is a series of The Advisors’ Inner Circle Fund III
Barrow Hanley Concentrated Emerging Markets ESG Opportunities Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
AMOREPACIFIC CORP. | |||||
Security ID: Y01258105 | Ticker: 090430 | ||||
Meeting Date: 17-Mar-23 | Meeting Type: Annual | ||||
1 | Financial Statements and Allocation of | ||||
Profits/Dividends | Management | For | Voted - Against | ||
2 | Elect LEE Jae Yeon | Management | For | Voted - For | |
3 | Elect KIM Seung Hwan | Management | For | Voted - Against | |
4 | Elect PARK Jong Man | Management | For | Voted - Against | |
5 | Directors' Fees | Management | For | Voted - For | |
ASM PACIFIC TECHNOLOGY LTD. | |||||
Security ID: G0535Q133 Ticker: 0522 | |||||
Meeting Date: 09-May-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Accounts and Reports | Management | For | Voted - For | |
4 | Allocation of Profits/Dividends | Management | For | Voted - For | |
5 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
6 | Authority to Repurchase Shares | Management | For | Voted - For | |
7 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For | |
8 | Authority to Issue Repurchased Shares | Management | For | Voted - For | |
9 | Elect Robin G. NG Cher Tat | Management | For | Voted - Against | |
10 | Elect Guenter Walter Lauber | Management | For | Voted - Against | |
11 | Elect Andrew Chong Yang Hsueh | Management | For | Voted - For | |
12 | Elect Hera K. Siu | Management | For | Voted - Against | |
13 | Directors' Fees | Management | For | Voted - For | |
AYALA LAND, INC. | |||||
Security ID: Y0488F100 | Ticker: ALI | ||||
Meeting Date: 26-Apr-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Call To Order | Management | For | Voted - For | |
3 | Proof of Notice and Determination of Quorum | Management | For | Voted - For | |
4 | Meeting Minutes | Management | For | Voted - For | |
5 | Accounts and Reports | Management | For | Voted - For | |
6 | Ratification of Board Acts | Management | For | Voted - For | |
7 | Amendments to Article Seven to Decrease Authorized | ||||
Capital Stock | Management | For | Voted - For | ||
8 | Elect Jaime Augusto Zobel de Ayala | Management | For | Voted - Against | |
9 | Elect Bernard Vincent O. Dy | Management | For | Voted - Against | |
10 | Elect Cezar Peralta Consing | Management | For | Voted - Against | |
11 | Elect Arturo G. Corpuz | Management | For | Voted - Against | |
Page | 1
Barrow Hanley Concentrated Emerging Markets ESG Opportunities Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
12 | Elect Mariana Zobel de Ayala | Management | For | Voted - Against | |
13 | Elect Rex Ma. A. Mendoza | Management | For | Voted - For | |
14 | Elect Surendra M. Menon | Management | For | Voted - For | |
15 | Elect Dennis Gabriel M. Montecillo | Management | For | Voted - For | |
16 | Elect Cesar V. Purisima | Management | For | Voted - Against | |
17 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
18 | Transaction of Other Business | Management | For | Voted - Against | |
19 | Right to Adjourn Meeting | Management | For | Voted - For | |
BAIDU, INC. | |||||
Security ID: G07034104 | Ticker: BIDU | ||||
Meeting Date: 27-Jun-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Amended and Restated Articles of Association | Management | For | Voted - For | |
BDO UNIBANK INC | |||||
Security ID: Y07775102 | Ticker: BDO | ||||
Meeting Date: 19-Apr-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Call To Order | Management | For | Voted - For | |
3 | Proof of Notice and Determination of Quorum | Management | For | Voted - For | |
4 | Meeting Minutes | Management | For | Voted - For | |
5 | Accounts and Reports | Management | For | Voted - For | |
6 | Open Forum | Management | For | Voted - For | |
7 | Ratification of Board Acts | Management | For | Voted - For | |
8 | Elect Jones M. Castro Jr. | Management | For | Voted - Against | |
9 | Elect Jesus A. Jacinto Jr. | Management | For | Voted - Against | |
10 | Elect Teresita T. Sy | Management | For | Voted - Against | |
11 | Elect Josefina N. Tan | Management | For | Voted - Against | |
12 | Elect Nestor V. Tan | Management | For | Voted - Against | |
13 | Elect Walter C. Wassmer | Management | For | Voted - Against | |
14 | Elect George T. Barcelon | Management | For | Voted - For | |
15 | Elect Estela P. Bernabe | Management | For | Voted - For | |
16 | Elect Vipul Bhagat | Management | For | Voted - Against | |
17 | Elect Vicente S. Perez Jr. | Management | For | Voted - For | |
18 | Elect Dioscoro I. Ramos | Management | For | Voted - For | |
19 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
20 | Transaction of Other Business | Management | For | Voted - Against | |
21 | Right to Adjourn Meeting | Management | For | Voted - For |
Page | 2
Barrow Hanley Concentrated Emerging Markets ESG Opportunities Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
BIZLINK HOLDING INC. | |||||
Security ID: G11474106 | Ticker: 3665 | ||||
Meeting Date: 27-Jun-23 | Meeting Type: Annual | ||||
1 | Accounts and Reports | Management | For | Voted - For | |
2 | Allocation of Profits/Dividends | Management | For | Voted - For | |
3 | Amendments to Articles Bundled | Management | For | Voted - For | |
4 | Approve the Issuance of New Shares by | ||||
Capitalization of Profit | |||||
Management | For | Voted - For | |||
BOC HONG KONG (HOLDINGS) LTD | |||||
Security ID: Y0920U103 | Ticker: 2388 | ||||
Meeting Date: 29-Jun-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For | |
5 | Allocation of Profits/Dividends | Management | For | Voted - For | |
6 | Elect GE Haijiao | Management | For | Voted - Against | |
7 | Elect SUN Yu | Management | For | Voted - Against | |
8 | Elect Eva CHENG | Management | For | Voted - For | |
9 | Elect Sunny LEE Wai Kwong | Management | For | Voted - For | |
10 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
11 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For | |
12 | Authority to Repurchase Shares | Management | For | Voted - For | |
13 | Continuing Connected Transactions and the New Caps | Management | For | Voted - For | |
CATHAY FINANCIAL HOLDING CO. | |||||
Security ID: Y11654103 | Ticker: 2882 | ||||
Meeting Date: 09-Jun-23 | Meeting Type: Annual | ||||
1 | Accounts and Reports | Management | For | Voted - For | |
2 | Allocation of Profits/Dividends | Management | For | Voted - For | |
3 | Distribution Cash with Capital Surplus and Legal | ||||
Reserve | |||||
Management | For | Voted - For | |||
4 | Raising of Long-term Capital | Management | For | Voted - For | |
CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | |||||
Security ID: Y1R99Y109 Ticker: 3908 | |||||
Meeting Date: 24-Oct-22 | Meeting Type: Other | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting |
Page | 3
Barrow Hanley Concentrated Emerging Markets ESG Opportunities Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2 | Eligibility for Rights Issue Plan | Management | For | Voted - For | |
3 | Class and Par Value of Rights Shares | Management | For | Voted - For | |
4 | Method of Issuance | Management | For | Voted - For | |
5 | Base, Proportion and Number of the Rights Shares to | ||||
be Issued | Management | For | Voted - For | ||
6 | Pricing Principles and Rights Issue Price | Management | For | Voted - For | |
7 | Target Subscribers for the Rights Issue | Management | For | Voted - For | |
8 | Arrangement for Accumulated Undistributed Profits | ||||
Prior to the Rights Issue | Management | For | Voted - For | ||
9 | Time of Issuance | Management | For | Voted - For | |
10 | Underwriting Methods | Management | For | Voted - For | |
11 | Use of Proceeds Raised from the Rights Issue | Management | For | Voted - For | |
12 | Validity Period of the Rights Issue Resolution | Management | For | Voted - For | |
13 | Listing of the Shares to be Issued Under the Rights | ||||
Issue | Management | For | Voted - For | ||
14 | Public Issuance of Securities by way of the Rights | ||||
Issue | Management | For | Voted - For | ||
15 | Authorization of the Board to Deal with Matters | ||||
Regarding 2022 Rights Issue | Management | For | Voted - For | ||
16 | 2022 Feasibility Analysis Report on the Use of | ||||
Proceeds from the Rights Issue of the Company | Management | For | Voted - For | ||
17 | Risk Reminder of and Remedial Measures for Dilution | ||||
of Immediate Returns as a Result of the Proposed | |||||
Right Issue | Management | For | Voted - For | ||
Meeting Date: 24-Oct-22 | Meeting Type: Special | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Eligibility for Rights Issue Plan | Management | For | Voted - For | |
3 | Class and Par Value of Rights Shares | Management | For | Voted - For | |
4 | Method of Issuance | Management | For | Voted - For | |
5 | Base, Proportion and Number of the Rights Shares to | ||||
be Issued | Management | For | Voted - For | ||
6 | Pricing Principles and Rights Issue Price | Management | For | Voted - For | |
7 | Target Subscribers for the Rights Issue | Management | For | Voted - For | |
8 | Arrangement for Accumulated Undistributed Profits | ||||
Prior to the Rights Issue | Management | For | Voted - For | ||
9 | Time of Issuance | Management | For | Voted - For | |
10 | Underwriting Methods | Management | For | Voted - For | |
11 | Use of Proceeds Raised from the Rights Issue | Management | For | Voted - For | |
12 | Validity Period of the Rights Issue Resolution | Management | For | Voted - For | |
13 | Listing of the Shares to be Issued Under the Rights | ||||
Issue | Management | For | Voted - For | ||
14 | Public Issuance of Securities by way of the Rights | ||||
Issue | Management | For | Voted - For | ||
15 | Authorization of the Board to Deal with Matters | ||||
Regarding 2022 Rights Issue | Management | For | Voted - For | ||
16 | Report on the Use of Proceeds Previously Raised | ||||
Proceeds of the Company | Management | For | Voted - For | ||
17 | 2022 Feasibility Analysis Report on the Use of | ||||
Proceeds from the Rights Issue of the Company | Management | For | Voted - For |
Page | 4
Barrow Hanley Concentrated Emerging Markets ESG Opportunities Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
18 | Risk Reminder of and Remedial Measures for Dilution | ||||
of Immediate Returns as a Result of the Proposed | |||||
Right Issue | Management | For | Voted - For | ||
19 | Exemption of Central Huijin from Making an Offer | ||||
under Applicable Laws and Regulations | Management | For | Voted - For | ||
20 | Waiver of the Obligation of Central Hujin to Make a | ||||
Mandatory General Offer | Management | For | Voted - For | ||
Meeting Date: 30-Jun-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Amendments to Articles | Management | For | Voted - Against | |
3 | Amendments to the Rules of Procedures of the | ||||
Meeting of Board of Directors | Management | For | Voted - For | ||
4 | Directors' Report | Management | For | Voted - For | |
5 | Supervisors' Report | Management | For | Voted - For | |
6 | Annual Report | Management | For | Voted - For | |
7 | Allocation of Profits/Dividends | Management | For | Voted - For | |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - Against | |
9 | Related Party Transactions (Director HUANG Zhaohui) | Management | For | Voted - For | |
10 | Related Party Transactions (Director TAN Lixia) | Management | For | Voted - For | |
11 | Related Party Transactions (Director DUAN Wenwu) | Management | For | Voted - For | |
12 | Related Party Transactions (Other Legal Persons) | Management | For | Voted - For | |
13 | Related Party Transactions (Other Natural Persons) | Management | For | Voted - For | |
14 | Independent Non-executive Directors' Report | Management | For | Voted - For | |
15 | Elect ZHANG Wei | Management | For | Voted - Against | |
16 | Elect Kong Lingyan | Management | For | Voted - Against | |
17 | Elect Zhou Yu | Management | For | Voted - For | |
DEXCO S.A. | |||||
Security ID: P3R899102 | Ticker: DXCO3 | ||||
Meeting Date: 27-Apr-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Accounts and Reports | Management | For | Voted - For | |
4 | Allocation of Profits/Dividends | Management | For | Voted - For | |
5 | Board Size | Management | For | Voted - For | |
6 | Request Cumulative Voting | Management | N/A | Voted - Against | |
7 | Election of Directors | Management | For | Voted - Against | |
8 | Approve Recasting of Votes for Amended Slate | Management | N/A | Voted - Against | |
9 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
10 | Proportional Allocation of Cumulative Votes | Management | N/A | Voted - For | |
11 | Allocate Cumulative Votes to Alfredo Egydio Arruda | ||||
Villela Filho | Management | N/A | Voted - Abstain | ||
12 | Allocate Cumulative Votes to Alfredo Egydio Setubal | Management | N/A | Voted - Abstain | |
13 | Allocate Cumulative Votes to Andrea Laserna Seibel | Management | N/A | Voted - Abstain | |
14 | Allocate Cumulative Votes to Helio Seibel | Management | N/A | Voted - Abstain |
Page | 5
Barrow Hanley Concentrated Emerging Markets ESG Opportunities Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
15 | Allocate Cumulative Votes to Juliana Rozenbaum | ||||
Munemori | Management | N/A | Voted - For | ||
16 | Allocate Cumulative Votes to Marcio Froes Torres | Management | N/A | Voted - For | |
17 | Allocate Cumulative Votes to Ricardo Egydio Setubal | Management | N/A | Voted - Abstain | |
18 | Allocate Cumulative Votes to Rodolfo Villela Marino | Management | N/A | Voted - Abstain | |
19 | Request Separate Election for Board Member | ||||
(Minority) | Management | N/A | Voted - Abstain | ||
20 | Ratify Directors' Independence Status | Management | For | Voted - For | |
21 | Election of Supervisory Council | Management | For | Voted - Against | |
22 | Approve Recasting of Votes for Amended Supervisory | ||||
Council Slate | Management | N/A | Voted - Against | ||
23 | Request Separate Election for Supervisory Council | ||||
Member (Minority) | Management | N/A | Voted - Abstain | ||
24 | Remuneration Policy | Management | For | Voted - For | |
25 | Supervisory Council Fees | Management | For | Voted - For | |
26 | Authority to Publish Minutes Omitting Shareholders' | ||||
Names | Management | For | Voted - For | ||
Meeting Date: 27-Apr-23 | Meeting Type: Special | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Amendments to Article 5 (Reconciliation of Share | ||||
Capital) | Management | For | Voted - For | ||
4 | Amendments to Articles (Wording Adjustments and | ||||
References) | Management | For | Voted - For | ||
5 | Amendments to Article 17 (Board of Directors' | ||||
Meetings) | Management | For | Voted - For | ||
Meeting Date: 23-Jun-23 | Meeting Type: Special | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Board Size | Management | For | Voted - For | |
4 | Elect Marcos Campos Bicudo | Management | For | Voted - For | |
5 | Ratify Marcos Campos Bicudo's Independence Status | Management | For | Voted - For | |
6 | Amendments to Article 5 (Reconciliation of Share | ||||
Capital) | Management | For | Voted - For | ||
7 | Consolidation of Articles | Management | For | Voted - For | |
EMAAR PROPERTIES PJSC | |||||
Security ID: M4025S107 Ticker: EMAAR | |||||
Meeting Date: 21-Sep-22 | Meeting Type: Ordinary | ||||
1 | Acquisition of Dubai Creek Harbour | Management | For | Voted - For | |
2 | Sale of Namshi | Management | For | Voted - For | |
3 | Amendments to Article 7 (Foreign Ownership) | Management | For | Voted - For | |
4 | Non-Voting Meeting Note | N/A | N/A | Non-Voting |
Page | 6
Barrow Hanley Concentrated Emerging Markets ESG Opportunities Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
