Agency's Net Zero by 2050 | Shareholder | Against | Voted - For |
9 | Report on Reducing Plastic Pollution | Shareholder | Against | Voted - For |
10 | Report on Political Contributions and Expenditures | Shareholder | Against | Voted - For |
FEDERAL REALTY INVESTMENT TRUST
Security ID: 313745101
Ticker: FRT
Meeting Date: 04-May-22
Meeting Type: Annual
1.1 | Elect Director David W. Faeder | Management | For | Voted - For |
1.2 | Elect Director Elizabeth I. Holland | Management | For | Voted - For |
1.3 | Elect Director Nicole Y. Lamb-Hale | Management | For | Voted - For |
1.4 | Elect Director Anthony P. Nader, III | Management | For | Voted - For |
7
Penn Mutual AM 1847 Income Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.5 | Elect Director Mark S. Ordan | Management | For | Voted - For |
1.6 | Elect Director Gail P. Steinel | Management | For | Voted - For |
1.7 | Elect Director Donald C. Wood | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Grant Thornton, LLP as Auditors | Management | For | Voted - For |
FIRST MAJESTIC SILVER CORP.
Security ID: 32076V103
Ticker: FR
Meeting Date: 26-May-22
Meeting Type: Annual/Special
1 | Fix Number of Directors at Seven | Management | For | Voted - For |
2.1 | Elect Director Keith Neumeyer | Management | For | Voted - For |
2.2 | Elect Director Marjorie Co | Management | For | Voted - For |
2.3 | Elect Director Thomas F. Fudge, Jr. | Management | For | Voted - For |
2.4 | Elect Director Ana Lopez | Management | For | Voted - For |
2.5 | Elect Director Raymond Polman | Management | For | Voted - For |
2.6 | Elect Director Jean des Rivieres | Management | For | Voted - For |
2.7 | Elect Director Colette Rustad | Management | For | Voted - For |
3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
4 | Approve Long Term Incentive Plan | Management | For | Voted - Against |
5 | Advisory Vote on Executive Compensation Approach | Management | For | Voted - For |
FORTITUDE GOLD CORP.
Security ID: 34962K100
Ticker: FTCO
Meeting Date: 18-May-22
Meeting Type: Annual
1.1 | Elect Director Jason D. Reid | Management | For | Voted - Withheld |
1.2 | Elect Director Bill M. Conrad | Management | For | Voted - For |
2 | Ratify Haynie & Company as Auditors | Management | For | Voted - For |
HF SINCLAIR CORPORATION
Security ID: 403949100
Ticker: DINO
Meeting Date: 08-Jun-22
Meeting Type: Annual
1a | Elect Director Anne-Marie N. Ainsworth | Management | For | Voted - For |
1b | Elect Director Anna C. Catalano | Management | For | Voted - For |
1c | Elect Director Leldon E. Echols | Management | For | Voted - For |
1d | Elect Director Manuel J. Fernandez | Management | For | Voted - For |
1e | Elect Director Michael C. Jennings | Management | For | Voted - For |
1f | Elect Director R. Craig Knocke | Management | For | Voted - For |
1g | Elect Director Robert J. Kostelnik | Management | For | Voted - For |
1h | Elect Director James H. Lee | Management | For | Voted - For |
1i | Elect Director Ross B. Matthews | Management | For | Voted - For |
1j | Elect Director Franklin Myers | Management | For | Voted - For |
1k | Elect Director Norman J. Szydlowski | Management | For | Voted - For |
8
Penn Mutual AM 1847 Income Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Voted - For |
HOLLYFRONTIER CORPORATION
Security ID: 436106108
Ticker: HFC
Meeting Date: 08-Dec-21
Meeting Type: Special
1 | Issue Shares in Connection with Acquisition | Management | For | Voted - For |
2 | Adjourn Meeting | Management | For | Voted - For |
HURCO COMPANIES, INC.
