UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________
FORM N-PX
________
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-22920
The Advisors’ Inner Circle Fund III
(Exact name of registrant as specified in charter)
________
101 Federal Street
Boston, Massachusetts 02110
(Address of principal executive offices)
________
Michael Beattie, President
The Advisors’ Inner Circle Fund III
c/o SEI Investments
One Freedom Valley Drive
Oaks, PA 19456
(Name and address of agent for service)
________
Registrant’s telephone number, including area code: 1-877-446-3863
Date of Fiscal Year End: July, 31
Date of Reporting Period: July 1, 2022 to June 30, 2023
________
Item 1. Proxy Voting Record.
Attached are the proxy voting records for the following funds, each of which
is a series of The Advisors’ Inner Circle Fund III:
is a series of The Advisors’ Inner Circle Fund III:
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
ABB LTD.
Security ID: 000375204
Ticker: ABBN
Meeting Date: 07-Sep-22
Meeting Type: Extraordinary Shareholders
1 | Approve Spin-Off of Accelleron Industries AG | Management | For | Voted - For |
2 | Transact Other Business (Voting) | Management | For | Voted - Against |
Meeting Date: 23-Mar-23
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Remuneration Report (Non-Binding) | Management | For | Voted - For |
3 | Approve Discharge of Board and Senior Management | Management | For | Voted - Against |
4 | Approve Allocation of Income and Dividends of CHF 0.84 per Share | Management | For | Voted - For |
5.1 | Amend Articles Re: Shares and Share Register | Management | For | Voted - For |
5.2 | Amend Articles Re: Restriction on Registration | Management | For | Voted - For |
5.3 | Amend Articles Re: General Meeting | Management | For | Voted - For |
5.4 | Approve Virtual-Only Shareholder Meetings | Management | For | Voted - For |
5.5 | Amend Articles Re: Board of Directors and Compensation | Management | For | Voted - For |
6 | Approve Creation of Capital Band within the Upper Limit of CHF 259.3 Million and the Lower Limit of CHF 212. 2 Million with or without Exclusion of Preemptive Rights | Management | For | Voted - For |
7.1 | Approve Remuneration of Directors in the Amount of CHF 4.4 Million | Management | For | Voted - For |
7.2 | Approve Remuneration of Executive Committee in the Amount of CHF 43.9 Million | Management | For | Voted - For |
8.1 | Reelect Gunnar Brock as Director | Management | For | Voted - For |
8.2 | Reelect David Constable as Director | Management | For | Voted - For |
8.3 | Reelect Frederico Curado as Director | Management | For | Voted - For |
8.4 | Reelect Lars Foerberg as Director | Management | For | Voted - For |
8.5 | Elect Denise Johnson as Director | Management | For | Voted - For |
8.6 | Reelect Jennifer Xin-Zhe Li as Director | Management | For | Voted - For |
8.7 | Reelect Geraldine Matchett as Director | Management | For | Voted - For |
8.8 | Reelect David Meline as Director | Management | For | Voted - For |
8.9 | Reelect Jacob Wallenberg as Director | Management | For | Voted - For |
8.1 | Reelect Peter Voser as Director and Board Chair | Management | For | Voted - For |
9.1 | Reappoint David Constable as Member of the Compensation Committee | Management | For | Voted - For |
9.2 | Reappoint Frederico Curado as Member of the Compensation Committee | Management | For | Voted - For |
9.3 | Reappoint Jennifer Xin-Zhe Li as Member of the Compensation Committee | Management | For | Voted - For |
10 | Designate Zehnder Bolliger & Partner as Independent Proxy | Management | For | Voted - For |
11 | Ratify KPMG AG as Auditors | Management | For | Voted - For |
12 | Transact Other Business (Voting) | Management | For | Voted - Against |
1
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
ACCENTURE PLC
Security ID: G1151C101
Ticker: ACN
Meeting Date: 01-Feb-23
Meeting Type: Annual
1a | Elect Director Jaime Ardila | Management | For | Voted - For |
1b | Elect Director Nancy McKinstry | Management | For | Voted - For |
1c | Elect Director Beth E. Mooney | Management | For | Voted - For |
1d | Elect Director Gilles C. Pelisson | Management | For | Voted - For |
1e | Elect Director Paula A. Price | Management | For | Voted - For |
1f | Elect Director Venkata (Murthy) Renduchintala | Management | For | Voted - For |
1g | Elect Director Arun Sarin | Management | For | Voted - For |
1h | Elect Director Julie Sweet | Management | For | Voted - For |
1i | Elect Director Tracey T. Travis | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
5 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | Voted - For |
6 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Management | For | Voted - For |
7 | Determine Price Range for Reissuance of Treasury Shares | Management | For | Voted - For |
AIA GROUP LIMITED
Security ID: Y002A1105
Ticker: 1299
Meeting Date: 18-May-23
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Final Dividend | Management | For | Voted - For |
3 | Elect Edmund Sze-Wing Tse as Director | Management | For | Voted - For |
4 | Elect Jack Chak-Kwong So as Director | Management | For | Voted - For |
5 | Elect Lawrence Juen-Yee Lau as Director | Management | For | Voted - For |
6 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
7A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Voted - For |
7B | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For |
8 | Approve Increase in Rate of Directors' Fees | Management | For | Voted - For |
9 | Amend Share Option Scheme | Management | For | Voted - For |
10 | Amend Restricted Share Unit Scheme | Management | For | Voted - For |
11 | Amend Employee Share Purchase Plan | Management | For | Voted - For |
12 | Amend Agency Share Purchase Plan | Management | For | Voted - For |
2
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
AMAZON.COM, INC.
Security ID: 023135106
Ticker: AMZN
Meeting Date: 24-May-23
Meeting Type: Annual
1a | Elect Director Jeffrey P. Bezos | Management | For | Voted - For |
1b | Elect Director Andrew R. Jassy | Management | For | Voted - For |
1c | Elect Director Keith B. Alexander | Management | For | Voted - For |
1d | Elect Director Edith W. Cooper | Management | For | Voted - Against |
1e | Elect Director Jamie S. Gorelick | Management | For | Voted - For |
1f | Elect Director Daniel P. Huttenlocher | Management | For | Voted - Against |
1g | Elect Director Judith A. McGrath | Management | For | Voted - Against |
1h | Elect Director Indra K. Nooyi | Management | For | Voted - For |
1i | Elect Director Jonathan J. Rubinstein | Management | For | Voted - For |
1j | Elect Director Patricia Q. Stonesifer | Management | For | Voted - For |
1k | Elect Director Wendell P. Weeks | Management | For | Voted - For |
2 | Ratify Ratification of Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
5 | Amend Omnibus Stock Plan | Management | For | Voted - For |
6 | Report on Climate Risk in Retirement Plan Options | Shareholder | Against | Voted - Against |
7 | Report on Customer Due Diligence | Shareholder | Against | Voted - For |
8 | Revise Transparency Report to Provide Greater Disclosure on Government Requests | Shareholder | Against | Voted - Against |
9 | Report on Government Take Down Requests | Shareholder | Against | Voted - Against |
10 | Report on Impact of Climate Change Strategy Consistent With Just Transition Guidelines | Shareholder | Against | Voted - For |
11 | Publish a Tax Transparency Report | Shareholder | Against | Voted - Against |
12 | Report on Climate Lobbying | Shareholder | Against | Voted - For |
13 | Report on Median and Adjusted Gender/Racial Pay Gaps | Shareholder | Against | Voted - For |
14 | Report on Cost/Benefit Analysis of Diversity, Equity and Inclusion Programs | Shareholder | Against | Voted - Against |
15 | Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders | Shareholder | Against | Voted - Against |
16 | Commission Third Party Assessment on Company's Commitment to Freedom of Association and Collective Bargaining | Shareholder | Against | Voted - For |
17 | Consider Pay Disparity Between Executives and Other Employees | Shareholder | Against | Voted - Against |
18 | Report on Animal Welfare Standards | Shareholder | Against | Voted - Against |
19 | Establish a Public Policy Committee | Shareholder | Against | Voted - Against |
20 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Voted - For |
21 | Commission a Third Party Audit on Working Conditions | Shareholder | Against | Voted - For |
22 | Report on Efforts to Reduce Plastic Use | Shareholder | Against | Voted - For |
23 | Commission Third Party Study and Report on Risks Associated with Use of Rekognition | Shareholder | Against | Voted - For |
3
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
AMERICAN ELECTRIC POWER COMPANY, INC.