FIBRA UNO ADMINISTRACION S.A. DE C.V. | |||||
Security ID: P3515D163 | Ticker: FUNO11 | ||||
Meeting Date: 27-Apr-23 | Meeting Type: Annual | ||||
1 | Report of the Audit, Corporate Governance and | ||||
Nominating Committees | Management | For | Voted - For | ||
2 | Report of the Board (Technical Committee) | Management | For | Voted - For | |
3 | Report of the Trust Manager; Opinion of the Board | ||||
(Technical Committee) | Management | For | Voted - For | ||
4 | Report of the Board (Technical Committee) on | ||||
Activities and Operations | Management | For | Voted - For | ||
5 | Financial Statements; Allocation of | ||||
Profits/Dividends | Management | For | Voted - For | ||
6 | Elect Ignacio Trigueros Legarreta | Management | For | Voted - Against | |
7 | Elect Antonio Hugo Franck Cabrera | Management | For | Voted - Against | |
8 | Elect Ruben Goldberg Javkin | Management | For | Voted - Against | |
9 | Elect Herminio A. Blanco Mendoza | Management | For | Voted - Against | |
10 | Elect Alberto Felipe Mulas Alonso | Management | For | Voted - Against | |
11 | Directors' Fees | Management | For | Voted - For | |
12 | Presentation of Report on Ratification of | ||||
Non-Independent Board Members | Management | For | Voted - For | ||
13 | Election of Meeting Delegates | Management | For | Voted - For | |
14 | Minutes | Management | For | Voted - For | |
15 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
GOLD FIELDS LIMITED | |||||
Security ID: S31755101 | Ticker: GFI | ||||
Meeting Date: 24-May-23 | Meeting Type: Annual | ||||
1 | Appointment of Auditor | Management | For | Voted - For | |
2 | Elect Martin Preece | Management | For | Voted - For | |
3 | Re-elect Yunus G.H. Suleman | Management | For | Voted - For | |
4 | Re-elect Terence P. Goodlace | Management | For | Voted - For | |
5 | Re-elect Philisiwe G. Sibiya | Management | For | Voted - Against | |
6 | Elect Audit Committee Chair (Philisiwe Sibiya) | Management | For | Voted - For | |
7 | Elect Audit Committee Member (Alhassan Andani) | Management | For | Voted - For | |
8 | Elect Audit Committee Member (Peter J. Bacchus) | Management | For | Voted - For | |
9 | General Authority to Issue Shares | Management | For | Voted - For | |
10 | Approve Remuneration Policy | Management | For | Voted - For | |
11 | Approve Remuneration Implementation Report | Management | For | Voted - For | |
12 | Authority to Issue Shares for Cash | Management | For | Voted - For | |
13 | Approve NEDs' Fees (Board Chair) | Management | For | Voted - For | |
14 | Approve NEDs' Fees (Lead Independent Director) | Management | For | Voted - For | |
15 | Approve NEDs' Fees (Board Member) | Management | For | Voted - For | |
16 | Approve NEDs' Fees (Audit Committee Chair) | Management | For | Voted - For | |
17 | Approve NEDs' Fees (Other Committees Chairs) | Management | For | Voted - For | |
18 | Approve NEDs' Fees (Audit Committee Member) | Management | For | Voted - For | |
Page | 7
Barrow Hanley Concentrated Emerging Markets ESG Opportunities Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
19 | Approve NEDs' Fees (Other Committees Members) | Management | For | Voted - For | |
20 | Approve NEDs' Fees (Ad-Hoc Committee Chair) | Management | For | Voted - For | |
21 | Approve NEDs' Fees (Ad-Hoc Committee Member) | Management | For | Voted - For | |
22 | Approve Financial Assistance (Sections 44 & 45) | Management | For | Voted - For | |
23 | Authority to Repurchase Shares | Management | For | Voted - For | |
GROWTHPOINT PROPERTIES LIMITED | |||||
Security ID: S3373C239 | Ticker: GRT | ||||
Meeting Date: 29-Nov-22 | Meeting Type: Annual | ||||
1 | Elect Eileen Wilton | Management | For | Voted - For | |
2 | Elect Clifford D. Raphiri | Management | For | Voted - For | |
3 | Elect Frank Berkeley | Management | For | Voted - For | |
4 | Elect John van Wyk | Management | For | Voted - For | |
5 | Election of Audit Committee Member (Melt Hamman) | Management | For | Voted - For | |
6 | Election of Audit Committee Member (Frank Berkeley) | Management | For | Voted - For | |
7 | Election of Audit Committee Member (Prudence Lebina) | Management | For | Voted - For | |
8 | Election of Audit Committee Member (Andile Sangqu) | Management | For | Voted - For | |
9 | Election of Audit Committee Member (Clifford D. | ||||
Raphiri) | Management | For | Voted - For | ||
10 | Appointment of Auditor | Management | For | Voted - For | |
11 | Approve Remuneration Policy | Management | For | Voted - For | |
12 | Approve Remuneration Implementation Report | Management | For | Voted - For | |
13 | General Authority to Issue Shares | Management | For | Voted - For | |
14 | Authority to Issue Shares Pursuant to Dividend | ||||
Reinvestment Alternatives | Management | For | Voted - For | ||
15 | Authority to Issue Shares for Cash | Management | For | Voted - For | |
16 | Social, Ethics and Transformation Report | Management | For | Voted - For | |
17 | Approve Directors' Fees | Management | For | Voted - For | |
18 | Approve Financial Assistance | Management | For | Voted - For | |
19 | Authority to Repurchase Shares | Management | For | Voted - For | |
GRUMA S.A.B. DE C.V. | |||||
Security ID: P4948K121 | Ticker: GRUMA | ||||
Meeting Date: 21-Apr-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Accounts and Reports | Management | For | Voted - Abstain | |
3 | Allocation of Profits/Dividends | Management | For | Voted - For | |
4 | Authority to Repurchase Shares | Management | For | Voted - For | |
5 | Election of Directors; Election of Board Secretary; | ||||
Ratify Independence Status; Fees | Management | For | Voted - For | ||
6 | Election of Audit and Corporate Governance | ||||
Committee Chairs | Management | For | Voted - For | ||
7 | Election of Meeting Delegates | Management | For | Voted - For |
Page | 8
Barrow Hanley Concentrated Emerging Markets ESG Opportunities Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Meeting Date: 21-Apr-23 | Meeting Type: Special | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Cancellation of Shares | Management | For | Voted - For | |
3 | Election of Meeting Delegates | Management | For | Voted - For | |
HAIER SMART HOME CO LTD | |||||
Security ID: Y298BN100 Ticker: 600690 | |||||
Meeting Date: 26-Jun-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Annual Accounts | Management | For | Voted - For | |
3 | Annual Report | Management | For | Voted - For | |
4 | Directors' Report | Management | For | Voted - For | |
5 | Supervisors' Report | Management | For | Voted - For | |
6 | Internal Control Self-Assessment Report | Management | For | Voted - For | |
7 | Allocation of Profits/Dividends | Management | For | Voted - For | |
8 | Reappointment of China Accounting Standards Audit | ||||
Firm | Management | For | Voted - For | ||
9 | Reappointment of International Accounting Standards | ||||
Audit Firm | Management | For | Voted - For | ||
10 | Renewal of a Financial Service Framework Agreement | ||||
and Estimated Connected Transactions Quota | Management | For | Voted - Against | ||
11 | Estimated Guarantee Quota | Management | For | Voted - For | |
12 | Launching Foreign Capital Derivatives Business | Management | For | Voted - For | |
13 | Purchase of Liability Insurance for Directors, | ||||
Supervisors, and Senior Management | Management | For | Voted - For | ||
14 | General Authorization to the Board Regarding | ||||
A-Share Additional Offering | Management | For | Voted - For | ||
15 | General Authorization to the Board Regarding | ||||
H-Share Additional Offering | Management | For | Voted - For | ||
16 | General Authorization to the Board Regarding | ||||
D-Share Additional Offering | Management | For | Voted - For | ||
17 | General Authorization to the Board Regarding the | ||||
Repurchase of Shares Not Exceeding 10 Percent of | |||||
the Issued H-Shares | Management | For | Voted - For | ||
18 | General Authorization to the Board Regarding the | ||||
Repurchase of Shares Not Exceeding 10 Percent of | |||||
the Issued D-Shares | Management | For | Voted - For | ||
19 | A-Share Employee Stock Ownership Plan | Management | For | Voted - Against | |
20 | H-Share Employee Stock Ownership Plan | Management | For | Voted - Against | |
21 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
Meeting Date: 26-Jun-23 | Meeting Type: Other | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | General Authorization to the Board Regarding the | ||||
Repurchase of Shares Not Exceeding 10 Percent of | |||||
the Issued H-Shares | Management | For | Voted - For |
Page | 9
Barrow Hanley Concentrated Emerging Markets ESG Opportunities Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
3 | General Authorization to the Board Regarding the | ||||
Repurchase of Shares Not Exceeding 10 Percent of | |||||
the Issued D-Shares | Management | For | Voted - For | ||
HANG LUNG PROPERTIES LIMITED | |||||
Security ID: Y30166105 | Ticker: 0101 | ||||
Meeting Date: 28-Apr-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Accounts and Reports | Management | For | Voted - For | |
3 | Allocation of Profits/Dividends | Management | For | Voted - For | |
4 | Elect Nelson YUEN Wai Leung | Management | For | Voted - Against | |
5 | Elect Andrew CHAN Ka Ching | Management | For | Voted - For | |
6 | Elect Adriel CHAN Wenbwo | Management | For | Voted - Against | |
7 | Directors' Fees | Management | For | Voted - For | |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
9 | Authority to Repurchase Shares | Management | For | Voted - For | |
10 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against | |
11 | Authority to Issue Repurchased Shares | Management | For | Voted - Against | |
12 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
HANKOOK TIRE & TECHNOLOGY CO., LTD. | |||||
Security ID: Y3R57J108 | Ticker: 161390 | ||||
Meeting Date: 29-Mar-23 | Meeting Type: Annual | ||||
1 | Financial Statements and Allocation of | ||||
Profits/Dividends | Management | For | Voted - Against | ||
2 | Directors' Fees | Management | For | Voted - Against | |
HIWIN TECHNOLOGIES CORP. | |||||
Security ID: Y3226A102 | Ticker: 2049 | ||||
Meeting Date: 31-May-23 | Meeting Type: Annual | ||||
1 | Accounts and Reports | Management | For | Voted - For | |
2 | Allocation of Profits/Dividends | Management | For | Voted - For | |
HONGKONG LAND HOLDINGS LTD. | |||||
Security ID: G4587L109 | Ticker: HKLD | ||||
Meeting Date: 04-May-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Accounts and Reports | Management | For | Voted - For | |
3 | Final Dividend | Management | For | Voted - For | |
4 | Elect Stuart M. Grant | Management | For | Voted - For | |
5 | Elect Lily Jencks | Management | For | Voted - For |
Page | 10
Barrow Hanley Concentrated Emerging Markets ESG Opportunities Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
6 | Elect Christina Ong | Management | For | Voted - For | |
7 | Elect Robert WONG | Management | For | Voted - Against | |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
9 | Authority to Issue Shares w/ or w/o Preemptive | ||||
Rights | Management | For | Voted - For | ||
INDUSIND BANK LIMITED | |||||
Security ID: Y3990M134 Ticker: INDUSINDBK | |||||
Meeting Date: 19-Aug-22 | Meeting Type: Annual | ||||
1 | Accounts and Reports | Management | For | Voted - For | |
2 | Allocation of Profits/Dividends | Management | For | Voted - For | |
3 | Elect Sumant Kathpalia | Management | For | Voted - For | |
4 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
5 | Elect Akila Krishnakumar | Management | For | Voted - Against | |
6 | Elect Pradeep Udhas | Management | For | Voted - For | |
7 | Authority to Issue Long-Term Bonds/Non-Convertible | ||||
Debentures | Management | For | Voted - For | ||
Meeting Date: 27-Feb-23 | Meeting Type: Other | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Elect Rajiv Agarwal | Management | For | Voted - For | |
Meeting Date: 06-Apr-23 | Meeting Type: Other | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Elect Sunil Mehta | Management | For | Voted - For | |
Meeting Date: 06-Jun-23 | Meeting Type: Other | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Re-Appoint Sumant Kathpalia (Managing Director and | ||||
CEO); Approve Remuneration | Management | For | Voted - For | ||
JD.COM, INC. | |||||
Security ID: G8208B101 | Ticker: JD | ||||
Meeting Date: 21-Jun-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Amended and Restated Articles of Association | Management | For | Voted - For |
Page | 11
Barrow Hanley Concentrated Emerging Markets ESG Opportunities Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
KIMBERLY - CLARK DE MEXICO S.A. | |||||
Security ID: P60694117 | Ticker: KIMBERA | ||||
Meeting Date: 02-Mar-23 | Meeting Type: Annual | ||||
1 | Accounts and Reports; Allocation of Profits | Management | For | Voted - Abstain | |
2 | Election of Directors; Elect Audit and Corporate | ||||
Governance Committee Chair; Elect Board Secretary | Management | For | Voted - Abstain | ||
3 | Directors' Fees | Management | For | Voted - Abstain | |
4 | Report on Share Purchase Program; Authority to | ||||
Repurchase Shares | Management | For | Voted - Abstain | ||
5 | Allocation of Dividends | Management | For | Voted - For | |
6 | Cancellation of Shares; Amend Article 5 | ||||
(Reconciliation of Share Capital) | Management | For | Voted - For | ||
7 | Election of Meeting Delegates | Management | For | Voted - For | |
8 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
9 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
10 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
KOREA INVESTMENT HOLDINGS CO., LTD | |||||
Security ID: Y4862P106 | Ticker: 071050 | ||||
Meeting Date: 24-Mar-23 | Meeting Type: Annual | ||||
1 | Elect JEONG Young Rok | Management | For | Voted - For | |
2 | Elect KIM Jeong Ki | Management | For | Voted - For | |
3 | Elect CHO Young Tae | Management | For | Voted - Against | |
4 | Elect KIM Tae Won | Management | For | Voted - For | |
5 | Elect HAM Chun Seung | Management | For | Voted - Against | |
6 | Elect JI Young Jo | Management | For | Voted - For | |
7 | Elect LEE Sung Gyu | Management | For | Voted - For | |
8 | Election of Audit Committee Member: JEONG Young Rok | Management | For | Voted - For | |
9 | Election of Audit Committee Member: KIM Jeong Ki | Management | For | Voted - For | |
10 | Directors' Fees | Management | For | Voted - For | |
LARGAN PRECISION COMPANY LIMITED | |||||
Security ID: Y52144105 | Ticker: 3008 | ||||
Meeting Date: 07-Jun-23 | Meeting Type: Annual | ||||
1 | 2022 Business Report and Financial Statements | Management | For | Voted - For | |
2 | 2022 Earnings Distribution | Management | For | Voted - For | |
MEDIATEK INC. | |||||
Security ID: Y5945U103 | Ticker: 2454 | ||||
Meeting Date: 31-May-23 | Meeting Type: Annual | ||||
1 | 2022 Business Report and Financial Statements | Management | For | Voted - For |
Page | 12
Barrow Hanley Concentrated Emerging Markets ESG Opportunities Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2 | Proposal of Distribution of 2022 Profits | Management | For | Voted - For | |
3 | Amendment to the Company's Articles of Incorporation | Management | For | Voted - For | |
4 | Elect LIN Syaru Shirley | Management | For | Voted - For | |
5 | Release of the Non-compete Restriction on the | ||||
Company S Directors of the 9th Board of Directors | Management | For | Voted - For | ||
NEXTEER AUTOMOTIVE GROUP LIMITED | |||||
Security ID: G6501M105 Ticker: 1316 | |||||