Security ID: 447324104
Ticker: HURC
Meeting Date: 10-Mar-22
Meeting Type: Annual
1.1 | Elect Director Thomas A. Aaro | Management | For | Voted - Withheld |
1.2 | Elect Director Michael Doar | Management | For | Voted - For |
1.3 | Elect Director Cynthia Dubin | Management | For | Voted - For |
1.4 | Elect Director Timothy J. Gardner | Management | For | Voted - For |
1.5 | Elect Director Jay C. Longbottom | Management | For | Voted - Withheld |
1.6 | Elect Director Richard Porter | Management | For | Voted - Withheld |
1.7 | Elect Director Janaki Sivanesan | Management | For | Voted - For |
1.8 | Elect Director Gregory S. Volovic | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify RSM US LLP as Auditors | Management | For | Voted - For |
INTERNATIONAL BUSINESS MACHINES CORPORATION
Security ID: 459200101
Ticker: IBM
Meeting Date: 26-Apr-22
Meeting Type: Annual
1a | Elect Director Thomas Buberl | Management | For | Voted - For |
1b | Elect Director David N. Farr | Management | For | Voted - For |
1c | Elect Director Alex Gorsky | Management | For | Voted - For |
1d | Elect Director Michelle J. Howard | Management | For | Voted - For |
1e | Elect Director Arvind Krishna | Management | For | Voted - For |
1f | Elect Director Andrew N. Liveris | Management | For | Voted - For |
1g | Elect Director Frederick William McNabb, III | Management | For | Voted - For |
1h | Elect Director Martha E. Pollack | Management | For | Voted - For |
1i | Elect Director Joseph R. Swedish | Management | For | Voted - For |
1j | Elect Director Peter R. Voser | Management | For | Voted - For |
1k | Elect Director Frederick H. Waddell | Management | For | Voted - For |
1l | Elect Director Alfred W. Zollar | Management | For | Voted - For |
9
Penn Mutual AM 1847 Income Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Voted - For |
5 | Require Independent Board Chair | Shareholder | Against | Voted - For |
6 | Report on Concealment Clauses | Shareholder | Against | Voted - For |
KIMCO REALTY CORPORATION
Security ID: 49446R109
Ticker: KIM
Meeting Date: 03-Aug-21
Meeting Type: Special
1 | Issue Shares in Connection with Merger | Management | For | Voted - For |
2 | Adjourn Meeting | Management | For | Voted - For |
Meeting Date: 26-Apr-22
Meeting Type: Annual
1a | Elect Director Milton Cooper | Management | For | Voted - For |
1b | Elect Director Philip E. Coviello | Management | For | Voted - For |
1c | Elect Director Conor C. Flynn | Management | For | Voted - For |
1d | Elect Director Frank Lourenso | Management | For | Voted - For |
1e | Elect Director Henry Moniz | Management | For | Voted - For |
1f | Elect Director Mary Hogan Preusse | Management | For | Voted - For |
1g | Elect Director Valerie Richardson | Management | For | Voted - For |
1h | Elect Director Richard B. Saltzman | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Pricewaterhouse Coopers LLP as Auditors | Management | For | Voted - For |
KOHL'S CORPORATION
Security ID: 500255104
Ticker: KSS
Meeting Date: 11-May-22
Meeting Type: Special
Management Proxy (Blue Proxy Card) | Management | For | Non-Voting | |
1.1 | Elect Director Michael J. Bender | Management | For | Do Not Vote |
1.2 | Elect Director Peter Boneparth | Management | For | Do Not Vote |
1.3 | Elect Director Yael Cosset | Management | For | Do Not Vote |
1.4 | Elect Director Christine Day | Management | For | Do Not Vote |