Security ID: 025537101
Ticker: AEP
Meeting Date: 25-Apr-23
Meeting Type: Annual
1.1 | Elect Director Nicholas K. Akins | Management | For | Voted - For |
1.2 | Elect Director J. Barnie Beasley, Jr. | Management | For | Voted - For |
1.3 | Elect Director Ben Fowke | Management | For | Voted - For |
1.4 | Elect Director Art A. Garcia | Management | For | Voted - For |
1.5 | Elect Director Linda A. Goodspeed | Management | For | Voted - For |
1.6 | Elect Director Donna A. James | Management | For | Voted - For |
1.7 | Elect Director Sandra Beach Lin | Management | For | Voted - For |
1.8 | Elect Director Margaret M. McCarthy | Management | For | Voted - For |
1.9 | Elect Director Oliver G. 'Rick' Richard, III | Management | For | Voted - For |
1.1 | Elect Director Daryl Roberts | Management | For | Voted - For |
1.11 | Elect Director Julia A. Sloat | Management | For | Voted - For |
1.12 | Elect Director Sara Martinez Tucker | Management | For | Voted - For |
1.13 | Elect Director Lewis Von Thaer | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Reduce Supermajority Vote Requirement | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
APPLE INC.
Security ID: 037833100
Ticker: AAPL
Meeting Date: 10-Mar-23
Meeting Type: Annual
1a | Elect Director James Bell | Management | For | Voted - For |
1b | Elect Director Tim Cook | Management | For | Voted - For |
1c | Elect Director Al Gore | Management | For | Voted - For |
1d | Elect Director Alex Gorsky | Management | For | Voted - For |
1e | Elect Director Andrea Jung | Management | For | Voted - For |
1f | Elect Director Art Levinson | Management | For | Voted - For |
1g | Elect Director Monica Lozano | Management | For | Voted - For |
1h | Elect Director Ron Sugar | Management | For | Voted - For |
1i | Elect Director Sue Wagner | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
5 | Report on Civil Rights and Non-Discrimination Audit | Shareholder | Against | Voted - Against |
6 | Report on Operations in Communist China | Shareholder | Against | Voted - Against |
7 | Adopt a Policy Establishing an Engagement Process with Proponents to Shareholder Proposals | Shareholder | Against | Voted - Against |
8 | Report on Median Gender/Racial Pay Gap | Shareholder | Against | Voted - For |
9 | Amend Proxy Access Right | Shareholder | Against | Voted - For |
4
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
ASML HOLDING NV
Security ID: N07059210
Ticker: ASML
Meeting Date: 26-Apr-23
Meeting Type: Annual
1 | Open Meeting | Management | None | Non-Voting |
2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | Non-Voting |
3a | Approve Remuneration Report | Management | For | Voted - For |
3b | Adopt Financial Statements and Statutory Reports | Management | For | Voted - For |
3c | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Non-Voting |
3d | Approve Dividends | Management | For | Voted - For |
4a | Approve Discharge of Management Board | Management | For | Voted - For |
4b | Approve Discharge of Supervisory Board | Management | For | Voted - For |
5 | Approve Number of Shares for Management Board | Management | For | Voted - For |
6a | Amend Remuneration Policy for the Supervisory Board | Management | For | Voted - For |
6b | Amend Remuneration of the Members of the Supervisory Board | Management | For | Voted - For |
7 | Receive Information on the Composition of the Management Board and Announce Intention to Appoint W.R. Allan to Management Board | Management | None | Non-Voting |
8a | Elect N.S. Andersen to Supervisory Board | Management | For | Voted - For |
8b | Elect J.P. de Kreij to Supervisory Board | Management | For | Voted - For |
8c | Discuss Composition of the Supervisory Board | Management | None | Non-Voting |
9 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | Voted - For |
10a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital Plus Additional 5 Percent in Case of Merger or Acquisition | Management | For | Voted - For |
10b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | Voted - For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Voted - For |
12 | Authorize Cancellation of Repurchased Shares | Management | For | Voted - For |
13 | Other Business (Non-Voting) | Management | None | Non-Voting |
14 | Close Meeting | Management | None | Non-Voting |
BERKSHIRE HATHAWAY INC.
Security ID: 084670702
Ticker: BRK.B
Meeting Date: 06-May-23
Meeting Type: Annual
1.1 | Elect Director Warren E. Buffett | Management | For | Voted - For |
1.2 | Elect Director Charles T. Munger | Management | For | Voted - For |
1.3 | Elect Director Gregory E. Abel | Management | For | Voted - For |
1.4 | Elect Director Howard G. Buffett | Management | For | Voted - For |
1.5 | Elect Director Susan A. Buffett | Management | For | Voted - For |
1.6 | Elect Director Stephen B. Burke | Management | For | Voted - Withheld |
1.7 | Elect Director Kenneth I. Chenault | Management | For | Voted - Withheld |
1.8 | Elect Director Christopher C. Davis | Management | For | Voted - For |
5
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.9 | Elect Director Susan L. Decker | Management | For | Voted - Withheld |
1.1 | Elect Director Charlotte Guyman | Management | For | Voted - Withheld |
1.11 | Elect Director Ajit Jain | Management | For | Voted - For |
1.12 | Elect Director Thomas S. Murphy, Jr. | Management | For | Voted - For |
1.13 | Elect Director Ronald L. Olson | Management | For | Voted - For |
1.14 | Elect Director Wallace R. Weitz | Management | For | Voted - For |
1.15 | Elect Director Meryl B. Witmer | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three | Voted - One Year |
4 | Report on Physical and Transitional Climate-Related Risks and Opportunities | Shareholder | Against | Voted - For |
5 | Report on Audit Committee's Oversight on Climate Risks and Disclosures | Shareholder | Against | Voted - For |
6 | Report If and How Company Will Measure, Disclose and Reduce GHG Emissions | Shareholder | Against | Voted - For |
7 | Report on Effectiveness of Diversity, Equity, and Inclusion Efforts | Shareholder | Against | Voted - For |
8 | Require Independent Board Chair | Shareholder | Against | Voted - For |
9 | Encourage Senior Management Commitment to Avoid Political Speech | Shareholder | Against | Voted - Against |
CADENCE DESIGN SYSTEMS, INC.