Meeting Date: 20-Jun-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Accounts and Reports | Management | For | Voted - For | |
4 | Allocation of Profits/Dividends | Management | For | Voted - For | |
5 | Elect Robin Zane Milavec | Management | For | Voted - Against | |
6 | Elect ZHANG Wendong | Management | For | Voted - Against | |
7 | Elect SHI Shiming | Management | For | Voted - Against | |
8 | Elect WANG Bin | Management | For | Voted - Against | |
9 | Elect YUE Yun | Management | For | Voted - For | |
10 | Directors' Fees | Management | For | Voted - For | |
11 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
12 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against | |
13 | Authority to Repurchase Shares | Management | For | Voted - For | |
14 | Authority to Issue Repurchased Shares | Management | For | Voted - Against | |
15 | Amendments to Articles | Management | For | Voted - Against | |
PEGATRON CORP. | |||||
Security ID: Y6784J100 | Ticker: 4938 | ||||
Meeting Date: 15-Jun-23 | Meeting Type: Annual | ||||
1 | Accounts and Reports | Management | For | Voted - For | |
2 | Allocation of Profits/Dividends | Management | For | Voted - For | |
3 | Amendments to Procedural Rules: Employee Restricted | ||||
Stock Awards | Management | For | Voted - For | ||
PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD. | |||||
Security ID: Y69790106 | Ticker: 2318 | ||||
Meeting Date: 12-May-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Directors' Report | Management | For | Voted - For | |
3 | Supervisors' Report | Management | For | Voted - For | |
4 | 2022 Annual Report | Management | For | Voted - For | |
5 | Accounts and Reports | Management | For | Voted - For | |
6 | Allocation of Profits/Dividends | Management | For | Voted - For | |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
Page | 13
Barrow Hanley Concentrated Emerging Markets ESG Opportunities Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
8 | Elect WANG Guangqian | Management | For | Voted - For | |
9 | Authority to Issue Debt Financing Instruments | Management | For | Voted - For | |
10 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For | |
SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED | |||||
Security ID: Y76810103 | Ticker: 1066 | ||||
Meeting Date: 28-Sep-22 | Meeting Type: Special | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Elect MENG Hong | Management | For | Voted - For | |
4 | Allocation of Interim Dividend | Management | For | Voted - For | |
5 | Amendments to Articles | Management | For | Voted - For | |
Meeting Date: 30-Dec-22 | Meeting Type: Special | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Elect LI Qiang | Management | For | Voted - Against | |
4 | Amendments to Articles | Management | For | Voted - For | |
Meeting Date: 29-May-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Accounts and Reports | Management | For | Voted - For | |
4 | Directors' Report | Management | For | Voted - For | |
5 | Supervisors' Report | Management | For | Voted - For | |
6 | Allocation of Profits/Dividends | Management | For | Voted - For | |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
8 | Directors' Fees | Management | For | Voted - For | |
9 | Authority to Issue H and Non-Listed Domestic Shares | ||||
w/o Preemptive Rights | Management | For | Voted - Against | ||
10 | Authority to Repurchase H Shares | Management | For | Voted - For | |
11 | Authority to Issue Debt Securities | Management | For | Voted - For | |
12 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
SHINHAN FINANCIAL GROUP CO., LTD | |||||
Security ID: Y7749X101 | Ticker: 055550 | ||||
Meeting Date: 23-Mar-23 | Meeting Type: Annual | ||||
1 | Financial Statements and Allocation of | ||||
Profits/Dividends | Management | For | Voted - Against | ||
2 | Amendments to Articles | Management | For | Voted - For | |
3 | Elect JIN Ok Dong | Management | For | Voted - For | |
4 | Elect JEONG Sang Hyuk | Management | For | Voted - For | |
5 | Elect KWAK Su Keun | Management | For | Voted - For | |
6 | Elect BAE Hoon | Management | For | Voted - For |
Page | 14
Barrow Hanley Concentrated Emerging Markets ESG Opportunities Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
7 | Elect SUNG Jae Ho | Management | For | Voted - For | |
8 | Elect LEE Yong Guk | Management | For | Voted - Against | |
9 | Elect LEE Yoon Jae | Management | For | Voted - For | |
10 | Elect JIN Hyun Duk | Management | For | Voted - For | |
11 | Elect CHOI Jae Boong | Management | For | Voted - Against | |
12 | Election of Independent Director to Be Appointed as | ||||
Audit Committee Member: YOON Jae Won | Management | For | Voted - Against | ||
13 | Election of Audit Committee Member: KWAK Su Keun | Management | For | Voted - For | |
14 | Election of Audit Committee Member: BAE Hoon | Management | For | Voted - For | |
15 | Directors' Fees | Management | For | Voted - For | |
SINO BIOPHARMACEUTICAL LTD | |||||
Security ID: G8167W138 Ticker: 1177 | |||||
Meeting Date: 15-Jun-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Accounts and Reports | Management | For | Voted - For | |
4 | Allocation of Profits/Dividends | Management | For | Voted - For | |
5 | Elect CHENG Cheung Ling | Management | For | Voted - Against | |
6 | Elect LU Hong | Management | For | Voted - For | |
7 | Elect ZHANG Lu Fu | Management | For | Voted - For | |
8 | Elect Donald LI Kwok Tung | Management | For | Voted - Against | |
9 | Directors' Fees | Management | For | Voted - For | |
10 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
11 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against | |
12 | Authority to Repurchase Shares | Management | For | Voted - For | |
13 | Authority to Issue Repurchased Shares | Management | For | Voted - Against | |
14 | Adoption of Share Option Scheme | Management | For | Voted - Against | |
15 | Service Provider Sublimit | Management | For | Voted - Against | |
SK HYNIX INC. | |||||
Security ID: Y8085F100 | Ticker: 000660 | ||||
Meeting Date: 29-Mar-23 | Meeting Type: Annual | ||||
1 | Financial Statements and Allocation of | ||||
Profits/Dividends | |||||
Management | For | Voted - Against | |||
2 | Elect HAN Ae Ra | Management | For | Voted - For | |
3 | Elect KIM Zeong Won | Management | For | Voted - Against | |
4 | Elect JEONG Deog Kyoon | Management | For | Voted - For | |
5 | Election Of Audit Committee Member: Han Ae Ra | Management | For | Voted - For | |
6 | Election of Audit Committee Member: KIM Zeong Won | Management | For | Voted - Against | |
7 | Elect PARK Sung Ha | Management | For | Voted - Against | |
8 | Directors' Fees | Management | For | Voted - Against | |
9 | Non-Voting Meeting Note | N/A | N/A | Non-Voting |
Page | 15
Barrow Hanley Concentrated Emerging Markets ESG Opportunities Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
SUN ART RETAIL GROUP LIMITED | |||||
Security ID: Y8184B109 | Ticker: 6808 | ||||
Meeting Date: 18-Aug-22 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Accounts and Reports | Management | For | Voted - For | |
4 | Allocation of Profits/Dividends | Management | For | Voted - For | |
5 | Elect LIN Xiaohai | Management | For | Voted - Against | |
6 | Elect HAN Liu | Management | For | Voted - Against | |
7 | Elect LIU Peng | Management | For | Voted - Against | |
8 | Elect Dieter YIH | Management | For | Voted - Against | |
9 | Directors' Fees | Management | For | Voted - For | |
10 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
11 | Authority to Repurchase Shares | Management | For | Voted - For | |
12 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against | |
13 | Authority to Issue Repurchased Shares | Management | For | Voted - Against | |
TIM SA | |||||
Security ID: P9153B104 | Ticker: TIMS3 | ||||
Meeting Date: 30-Mar-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Accounts and Reports | Management | For | Voted - For | |
4 | Allocation of Profits/Dividends | Management | For | Voted - For | |
5 | Consolidate Board's Composition | Management | For | Voted - For | |
6 | Ratify Director's Independence Status | Management | For | Voted - For | |
7 | Election of Directors | Management | For | Voted - For | |
8 | Approve Recasting of Votes for Amended Slate | Management | N/A | Voted - Against | |
9 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
10 | Proportional Allocation of Cumulative Votes | Management | N/A | Voted - For | |
11 | Allocate Cumulative Votes to Adrian Calaza | Management | N/A | Voted - For | |
12 | Allocate Cumulative Votes to Alberto Mario Griselli | Management | N/A | Voted - For | |
13 | Allocate Cumulative Votes to Claudio Giovanni Ezio | ||||
Ongaro | Management | N/A | Voted - For | ||
14 | Allocate Cumulative Votes to Elisabetta Paola Romano | Management | N/A | Voted - For | |
15 | Allocate Cumulative Votes to Flavia Maria | ||||
Bittencourt | Management | N/A | Voted - For | ||
16 | Allocate Cumulative Votes to Gesner Jose de | ||||
Oliveira Filho | Management | N/A | Voted - For | ||
17 | Allocate Cumulative Votes to Herculano Anibal Alves | Management | N/A | Voted - For | |
18 | Allocate Cumulative Votes to Michela Mossini | Management | N/A | Voted - For | |
19 | Allocate Cumulative Votes to Michele Valensise | Management | N/A | Voted - For | |
20 | Allocate Cumulative Votes to Nicandro Durante | Management | N/A | Voted - For | |
21 | Request Separate Election for Board Member | Management | N/A | Voted - Abstain | |
22 | Consolidate Supervisory Council's Composition | Management | For | Voted - For |
Page | 16
Barrow Hanley Concentrated Emerging Markets ESG Opportunities Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
23 | Election of Supervisory Council | Management | For | Voted - For | |
24 | Approve Recasting of Votes for Amended Supervisory | ||||
Council Slate | Management | N/A | Voted - Against | ||
25 | Request Separate Election for Supervisory Council | ||||
Member | Management | N/A | Voted - Abstain | ||
26 | Remuneration Policy | Management | For | Voted - For | |
27 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
Meeting Date: 30-Mar-23 | Meeting Type: Special | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Extension of Cooperation and Support Agreement | Management | For | Voted - For | |
4 | Merger Agreement | Management | For | Voted - For | |
5 | Ratification of Appointment of Appraiser | Management | For | Voted - For | |
6 | Valuation Report | Management | For | Voted - For | |
7 | Merger by Absorption (Cozani) | Management | For | Voted - For | |
8 | Authorization of Legal Formalities | Management | For | Voted - For | |
TINGYI (CAYMAN ISLANDS) HOLDINGS CORP. | |||||
Security ID: G8878S103 | Ticker: 0322 | ||||
Meeting Date: 05-Jun-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Accounts and Reports | Management | For | Voted - For | |
4 | Allocation of Final Dividend | Management | For | Voted - For | |
5 | Allocation of Special Dividend | Management | For | Voted - For | |
6 | Elect Junichiro Ida and Approve Fees | Management | For | Voted - Against | |
7 | Elect WEI Hong-Chen and Approve Fees | Management | For | Voted - Against | |
8 | Elect Hiromu Fukada and Approve Fees | Management | For | Voted - For | |
9 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
10 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against | |
11 | Authority to Repurchase Shares | Management | For | Voted - For | |
12 | Authority to Issue Repurchased Shares | Management | For | Voted - Against | |
13 | Amendments to Articles | Management | For | Voted - For | |
14 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
VIETNAM DAIRY PRODUCTS JSC | |||||
Security ID: Y9365V104 | Ticker: VNM | ||||
Meeting Date: 25-Apr-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For | |
5 | Directors' Report | Management | For | Voted - For | |
6 | Allocation of Profits/Dividends | Management | For | Voted - For |
Page | 17
Barrow Hanley Concentrated Emerging Markets ESG Opportunities Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
7 | Business and Profits Plan | Management | For | Voted - For |
8 | Dividends Allocation Plan 2023 | Management | For | Voted - For |
9 | Appointment of Auditor | Management | For | Voted - Abstain |
10 | Directors' Fees | Management | For | Voted - For |
11 | Amendments to Business Scope | Management | For | Voted - For |
12 | Amendments to Company Charter | Management | For | Voted - For |
13 | Transaction of Other Business | Management | For | Voted - Against |
Page | 18
Barrow Hanley Emerging Markets Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
AMOREPACIFIC CORP. | |||||
Security ID: Y01258105 | Ticker: 090430 | ||||
Meeting Date: 17-Mar-23 | Meeting Type: Annual | ||||
1 | Financial Statements and Allocation of | ||||
Profits/Dividends | Management | For | Voted - Against | ||
2 | Elect LEE Jae Yeon | Management | For | Voted - For | |
3 | Elect KIM Seung Hwan | Management | For | Voted - Against | |
4 | Elect PARK Jong Man | Management | For | Voted - Against | |
5 | Directors' Fees | Management | For | Voted - For | |
ASM PACIFIC TECHNOLOGY LTD. | |||||
Security ID: G0535Q133 Ticker: 0522 | |||||
Meeting Date: 09-May-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Accounts and Reports | Management | For | Voted - For | |
4 | Allocation of Profits/Dividends | Management | For | Voted - For | |
5 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
6 | Authority to Repurchase Shares | Management | For | Voted - For | |
7 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For | |
8 | Authority to Issue Repurchased Shares | Management | For | Voted - For | |
9 | Elect Robin G. NG Cher Tat | Management | For | Voted - Against | |
10 | Elect Guenter Walter Lauber | Management | For | Voted - Against | |
11 | Elect Andrew Chong Yang Hsueh | Management | For | Voted - For | |
12 | Elect Hera K. Siu | Management | For | Voted - Against | |
13 | Directors' Fees | Management | For | Voted - For | |
ASTRA INTERNATIONAL TBK | |||||
Security ID: Y7117N172 | Ticker: ASII | ||||
Meeting Date: 19-Apr-23 | Meeting Type: Annual | ||||
1 | Accounts and Reports | Management | For | Voted - For | |
2 | Allocation of Profits/Dividends | Management | For | Voted - For | |
3 | Election of Directors and/or Commissioners (Slate); | ||||
Approval of Remuneration | Management | For | Voted - For | ||
4 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
Page | 19
Barrow Hanley Emerging Markets Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
AUTOHOME INC. | |||||
Security ID: 05278C107 | Ticker: ATHM | ||||
Meeting Date: 26-Jun-23 | Meeting Type: Annual | ||||
1 | Amended and Restated Memorandum of Association and | ||||
Articles of Association | Management | For | Voted - For | ||
AXIS BANK LTD | |||||
Security ID: Y0487S137 | Ticker: AXISBANK | ||||
Meeting Date: 29-Jul-22 | Meeting Type: Annual | ||||
1 | Accounts and Reports | Management | For | Voted - For | |
2 | Allocation of Profits/Dividends | Management | For | Voted - For | |
3 | Elect T.C. Suseel Kumar | Management | For | Voted - Against | |
4 | Elect Girish S. Paranjpe | Management | For | Voted - For | |
5 | Elect Manoj K. Kohli | Management | For | Voted - For | |
6 | Amendment to Borrowing Powers | Management | For | Voted - For | |
7 | Authority to Issue Debt Securities | Management | For | Voted - For | |
8 | Related Party Transactions (Acceptance of Deposits) | Management | For | Voted - For | |
9 | Related Party Transactions (Subscription / Purchase | ||||
of Securities) | Management | For | Voted - For | ||
10 | Related Party Transactions (Sale of Securities) | Management | For | Voted - For | |