1.5 | Elect Director H. Charles Floyd | Management | For | Do Not Vote |
1.6 | Elect Director Michelle Gass | Management | For | Do Not Vote |
1.7 | Elect Director Margaret L. Jenkins | Management | For | Do Not Vote |
1.8 | Elect Director Thomas A. Kingsbury | Management | For | Do Not Vote |
1.9 | Elect Director Robbin Mitchell | Management | For | Do Not Vote |
1.10 | Elect Director Jonas Prising | Management | For | Do Not Vote |
1.11 | Elect Director John E. Schlifske | Management | For | Do Not Vote |
1.12 | Elect Director Adrianne Shapira | Management | For | Do Not Vote |
1.13 | Elect Director Stephanie A. Streeter | Management | For | Do Not Vote |
10
Penn Mutual AM 1847 Income Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Do Not Vote |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Do Not Vote |
Dissident Proxy (White Proxy Card) | Management | For | Non-Voting | |
1.1 | Elect Director George R. Brokaw | Shareholder | For | Voted - Withheld |
1.2 | Elect Director Jonathan Duskin | Shareholder | For | Voted - Withheld |
1.3 | Elect Director Francis Ken Duane | Shareholder | For | Voted - Withheld |
1.4 | Elect Director Pamela J. Edwards | Shareholder | For | Voted - For |
1.5 | Elect Director Stacy Hawkins | Shareholder | For | Voted - Withheld |
1.6 | Elect Director Jeffrey A. Kantor | Shareholder | For | Voted - For |
1.7 | Elect Director Perry M. Mandarino | Shareholder | For | Voted - Withheld |
1.8 | Elect Director Cynthia S. Murray | Shareholder | For | Voted - Withheld |
1.9 | Elect Director Kenneth D. Seipel | Shareholder | For | Voted - Withheld |
1.10 | Elect Director Craig M. Young | Shareholder | For | Voted - Withheld |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Voted - For |
3 | Ratify Ernst & Young LLP as Auditors | Management | None | Voted - For |
LSI INDUSTRIES INC.
Security ID: 50216C108
Ticker: LYTS
Meeting Date: 02-Nov-21
Meeting Type: Annual
1.1 | Elect Director Robert P. Beech | Management | For | Voted - For |
1.2 | Elect Director Ronald D. Brown | Management | For | Voted - For |
1.3 | Elect Director James A. Clark | Management | For | Voted - For |
1.4 | Elect Director Amy L. Hanson | Management | For | Voted - For |
1.5 | Elect Director Chantel E. Lenard | Management | For | Voted - For |
1.6 | Elect Director Wilfred T. O'Gara | Management | For | Voted - For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Increase Authorized Common Stock | Management | For | Voted - For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
MARINE PRODUCTS CORPORATION
Security ID: 568427108
Ticker: MPX
Meeting Date: 26-Apr-22
Meeting Type: Annual
1.1 | Elect Director Susan R. Bell | Management | For | Voted - Withheld |
1.2 | Elect Director Pamela R. Rollins | Management | For | Voted - Withheld |
1.3 | Elect Director Timothy C. Rollins | Management | For | Voted - Withheld |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | Voted - For |
11
Penn Mutual AM 1847 Income Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
MGP INGREDIENTS, INC.
Security ID: 55303J106
Ticker: MGPI
Meeting Date: 26-May-22
Meeting Type: Annual
1a | Elect Director Thomas A. Gerke | Management | For | Voted - For |
1b | Elect Director Donn Lux | Management | For | Voted - For |
1c | Elect Director Kevin S. Rauckman | Management | For | Voted - For |
1d | Elect Director Todd B. Siwak | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
MIX TELEMATICS LTD.