Security ID: 127387108
Ticker: CDNS
Meeting Date: 04-May-23
Meeting Type: Annual
1.1 | Elect Director Mark W. Adams | Management | For | Voted - For |
1.2 | Elect Director Ita Brennan | Management | For | Voted - For |
1.3 | Elect Director Lewis Chew | Management | For | Voted - For |
1.4 | Elect Director Anirudh Devgan | Management | For | Voted - For |
1.5 | Elect Director ML Krakauer | Management | For | Voted - For |
1.6 | Elect Director Julia Liuson | Management | For | Voted - For |
1.7 | Elect Director James D. Plummer | Management | For | Voted - For |
1.8 | Elect Director Alberto Sangiovanni-Vincentelli | Management | For | Voted - For |
1.9 | Elect Director John B. Shoven | Management | For | Voted - For |
1.1 | Elect Director Young K. Sohn | Management | For | Voted - For |
2 | Amend Omnibus Stock Plan | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
6 | Remove One-Year Holding Period Requirement to Call Special Meeting | Shareholder | Against | Voted - Against |
CHAMPIONX CORPORATION
Security ID: 15872M104
Ticker: CHX
Meeting Date: 10-May-23
Meeting Type: Annual
1.1 | Elect Director Heidi S. Alderman | Management | For | Voted - For |
6
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.2 | Elect Director Mamatha Chamarthi | Management | For | Voted - For |
1.3 | Elect Director Carlos A. Fierro | Management | For | Voted - For |
1.4 | Elect Director Gary P. Luquette | Management | For | Voted - For |
1.5 | Elect Director Elaine Pickle | Management | For | Voted - For |
1.6 | Elect Director Stuart Porter | Management | For | Voted - For |
1.7 | Elect Director Daniel W. Rabun | Management | For | Voted - For |
1.8 | Elect Director Sivasankaran ("Soma") Somasundaram | Management | For | Voted - For |
1.9 | Elect Director Stephen M. Todd | Management | For | Voted - For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | Voted - For |
3 | Amend Certificate of Incorporation to Allow Exculpation of Officers | Management | For | Voted - For |
4 | Amend Certificate of Incorporation to Add Federal Forum Selection Provision | Management | For | Voted - For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
COGNEX CORPORATION
Security ID: 192422103
Ticker: CGNX
Meeting Date: 03-May-23
Meeting Type: Annual
1.1 | Elect Director Angelos Papadimitriou | Management | For | Voted - For |
1.2 | Elect Director Dianne M. Parrotte | Management | For | Voted - For |
1.3 | Elect Director John T.C. Lee | Management | For | Voted - For |
2 | Approve Omnibus Stock Plan | Management | For | Voted - For |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
COSTCO WHOLESALE CORPORATION
Security ID: 22160K105
Ticker: COST
Meeting Date: 19-Jan-23
Meeting Type: Annual
1a | Elect Director Susan L. Decker | Management | For | Voted - For |
1b | Elect Director Kenneth D. Denman | Management | For | Voted - For |
1c | Elect Director Richard A. Galanti | Management | For | Voted - For |
1d | Elect Director Hamilton E. James | Management | For | Voted - For |
1e | Elect Director W. Craig Jelinek | Management | For | Voted - For |
1f | Elect Director Sally Jewell | Management | For | Voted - For |
1g | Elect Director Charles T. Munger | Management | For | Voted - For |
1h | Elect Director Jeffrey S. Raikes | Management | For | Voted - For |
1i | Elect Director John W. Stanton | Management | For | Voted - For |
1j | Elect Director Ron M. Vachris | Management | For | Voted - For |
1k | Elect Director Mary Agnes (Maggie) Wilderotter | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
7
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
5 | Report on Risk Due to Restrictions on Reproductive Rights | Shareholder | Against | Voted - Against |
CRYOPORT, INC.
Security ID: 229050307
Ticker: CYRX
Meeting Date: 12-May-23
Meeting Type: Annual
1.1 | Elect Director Linda Baddour | Management | For | Voted - For |
1.2 | Elect Director Richard Berman | Management | For | Voted - For |
1.3 | Elect Director Daniel M. Hancock | Management | For | Voted - For |
1.4 | Elect Director Robert Hariri | Management | For | Voted - For |
1.5 | Elect Director Ram M. Jagannath | Management | For | Voted - For |
1.6 | Elect Director Ramkumar Mandalam | Management | For | Voted - For |
1.7 | Elect Director Jerrell W. Shelton | Management | For | Voted - For |
1.8 | Elect Director Edward J. Zecchini | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
CVS HEALTH CORPORATION
Security ID: 126650100
Ticker: CVS
Meeting Date: 18-May-23
Meeting Type: Annual
1a | Elect Director Fernando Aguirre | Management | For | Voted - For |
1b | Elect Director Jeffrey R. Balser | Management | For | Voted - For |
1c | Elect Director C. David Brown, II | Management | For | Voted - For |
1d | Elect Director Alecia A. DeCoudreaux | Management | For | Voted - For |
1e | Elect Director Nancy-Ann M. DeParle | Management | For | Voted - For |
1f | Elect Director Roger N. Farah | Management | For | Voted - For |
1g | Elect Director Anne M. Finucane | Management | For | Voted - For |
1h | Elect Director Edward J. Ludwig | Management | For | Voted - For |
1i | Elect Director Karen S. Lynch | Management | For | Voted - For |
1j | Elect Director Jean-Pierre Millon | Management | For | Voted - For |
1k | Elect Director Mary L. Schapiro | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
5 | Adopt a Paid Sick Leave Policy | Shareholder | Against | Voted - Against |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Voted - For |
7 | Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders | Shareholder | Against | Voted - Against |
8
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
8 | Commission Third Party Assessment on Company's Commitment to Freedom of Association and Collective Bargaining Rights | Shareholder | Against | Voted - Against |
9 | Adopt Policy Prohibiting Directors from Simultaneously Sitting on the Board of Directors of Any Other Company | Shareholder | Against | Voted - Against |
EOG RESOURCES, INC.
Security ID: 26875P101
Ticker: EOG
Meeting Date: 24-May-23
Meeting Type: Annual
1a | Elect Director Janet F. Clark | Management | For | Voted - For |
1b | Elect Director Charles R. Crisp | Management | For | Voted - For |
1c | Elect Director Robert P. Daniels | Management | For | Voted - For |
1d | Elect Director Lynn A. Dugle | Management | For | Voted - For |
1e | Elect Director C. Christopher Gaut | Management | For | Voted - For |
1f | Elect Director Michael T. Kerr | Management | For | Voted - For |
1g | Elect Director Julie J. Robertson | Management | For | Voted - For |
1h | Elect Director Donald F. Textor | Management | For | Voted - For |
1i | Elect Director Ezra Y. Yacob | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
FANUC CORP.