11 | Related Party Transactions (Issue of Securities) | Management | For | Voted - For | |
12 | Related Party Transactions (Receipt of Insurance | ||||
Fees / Commission) | Management | For | Voted - For | ||
13 | Related Party Transactions (Credit Facilities) | Management | For | Voted - For | |
14 | Related Party Transactions (Money Market / Term | ||||
Instruments) | Management | For | Voted - For | ||
15 | Related Party Transactions (Forex and Derivative | ||||
Contracts) | Management | For | Voted - For | ||
Meeting Date: 16-Jan-23 | Meeting Type: Other | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Revision in Remuneration to Amitabh Chaudhry | Management | For | Voted - For | |
3 | Elect P. N. Prasad | Management | For | Voted - For | |
4 | Increase Board Size | Management | For | Voted - For | |
5 | Approval of Axis Bank Employees Stock Unit Scheme, | ||||
2022 | Management | For | Voted - For | ||
6 | Authority to Grant Units under the Axis Bank | ||||
Employees Stock Unit Scheme, 2022 | Management | For | Voted - For | ||
7 | Amendment to the Axis Bank Employees Stock Option | ||||
Scheme, 2000-01 | Management | For | Voted - For | ||
8 | Authority to Grant Options under the Amended Axis | ||||
Bank Employees Stock Option Scheme, 2000-01 | Management | For | Voted - For |
Page | 20
Barrow Hanley Emerging Markets Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Meeting Date: 28-Apr-23 | Meeting Type: Other | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Elect Chamarty S. Mallikarjunarao | Management | For | Voted - For | |
3 | Amendments to Articles | Management | For | Voted - For | |
AYALA LAND, INC. | |||||
Security ID: Y0488F100 | Ticker: ALI | ||||
Meeting Date: 26-Apr-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Call To Order | Management | For | Voted - For | |
3 | Proof of Notice and Determination of Quorum | Management | For | Voted - For | |
4 | Meeting Minutes | Management | For | Voted - For | |
5 | Accounts and Reports | Management | For | Voted - For | |
6 | Ratification of Board Acts | Management | For | Voted - For | |
7 | Amendments to Article Seven to Decrease Authorized | ||||
Capital Stock | Management | For | Voted - For | ||
8 | Elect Jaime Augusto Zobel de Ayala | Management | For | Voted - Against | |
9 | Elect Bernard Vincent O. Dy | Management | For | Voted - Against | |
10 | Elect Cezar Peralta Consing | Management | For | Voted - Against | |
11 | Elect Arturo G. Corpuz | Management | For | Voted - Against | |
12 | Elect Mariana Zobel de Ayala | Management | For | Voted - Against | |
13 | Elect Rex Ma. A. Mendoza | Management | For | Voted - For | |
14 | Elect Surendra M. Menon | Management | For | Voted - For | |
15 | Elect Dennis Gabriel M. Montecillo | Management | For | Voted - For | |
16 | Elect Cesar V. Purisima | Management | For | Voted - Against | |
17 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
18 | Transaction of Other Business | Management | For | Voted - Against | |
19 | Right to Adjourn Meeting | Management | For | Voted - For | |
BAIDU, INC. | |||||
Security ID: G07034104 | Ticker: BIDU | ||||
Meeting Date: 27-Jun-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Amended and Restated Articles of Association | Management | For | Voted - For | |
BANCO BRADESCO S.A. | |||||
Security ID: P1808G117 | Ticker: BBDC3 | ||||
Meeting Date: 10-Mar-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | N/A | Non-Voting |
Page | 21
Barrow Hanley Emerging Markets Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
4 | Elect Ava Cohn to the Supervisory Council Presented | ||||
by Preferred Shareholders | Management | N/A | Voted - For | ||
5 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
BDO UNIBANK INC | |||||
Security ID: Y07775102 | Ticker: BDO | ||||
Meeting Date: 19-Apr-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Call To Order | Management | For | Voted - For | |
3 | Proof of Notice and Determination of Quorum | Management | For | Voted - For | |
4 | Meeting Minutes | Management | For | Voted - For | |
5 | Accounts and Reports | Management | For | Voted - For | |
6 | Open Forum | Management | For | Voted - For | |
7 | Ratification of Board Acts | Management | For | Voted - For | |
8 | Elect Jones M. Castro Jr. | Management | For | Voted - Against | |
9 | Elect Jesus A. Jacinto Jr. | Management | For | Voted - Against | |
10 | Elect Teresita T. Sy | Management | For | Voted - Against | |
11 | Elect Josefina N. Tan | Management | For | Voted - Against | |
12 | Elect Nestor V. Tan | Management | For | Voted - Against | |
13 | Elect Walter C. Wassmer | Management | For | Voted - Against | |
14 | Elect George T. Barcelon | Management | For | Voted - For | |
15 | Elect Estela P. Bernabe | Management | For | Voted - For | |
16 | Elect Vipul Bhagat | Management | For | Voted - Against | |
17 | Elect Vicente S. Perez Jr. | Management | For | Voted - For | |
18 | Elect Dioscoro I. Ramos | Management | For | Voted - For | |
19 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
20 | Transaction of Other Business | Management | For | Voted - Against | |
21 | Right to Adjourn Meeting | Management | For | Voted - For | |
BEIJING CAPITAL INTERNATIONAL AIRPORT | |||||
Security ID: Y07717104 | Ticker: 0694 | ||||
Meeting Date: 24-Aug-22 | Meeting Type: Special | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Elect WANG Huacheng | Management | For | Voted - Against | |
BIZLINK HOLDING INC. | |||||
Security ID: G11474106 | Ticker: 3665 | ||||
Meeting Date: 27-Jun-23 | Meeting Type: Annual | ||||
1 | Accounts and Reports | Management | For | Voted - For | |
2 | Allocation of Profits/Dividends | Management | For | Voted - For | |
3 | Amendments to Articles Bundled | Management | For | Voted - For |
Page | 22
Barrow Hanley Emerging Markets Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
4 | Approve the Issuance of New Shares by | ||||
Capitalization of Profit | |||||
Management | For | Voted - For | |||
BOC HONG KONG (HOLDINGS) LTD | |||||
Security ID: Y0920U103 | Ticker: 2388 | ||||
Meeting Date: 29-Jun-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For | |
5 | Allocation of Profits/Dividends | Management | For | Voted - For | |
6 | Elect GE Haijiao | Management | For | Voted - Against | |
7 | Elect SUN Yu | Management | For | Voted - Against | |
8 | Elect Eva CHENG | Management | For | Voted - For | |
9 | Elect Sunny LEE Wai Kwong | Management | For | Voted - For | |
10 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
11 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For | |
12 | Authority to Repurchase Shares | Management | For | Voted - For | |
13 | Continuing Connected Transactions and the New Caps | Management | For | Voted - For | |
CATHAY FINANCIAL HOLDING CO. | |||||
Security ID: Y11654103 | Ticker: 2882 | ||||
Meeting Date: 09-Jun-23 | Meeting Type: Annual | ||||
1 | Accounts and Reports | Management | For | Voted - For | |
2 | Allocation of Profits/Dividends | Management | For | Voted - For | |
3 | Distribution Cash with Capital Surplus and Legal | ||||
Reserve | |||||
Management | For | Voted - For | |||
4 | Raising of Long-term Capital | Management | For | Voted - For | |
CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | |||||
Security ID: Y1R99Y109 Ticker: 3908 | |||||
Meeting Date: 24-Oct-22 | Meeting Type: Other | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Eligibility for Rights Issue Plan | Management | For | Voted - For | |
3 | Class and Par Value of Rights Shares | Management | For | Voted - For | |
4 | Method of Issuance | Management | For | Voted - For | |
5 | Base, Proportion and Number of the Rights Shares to | ||||
be Issued | Management | For | Voted - For | ||
6 | Pricing Principles and Rights Issue Price | Management | For | Voted - For | |
7 | Target Subscribers for the Rights Issue | Management | For | Voted - For | |
8 | Arrangement for Accumulated Undistributed Profits | ||||
Prior to the Rights Issue | Management | For | Voted - For |
Page | 23
Barrow Hanley Emerging Markets Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
9 | Time of Issuance | Management | For | Voted - For | |
10 | Underwriting Methods | Management | For | Voted - For | |
11 | Use of Proceeds Raised from the Rights Issue | Management | For | Voted - For | |
12 | Validity Period of the Rights Issue Resolution | Management | For | Voted - For | |
13 | Listing of the Shares to be Issued Under the Rights | ||||
Issue | Management | For | Voted - For | ||
14 | Public Issuance of Securities by way of the Rights | ||||
Issue | Management | For | Voted - For | ||
15 | Authorization of the Board to Deal with Matters | ||||
Regarding 2022 Rights Issue | Management | For | Voted - For | ||
16 | 2022 Feasibility Analysis Report on the Use of | ||||
Proceeds from the Rights Issue of the Company | Management | For | Voted - For | ||
17 | Risk Reminder of and Remedial Measures for Dilution | ||||
of Immediate Returns as a Result of the Proposed | |||||
Right Issue | Management | For | Voted - For | ||
Meeting Date: 24-Oct-22 | Meeting Type: Special | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Eligibility for Rights Issue Plan | Management | For | Voted - For | |
3 | Class and Par Value of Rights Shares | Management | For | Voted - For | |
4 | Method of Issuance | Management | For | Voted - For | |
5 | Base, Proportion and Number of the Rights Shares to | ||||
be Issued | Management | For | Voted - For | ||
6 | Pricing Principles and Rights Issue Price | Management | For | Voted - For | |
7 | Target Subscribers for the Rights Issue | Management | For | Voted - For | |
8 | Arrangement for Accumulated Undistributed Profits | ||||
Prior to the Rights Issue | Management | For | Voted - For | ||
9 | Time of Issuance | Management | For | Voted - For | |
10 | Underwriting Methods | Management | For | Voted - For | |
11 | Use of Proceeds Raised from the Rights Issue | Management | For | Voted - For | |
12 | Validity Period of the Rights Issue Resolution | Management | For | Voted - For | |
13 | Listing of the Shares to be Issued Under the Rights | ||||
Issue | Management | For | Voted - For | ||
14 | Public Issuance of Securities by way of the Rights | ||||
Issue | Management | For | Voted - For | ||
15 | Authorization of the Board to Deal with Matters | ||||
Regarding 2022 Rights Issue | Management | For | Voted - For | ||
16 | Report on the Use of Proceeds Previously Raised | ||||
Proceeds of the Company | Management | For | Voted - For | ||
17 | 2022 Feasibility Analysis Report on the Use of | ||||
Proceeds from the Rights Issue of the Company | Management | For | Voted - For | ||
18 | Risk Reminder of and Remedial Measures for Dilution | ||||
of Immediate Returns as a Result of the Proposed | |||||
Right Issue | Management | For | Voted - For | ||
19 | Exemption of Central Huijin from Making an Offer | ||||
under Applicable Laws and Regulations | Management | For | Voted - For | ||
20 | Waiver of the Obligation of Central Hujin to Make a | ||||
Mandatory General Offer | Management | For | Voted - For |
Page | 24
Barrow Hanley Emerging Markets Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Meeting Date: 30-Jun-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Amendments to Articles | Management | For | Voted - Against | |
3 | Amendments to the Rules of Procedures of the | ||||
Meeting of Board of Directors | Management | For | Voted - For | ||
4 | Directors' Report | Management | For | Voted - For | |
5 | Supervisors' Report | Management | For | Voted - For | |
6 | Annual Report | Management | For | Voted - For | |
7 | Allocation of Profits/Dividends | Management | For | Voted - For | |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - Against | |
9 | Related Party Transactions (Director HUANG Zhaohui) | Management | For | Voted - For | |
10 | Related Party Transactions (Director TAN Lixia) | Management | For | Voted - For | |
11 | Related Party Transactions (Director DUAN Wenwu) | Management | For | Voted - For | |
12 | Related Party Transactions (Other Legal Persons) | Management | For | Voted - For | |
13 | Related Party Transactions (Other Natural Persons) | Management | For | Voted - For | |
14 | Independent Non-executive Directors' Report | Management | For | Voted - For | |
15 | Elect ZHANG Wei | Management | For | Voted - Against | |
16 | Elect Kong Lingyan | Management | For | Voted - Against | |
17 | Elect Zhou Yu | Management | For | Voted - For | |
CHINA PETROLEUM & CHEMICAL CORPORATION | |||||
Security ID: Y15010104 | Ticker: 0386 | ||||
Meeting Date: 30-May-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Directors' Report | Management | For | Voted - For | |
4 | Supervisors' Report | Management | For | Voted - For | |
5 | Accounts and Reports | Management | For | Voted - For | |
6 | Allocation of Profits/Dividends | Management | For | Voted - For | |
7 | 2023 Interim Distribution Plan | Management | For | Voted - For | |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
9 | Elect LV Lianggong | Management | For | Voted - Against | |
10 | Reduction in Registered Capital and Amendments to | ||||
Articles | Management | For | Voted - For | ||
11 | Authority to Issue Debt Financing Instruments | Management | For | Voted - Against | |
12 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against | |
13 | Authority to Repurchase Shares | Management | For | Voted - For | |
14 | Satisfaction of the Conditions of the Issuance of A | ||||
Shares | Management | For | Voted - Against | ||
15 | Type and Par Value of Shares to be Issued | Management | For | Voted - Against | |
16 | Manner and Timing of Issuance | Management | For | Voted - Against | |
17 | Subscriber and Manner of Subscription | Management | For | Voted - Against | |
18 | Pricing Benchmark Date, Issue Price and Pricing | ||||
Principles | Management | For | Voted - Against | ||
19 | Number of Shares to be Issued | Management | For | Voted - Against | |
20 | Lock-up period | Management | For | Voted - Against | |
21 | Amount and Use of Proceeds | Management | For | Voted - Against |
Page | 25
Barrow Hanley Emerging Markets Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
22 | Place of Listing | Management | For | Voted - Against | |
23 | Arrangement of Accumulated Undistributed Profits | Management | For | Voted - Against | |
24 | Validity period | Management | For | Voted - Against | |
25 | Proposal of the Proposed Issuance of A Shares | Management | For | Voted - Against | |
26 | Demonstration and Analysis Report on the Plan of | ||||
the Proposed Issuance of A Shares | Management | For | Voted - Against | ||
27 | Connected Transaction Involved in the Proposed | ||||
Issuance of A Shares | Management | For | Voted - Against | ||
28 | Subscription Agreement | Management | For | Voted - Against | |
29 | Feasibility Report on the Use of Proceeds Raised | ||||
from the Proposed Issuance of A Shares | Management | For | Voted - Against | ||
30 | Dilution of Current Returns by the Proposed | ||||
Issuance of A Shares, Remedial Measures and | |||||
Commitments of Related Entities | Management | For | Voted - Against | ||
31 | Dividend Distribution and Return Plan for the Next | ||||
Three Years (2023-2025) | Management | For | Voted - For | ||
32 | Board Authorization to Handle All Matters Relating | ||||
to the Proposed Issuance of A Shares | Management | For | Voted - Against | ||
33 | Board Authorization to Amend Articles in Accordance | ||||
with the Proposed Issuance of A Shares | Management | For | Voted - Against | ||