Security ID: S5141W108
Ticker: MIX
Meeting Date: 09-Sep-21
Meeting Type: Annual
Meeting for ADR Holders | Management | For | Non-Voting | |
1.a | Re-elect Fikile Futwa as Director | Management | For | Voted - For |
1.b | Re-elect Robin Frew as Director | Management | For | Voted - For |
2 | Reappoint Deloitte & Touche as Auditors with James Welch as Lead Audit Partner | Management | For | Voted - For |
3 | Authorise Repurchase of Issued Share Capital | Management | For | Voted - For |
4 | Approve Financial Assistance to Related and Inter-related Companies | Management | For | Voted - For |
5 | Approve Non-executive Directors' Fees | Management | For | Voted - For |
6 | Approve Remuneration Policy | Management | For | Voted - Against |
7 | Approve Remuneration Implementation Report | Management | For | Voted - For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
9 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2021 | Management | For | Voted - For |
10 | Place Authorised but Unissued Shares under Control of Directors | Management | For | Voted - Against |
11.a | Re-elect Fundiswa Roji-Maplanka as Chairman of the Audit and Risk Committee | Management | For | Voted - For |
11.b | Re-elect Fikile Futwa as Members of the Audit and Risk Committee | Management | For | Voted - For |
11.c | Re-elect Richard Bruyns as Members of the Audit and Risk Committee | Management | For | Voted - For |
12 | Authorise Board to Issue Shares for Cash | Management | For | Voted - For |
13 | Authorise Ratification of Approved Resolutions | Management | For | Voted - For |
12
Penn Mutual AM 1847 Income Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
MOLSON COORS BEVERAGE COMPANY
Security ID: 60871R209
Ticker: TAP
Meeting Date: 18-May-22
Meeting Type: Annual
1.1 | Elect Director Roger G. Eaton | Management | For | Voted - For |
1.2 | Elect Director Charles M. Herington | Management | For | Voted - For |
1.3 | Elect Director H. Sanford Riley | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
NEWELL BRANDS INC.
Security ID: 651229106
Ticker: NWL
Meeting Date: 05-May-22
Meeting Type: Annual
1a | Elect Director Bridget Ryan Berman | Management | For | Voted - For |
1b | Elect Director Patrick D. Campbell | Management | For | Voted - For |
1c | Elect Director James R. Craigie | Management | For | Voted - For |
1d | Elect Director Brett M. lcahn | Management | For | Voted - For |
1e | Elect Director Jay L. Johnson | Management | For | Voted - For |
1f | Elect Director Gerardo I. Lopez | Management | For | Voted - For |
1g | Elect Director Courtney R. Mather | Management | For | Voted - For |
1h | Elect Director Ravichandra K. Saligram | Management | For | Voted - For |
1i | Elect Director Judith A. Sprieser | Management | For | Voted - For |
1j | Elect Director Robert A. Steele | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Voted - For |
NVE CORPORATION
Security ID: 629445206
Ticker: NVEC
Meeting Date: 05-Aug-21
Meeting Type: Annual
1.1 | Elect Director Terrence W. Glarner | Management | For | Voted - For |
1.2 | Elect Director Daniel A. Baker | Management | For | Voted - For |
1.3 | Elect Director Patricia M. Hollister | Management | For | Voted - For |
1.4 | Elect Director Richard W. Kramp | Management | For | Voted - For |
1.5 | Elect Director James W. Bracke | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Boulay PLLP as Auditors | Management | For | Voted - For |
13
Penn Mutual AM 1847 Income Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
SMITH & WESSON BRANDS, INC.