Security ID: J13440102
Ticker: 6954
Meeting Date: 29-Jun-23
Meeting Type: Annual
1 | Approve Allocation of Income, with a Final Dividend of JPY 271.64 | Management | For | Voted - For |
2.1 | Elect Director Inaba, Yoshiharu | Management | For | Voted - For |
2.2 | Elect Director Yamaguchi, Kenji | Management | For | Voted - For |
2.3 | Elect Director Sasuga, Ryuji | Management | For | Voted - For |
2.4 | Elect Director Michael J. Cicco | Management | For | Voted - For |
2.5 | Elect Director Yamazaki, Naoko | Management | For | Voted - For |
2.6 | Elect Director Uozumi, Hiroto | Management | For | Voted - For |
2.7 | Elect Director Takeda, Yoko | Management | For | Voted - For |
3.1 | Elect Director and Audit Committee Member Okada, Toshiya | Management | For | Voted - For |
3.2 | Elect Director and Audit Committee Member Yokoi, Hidetoshi | Management | For | Voted - For |
3.3 | Elect Director and Audit Committee Member Tomita, Mieko | Management | For | Voted - For |
3.4 | Elect Director and Audit Committee Member Igashima, Shigeo | Management | For | Voted - For |
9
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
FIVERR INTERNATIONAL LTD.
Security ID: M4R82T106
Ticker: FVRR
Meeting Date: 20-Jul-22
Meeting Type: Annual
1a | Reelect Micha Kaufman as Director | Management | For | Voted - For |
1b | Reelect Ron Gutler as Director | Management | For | Voted - For |
1c | Reelect Gili Iohan as Director | Management | For | Voted - For |
2 | Amend Articles of Association Re: Forum for Adjudication of Disputes | Management | For | Voted - For |
3 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
FRANCO-NEVADA CORPORATION
Security ID: 351858105
Ticker: FNV
Meeting Date: 02-May-23
Meeting Type: Annual/Special
1.1 | Elect Director David Harquail | Management | For | Voted - For |
1.2 | Elect Director Paul Brink | Management | For | Voted - For |
1.3 | Elect Director Tom Albanese | Management | For | Voted - For |
1.4 | Elect Director Derek W. Evans | Management | For | Voted - For |
1.5 | Elect Director Catharine Farrow | Management | For | Voted - For |
1.6 | Elect Director Maureen Jensen | Management | For | Voted - For |
1.7 | Elect Director Jennifer Maki | Management | For | Voted - For |
1.8 | Elect Director Randall Oliphant | Management | For | Voted - For |
1.9 | Elect Director Jacques Perron | Management | For | Voted - For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | Voted - For |
ILLUMINA, INC.
Security ID: 452327109
Ticker: ILMN
Meeting Date: 25-May-23
Meeting Type: Special
1A | Elect Management Nominee Director Frances Arnold | Management | For | Did Not Vote |
1B | Elect Management Nominee Director Francis A. deSouza | Management | For | Did Not Vote |
1C | Elect Management Nominee Director Caroline D. Dorsa | Management | For | Did Not Vote |
1D | Elect Management Nominee Director Robert S. Epstein | Management | For | Did Not Vote |
1E | Elect Management Nominee Director Scott Gottlieb | Management | For | Did Not Vote |
1F | Elect Management Nominee Director Gary S. Guthart | Management | For | Did Not Vote |
1G | Elect Management Nominee Director Philip W. Schiller | Management | For | Did Not Vote |
1H | Elect Management Nominee Director Susan E. Siegel | Management | For | Did Not Vote |
1I | Elect Management Nominee Director John W. Thompson | Management | For | Did Not Vote |
1J | Elect Dissident Nominee Director Vincent J. Intrieri | Shareholder | Against | Did Not Vote |
1K | Elect Dissident Nominee Director Jesse A. Lynn | Shareholder | Against | Did Not Vote |
1L | Elect Dissident Nominee Director Andrew J. Teno | Shareholder | Against | Did Not Vote |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Did Not Vote |
10
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
5 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
1.1 | Elect Dissident Nominee Director Vincent J. Intrieri | Shareholder | For | Voted - For |
1.2 | Elect Dissident Nominee Director Jesse A. Lynn | Shareholder | For | Voted - Withheld |
1.3 | Elect Dissident Nominee Director Andrew J. Teno | Shareholder | For | Voted - For |
1.4 | Elect Management Nominee Director Frances Arnold | Management | None | Voted - For |
1.5 | Elect Management Nominee Director Caroline D. Dorsa | Management | None | Voted - For |
1.6 | Elect Management Nominee Director Scott Gottlieb | Management | None | Voted - For |
1.7 | Elect Management Nominee Director Gary S. Guthart | Management | None | Voted - For |
1.8 | Elect Management Nominee Director Philip W. Schiller | Management | None | Voted - For |
1.9 | Elect Management Nominee Director Susan E. Siegel | Management | None | Voted - For |
1.1 | Elect Management Nominee Director Francis A. deSouza | Management | Against | Voted - Withheld |
1.11 | Elect Management Nominee Director Robert S. Epstein | Management | Against | Voted - For |
1.12 | Elect Management Nominee Director John W. Thompson | Management | Against | Voted - Withheld |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Voted - Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
5 | Amend Omnibus Stock Plan | Management | None | Voted - For |
IMPINJ, INC.
Security ID: 453204109
Ticker: PI
Meeting Date: 08-Jun-23
Meeting Type: Annual
1.1 | Elect Director Daniel Gibson | Management | For | Voted - For |
1.2 | Elect Director Umesh Padval | Management | For | Voted - For |
1.3 | Elect Director Steve Sanghi | Management | For | Voted - For |
1.4 | Elect Director Cathal Phelan | Management | For | Voted - For |
1.5 | Elect Director Meera Rao | Management | For | Voted - For |
1.6 | Elect Director Chris Diorio | Management | For | Voted - For |
1.7 | Elect Director Miron Washington | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders | Shareholder | Against | Voted - Against |
INDUSTRIA DE DISENO TEXTIL SA
Security ID: E6282J125
Ticker: ITX
Meeting Date: 12-Jul-22
Meeting Type: Annual
1 | Approve Standalone Financial Statements and Discharge of Board | Management | For | Voted - For |
2 | Approve Consolidated Financial Statements | Management | For | Voted - For |
3 | Approve Non-Financial Information Statement | Management | For | Voted - For |
11
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
4 | Approve Allocation of Income and Dividends | Management | For | Voted - For |
5.a | Ratify Appointment of and Elect Marta Ortega Perez as Director | Management | For | Voted - For |
5.b | Ratify Appointment of and Elect Oscar Garcia Maceiras as Director | Management | For | Voted - For |
5.c | Reelect Pilar Lopez Alvarez as Director | Management | For | Voted - For |
5.d | Reelect Rodrigo Echenique Gordillo as Director | Management | For | Voted - For |
6 | Appoint Ernst & Young as Auditor | Management | For | Voted - For |
7 | Approve Novation of the Former Executive Chairman's Post-Contractual Non-Compete Agreement | Management | For | Voted - For |
8 | Amend Remuneration Policy | Management | For | Voted - For |
9 | Advisory Vote on Remuneration Report | Management | For | Voted - For |
10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Voted - For |
11 | Receive Amendments to Board of Directors Regulations | Management | None | Non-Voting |
INTELLIA THERAPEUTICS, INC.