Meeting Date: 30-May-23 | Meeting Type: Other | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Authority to Repurchase Shares | Management | For | Voted - For | |
DEXCO S.A. | |||||
Security ID: P3R899102 | Ticker: DXCO3 | ||||
Meeting Date: 27-Apr-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Accounts and Reports | Management | For | Voted - For | |
4 | Allocation of Profits/Dividends | Management | For | Voted - For | |
5 | Board Size | Management | For | Voted - For | |
6 | Request Cumulative Voting | Management | N/A | Voted - Against | |
7 | Election of Directors | Management | For | Voted - Against | |
8 | Approve Recasting of Votes for Amended Slate | Management | N/A | Voted - Against | |
9 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
10 | Proportional Allocation of Cumulative Votes | Management | N/A | Voted - For | |
11 | Allocate Cumulative Votes to Alfredo Egydio Arruda | ||||
Villela Filho | Management | N/A | Voted - Abstain | ||
12 | Allocate Cumulative Votes to Alfredo Egydio Setubal | Management | N/A | Voted - Abstain | |
13 | Allocate Cumulative Votes to Andrea Laserna Seibel | Management | N/A | Voted - Abstain | |
14 | Allocate Cumulative Votes to Helio Seibel | Management | N/A | Voted - Abstain | |
15 | Allocate Cumulative Votes to Juliana Rozenbaum | ||||
Munemori | Management | N/A | Voted - For | ||
16 | Allocate Cumulative Votes to Marcio Froes Torres | Management | N/A | Voted - For | |
17 | Allocate Cumulative Votes to Ricardo Egydio Setubal | Management | N/A | Voted - Abstain |
Page | 26
Barrow Hanley Emerging Markets Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
18 | Allocate Cumulative Votes to Rodolfo Villela Marino | Management | N/A | Voted - Abstain | |
19 | Request Separate Election for Board Member | ||||
(Minority) | Management | N/A | Voted - Abstain | ||
20 | Ratify Directors' Independence Status | Management | For | Voted - For | |
21 | Election of Supervisory Council | Management | For | Voted - Against | |
22 | Approve Recasting of Votes for Amended Supervisory | ||||
Council Slate | Management | N/A | Voted - Against | ||
23 | Request Separate Election for Supervisory Council | ||||
Member (Minority) | Management | N/A | Voted - Abstain | ||
24 | Remuneration Policy | Management | For | Voted - For | |
25 | Supervisory Council Fees | Management | For | Voted - For | |
26 | Authority to Publish Minutes Omitting Shareholders' | ||||
Names | Management | For | Voted - For | ||
Meeting Date: 27-Apr-23 | Meeting Type: Special | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Amendments to Article 5 (Reconciliation of Share | ||||
Capital) | Management | For | Voted - For | ||
4 | Amendments to Articles (Wording Adjustments and | ||||
References) | Management | For | Voted - For | ||
5 | Amendments to Article 17 (Board of Directors' | ||||
Meetings) | Management | For | Voted - For | ||
Meeting Date: 23-Jun-23 | Meeting Type: Special | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Board Size | Management | For | Voted - For | |
4 | Elect Marcos Campos Bicudo | Management | For | Voted - For | |
5 | Ratify Marcos Campos Bicudo's Independence Status | Management | For | Voted - For | |
6 | Amendments to Article 5 (Reconciliation of Share | ||||
Capital) | Management | For | Voted - For | ||
7 | Consolidation of Articles | Management | For | Voted - For | |
EMAAR PROPERTIES PJSC | |||||
Security ID: M4025S107 Ticker: EMAAR | |||||
Meeting Date: 21-Sep-22 | Meeting Type: Ordinary | ||||
1 | Acquisition of Dubai Creek Harbour | Management | For | Voted - For | |
2 | Sale of Namshi | Management | For | Voted - For | |
3 | Amendments to Article 7 (Foreign Ownership)�� | Management | For | Voted - For | |
4 | Non-Voting Meeting Note | N/A | N/A | Non-Voting |
Page | 27
Barrow Hanley Emerging Markets Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
ENN ENERGY HOLDINGS LIMITED | |||||
Security ID: G3066L101 | Ticker: 2688 | ||||
Meeting Date: 24-May-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Accounts and Reports | Management | For | Voted - For | |
4 | Allocation of Profits/Dividends | Management | For | Voted - For | |
5 | Elect ZHENG Hongtao | Management | For | Voted - Against | |
6 | Elect LIU Jianfeng | Management | For | Voted - Against | |
7 | Elect JIN Yongsheng | Management | For | Voted - Against | |
8 | Elect MA Zhixiang | Management | For | Voted - Against | |
9 | Elect YUEN Po Kwong | Management | For | Voted - Against | |
10 | Directors' Fees | Management | For | Voted - For | |
11 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
12 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For | |
13 | Authority to Repurchase Shares | Management | For | Voted - For | |
14 | Amendments to Articles | Management | For | Voted - Against | |
15 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
FIBRA UNO ADMINISTRACION S.A. DE C.V. | |||||
Security ID: P3515D163 | Ticker: FUNO11 | ||||
Meeting Date: 27-Apr-23 | Meeting Type: Annual | ||||
1 | Report of the Audit, Corporate Governance and | ||||
Nominating Committees | Management | For | Voted - For | ||
2 | Report of the Board (Technical Committee) | Management | For | Voted - For | |
3 | Report of the Trust Manager; Opinion of the Board | ||||
(Technical Committee) | Management | For | Voted - For | ||
4 | Report of the Board (Technical Committee) on | ||||
Activities and Operations | Management | For | Voted - For | ||
5 | Financial Statements; Allocation of | ||||
Profits/Dividends | Management | For | Voted - For | ||
6 | Elect Ignacio Trigueros Legarreta | Management | For | Voted - Against | |
7 | Elect Antonio Hugo Franck Cabrera | Management | For | Voted - Against | |
8 | Elect Ruben Goldberg Javkin | Management | For | Voted - Against | |
9 | Elect Herminio A. Blanco Mendoza | Management | For | Voted - Against | |
10 | Elect Alberto Felipe Mulas Alonso | Management | For | Voted - Against | |
11 | Directors' Fees | Management | For | Voted - For | |
12 | Presentation of Report on Ratification of | ||||
Non-Independent Board Members | Management | For | Voted - For | ||
13 | Election of Meeting Delegates | Management | For | Voted - For | |
14 | Minutes | Management | For | Voted - For | |
15 | Non-Voting Meeting Note | N/A | N/A | Non-Voting |
Page | 28
Barrow Hanley Emerging Markets Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
FOCUS MEDIA INFORMATION TECHNOLOGY CO LTD., | |||||
Security ID: Y29327114 | Ticker: 002027 | ||||
Meeting Date: 03-Mar-23 | Meeting Type: Special | ||||
1 | Elect LIAO Guanmin | Management | For | Voted - For | |
Meeting Date: 26-May-23 | Meeting Type: Annual | ||||
1 | 2022 Directors' Report | Management | For | Voted - For | |
2 | 2022 Supervisors' Report | Management | For | Voted - For | |
3 | 2022 Annual Report And Its Summary | Management | For | Voted - For | |
4 | 2022 Accounts and Reports | Management | For | Voted - For | |
5 | Allocation of Profits/Dividends | Management | For | Voted - For | |
6 | Appointment of Auditor | Management | For | Voted - Against | |
7 | Use of Idle Own Funds to Purchase Wealth Management | ||||
Products | Management | For | Voted - For | ||
8 | Authority to Give Guarantees | Management | For | Voted - For | |
9 | Estimated Related Party Transactions in 2023 | Management | For | Voted - For | |
10 | Amendments to Articles | Management | For | Voted - For | |
11 | Amendments to Procedural Rules: Shareholder Meetings | Management | For | Voted - For | |
12 | Amendments to Procedural Rules: Board Meetings | Management | For | Voted - For | |
13 | Amendments to Procedural Rules: Supervisory Board | ||||
Meetings | Management | For | Voted - For | ||
14 | Amendments to Management System for Raised Funds | Management | For | Voted - For | |
15 | Amendments to Management System for External | ||||
Investments | Management | For | Voted - For | ||
16 | Amendments to Procedural Rules: Connected | ||||
Transactions | Management | For | Voted - For | ||
17 | Amendments to Management System: Dividends | Management | For | Voted - For | |
GALAXY ENTERTAINMENT GROUP LIMITED | |||||
Security ID: Y2679D118 | Ticker: 0027 | ||||
Meeting Date: 22-May-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For | |
5 | Elect Joseph CHEE Ying Keung | Management | For | Voted - Against | |
6 | Elect William YIP Shue Lam | Management | For | Voted - Against | |
7 | Elect Patrick WONG Lung Tak | Management | For | Voted - Against | |
8 | Directors' Fees | Management | For | Voted - For | |
9 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
10 | Authority to Repurchase Shares | Management | For | Voted - For | |
11 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against | |
12 | Authority to Issue Repurchased Shares | Management | For | Voted - Against | |
13 | Adoption of Share Award Scheme and Share Option | ||||
Scheme | Management | For | Voted - Against | ||
Page | 29
Barrow Hanley Emerging Markets Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
14 | Service Provider Sub-limit | Management | For | Voted - Against | |
15 | Suspension of 2021 Share Award Scheme and | ||||
Termination of 2021 Share Option Scheme | Management | For | Voted - For | ||
16 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
GOLD FIELDS LIMITED | |||||
Security ID: S31755101 | Ticker: GFI | ||||
Meeting Date: 24-May-23 | Meeting Type: Annual | ||||
1 | Appointment of Auditor | Management | For | Voted - For | |
2 | Elect Martin Preece | Management | For | Voted - For | |
3 | Re-elect Yunus G.H. Suleman | Management | For | Voted - For | |
4 | Re-elect Terence P. Goodlace | Management | For | Voted - For | |
5 | Re-elect Philisiwe G. Sibiya | Management | For | Voted - Against | |
6 | Elect Audit Committee Chair (Philisiwe Sibiya) | Management | For | Voted - For | |
7 | Elect Audit Committee Member (Alhassan Andani) | Management | For | Voted - For | |
8 | Elect Audit Committee Member (Peter J. Bacchus) | Management | For | Voted - For | |
9 | General Authority to Issue Shares | Management | For | Voted - For | |
10 | Approve Remuneration Policy | Management | For | Voted - For | |
11 | Approve Remuneration Implementation Report | Management | For | Voted - For | |
12 | Authority to Issue Shares for Cash | Management | For | Voted - For | |
13 | Approve NEDs' Fees (Board Chair) | Management | For | Voted - For | |
14 | Approve NEDs' Fees (Lead Independent Director) | Management | For | Voted - For | |
15 | Approve NEDs' Fees (Board Member) | Management | For | Voted - For | |
16 | Approve NEDs' Fees (Audit Committee Chair) | Management | For | Voted - For | |
17 | Approve NEDs' Fees (Other Committees Chairs) | Management | For | Voted - For | |
18 | Approve NEDs' Fees (Audit Committee Member) | Management | For | Voted - For | |
19 | Approve NEDs' Fees (Other Committees Members) | Management | For | Voted - For | |
20 | Approve NEDs' Fees (Ad-Hoc Committee Chair) | Management | For | Voted - For | |
21 | Approve NEDs' Fees (Ad-Hoc Committee Member) | Management | For | Voted - For | |
22 | Approve Financial Assistance (Sections 44 & 45) | Management | For | Voted - For | |
23 | Authority to Repurchase Shares | Management | For | Voted - For | |
GREAT WALL MOTOR COMPANY LIMITED | |||||
Security ID: Y2882P106 | Ticker: 2333 | ||||
Meeting Date: 24-Apr-23 | Meeting Type: Special | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Plan of Guarantees for the Year 2023 | Management | For | Voted - For | |
3 | Bill Pool Business for the Year 2023 | Management | For | Voted - For | |
4 | Authorization of the Banking Business | Management | For | Voted - For | |
Meeting Date: 16-Jun-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Accounts and Reports | Management | For | Voted - For | |
3 | Directors' Report | Management | For | Voted - For |
Page | 30
Barrow Hanley Emerging Markets Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
4 | Allocation of Profits/Dividends | Management | For | Voted - For | |
5 | Annual Report | Management | For | Voted - For | |
6 | Independent Directors' Report | Management | For | Voted - For | |
7 | Supervisors' Report | Management | For | Voted - For | |
8 | Business Strategy for 2023 | Management | For | Voted - For | |
9 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
10 | Adoption of the 2023 ESOP (Revised Draft) | Management | For | Voted - Against | |
11 | Adoption of the Management Measures for 2023 ESOP | ||||
(Revised) | Management | For | Voted - Against | ||
12 | Board Authorization in Relation to 2023 ESOP | Management | For | Voted - Against | |
13 | Authority to Issue A and/or H Shares w/o Preemptive | ||||
Rights | Management | For | Voted - Against | ||
14 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
15 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
16 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
17 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
18 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
19 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
20 | Authority to Repurchase A and H Shares | Management | For | Voted - For | |
21 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
22 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
23 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
24 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
25 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
26 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
27 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
28 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
29 | Amendments to Articles | Management | For | Voted - For | |
30 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
31 | Elect WEI Jian Jun | Management | For | Voted - Against | |
32 | Elect ZHAO Guo Qing | Management | For | Voted - Against | |
33 | Elect LI Hong Shuan | Management | For | Voted - Against | |
34 | Elect HE Ping | Management | For | Voted - Against | |
35 | Elect YUE Ying | Management | For | Voted - For | |
36 | Elect Tom Siulun Chau | Management | For | Voted - For | |
37 | Elect FAN Hui | Management | For | Voted - Against | |
38 | Elect LIU Qian | Management | For | Voted - For | |
39 | Elect MA Yu Bo | Management | For | Voted - For | |
Meeting Date: 16-Jun-23 | Meeting Type: Other | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Authority to Repurchase A and H Shares | Management | For | Voted - For | |
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS S.A. | |||||
Security ID: X3232T104 | Ticker: OPAP | ||||
Meeting Date: 27-Apr-23 | Meeting Type: Ordinary | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
Page | 31
Barrow Hanley Emerging Markets Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Accounts and Reports | Management | For | Voted - For | |
4 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
5 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
6 | Ratification of Board and Auditor's Acts | Management | For | Voted - For | |
7 | Appointment of Auditor | Management | For | Voted - For | |
8 | Allocation of Profits/Dividends | Management | For | Voted - For | |
9 | 2022 Annual Bonus Plan | Management | For | Voted - For | |
10 | Remuneration Policy | Management | For | Voted - For | |
11 | Long-Term Incentive Scheme 2020-2022 | Management | For | Voted - For | |
12 | Long-Term Incentive Scheme 2023-2025 | Management | For | Voted - For | |
13 | Remuneration Report | Management | For | Voted - For | |
14 | Authority to Increase Capital through | ||||
Capitalisations | Management | For | Voted - For | ||
15 | Capital Repayment; Decrease in Share Par Value | Management | For | Voted - For | |
16 | Amendments to Article 5 (Share Capital) | Management | For | Voted - For | |