Security ID: 831754106
Ticker: SWBI
Meeting Date: 27-Sep-21
Meeting Type: Annual
1.1 | Elect Director Robert L. Scott | Management | For | Voted - For |
1.2 | Elect Director Michael F. Golden | Management | For | Voted - For |
1.3 | Elect Director Anita D. Britt | Management | For | Voted - For |
1.4 | Elect Director Fred M. Diaz | Management | For | Voted - For |
1.5 | Elect Director John B. Furman | Management | For | Voted - For |
1.6 | Elect Director Barry M. Monheit | Management | For | Voted - For |
1.7 | Elect Director Mark P. Smith | Management | For | Voted - For |
1.8 | Elect Director Denis G. Suggs | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
5 | Adopt a Comprehensive Human Rights Policy | Shareholder | Against | Voted - For |
SNAP-ON INCORPORATED
Security ID: 833034101
Ticker: SNA
Meeting Date: 28-Apr-22
Meeting Type: Annual
1.1 | Elect Director David C. Adams | Management | For | Voted - For |
1.2 | Elect Director Karen L. Daniel | Management | For | Voted - For |
1.3 | Elect Director Ruth Ann M. Gillis | Management | For | Voted - For |
1.4 | Elect Director James P. Holden | Management | For | Voted - For |
1.5 | Elect Director Nathan J. Jones | Management | For | Voted - For |
1.6 | Elect Director Henry W. Knueppel | Management | For | Voted - For |
1.7 | Elect Director W. Dudley Lehman | Management | For | Voted - For |
1.8 | Elect Director Nicholas T. Pinchuk | Management | For | Voted - For |
1.9 | Elect Director Gregg M. Sherrill | Management | For | Voted - For |
1.10 | Elect Director Donald J. Stebbins | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
SPECTRIS PLC
Security ID: G8338K104
Ticker: SXS
Meeting Date: 27-May-22
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Remuneration Report | Management | For | Did Not Vote |
3 | Approve Final Dividend | Management | For | Did Not Vote |
4 | Elect Ravi Gopinath as Director | Management | For | Did Not Vote |
5 | Elect Alison Henwood as Director | Management | For | Did Not Vote |
14
Penn Mutual AM 1847 Income Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
6 | Re-elect Derek Harding as Director | Management | For | Did Not Vote |
7 | Re-elect Andrew Heath as Director | Management | For | Did Not Vote |
8 | Re-elect Ulf Quellmann as Director | Management | For | Did Not Vote |
9 | Re-elect William Seeger as Director | Management | For | Did Not Vote |
10 | Re-elect Cathy Turner as Director | Management | For | Did Not Vote |
11 | Re-elect Kjersti Wiklund as Director | Management | For | Did Not Vote |
12 | Re-elect Mark Williamson as Director | Management | For | Did Not Vote |
13 | Reappoint Deloitte LLP as Auditors | Management | For | Did Not Vote |
14 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | Did Not Vote |
15 | Authorise Issue of Equity | Management | For | Did Not Vote |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Did Not Vote |
17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | Did Not Vote |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | Did Not Vote |
19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | Did Not Vote |
TATE & LYLE PLC
Security ID: G86838128
Ticker: TATE
Meeting Date: 29-Jul-21
Meeting Type: Annual
Meeting for ADR Holders | Management | For | Non-Voting | |
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Remuneration Report | Management | For | Voted - For |
3 | Approve Final Dividend | Management | For | Voted - For |
4 | Re-elect Dr Gerry Murphy as Director | Management | For | Voted - For |
5 | Re-elect Nick Hampton as Director | Management | For | Voted - For |
6 | Elect Vivid Sehgal as Director | Management | For | Voted - For |
7 | Elect John Cheung as Director | Management | For | Voted - For |
8 | Elect Patricia Corsi as Director | Management | For | Voted - For |
9 | Re-elect Paul Forman as Director | Management | For | Voted - For |
10 | Re-elect Lars Frederiksen as Director | Management | For | Voted - For |
11 | Re-elect Kimberly Nelson as Director | Management | For | Voted - For |
12 | Re-elect Sybella Stanley as Director | Management | For | Voted - For |
13 | Re-elect Warren Tucker as Director | Management | For | Voted - For |
14 | Reappoint Ernst & Young LLP as Auditors | Management | For | Voted - For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | Voted - For |
16 | Authorise UK Political Donations and Expenditure | Management | For | Voted - For |
17 | Authorise Issue of Equity | Management | For | Voted - For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | Voted - For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | Voted - For |
15
Penn Mutual AM 1847 Income Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
Meeting Date: 30-Sep-21
Meeting Type: Special
Meeting for ADR Holders | Management | For | Non-Voting | |
1 | Approve Matters Relating to the Sale of a Controlling Stake in NewCo to KPS | Management | For | Voted - For |
2 | Amend Performance Share Plan | Management | For | Voted - For |
Meeting Date: 26-Apr-22
Meeting Type: Special
Meeting for ADR Holders | Management | For | Non-Voting | |