Security ID: 45826J105
Ticker: NTLA
Meeting Date: 14-Jun-23
Meeting Type: Annual
1.1 | Elect Director Muna Bhanji | Management | For | Voted - Withheld |
1.2 | Elect Director John F. Crowley | Management | For | Voted - Withheld |
1.3 | Elect Director Jesse Goodman | Management | For | Voted - Withheld |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Increase Authorized Common Stock | Management | For | Voted - For |
JPMORGAN CHASE & CO.
Security ID: 46625H100
Ticker: JPM
Meeting Date: 16-May-23
Meeting Type: Annual
1a | Elect Director Linda B. Bammann | Management | For | Voted - For |
1b | Elect Director Stephen B. Burke | Management | For | Voted - For |
1c | Elect Director Todd A. Combs | Management | For | Voted - For |
1d | Elect Director James S. Crown | Management | For | Voted - For |
1e | Elect Director Alicia Boler Davis | Management | For | Voted - For |
1f | Elect Director James Dimon | Management | For | Voted - For |
1g | Elect Director Timothy P. Flynn | Management | For | Voted - For |
1h | Elect Director Alex Gorsky | Management | For | Voted - For |
1i | Elect Director Mellody Hobson | Management | For | Voted - For |
1j | Elect Director Michael A. Neal | Management | For | Voted - For |
1k | Elect Director Phebe N. Novakovic | Management | For | Voted - For |
1l | Elect Director Virginia M. Rometty | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
12
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
5 | Require Independent Board Chair | Shareholder | Against | Voted - For |
6 | Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development | Shareholder | Against | Voted - Against |
7 | Amend Public Responsibility Committee Charter to Include Animal Welfare | Shareholder | Against | Voted - Against |
8 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Voted - For |
9 | Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets | Shareholder | Against | Voted - For |
10 | Report on Risks Related to Discrimination Against Individuals Including Political Views | Shareholder | Against | Voted - Against |
11 | Report on Political Expenditures Congruence | Shareholder | Against | Voted - For |
12 | Disclose 2030 Absolute GHG Reduction Targets Associated with Lending and Underwriting | Shareholder | Against | Voted - Against |
KADANT INC.
Security ID: 48282T104
Ticker: KAI
Meeting Date: 17-May-23
Meeting Type: Annual
1.1 | Elect Director John M. Albertine | Management | For | Voted - For |
1.2 | Elect Director Thomas C. Leonard | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
4 | Approve Non-Employee Director Restricted Stock Plan | Management | For | Voted - For |
5 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
LONDON STOCK EXCHANGE GROUP PLC
Security ID: G5689U103
Ticker: LSEG
Meeting Date: 27-Apr-23
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Final Dividend | Management | For | Voted - For |
3 | Approve Remuneration Report | Management | For | Voted - For |
4 | Approve Remuneration Policy | Management | For | Voted - For |
5 | Re-elect Dominic Blakemore as Director | Management | For | Voted - For |
6 | Re-elect Martin Brand as Director | Management | For | Voted - For |
7 | Re-elect Kathleen DeRose as Director | Management | For | Voted - For |
8 | Re-elect Tsega Gebreyes as Director | Management | For | Voted - For |
9 | Re-elect Cressida Hogg as Director | Management | For | Voted - For |
10 | Re-elect Anna Manz as Director | Management | For | Voted - For |
11 | Re-elect Val Rahmani as Director | Management | For | Voted - For |
12 | Re-elect Don Robert as Director | Management | For | Voted - For |
13 | Re-elect David Schwimmer as Director | Management | For | Voted - For |
14 | Re-elect Douglas Steenland as Director | Management | For | Voted - For |
15 | Re-elect Ashok Vaswani as Director | Management | For | Voted - For |
16 | Elect Scott Guthrie as Director | Management | For | Voted - For |
17 | Elect William Vereker as Director | Management | For | Voted - For |
13
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
18 | Reappoint Ernst & Young LLP as Auditors | Management | For | Voted - For |
19 | Authorise Board to Fix Remuneration of Auditors | Management | For | Voted - For |
20 | Authorise Issue of Equity | Management | For | Voted - For |
21 | Authorise UK Political Donations and Expenditure | Management | For | Voted - For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
23 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | Voted - For |
24 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
25 | Authorise Off-Market Purchase of Shares from Consortium Shareholders | Management | For | Voted - For |
26 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | Voted - For |
NESTLE SA
Security ID: 641069406
Ticker: NESN
Meeting Date: 20-Apr-23
Meeting Type: Annual
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
1.2 | Approve Remuneration Report | Management | For | Voted - For |
2 | Approve Discharge of Board and Senior Management | Management | For | Voted - For |
3 | Approve Allocation of Income and Dividends of CHF 2.95 per Share | Management | For | Voted - For |
4.1.a | Reelect Paul Bulcke as Director and Board Chair | Management | For | Voted - For |
4.1.b | Reelect Ulf Schneider as Director | Management | For | Voted - For |
4.1.c | Reelect Henri de Castries as Director | Management | For | Voted - For |
4.1.d | Reelect Renato Fassbind as Director | Management | For | Voted - For |
4.1.e | Reelect Pablo Isla as Director | Management | For | Voted - For |
4.1.f | Reelect Patrick Aebischer as Director | Management | For | Voted - For |
4.1.g | Reelect Kimberly Ross as Director | Management | For | Voted - For |
4.1.h | Reelect Dick Boer as Director | Management | For | Voted - For |
4.1.i | Reelect Dinesh Paliwal as Director | Management | For | Voted - For |
4.1.j | Reelect Hanne Jimenez de Mora as Director | Management | For | Voted - For |
4.1.k | Reelect Lindiwe Sibanda as Director | Management | For | Voted - For |
4.1.l | Reelect Chris Leong as Director | Management | For | Voted - For |
4.1.m | Reelect Luca Maestri as Director | Management | For | Voted - For |
4.2.1 | Elect Rainer Blair as Director | Management | For | Voted - For |
4.2.2 | Elect Marie-Gabrielle Ineichen-Fleisch as Director | Management | For | Voted - For |
4.3.1 | Reappoint Pablo Isla as Member of the Compensation Committee | Management | For | Voted - For |
4.3.2 | Reappoint Patrick Aebischer as Member of the Compensation Committee | Management | For | Voted - For |
4.3.3 | Reappoint Dick Boer as Member of the Compensation Committee | Management | For | Voted - For |
4.3.4 | Reappoint Dinesh Paliwal as Member of the Compensation Committee | Management | For | Voted - For |
4.4 | Ratify Ernst & Young AG as Auditors | Management | For | Voted - For |
4.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | Voted - For |
5.1 | Approve Remuneration of Directors in the Amount of CHF 10.5 Million | Management | For | Voted - For |
14
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 72 Million | Management | For | Voted - For |
6 | Approve CHF 8 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | Management | For | Voted - For |
7.1 | Amend Articles Re: General Meeting (Incl. Virtual-Only or Hybrid Shareholder Meetings) | Management | For | Voted - For |
7.2 | Amend Articles of Association | Management | For | Voted - For |
8 | Transact Other Business (Voting) | Management | Against | Voted - Against |
NIKE, INC.