17 | Authority to Repurchase Shares | Management | For | Voted - For | |
18 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
19 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
GROWTHPOINT PROPERTIES LIMITED | |||||
Security ID: S3373C239 | Ticker: GRT | ||||
Meeting Date: 29-Nov-22 | Meeting Type: Annual | ||||
1 | Elect Eileen Wilton | Management | For | Voted - For | |
2 | Elect Clifford D. Raphiri | Management | For | Voted - For | |
3 | Elect Frank Berkeley | Management | For | Voted - For | |
4 | Elect John van Wyk | Management | For | Voted - For | |
5 | Election of Audit Committee Member (Melt Hamman) | Management | For | Voted - For | |
6 | Election of Audit Committee Member (Frank Berkeley) | Management | For | Voted - For | |
7 | Election of Audit Committee Member (Prudence Lebina) | Management | For | Voted - For | |
8 | Election of Audit Committee Member (Andile Sangqu) | Management | For | Voted - For | |
9 | Election of Audit Committee Member (Clifford D. | ||||
Raphiri) | Management | For | Voted - For | ||
10 | Appointment of Auditor | Management | For | Voted - For | |
11 | Approve Remuneration Policy | Management | For | Voted - For | |
12 | Approve Remuneration Implementation Report | Management | For | Voted - For | |
13 | General Authority to Issue Shares | Management | For | Voted - For | |
14 | Authority to Issue Shares Pursuant to Dividend | ||||
Reinvestment Alternatives | Management | For | Voted - For | ||
15 | Authority to Issue Shares for Cash | Management | For | Voted - For | |
16 | Social, Ethics and Transformation Report | Management | For | Voted - For | |
17 | Approve Directors' Fees | Management | For | Voted - For | |
18 | Approve Financial Assistance | Management | For | Voted - For | |
19 | Authority to Repurchase Shares | Management | For | Voted - For |
Page | 32
Barrow Hanley Emerging Markets Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
GRUMA S.A.B. DE C.V. | |||||
Security ID: P4948K121 | Ticker: GRUMA | ||||
Meeting Date: 21-Apr-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Accounts and Reports | Management | For | Voted - Abstain | |
3 | Allocation of Profits/Dividends | Management | For | Voted - For | |
4 | Authority to Repurchase Shares | Management | For | Voted - For | |
5 | Election of Directors; Election of Board Secretary; | ||||
Ratify Independence Status; Fees | Management | For | Voted - For | ||
6 | Election of Audit and Corporate Governance | ||||
Committee Chairs | Management | For | Voted - For | ||
7 | Election of Meeting Delegates | Management | For | Voted - For | |
Meeting Date: 21-Apr-23 | Meeting Type: Special | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Cancellation of Shares | Management | For | Voted - For | |
3 | Election of Meeting Delegates | Management | For | Voted - For | |
GRUPO FINANCIERO BANORTE, S.A.B. DE C.V. | |||||
Security ID: P49501201 | Ticker: GFNORTE | ||||
Meeting Date: 29-Nov-22 | Meeting Type: Ordinary | ||||
1 | Interim Dividend | Management | For | Voted - For | |
2 | Set Dividend Payment Date | Management | For | Voted - For | |
3 | Authority to Repurchase Shares | Management | For | Voted - For | |
4 | Election of Meeting Delegates | Management | For | Voted - For | |
Meeting Date: 29-Nov-22 | Meeting Type: Special | ||||
1 | Incorporation of Banco Bineo | Management | For | Voted - For | |
2 | Amendments to Article 2 | Management | For | Voted - For | |
3 | Resolutions Subject to Approval from Regulatory | ||||
Entities | Management | For | Voted - For | ||
4 | Amendments to Sole Liabilities Agreement | Management | For | Voted - For | |
5 | Resolutions Subject to Approval from Regulatory | ||||
Entities | Management | For | Voted - For | ||
6 | Election of Meeting Delegates | Management | For | Voted - For | |
Meeting Date: 21-Apr-23 | Meeting Type: Annual | ||||
1 | CEO's Report and Financial Statements | Management | For | Voted - For | |
2 | Report of the Board on the Accounting Policies | Management | For | Voted - For | |
3 | Report of the Board on Operations and Activities | Management | For | Voted - For | |
4 | Report of the Audit and Corporate Governance | ||||
Commitees' Operations and Activities | Management | For | Voted - For |
Page | 33
Barrow Hanley Emerging Markets Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
5 | Ratification of Board, CEO and Audit and Corporate | ||||
Governance Committee's Acts | Management | For | Voted - For | ||
6 | Allocation of Profits/Dividends | Management | For | Voted - For | |
7 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
8 | Elect Carlos Hank Gonzalez | Management | For | Voted - Against | |
9 | Elect Juan Antonio Gonzalez Moreno | Management | For | Voted - Against | |
10 | Elect David Villarreal Montemayor | Management | For | Voted - Against | |
11 | Elect Jose Marcos Ramirez Miguel | Management | For | Voted - Against | |
12 | Elect Carlos de la Isla Corry | Management | For | Voted - Against | |
13 | Elect Everardo Elizondo Almaguer | Management | For | Voted - Against | |
14 | Elect Alicia Alejandra Lebrija Hirschfeld | Management | For | Voted - Against | |
15 | Elect Clemente Ismael Reyes-Retana Valdes | Management | For | Voted - Against | |
16 | Elect Mariana Banos Reynaud | Management | For | Voted - For | |
17 | Elect Federico Carlos Fernandez Senderos | Management | For | Voted - Against | |
18 | Elect David Penaloza Alanis | Management | For | Voted - For | |
19 | Elect Jose Antonio Chedraui Eguia | Management | For | Voted - Against | |
20 | Elect Alfonso de Angoitia Noriega | Management | For | Voted - Against | |
21 | Elect Thomas Stanley Heather Rodriguez | Management | For | Voted - Against | |
22 | Elect Graciela Gonzalez Moreno (alternate) | Management | For | Voted - For | |
23 | Elect Juan Antonio Gonzalez Marcos (alternate) | Management | For | Voted - For | |
24 | Elect Alberto Halabe Hamui (alternate) | Management | For | Voted - For | |
25 | Elect Gerardo Salazar Viezca (alternate) | Management | For | Voted - For | |
26 | Elect Alberto Perez-Jacome Friscione (alternate) | Management | For | Voted - For | |
27 | Elect Diego Martinez Rueda-Chapital (alternate) | Management | For | Voted - For | |
28 | Elect Roberto Kelleher Vales (alternate) | Management | For | Voted - For | |
29 | Elect Cecilia Goya de Riviello Meade (alternate) | Management | For | Voted - For | |
30 | Elect Jose Maria Garza Trevino (alternate) | Management | For | Voted - For | |
31 | Elect Manuel Francisco Ruiz Camero (alternate) | Management | For | Voted - For | |
32 | Elect Carlos Cesarman Kolteniuk (alternate) | Management | For | Voted - For | |
33 | Elect Humberto Tafolla Nunez (alternate) | Management | For | Voted - For | |
34 | Elect Carlos Phillips Margain (alternate) | Management | For | Voted - For | |
35 | Elect Ricardo Maldonado Yanez (alternate) | Management | For | Voted - For | |
36 | Elect Hector Avila Flores as Board Secretary | Management | For | Voted - For | |
37 | Authority to Exempt Directors from Providing Own | ||||
Indemnification | Management | For | Voted - For | ||
38 | Directors' Fees | Management | For | Voted - For | |
39 | Election of Thomas Stanley Heather Rodriguez as | ||||
Audit and Corporate Governance Committee Chair | Management | For | Voted - For | ||
40 | Report on the Company's Repurchase Program | Management | For | Voted - For | |
41 | Authority to Repurchase Shares | Management | For | Voted - For | |
42 | Consolidation of Articles | Management | For | Voted - For | |
43 | Election of Meeting Delegates | Management | For | Voted - For | |
Meeting Date: 02-Jun-23 | Meeting Type: Ordinary | ||||
1 | Interim Dividend | Management | For | Voted - For | |
2 | Set Dividend Payment Date | Management | For | Voted - For | |
3 | Election of Meeting Delegates | Management | For | Voted - For | |
4 | Non-Voting Meeting Note | N/A | N/A | Non-Voting |
Page | 34
Barrow Hanley Emerging Markets Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
HAIER SMART HOME CO LTD | |||||
Security ID: Y298BN100 Ticker: 600690 | |||||
Meeting Date: 26-Jun-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Annual Accounts | Management | For | Voted - For | |
3 | Annual Report | Management | For | Voted - For | |
4 | Directors' Report | Management | For | Voted - For | |
5 | Supervisors' Report | Management | For | Voted - For | |
6 | Internal Control Self-Assessment Report | Management | For | Voted - For | |
7 | Allocation of Profits/Dividends | Management | For | Voted - For | |
8 | Reappointment of China Accounting Standards Audit | ||||
Firm | Management | For | Voted - For | ||
9 | Reappointment of International Accounting Standards | ||||
Audit Firm | Management | For | Voted - For | ||
10 | Renewal of a Financial Service Framework Agreement | ||||
and Estimated Connected Transactions Quota | Management | For | Voted - Against | ||
11 | Estimated Guarantee Quota | Management | For | Voted - For | |
12 | Launching Foreign Capital Derivatives Business | Management | For | Voted - For | |
13 | Purchase of Liability Insurance for Directors, | ||||
Supervisors, and Senior Management | Management | For | Voted - For | ||
14 | General Authorization to the Board Regarding | ||||
A-Share Additional Offering | Management | For | Voted - For | ||
15 | General Authorization to the Board Regarding | ||||
H-Share Additional Offering | Management | For | Voted - For | ||
16 | General Authorization to the Board Regarding | ||||
D-Share Additional Offering | Management | For | Voted - For | ||
17 | General Authorization to the Board Regarding the | ||||
Repurchase of Shares Not Exceeding 10 Percent of | |||||
the Issued H-Shares | Management | For | Voted - For | ||
18 | General Authorization to the Board Regarding the | ||||
Repurchase of Shares Not Exceeding 10 Percent of | |||||
the Issued D-Shares | Management | For | Voted - For | ||
19 | A-Share Employee Stock Ownership Plan | Management | For | Voted - Against | |
20 | H-Share Employee Stock Ownership Plan | Management | For | Voted - Against | |
21 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
Meeting Date: 26-Jun-23 | Meeting Type: Other | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | General Authorization to the Board Regarding the | ||||
Repurchase of Shares Not Exceeding 10 Percent of | |||||
the Issued H-Shares | Management | For | Voted - For | ||
3 | General Authorization to the Board Regarding the | ||||
Repurchase of Shares Not Exceeding 10 Percent of | |||||
the Issued D-Shares | Management | For | Voted - For |
Page | 35
Barrow Hanley Emerging Markets Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
HANG LUNG PROPERTIES LIMITED | |||||
Security ID: Y30166105 | Ticker: 0101 | ||||
Meeting Date: 28-Apr-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Accounts and Reports | Management | For | Voted - For | |
3 | Allocation of Profits/Dividends | Management | For | Voted - For | |
4 | Elect Nelson YUEN Wai Leung | Management | For | Voted - Against | |
5 | Elect Andrew CHAN Ka Ching | Management | For | Voted - For | |
6 | Elect Adriel CHAN Wenbwo | Management | For | Voted - Against | |
7 | Directors' Fees | Management | For | Voted - For | |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
9 | Authority to Repurchase Shares | Management | For | Voted - For | |
10 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against | |
11 | Authority to Issue Repurchased Shares | Management | For | Voted - Against | |
12 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
HANKOOK TIRE & TECHNOLOGY CO., LTD. | |||||
Security ID: Y3R57J108 | Ticker: 161390 | ||||
Meeting Date: 29-Mar-23 | Meeting Type: Annual | ||||
1 | Financial Statements and Allocation of | ||||
Profits/Dividends | Management | For | Voted - Against | ||
2 | Directors' Fees | Management | For | Voted - Against | |
HIWIN TECHNOLOGIES CORP. | |||||
Security ID: Y3226A102 | Ticker: 2049 | ||||
Meeting Date: 31-May-23 | Meeting Type: Annual | ||||
1 | Accounts and Reports | Management | For | Voted - For | |
2 | Allocation of Profits/Dividends | Management | For | Voted - For | |
HONGKONG LAND HOLDINGS LTD. | |||||
Security ID: G4587L109 | Ticker: HKLD | ||||
Meeting Date: 04-May-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Accounts and Reports | Management | For | Voted - For | |
3 | Final Dividend | Management | For | Voted - For | |
4 | Elect Stuart M. Grant | Management | For | Voted - For | |
5 | Elect Lily Jencks | Management | For | Voted - For | |
6 | Elect Christina Ong | Management | For | Voted - For | |
7 | Elect Robert WONG | Management | For | Voted - Against | |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
Page | 36
Barrow Hanley Emerging Markets Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
9 | Authority to Issue Shares w/ or w/o Preemptive | ||||
Rights | Management | For | Voted - For | ||
INDUSIND BANK LIMITED | |||||
Security ID: Y3990M134 Ticker: INDUSINDBK | |||||
Meeting Date: 19-Aug-22 | Meeting Type: Annual | ||||
1 | Accounts and Reports | Management | For | Voted - For | |
2 | Allocation of Profits/Dividends | Management | For | Voted - For | |
3 | Elect Sumant Kathpalia | Management | For | Voted - For | |
4 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
5 | Elect Akila Krishnakumar | Management | For | Voted - Against | |
6 | Elect Pradeep Udhas | Management | For | Voted - For | |
7 | Authority to Issue Long-Term Bonds/Non-Convertible | ||||
Debentures | Management | For | Voted - For | ||
Meeting Date: 27-Feb-23 | Meeting Type: Other | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Elect Rajiv Agarwal | Management | For | Voted - For | |
Meeting Date: 06-Apr-23 | Meeting Type: Other | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Elect Sunil Mehta | Management | For | Voted - For | |
Meeting Date: 06-Jun-23 | Meeting Type: Other | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Re-Appoint Sumant Kathpalia (Managing Director and | ||||
CEO); Approve Remuneration | Management | For | Voted - For | ||
JD.COM, INC. | |||||
Security ID: G8208B101 | Ticker: JD | ||||
Meeting Date: 21-Jun-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Amended and Restated Articles of Association | Management | For | Voted - For | |
KIMBERLY - CLARK DE MEXICO S.A. | |||||
Security ID: P60694117 | Ticker: KIMBERA | ||||
Meeting Date: 02-Mar-23 | Meeting Type: Annual | ||||
1 | Accounts and Reports; Allocation of Profits | Management | For | Voted - Abstain | |
2 | Election of Directors; Elect Audit and Corporate | ||||
Governance Committee Chair; Elect Board Secretary | Management | For | Voted - Abstain |
Page | 37
Barrow Hanley Emerging Markets Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
3 | Directors' Fees | Management | For | Voted - Abstain | |
4 | Report on Share Purchase Program; Authority to | ||||
Repurchase Shares | Management | For | Voted - Abstain | ||
5 | Allocation of Dividends | Management | For | Voted - For | |
6 | Cancellation of Shares; Amend Article 5 | ||||
(Reconciliation of Share Capital) | Management | For | Voted - For | ||
7 | Election of Meeting Delegates | Management | For | Voted - For | |
8 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
9 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
10 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
KOREA INVESTMENT HOLDINGS CO., LTD | |||||
Security ID: Y4862P106 | Ticker: 071050 | ||||
Meeting Date: 24-Mar-23 | Meeting Type: Annual | ||||
1 | Elect JEONG Young Rok | Management | For | Voted - For | |
2 | Elect KIM Jeong Ki | Management | For | Voted - For | |