1 | Approve Special Dividend | Management | For | Voted - For |
2 | Approve Share Consolidation and Share Sub-Division | Management | For | Voted - For |
3 | Authorise Issue of Equity | Management | For | Voted - For |
4 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
5 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | Voted - For |
6 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
TENARIS SA
Security ID: L90272102
Ticker: TEN
Meeting Date: 03-May-22
Meeting Type: Annual
Meeting for ADR Holders | Management | For | Non-Voting | |
1 | Receive and Approve Board's and Auditor's Reports Re: Consolidated Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Financial Statements | Management | For | Voted - For |
4 | Approve Allocation of Income and Dividends | Management | For | Voted - For |
5 | Approve Discharge of Directors | Management | For | Voted - For |
6 | Elect Directors (Bundled) | Management | For | Voted - Against |
7 | Approve Remuneration of Directors | Management | For | Voted - For |
8 | Approve Remuneration Report | Management | For | Voted - Against |
9 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
10 | Allow Electronic Distribution of Company Documents to Shareholders | Management | For | Voted - For |
THE MOSAIC COMPANY
Security ID: 61945C103
Ticker: MOS
Meeting Date: 19-May-22
Meeting Type: Annual
1a | Elect Director Cheryl K. Beebe | Management | For | Voted - For |
1b | Elect Director Gregory L. Ebel | Management | For | Voted - For |
1c | Elect Director Timothy S. Gitzel | Management | For | Voted - For |
1d | Elect Director Denise C. Johnson | Management | For | Voted - For |
16
Penn Mutual AM 1847 Income Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1e | Elect Director Emery N. Koenig | Management | For | Voted - For |
1f | Elect Director James (Joc) C. O'Rourke | Management | For | Voted - For |
1g | Elect Director David T. Seaton | Management | For | Voted - For |
1h | Elect Director Steven M. Seibert | Management | For | Voted - For |
1i | Elect Director Luciano Siani Pires | Management | For | Voted - For |
1j | Elect Director Gretchen H. Watkins | Management | For | Voted - For |
1k | Elect Director Kelvin R. Westbrook | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Voted - For |
UGI CORPORATION
Security ID: 902681105
Ticker: UGI
Meeting Date: 28-Jan-22
Meeting Type: Annual
1a | Elect Director Frank S. Hermance | Management | For | Voted - For |
1b | Elect Director M. Shawn Bort | Management | For | Voted - For |
1c | Elect Director Theodore A. Dosch | Management | For | Voted - For |
1d | Elect Director Alan N. Harris | Management | For | Voted - For |
1e | Elect Director Mario Longhi | Management | For | Voted - For |
1f | Elect Director William J. Marrazzo | Management | For | Voted - For |
1g | Elect Director Cindy J. Miller | Management | For | Voted - For |
1h | Elect Director Roger Perreault | Management | For | Voted - For |
1i | Elect Director Kelly A. Romano | Management | For | Voted - For |
1j | Elect Director James B. Stallings, Jr. | Management | For | Voted - For |
1k | Elect Director John L. Walsh | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
UNION BANKSHARES, INC.
Security ID: 905400107
Ticker: UNB
Meeting Date: 18-May-22
Meeting Type: Annual
1a | Elect Director Joel. S. Bourassa | Management | For | Voted - For |
1b | Elect Director Dawn D. Bugbee | Management | For | Voted - For |
1c | Elect Director Nancy C. Putnam | Management | For | Voted - For |
1d | Elect Director Gregory (Greg) D. Sargent | Management | For | Voted - For |
1e | Elect Director Timothy W. Sargent | Management | For | Voted - For |
1f | Elect Director David S. Silverman | Management | For | Voted - For |
1g | Elect Director Janet P. Spitler | Management | For | Voted - For |
1h | Elect Director Cornelius J. Van Dyke | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
17
Penn Mutual AM 1847 Income Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
4 | Ratify Berry Dunn McNeil & Parker, LLC as Auditors | Management | For | Voted - For |
UNUM GROUP
Security ID: 91529Y106
Ticker: UNM
Meeting Date: 26-May-22
Meeting Type: Annual
1a | Elect Director Theodore H. Bunting, Jr. | Management | For | Voted - For |
1b | Elect Director Susan L. Cross | Management | For | Voted - For |
1c | Elect Director Susan D. DeVore | Management | For | Voted - For |
1d | Elect Director Joseph J. Echevarria | Management | For | Voted - For |
1e | Elect Director Cynthia L. Egan | Management | For | Voted - For |
1f | Elect Director Kevin T. Kabat | Management | For | Voted - For |
1g | Elect Director Timothy F. Keaney | Management | For | Voted - For |
1h | Elect Director Gale V. King | Management | For | Voted - For |
1i | Elect Director Gloria C. Larson | Management | For | Voted - For |
1j | Elect Director Richard P. McKenney | Management | For | Voted - For |
1k | Elect Director Ronald P. O'Hanley | Management | For | Voted - For |
1l | Elect Director Francis J. Shammo | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
VISTRA CORP.