Security ID: 654106103
Ticker: NKE
Meeting Date: 09-Sep-22
Meeting Type: Annual
1a | Elect Director Alan B. Graf, Jr. | Management | For | Voted - For |
1b | Elect Director Peter B. Henry | Management | For | Voted - For |
1c | Elect Director Michelle A. Peluso | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
5 | Adopt a Policy on China Sourcing | Shareholder | Against | Voted - Against |
NOVARTIS AG
Security ID: 66987V109
Ticker: NOVN
Meeting Date: 07-Mar-23
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Discharge of Board and Senior Management | Management | For | Voted - For |
3 | Approve Allocation of Income and Dividends of CHF 3.20 per Share | Management | For | Voted - For |
4 | Approve CHF 63.1 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Voted - For |
5 | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | Management | For | Voted - For |
6.1 | Amend Articles Re: Electronic Participation; Virtual-Only Shareholder Meetings | Management | For | Voted - For |
6.2 | Amend Articles of Association | Management | For | Voted - For |
6.3 | Amend Articles of Association | Management | For | Voted - For |
7.1 | Approve Remuneration of Directors in the Amount of CHF 8.8 Million | Management | For | Voted - For |
7.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 90 Million | Management | For | Voted - For |
7.3 | Approve Remuneration Report | Management | For | Voted - For |
8.1 | Reelect Joerg Reinhardt as Director and Board Chair | Management | For | Voted - For |
8.2 | Reelect Nancy Andrews as Director | Management | For | Voted - For |
8.3 | Reelect Ton Buechner as Director | Management | For | Voted - For |
8.4 | Reelect Patrice Bula as Director | Management | For | Voted - For |
8.5 | Reelect Elizabeth Doherty as Director | Management | For | Voted - For |
15
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
8.6 | Reelect Bridgette Heller as Director | Management | For | Voted - For |
8.7 | Reelect Daniel Hochstrasser as Director | Management | For | Voted - For |
8.8 | Reelect Frans van Houten as Director | Management | For | Voted - For |
8.9 | Reelect Simon Moroney as Director | Management | For | Voted - For |
8.1 | Reelect Ana de Pro Gonzalo as Director | Management | For | Voted - For |
8.11 | Reelect Charles Sawyers as Director | Management | For | Voted - For |
8.12 | Reelect William Winters as Director | Management | For | Voted - For |
8.13 | Elect John Young as Director | Management | For | Voted - For |
9.1 | Reappoint Patrice Bula as Member of the Compensation Committee | Management | For | Voted - For |
9.2 | Reappoint Bridgette Heller as Member of the Compensation Committee | Management | For | Voted - For |
9.3 | Reappoint Simon Moroney as Member of the Compensation Committee | Management | For | Voted - For |
9.4 | Reappoint William Winters as Member of the Compensation Committee | Management | For | Voted - For |
10 | Ratify KPMG AG as Auditors | Management | For | Voted - For |
11 | Designate Peter Zahn as Independent Proxy | Management | For | Voted - For |
12 | Transact Other Business (Voting) | Management | For | Voted - Against |
NVIDIA CORPORATION
Security ID: 67066G104
Ticker: NVDA
Meeting Date: 22-Jun-23
Meeting Type: Annual
1a | Elect Director Robert K. Burgess | Management | For | Voted - For |
1b | Elect Director Tench Coxe | Management | For | Voted - For |
1c | Elect Director John O. Dabiri | Management | For | Voted - For |
1d | Elect Director Persis S. Drell | Management | For | Voted - For |
1e | Elect Director Jen-Hsun Huang | Management | For | Voted - For |
1f | Elect Director Dawn Hudson | Management | For | Voted - For |
1g | Elect Director Harvey C. Jones | Management | For | Voted - For |
1h | Elect Director Michael G. McCaffery | Management | For | Voted - For |
1i | Elect Director Stephen C. Neal | Management | For | Voted - For |
1j | Elect Director Mark L. Perry | Management | For | Voted - For |
1k | Elect Director A. Brooke Seawell | Management | For | Voted - For |
1l | Elect Director Aarti Shah | Management | For | Voted - For |
1m | Elect Director Mark A. Stevens | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
REGENERON PHARMACEUTICALS, INC.
Security ID: 75886F107
Ticker: REGN
Meeting Date: 09-Jun-23
Meeting Type: Annual
1a | Elect Director Joseph L. Goldstein | Management | For | Voted - Against |
1b | Elect Director Christine A. Poon | Management | For | Voted - Against |
16
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1c | Elect Director Craig B. Thompson | Management | For | Voted - For |
1d | Elect Director Huda Y. Zoghbi | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
5 | Report on Impact of Extended Patent Exclusivities on Product Access | Shareholder | Against | Voted - Against |
SCHLUMBERGER N.V.
Security ID: 806857108
Ticker: SLB
Meeting Date: 05-Apr-23
Meeting Type: Annual
1.1 | Elect Director Peter Coleman | Management | For | Voted - For |
1.2 | Elect Director Patrick de La Chevardiere | Management | For | Voted - For |
1.3 | Elect Director Miguel Galuccio | Management | For | Voted - For |
1.4 | Elect Director Olivier Le Peuch | Management | For | Voted - For |
1.5 | Elect Director Samuel Leupold | Management | For | Voted - For |
1.6 | Elect Director Tatiana Mitrova | Management | For | Voted - For |
1.7 | Elect Director Maria Moraeus Hanssen | Management | For | Voted - For |
1.8 | Elect Director Vanitha Narayanan | Management | For | Voted - For |
1.9 | Elect Director Mark Papa | Management | For | Voted - For |
1.1 | Elect Director Jeff Sheets | Management | For | Voted - For |
1.11 | Elect Director Ulrich Spiesshofer | Management | For | Voted - For |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Adopt and Approve Financials and Dividends | Management | For | Voted - For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
SHELL PLC
Security ID: 780259305
Ticker: SHEL
Meeting Date: 23-May-23
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Remuneration Policy | Management | For | Voted - For |
3 | Approve Remuneration Report | Management | For | Voted - For |
4 | Elect Wael Sawan as Director | Management | For | Voted - For |
5 | Elect Cyrus Taraporevala as Director | Management | For | Voted - For |
6 | Elect Sir Charles Roxburgh as Director | Management | For | Voted - For |
7 | Elect Leena Srivastava as Director | Management | For | Voted - For |
8 | Re-elect Sinead Gorman as Director | Management | For | Voted - For |
9 | Re-elect Dick Boer as Director | Management | For | Voted - For |
10 | Re-elect Neil Carson as Director | Management | For | Voted - For |
11 | Re-elect Ann Godbehere as Director | Management | For | Voted - For |
12 | Re-elect Jane Lute as Director | Management | For | Voted - For |
13 | Re-elect Catherine Hughes as Director | Management | For | Voted - For |
14 | Re-elect Sir Andrew Mackenzie as Director | Management | For | Voted - For |
17
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
15 | Re-elect Abraham Schot as Director | Management | For | Voted - For |
16 | Reappoint Ernst & Young LLP as Auditors | Management | For | Voted - For |
17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | Voted - For |
18 | Authorise Issue of Equity | Management | For | Voted - For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
21 | Authorise Off-Market Purchase of Ordinary Shares | Management | For | Voted - For |
22 | Authorise UK Political Donations and Expenditure | Management | For | Voted - For |
23 | Adopt New Articles of Association | Management | For | Voted - For |
24 | Approve Share Plan | Management | For | Voted - For |
25 | Approve the Shell Energy Transition Progress | Management | For | Voted - For |
26 | Request Shell to Align its Existing 2030 Reduction Target Covering the Greenhouse Gas (GHG) Emissions of the Use of its Energy Products (Scope 3) with the Goal of the Paris Climate Agreement | Shareholder | Against | Voted - Against |
SPLUNK INC.