3 | Elect CHO Young Tae | Management | For | Voted - Against | |
4 | Elect KIM Tae Won | Management | For | Voted - For | |
5 | Elect HAM Chun Seung | Management | For | Voted - Against | |
6 | Elect JI Young Jo | Management | For | Voted - For | |
7 | Elect LEE Sung Gyu | Management | For | Voted - For | |
8 | Election of Audit Committee Member: JEONG Young Rok | Management | For | Voted - For | |
9 | Election of Audit Committee Member: KIM Jeong Ki | Management | For | Voted - For | |
10 | Directors' Fees | Management | For | Voted - For | |
LARGAN PRECISION COMPANY LIMITED | |||||
Security ID: Y52144105 | Ticker: 3008 | ||||
Meeting Date: 07-Jun-23 | Meeting Type: Annual | ||||
1 | 2022 Business Report and Financial Statements | Management | For | Voted - For | |
2 | 2022 Earnings Distribution | Management | For | Voted - For | |
MEDIATEK INC. | |||||
Security ID: Y5945U103 | Ticker: 2454 | ||||
Meeting Date: 31-May-23 | Meeting Type: Annual | ||||
1 | 2022 Business Report and Financial Statements | Management | For | Voted - For | |
2 | Proposal of Distribution of 2022 Profits | Management | For | Voted - For | |
3 | Amendment to the Company's Articles of Incorporation | Management | For | Voted - For | |
4 | Elect LIN Syaru Shirley | Management | For | Voted - For | |
5 | Release of the Non-compete Restriction on the | ||||
Company S Directors of the 9th Board of Directors | Management | For | Voted - For |
Page | 38
Barrow Hanley Emerging Markets Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
NEXTEER AUTOMOTIVE GROUP LIMITED | |||||
Security ID: G6501M105 Ticker: 1316 | |||||
Meeting Date: 20-Jun-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Accounts and Reports | Management | For | Voted - For | |
4 | Allocation of Profits/Dividends | Management | For | Voted - For | |
5 | Elect Robin Zane Milavec | Management | For | Voted - Against | |
6 | Elect ZHANG Wendong | Management | For | Voted - Against | |
7 | Elect SHI Shiming | Management | For | Voted - Against | |
8 | Elect WANG Bin | Management | For | Voted - Against | |
9 | Elect YUE Yun | Management | For | Voted - For | |
10 | Directors' Fees | Management | For | Voted - For | |
11 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
12 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against | |
13 | Authority to Repurchase Shares | Management | For | Voted - For | |
14 | Authority to Issue Repurchased Shares | Management | For | Voted - Against | |
15 | Amendments to Articles | Management | For | Voted - Against | |
OTP BANK | |||||
Security ID: X60746181 | Ticker: OTP | ||||
Meeting Date: 28-Apr-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
7 | Election of Minutes Certifier | Management | For | Voted - For | |
8 | Election of Votes Counting Committee | Management | For | Voted - For | |
9 | Directors' Report | Management | For | Voted - For | |
10 | Corporate Governance Report | Management | For | Voted - For | |
11 | Ratification of Management Acts | Management | For | Voted - For | |
12 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
13 | Remuneration Guidelines | Management | For | Voted - Against | |
14 | Elect Antal Kovacs to the Board of Directors | Management | For | Voted - Against | |
15 | Elect Antal Tibor Tolnay | Management | For | Voted - Against | |
16 | Elect Jozsef Gabor Horvath | Management | For | Voted - Against | |
17 | Elect Tamas Gudra | Management | For | Voted - For | |
18 | Elect Olivier Pequeux | Management | For | Voted - Against | |
19 | Elect Klara Bella | Management | For | Voted - For | |
20 | Elect Andras Michnai | Management | For | Voted - For | |
21 | Elect Antal Tibor Tolnay | Management | For | Voted - Against | |
22 | Elect Jozsef Gabor Horvath | Management | For | Voted - Against | |
23 | Elect Tamas Gudra | Management | For | Voted - For |
Page | 39
Barrow Hanley Emerging Markets Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
24 | Elect Olivier Pequeux | Management | For | Voted - Against | |
25 | Board of Directors, Supervisory Board and Audit | ||||
Committee Fees | Management | For | Voted - For | ||
26 | Presentation of Information on Share Repurchase; | ||||
Authority to Repurchase Shares | Management | For | Voted - Against | ||
PEGATRON CORP. | |||||
Security ID: Y6784J100 | Ticker: 4938 | ||||
Meeting Date: 15-Jun-23 | Meeting Type: Annual | ||||
1 | Accounts and Reports | Management | For | Voted - For | |
2 | Allocation of Profits/Dividends | Management | For | Voted - For | |
3 | Amendments to Procedural Rules: Employee Restricted | ||||
Stock Awards | Management | For | Voted - For | ||
PETRONAS CHEMICALS GROUP BERHAD | |||||
Security ID: Y6811G103 | Ticker: PCHEM | ||||
Meeting Date: 18-Apr-23 | Meeting Type: Annual | ||||
1 | Elect TOH Ah Wah | Management | For | Voted - For | |
2 | Elect YEOH Siew Ming | Management | For | Voted - For | |
3 | Elect Sunita Mei-Lin Rajakumar | Management | For | Voted - For | |
4 | Elect Farehana Hanapiah | Management | For | Voted - Against | |
5 | Directors' Fees and Allowances | Management | For | Voted - For | |
6 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
PICC PROPERTY & CASUALTY COMPANY LIMITED | |||||
Security ID: Y6975Z103 | Ticker: 2328 | ||||
Meeting Date: 27-Oct-22 | Meeting Type: Special | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Elect LI Weibin | Management | For | Voted - For | |
4 | Elect QU Xiaobo | Management | For | Voted - For | |
5 | Elect DONG Qingxiu as Supervisor | Management | For | Voted - For | |
6 | Elect Carson Wen as Supervisor | Management | For | Voted - For | |
7 | Authorization Plan of the Board | Management | For | Voted - For | |
Meeting Date: 16-Jan-23 | Meeting Type: Special | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Elect HU Wei | Management | For | Voted - Against |
Page | 40
Barrow Hanley Emerging Markets Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Meeting Date: 19-Jun-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Directors' Report | Management | For | Voted - For | |
4 | Supervisors' Report | Management | For | Voted - For | |
5 | Accounts and Reports | Management | For | Voted - For | |
6 | Allocation of Profits/Dividends | Management | For | Voted - For | |
7 | Appointment of International and PRC Auditors and | ||||
Authority to Set Fees | Management | For | Voted - For | ||
8 | Authority to Issue Capital Supplementary Bonds | Management | For | Voted - For | |
PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD. | |||||
Security ID: Y69790106 | Ticker: 2318 | ||||
Meeting Date: 12-May-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Directors' Report | Management | For | Voted - For | |
3 | Supervisors' Report | Management | For | Voted - For | |
4 | 2022 Annual Report | Management | For | Voted - For | |
5 | Accounts and Reports | Management | For | Voted - For | |
6 | Allocation of Profits/Dividends | Management | For | Voted - For | |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
8 | Elect WANG Guangqian | Management | For | Voted - For | |
9 | Authority to Issue Debt Financing Instruments | Management | For | Voted - For | |
10 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For | |
POSCO HOLDINGS INC. | |||||
Security ID: Y70750115 | Ticker: 005490 | ||||
Meeting Date: 17-Mar-23 | Meeting Type: Annual | ||||
1 | Financial Statements and Allocation of | ||||
Profits/Dividends | Management | For | Voted - Against | ||
2 | Article 3 and 19 | Management | For | Voted - For | |
3 | Article 25 | Management | For | Voted - Against | |
4 | Article 56 and 56-2 | Management | For | Voted - For | |
5 | Elect JEONG Ki Seop | Management | For | Voted - Against | |
6 | Elect YOO Byoeng Og | Management | For | Voted - Against | |
7 | Elect KIM Ji Yong | Management | For | Voted - Against | |
8 | Election of Non-executive Director: KIM Hag Dong | Management | For | Voted - Against | |
9 | Election of Independent Director: KIM Joon Ki | Management | For | Voted - For | |
10 | Directors' Fees | Management | For | Voted - For |
Page | 41
Barrow Hanley Emerging Markets Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
PTT EXPLORATION & PRODUCTION PUBLIC COMPANY LTD. | |||||
Security ID: Y7145P165 | Ticker: PTTEP | ||||
Meeting Date: 03-Apr-23 | Meeting Type: Annual | ||||
1 | Results of Operations and Report of 2023 Work Plan | Management | For | Voted - For | |
2 | Accounts and Reports | Management | For | Voted - For | |
3 | Allocation of Profits/Dividends | Management | For | Voted - For | |
4 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - Against | |
5 | Authority to Issue Debentures | Management | For | Voted - For | |
6 | Amendments to Articles of Association | Management | For | Voted - For | |
7 | Directors' Fees | Management | For | Voted - Against | |
8 | Elect Montri Rawanchaikul | Management | For | Voted - Against | |
9 | Elect Auttapol Rerkpiboon | Management | For | Voted - Against | |
10 | Elect Nithi Chungcharoen | Management | For | Voted - Against | |
11 | Elect Wattanapong Kurovat | Management | For | Voted - Against | |
12 | Elect Ekniti Nitithanprapas | Management | For | Voted - Against | |
13 | Transaction of Other Business | Management | For | Voted - Against | |
14 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
15 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED | |||||
Security ID: Y76810103 | Ticker: 1066 | ||||
Meeting Date: 28-Sep-22 | Meeting Type: Special | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Elect MENG Hong | Management | For | Voted - For | |
4 | Allocation of Interim Dividend | Management | For | Voted - For | |
5 | Amendments to Articles | Management | For | Voted - For | |
Meeting Date: 30-Dec-22 | Meeting Type: Special | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Elect LI Qiang | Management | For | Voted - Against | |
4 | Amendments to Articles | Management | For | Voted - For | |
Meeting Date: 29-May-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Accounts and Reports | Management | For | Voted - For | |
4 | Directors' Report | Management | For | Voted - For | |
5 | Supervisors' Report | Management | For | Voted - For | |
6 | Allocation of Profits/Dividends | Management | For | Voted - For | |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
8 | Directors' Fees | Management | For | Voted - For |
Page | 42
Barrow Hanley Emerging Markets Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
9 | Authority to Issue H and Non-Listed Domestic Shares | ||||
w/o Preemptive Rights | Management | For | Voted - Against | ||
10 | Authority to Repurchase H Shares | Management | For | Voted - For | |
11 | Authority to Issue Debt Securities | Management | For | Voted - For | |
12 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
SHINHAN FINANCIAL GROUP CO., LTD | |||||
Security ID: Y7749X101 | Ticker: 055550 | ||||
Meeting Date: 23-Mar-23 | Meeting Type: Annual | ||||
1 | Financial Statements and Allocation of | ||||
Profits/Dividends | Management | For | Voted - Against | ||
2 | Amendments to Articles | Management | For | Voted - For | |
3 | Elect JIN Ok Dong | Management | For | Voted - For | |
4 | Elect JEONG Sang Hyuk | Management | For | Voted - For | |
5 | Elect KWAK Su Keun | Management | For | Voted - For | |
6 | Elect BAE Hoon | Management | For | Voted - For | |
7 | Elect SUNG Jae Ho | Management | For | Voted - For | |
8 | Elect LEE Yong Guk | Management | For | Voted - Against | |
9 | Elect LEE Yoon Jae | Management | For | Voted - For | |
10 | Elect JIN Hyun Duk | Management | For | Voted - For | |
11 | Elect CHOI Jae Boong | Management | For | Voted - Against | |
12 | Election of Independent Director to Be Appointed as | ||||
Audit Committee Member: YOON Jae Won | Management | For | Voted - Against | ||
13 | Election of Audit Committee Member: KWAK Su Keun | Management | For | Voted - For | |
14 | Election of Audit Committee Member: BAE Hoon | Management | For | Voted - For | |
15 | Directors' Fees | Management | For | Voted - For | |
SINGAPORE TELECOMMUNICATIONS LIMITED | |||||
Security ID: Y79985209 | Ticker: Z74 | ||||
Meeting Date: 29-Jul-22 | Meeting Type: Annual | ||||
1 | Accounts and Reports | Management | For | Voted - For | |
2 | Allocation of Profits/Dividends | Management | For | Voted - For | |
3 | Elect Christina HON Kwee Fong Christina ONG | Management | For | Voted - Against | |
4 | Elect Bradley J. Horowitz | Management | For | Voted - For | |
5 | Elect Gail P. Kelly | Management | For | Voted - For | |
6 | Elect John Lindsay Arthur | Management | For | Voted - For | |
7 | Elect YONG Hsin Yue | Management | For | Voted - For | |
8 | Directors' Fees | Management | For | Voted - For | |
9 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
10 | Authority to Issue Shares w/ or w/o Preemptive | ||||
Rights | Management | For | Voted - For | ||
11 | Authority to Grant Awards and Issue Shares under | ||||
the Singtel Performance Share Plan 2012 | Management | For | Voted - For | ||
12 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For | |
13 | Non-Voting Meeting Note | N/A | N/A | Non-Voting |
Page | 43
Barrow Hanley Emerging Markets Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
SINO BIOPHARMACEUTICAL LTD | |||||
Security ID: G8167W138 Ticker: 1177 | |||||
Meeting Date: 15-Jun-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Accounts and Reports | Management | For | Voted - For | |
4 | Allocation of Profits/Dividends | Management | For | Voted - For | |
5 | Elect CHENG Cheung Ling | Management | For | Voted - Against | |
6 | Elect LU Hong | Management | For | Voted - For | |
7 | Elect ZHANG Lu Fu | Management | For | Voted - For | |
8 | Elect Donald LI Kwok Tung | Management | For | Voted - Against | |
9 | Directors' Fees | Management | For | Voted - For | |
10 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
11 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against | |
12 | Authority to Repurchase Shares | Management | For | Voted - For | |
13 | Authority to Issue Repurchased Shares | Management | For | Voted - Against | |
14 | Adoption of Share Option Scheme | Management | For | Voted - Against | |
15 | Service Provider Sublimit | Management | For | Voted - Against | |
SK HYNIX INC. | |||||
Security ID: Y8085F100 | Ticker: 000660 | ||||
Meeting Date: 29-Mar-23 | Meeting Type: Annual | ||||
1 | Financial Statements and Allocation of | ||||
Profits/Dividends | |||||
Management | For | Voted - Against | |||
2 | Elect HAN Ae Ra | Management | For | Voted - For | |
3 | Elect KIM Zeong Won | Management | For | Voted - Against | |
4 | Elect JEONG Deog Kyoon | Management | For | Voted - For | |
5 | Election Of Audit Committee Member: Han Ae Ra | Management | For | Voted - For | |
6 | Election of Audit Committee Member: KIM Zeong Won | Management | For | Voted - Against | |
7 | Elect PARK Sung Ha | Management | For | Voted - Against | |
8 | Directors' Fees | Management | For | Voted - Against | |
9 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
SUN ART RETAIL GROUP LIMITED | |||||
Security ID: Y8184B109 | Ticker: 6808 | ||||
Meeting Date: 18-Aug-22 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Accounts and Reports | Management | For | Voted - For | |
4 | Allocation of Profits/Dividends | Management | For | Voted - For | |
5 | Elect LIN Xiaohai | Management | For | Voted - Against | |
6 | Elect HAN Liu | Management | For | Voted - Against |
Page | 44
Barrow Hanley Emerging Markets Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
7 | Elect LIU Peng | Management | For | Voted - Against | |
8 | Elect Dieter YIH | Management | For | Voted - Against | |