Security ID: 92840M102
Ticker: VST
Meeting Date: 03-May-22
Meeting Type: Annual
1.1 | Elect Director Scott B. Helm | Management | For | Voted - For |
1.2 | Elect Director Hilary E. Ackermann | Management | For | Voted - For |
1.3 | Elect Director Arcilia C. Acosta | Management | For | Voted - For |
1.4 | Elect Director Gavin R. Baiera | Management | For | Voted - For |
1.5 | Elect Director Paul M. Barbas | Management | For | Voted - For |
1.6 | Elect Director Lisa Crutchfield | Management | For | Voted - For |
1.7 | Elect Director Brian K. Ferraioli | Management | For | Voted - For |
1.8 | Elect Director Jeff D. Hunter | Management | For | Voted - For |
1.9 | Elect Director Curtis A. Morgan | Management | For | Voted - For |
1.10 | Elect Director John R. (J.R.) Sult | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
WALGREENS BOOTS ALLIANCE, INC.
Security ID: 931427108
Ticker: WBA
Meeting Date: 27-Jan-22
Meeting Type: Annual
1a | Elect Director Janice M. Babiak | Management | For | Voted - For |
18
Penn Mutual AM 1847 Income Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1b | Elect Director David J. Brailer | Management | For | Voted - For |
1c | Elect Director Rosalind G. Brewer | Management | For | Voted - For |
1d | Elect Director William C. Foote | Management | For | Voted - For |
1e | Elect Director Ginger L. Graham | Management | For | Voted - Against |
1f | Elect Director Valerie B. Jarrett | Management | For | Voted - Against |
1g | Elect Director John A. Lederer | Management | For | Voted - Against |
1h | Elect Director Dominic P. Murphy | Management | For | Voted - For |
1i | Elect Director Stefano Pessina | Management | For | Voted - For |
1j | Elect Director Nancy M. Schlichting | Management | For | Voted - Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
4 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Voted - Against |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Voted - For |
6 | Report on Public Health Costs Due to Tobacco Product Sales and the Impact on Overall Market | Shareholder | Against | Voted - Against |
XPERI HOLDING CORPORATION
Security ID: 98390M103
Ticker: XPER
Meeting Date: 29-Apr-22
Meeting Type: Annual
1a | Elect Director Darcy Antonellis | Management | For | Voted - For |
1b | Elect Director Laura J. Durr | Management | For | Voted - For |
1c | Elect Director David C. Habiger | Management | For | Voted - For |
1d | Elect Director Jon Kirchner | Management | For | Voted - For |
1e | Elect Director Daniel Moloney | Management | For | Voted - For |
1f | Elect Director Tonia O'Connor | Management | For | Voted - For |
1g | Elect Director Raghavendra Rau | Management | For | Voted - For |
1h | Elect Director Christopher A. Seams | Management | For | Voted - For |
2 | Amend Omnibus Stock Plan | Management | For | Voted - For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
19
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
The Advisors’ Inner Circle Fund III
By: /s/ Michael Beattie
Michael Beattie
President
Date: August 16, 2022
20