Security ID: 848637104
Ticker: SPLK
Meeting Date: 21-Jun-23
Meeting Type: Annual
1a | Elect Director Patricia Morrison | Management | For | Voted - For |
1b | Elect Director David Tunnell | Management | For | Voted - For |
1c | Elect Director Dennis L. Via | Management | For | Voted - For |
1d | Elect Director Luis Visoso | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
4 | Amend Omnibus Stock Plan | Management | For | Voted - Against |
STITCH FIX, INC.
Security ID: 860897107
Ticker: SFIX
Meeting Date: 13-Dec-22
Meeting Type: Annual
1a | Elect Director Steven Anderson | Management | For | Voted - Withheld |
1b | Elect Director Neal Mohan | Management | For | Voted - Withheld |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
SUMITOMO MITSUI FINANCIAL GROUP, INC.
Security ID: J7771X109
Ticker: 8316
Meeting Date: 29-Jun-23
Meeting Type: Annual
1 | Approve Allocation of Income, with a Final Dividend of JPY 125 | Management | For | Voted - For |
2.1 | Elect Director Kunibe, Takeshi | Management | For | Voted - Against |
18
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2.2 | Elect Director Ota, Jun | Management | For | Voted - Against |
2.3 | Elect Director Fukutome, Akihiro | Management | For | Voted - For |
2.4 | Elect Director Kudo, Teiko | Management | For | Voted - For |
2.5 | Elect Director Ito, Fumihiko | Management | For | Voted - For |
2.6 | Elect Director Isshiki, Toshihiro | Management | For | Voted - For |
2.7 | Elect Director Gono, Yoshiyuki | Management | For | Voted - For |
2.8 | Elect Director Kawasaki, Yasuyuki | Management | For | Voted - Against |
2.9 | Elect Director Matsumoto, Masayuki | Management | For | Voted - Against |
2.1 | Elect Director Yamazaki, Shozo | Management | For | Voted - For |
2.11 | Elect Director Tsutsui, Yoshinobu | Management | For | Voted - For |
2.12 | Elect Director Shimbo, Katsuyoshi | Management | For | Voted - For |
2.13 | Elect Director Sakurai, Eriko | Management | For | Voted - For |
2.14 | Elect Director Charles D. Lake II | Management | For | Voted - For |
2.15 | Elect Director Jenifer Rogers | Management | For | Voted - For |
3 | Amend Articles to Disclose Transition Plan to Align Lending and Investment Portfolios with Goals of Paris Agreement | Shareholder | Against | Voted - Against |
TARGET CORPORATION
Security ID: 87612E106
Ticker: TGT
Meeting Date: 14-Jun-23
Meeting Type: Annual
1a | Elect Director David P. Abney | Management | For | Voted - For |
1b | Elect Director Douglas M. Baker, Jr. | Management | For | Voted - For |
1c | Elect Director George S. Barrett | Management | For | Voted - For |
1d | Elect Director Gail K. Boudreaux | Management | For | Voted - For |
1e | Elect Director Brian C. Cornell | Management | For | Voted - For |
1f | Elect Director Robert L. Edwards | Management | For | Voted - For |
1g | Elect Director Donald R. Knauss | Management | For | Voted - For |
1h | Elect Director Christine A. Leahy | Management | For | Voted - For |
1i | Elect Director Monica C. Lozano | Management | For | Voted - For |
1j | Elect Director Grace Puma | Management | For | Voted - For |
1k | Elect Director Derica W. Rice | Management | For | Voted - For |
1l | Elect Director Dmitri L. Stockton | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
5 | Require Independent Board Chair | Shareholder | Against | Voted - Against |
TERRENO REALTY CORPORATION
Security ID: 88146M101
Ticker: TRNO
Meeting Date: 02-May-23
Meeting Type: Annual
1a | Elect Director W. Blake Baird | Management | For | Voted - For |
1b | Elect Director Michael A. Coke | Management | For | Voted - For |
1c | Elect Director Linda Assante | Management | For | Voted - For |
1d | Elect Director Gary N. Boston | Management | For | Voted - For |
19
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1e | Elect Director LeRoy E. Carlson | Management | For | Voted - For |
1f | Elect Director Irene H. Oh | Management | For | Voted - For |
1g | Elect Director Douglas M. Pasquale | Management | For | Voted - For |
1h | Elect Director Dennis Polk | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
THE ESTEE LAUDER COMPANIES INC.
Security ID: 518439104
Ticker: EL
Meeting Date: 18-Nov-22
Meeting Type: Annual
1a | Elect Director Ronald S. Lauder | Management | For | Voted - For |
1b | Elect Director William P. Lauder | Management | For | Voted - Withheld |
1c | Elect Director Richard D. Parsons | Management | For | Voted - Withheld |
1d | Elect Director Lynn Forester de Rothschild | Management | For | Voted - For |
1e | Elect Director Jennifer Tejada | Management | For | Voted - For |
1f | Elect Director Richard F. Zannino | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
THE GOLDMAN SACHS GROUP, INC.
Security ID: 38141G104
Ticker: GS
Meeting Date: 26-Apr-23
Meeting Type: Annual
1a | Elect Director Michele Burns | Management | For | Voted - For |
1b | Elect Director Mark Flaherty | Management | For | Voted - For |
1c | Elect Director Kimberley Harris | Management | For | Voted - For |
1d | Elect Director Kevin Johnson | Management | For | Voted - For |
1e | Elect Director Ellen Kullman | Management | For | Voted - For |
1f | Elect Director Lakshmi Mittal | Management | For | Voted - For |
1g | Elect Director Adebayo Ogunlesi | Management | For | Voted - For |
1h | Elect Director Peter Oppenheimer | Management | For | Voted - For |
1i | Elect Director David Solomon | Management | For | Voted - For |
1j | Elect Director Jan Tighe | Management | For | Voted - For |
1k | Elect Director Jessica Uhl | Management | For | Voted - For |
1l | Elect Director David Viniar | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
6 | Require Independent Board Chair | Shareholder | Against | Voted - Against |
7 | Publish Third-Party Review on Chinese Congruency of Certain ETFs | Shareholder | Against | Voted - Against |
8 | Oversee and Report a Racial Equity Audit | Shareholder | Against | Voted - Against |
20
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
9 | Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development | Shareholder | Against | Voted - Against |
10 | Disclose 2030 Absolute GHG Reduction Targets Associated with Lending and Underwriting | Shareholder | Against | Voted - Against |
11 | Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets | Shareholder | Against | Voted - For |
12 | Report on Median Gender/Racial Pay Gap | Shareholder | Against | Voted - For |
THE WALT DISNEY COMPANY
Security ID: 254687106
Ticker: DIS
Meeting Date: 03-Apr-23
Meeting Type: Annual
1a | Elect Director Mary T. Barra | Management | For | Voted - For |
1b | Elect Director Safra A. Catz | Management | For | Voted - For |
1c | Elect Director Amy L. Chang | Management | For | Voted - For |
1d | Elect Director Francis A. deSouza | Management | For | Voted - For |
1e | Elect Director Carolyn N. Everson | Management | For | Voted - For |
1f | Elect Director Michael B.G. Froman | Management | For | Voted - For |
1g | Elect Director Robert A. Iger | Management | For | Voted - For |
1h | Elect Director Maria Elena Lagomasino | Management | For | Voted - For |
1i | Elect Director Calvin R. McDonald | Management | For | Voted - For |
1j | Elect Director Mark G. Parker | Management | For | Voted - For |
1k | Elect Director Derica W. Rice | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
5 | Report on Risks Related to Operations in China | Shareholder | Against | Voted - Against |
6 | Report on Charitable Contributions | Shareholder | Against | Voted - Against |
7 | Report on Political Expenditures | Shareholder | Against | Voted - For |
VERIZON COMMUNICATIONS INC.
Security ID: 92343V104
Ticker: VZ
Meeting Date: 11-May-23
Meeting Type: Annual
1.1 | Elect Director Shellye Archambeau | Management | For | Voted - For |
1.2 | Elect Director Roxanne Austin | Management | For | Voted - For |
1.3 | Elect Director Mark Bertolini | Management | For | Voted - For |
1.4 | Elect Director Vittorio Colao | Management | For | Voted - For |
1.5 | Elect Director Melanie Healey | Management | For | Voted - For |
1.6 | Elect Director Laxman Narasimhan | Management | For | Voted - For |
1.7 | Elect Director Clarence Otis, Jr. | Management | For | Voted - For |
1.8 | Elect Director Daniel Schulman | Management | For | Voted - For |
1.9 | Elect Director Rodney Slater | Management | For | Voted - For |
1.1 | Elect Director Carol Tome | Management | For | Voted - For |
1.11 | Elect Director Hans Vestberg | Management | For | Voted - For |
1.12 | Elect Director Gregory Weaver | Management | For | Voted - For |
21
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
5 | Report on Government Requests to Remove Content | Shareholder | Against | Voted - Against |
6 | Adopt a Policy Prohibiting Direct and Indirect Political Contributions to Candidates | Shareholder | Against | Voted - Against |
7 | Amend Clawback Policy | Shareholder | Against | Voted - For |
8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Voted - Against |
9 | Require Independent Board Chair | Shareholder | Against | Voted - Against |
VERTEX PHARMACEUTICALS INCORPORATED
Security ID: 92532F100
Ticker: VRTX
Meeting Date: 17-May-23
Meeting Type: Annual
1.1 | Elect Director Sangeeta Bhatia | Management | For | Voted - For |
1.2 | Elect Director Lloyd Carney | Management | For | Voted - For |
1.3 | Elect Director Alan Garber | Management | For | Voted - For |
1.4 | Elect Director Terrence Kearney | Management | For | Voted - For |
1.5 | Elect Director Reshma Kewalramani | Management | For | Voted - For |
1.6 | Elect Director Jeffrey Leiden | Management | For | Voted - For |
1.7 | Elect Director Diana McKenzie | Management | For | Voted - For |
1.8 | Elect Director Bruce Sachs | Management | For | Voted - For |
1.9 | Elect Director Suketu Upadhyay | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
VGP NV
Security ID: B9738D109
Ticker: VGP
Meeting Date: 12-May-23
Meeting Type: Annual/Special
1 | Receive Directors' and Auditors' Reports (Non-Voting) | Management | None | Non-Voting |
2 | Receive Consolidated Financial Statements (Non-Voting) | Management | None | Non-Voting |
3 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.75 per Share | Management | For | Voted - For |
4 | Approve Remuneration Report | Management | For | Voted - For |
5 | Approve Discharge of Directors | Management | For | Voted - For |
6 | Approve Discharge of Auditors | Management | For | Voted - For |
7.1 | Reelect Gaevan BV, Permanently Represented by Ann Gaeremynck. As Independent Director | Management | For | Voted - For |
7.2 | Reelect Katherina Reiche as Independent Director | Management | For | Voted - For |
7.3 | Reelect Vera Gade-Butzlaff as Independent Director | Management | For | Voted - For |
8 | Ratify Deloitte as Auditors and Approve Auditors' Remuneration | Management | For | Voted - For |
22
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
9.1 | Authorize Implementation of Approved Resolutions | Management | For | Voted - For |
9.2 | Authorize Filing of Required Documents/Formalities at Trade Registry | Management | For | Voted - For |
1 | Approve Change-of-Control Clause Re: BNP Paribas Fortis and J.P. Morgan Loan Agreements | Management | For | Voted - For |
2.1 | Authorize Implementation of Approved Resolutions | Management | For | Voted - For |
2.2 | Authorize Filing of Required Documents/Formalities at Trade Registry | Management | For | Voted - For |
VISA INC.
Security ID: 92826C839
Ticker: V
Meeting Date: 24-Jan-23
Meeting Type: Annual
1a | Elect Director Lloyd A. Carney | Management | For | Voted - For |
1b | Elect Director Kermit R. Crawford | Management | For | Voted - For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | Voted - For |
1d | Elect Director Alfred F. Kelly, Jr. | Management | For | Voted - For |
1e | Elect Director Ramon Laguarta | Management | For | Voted - For |
1f | Elect Director Teri L. List | Management | For | Voted - For |
1g | Elect Director John F. Lundgren | Management | For | Voted - For |
1h | Elect Director Denise M. Morrison | Management | For | Voted - For |
1i | Elect Director Linda J. Rendle | Management | For | Voted - For |
1j | Elect Director Maynard G. Webb, Jr. | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
5 | Require Independent Board Chair | Shareholder | Against | Voted - Against |
23
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
The Advisors’ Inner Circle Fund III
By: /s/ Michael Beattie
Michael Beattie
President
24