9 | Directors' Fees | Management | For | Voted - For | |
10 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
11 | Authority to Repurchase Shares | Management | For | Voted - For | |
12 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against | |
13 | Authority to Issue Repurchased Shares | Management | For | Voted - Against | |
THAI BEVERAGE PUBLIC COMPANY LIMITED | |||||
Security ID: Y8588A103 | Ticker: Y92 | ||||
Meeting Date: 27-Jan-23 | Meeting Type: Annual | ||||
1 | Meeting Minutes | Management | For | Voted - For | |
2 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
3 | Accounts and Reports | Management | For | Voted - For | |
4 | Allocation of Profits/Dividends | Management | For | Voted - For | |
5 | Elect Charoen Sirivadhanabhakdi | Management | For | Voted - Against | |
6 | Elect Wanna Sirivadhanabhakdi | Management | For | Voted - Against | |
7 | Elect Timothy CHIA Chee Ming | Management | For | Voted - For | |
8 | Elect Khemchai Chutiwongse | Management | For | Voted - For | |
9 | Elect Pasu Loharjun | Management | For | Voted - For | |
10 | Elect Vivat Tejapaibul | Management | For | Voted - Against | |
11 | Authorization of Legal Formalities | Management | For | Voted - For | |
12 | Directors' Fees | Management | For | Voted - For | |
13 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
14 | Liability Insurance | Management | For | Voted - For | |
15 | Related Party Transactions | Management | For | Voted - For | |
16 | Transaction of Other Business | Management | For | Voted - Against | |
17 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
TIM SA | |||||
Security ID: P9153B104 | Ticker: TIMS3 | ||||
Meeting Date: 30-Mar-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Accounts and Reports | Management | For | Voted - For | |
4 | Allocation of Profits/Dividends | Management | For | Voted - For | |
5 | Consolidate Board's Composition | Management | For | Voted - For | |
6 | Ratify Director's Independence Status | Management | For | Voted - For | |
7 | Election of Directors | Management | For | Voted - For | |
8 | Approve Recasting of Votes for Amended Slate | Management | N/A | Voted - Against | |
9 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
10 | Proportional Allocation of Cumulative Votes | Management | N/A | Voted - For | |
11 | Allocate Cumulative Votes to Adrian Calaza | Management | N/A | Voted - For | |
12 | Allocate Cumulative Votes to Alberto Mario Griselli | Management | N/A | Voted - For |
Page | 45
Barrow Hanley Emerging Markets Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
13 | Allocate Cumulative Votes to Claudio Giovanni Ezio | ||||
Ongaro | Management | N/A | Voted - For | ||
14 | Allocate Cumulative Votes to Elisabetta Paola Romano | Management | N/A | Voted - For | |
15 | Allocate Cumulative Votes to Flavia Maria | ||||
Bittencourt | Management | N/A | Voted - For | ||
16 | Allocate Cumulative Votes to Gesner Jose de | ||||
Oliveira Filho | Management | N/A | Voted - For | ||
17 | Allocate Cumulative Votes to Herculano Anibal Alves | Management | N/A | Voted - For | |
18 | Allocate Cumulative Votes to Michela Mossini | Management | N/A | Voted - For | |
19 | Allocate Cumulative Votes to Michele Valensise | Management | N/A | Voted - For | |
20 | Allocate Cumulative Votes to Nicandro Durante | Management | N/A | Voted - For | |
21 | Request Separate Election for Board Member | Management | N/A | Voted - Abstain | |
22 | Consolidate Supervisory Council's Composition | Management | For | Voted - For | |
23 | Election of Supervisory Council | Management | For | Voted - For | |
24 | Approve Recasting of Votes for Amended Supervisory | ||||
Council Slate | Management | N/A | Voted - Against | ||
25 | Request Separate Election for Supervisory Council | ||||
Member | Management | N/A | Voted - Abstain | ||
26 | Remuneration Policy | Management | For | Voted - For | |
27 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
Meeting Date: 30-Mar-23 | Meeting Type: Special | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Extension of Cooperation and Support Agreement | Management | For | Voted - For | |
4 | Merger Agreement | Management | For | Voted - For | |
5 | Ratification of Appointment of Appraiser | Management | For | Voted - For | |
6 | Valuation Report | Management | For | Voted - For | |
7 | Merger by Absorption (Cozani) | Management | For | Voted - For | |
8 | Authorization of Legal Formalities | Management | For | Voted - For | |
TINGYI (CAYMAN ISLANDS) HOLDINGS CORP. | |||||
Security ID: G8878S103 Ticker: 0322 | |||||
Meeting Date: 05-Jun-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Accounts and Reports | Management | For | Voted - For | |
4 | Allocation of Final Dividend | Management | For | Voted - For | |
5 | Allocation of Special Dividend | Management | For | Voted - For | |
6 | Elect Junichiro Ida and Approve Fees | Management | For | Voted - Against | |
7 | Elect WEI Hong-Chen and Approve Fees | Management | For | Voted - Against | |
8 | Elect Hiromu Fukada and Approve Fees | Management | For | Voted - For | |
9 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
10 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against | |
11 | Authority to Repurchase Shares | Management | For | Voted - For | |
12 | Authority to Issue Repurchased Shares | Management | For | Voted - Against | |
13 | Amendments to Articles | Management | For | Voted - For |
Page | 46
Barrow Hanley Emerging Markets Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
14 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
TRAVELSKY TECHNOLOGY | |||||
Security ID: Y8972V101 | Ticker: 0696 | ||||
Meeting Date: 01-Sep-22 | Meeting Type: Special | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Elect LIU Jianping | Management | For | Voted - Against | |
4 | Elect LIU Zehong | Management | For | Voted - Against | |
5 | Elect CHAN Wing Tak Kevin | Management | For | Voted - For | |
6 | Elect XU Hongzhi | Management | For | Voted - Against | |
VODACOM GROUP LIMITED | |||||
Security ID: S9453B108 | Ticker: VOD | ||||
Meeting Date: 18-Jul-22 | Meeting Type: Annual | ||||
1 | Accounts and Reports | Management | For | Voted - For | |
2 | Elect Nomkhita Nqweni | Management | For | Voted - For | |
3 | Re-elect John W.L. Otty | Management | For | Voted - For | |
4 | Re-elect Sunil Sood | Management | For | Voted - For | |
5 | Re-elect Phuti Mahanyele-Dabengwa | Management | For | Voted - For | |
6 | Appointment of Auditor | Management | For | Voted - For | |
7 | Approve Remuneration Policy | Management | For | Voted - For | |
8 | Approve Remuneration Implementation Report | Management | For | Voted - For | |
9 | Election of Audit, Risk and Compliance Committee | ||||
Member (Clive Bradney Thomson) | Management | For | Voted - For | ||
10 | Election of Audit, Risk and Compliance Committee | ||||
Member (Khumo Shuenyane) | Management | For | Voted - For | ||
11 | Election of Audit, Risk and Compliance Committee | ||||
Member (Nomkhita Clyde Nqweni) | Management | For | Voted - For | ||
12 | Authority to Repurchase Shares | Management | For | Voted - For | |
13 | Increase NEDs' Fees | Management | For | Voted - For | |
14 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
WEICHAI POWER CO | |||||
Security ID: Y9531A109 | Ticker: 2338 | ||||
Meeting Date: 29-Dec-22 | Meeting Type: Special | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Spin-off and Listing of Weichai Lovol Intelligent | ||||
Agricultural Technology Co., Ltd. | Management | For | Voted - For | ||
3 | Proposal in Relation to the Spin-off and Listing of | ||||
Weichai Lovol Intelligent Agricultural Technology | |||||
Co., Ltd. | Management | For | Voted - For | ||
4 | Action Plan for the Spin-off and Listing of Weichai | ||||
Lovol Intelligent Agricultural Technology Co., Ltd. | Management | For | Voted - For |
Page | 47
Barrow Hanley Emerging Markets Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
5 | Compliance of Spin-off and Listing with the Rules | ||||
for the Spin-off of Listed Companies (For Trial | |||||
Implementation) | Management | For | Voted - For | ||
6 | Resolution Regarding the Spin-off and Listing which | ||||
Conductive to Safeguarding the Legal Rights and | |||||
Interest of the Shareholders and Creditors | Management | For | Voted - For | ||
7 | Ability to Maintain Independence and Sustainable | ||||
Operation of the Company | Management | For | Voted - For | ||
8 | Resolution on the Capacity of Weichai Lovol | ||||
Intelligent Agricultural Technology Co., Ltd. to | |||||
Operate in Accordance with the Corresponding | |||||
Regulations | Management | For | Voted - For | ||
9 | Explanation Regarding the Completeness and | ||||
Compliance of the Statutory Procedures Performed | |||||
for the Spin-off and the Validity of Submitted | |||||
Legal Documents | Management | For | Voted - For | ||
10 | Resolution regarding the Analysis on the | ||||
Objectives, Commercial Reasonableness, Necessity | |||||
and Feasibility of the Spin-off | Management | For | Voted - For | ||
11 | Authorization to the Board and its Authorised | ||||
Persons to Deal with the Matters Relating the | |||||
Spin-off | Management | For | Voted - For | ||
12 | New Weichai Holdings General Services Agreement | Management | For | Voted - For | |
13 | New Weichai Holdings Purchase Agreement | Management | For | Voted - For | |
14 | New Shaanxi Automotive Sales Agreement | Management | For | Voted - For | |
15 | New Shaanxi Automotive Purchase Agreement | Management | For | Voted - For | |
16 | Weichai Freshen Air Purchase Agreement | Management | For | Voted - For | |
Meeting Date: 28-Jun-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | 2022 Annual Report | Management | For | Voted - For | |
3 | Directors' Report | Management | For | Voted - For | |
4 | Supervisors' Report | Management | For | Voted - For | |
5 | Accounts and Reports | Management | For | Voted - For | |
6 | Final Financial Report | Management | For | Voted - For | |
7 | 2023 Financial Budget Report | Management | For | Voted - For | |
8 | Allocation of Profits/Dividends | Management | For | Voted - For | |
9 | Authority to Declare an Interim Dividend for Fiscal | ||||
Year 2023 | Management | For | Voted - For | ||
10 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
11 | Appointment of Internal Control Auditor and | ||||
Authority to Set Fees | Management | For | Voted - For | ||
12 | Elect MA Changhai as Executive Director | Management | For | Voted - Against | |
13 | Elect WANG Decheng as Executive Director | Management | For | Voted - Against | |
14 | Elect MA Xuyao as Executive Director | Management | For | Voted - Against | |
15 | Elect Richard Robinson Smith as Non-Executive | ||||
Director | Management | For | Voted - Against | ||
16 | Elect CHI Deqiang as Independent Non-Executive | ||||
Director | Management | For | Voted - For | ||
17 | Elect ZHAO Fuquan as Independent Non-Executive | ||||
Director | Management | For | Voted - For |
Page | 48
Barrow Hanley Emerging Markets Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
18 | Elect XU Bing as Independent Non-Executive Director | Management | For | Voted - Against | |
XINYI GLASS HOLDINGS LIMITED | |||||
Security ID: G9828G108 Ticker: 0868 | |||||
Meeting Date: 02-Jun-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Accounts and Reports | Management | For | Voted - For | |
4 | Allocation of Profits/Dividends | Management | For | Voted - For | |
5 | Elect LEE Yin Yee | Management | For | Voted - Against | |
6 | Elect LEE Shing Kan | Management | For | Voted - Against | |
7 | Elect NG Ngan Ho | Management | For | Voted - Against | |
8 | Elect Samuel WONG Chat Chor | Management | For | Voted - Against | |
9 | Directors' Fees | Management | For | Voted - For | |
10 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
11 | Authority to Repurchase Shares | Management | For | Voted - For | |
12 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against | |
13 | Authority to Issue Repurchased Shares | Management | For | Voted - Against | |
14 | Amendments to Articles | Management | For | Voted - Against |
Page | 49
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
ACCOR SA | |||||
Security ID: F00189120 | Ticker: AC | ||||
Meeting Date: 17-May-23 | Meeting Type: Mix | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
7 | Accounts and Reports; Non Tax-Deductible Expenses | Management | For | Voted - For | |
8 | Consolidated Accounts and Reports | Management | For | Voted - For | |
9 | Allocation of Profits/Dividends | Management | For | Voted - For | |
10 | Elect Sebastien Bazin | Management | For | Voted - Against | |
11 | Elect Iris Knobloch | Management | For | Voted - Against | |
12 | Elect Bruno Pavlovsky | Management | For | Voted - For | |
13 | Elect Anne-Laure Kiechel | Management | For | Voted - For | |
14 | 2022 Remuneration Report | Management | For | Voted - For | |
15 | 2022 Remuneration of Sebastien Bazin, Chair and CEO | Management | For | Voted - For | |
16 | 2023 Remuneration Policy (Chair and CEO) | Management | For | Voted - Against | |
17 | 2023 Remuneration Policy (Board of Directors) | Management | For | Voted - For | |
18 | Related Party Transactions (Fondation de France) | Management | For | Voted - For | |
19 | Related Party Transactions (Accor Acquisition | ||||
Company) | Management | For | Voted - For | ||
20 | Related Party Transactions (Paris Saint-Germain | ||||
Football) | Management | For | Voted - For | ||
21 | Related Party Transactions (Rotana Music Holding | ||||
Limited) | Management | For | Voted - For | ||
22 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For | |
23 | Authority to Cancel Shares and Reduce Capital | Management | For | Voted - For | |
24 | Authority to Issue Shares and Convertible Debt w/ | ||||
Preemptive Rights | Management | For | Voted - For | ||
25 | Authority to Issue Shares and Convertible Debt w/o | ||||
Preemptive Rights | Management | For | Voted - For | ||
26 | Authority to Issue Shares and Convertible Debt | ||||
Through Private Placement | Management | For | Voted - For | ||
27 | Greenshoe | Management | For | Voted - For | |
28 | Authority to Increase Capital in Consideration for | ||||
Contributions In Kind | Management | For | Voted - For | ||
29 | Authority to Increase Capital Through | ||||
Capitalisations | Management | For | Voted - For | ||
30 | Global Ceiling on Capital Increases and Debt | ||||
Issuances | Management | For | Voted - For | ||
31 | Employee Stock Purchase Plan | Management | For | Voted - For | |
32 | Stock Purchase Plan for Overseas Employees | Management | For | Voted - For | |
33 | Authority to Issue Warrants as a Takeover Defence | Management | For | Voted - Against | |
34 | Authorisation of Legal Formalities | Management | For | Voted - For | |
35 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
Page | 50
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
36 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
AKER BP ASA | |||||
Security ID: R0139K100 | Ticker: AKRBP | ||||
Meeting Date: 26-Aug-22 | Meeting Type: Special | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
2 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
3 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
4 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
5 | Non-Voting Agenda Item | N/A | N/A | Take No Action | |
6 | Election of Presiding Chair; Minutes | Management | For | Take No Action | |
7 | Agenda | Management | For | Take No Action | |
8 | Merger by Absorption between Parent and Subsidiary | Management | For | Take No Action | |
9 | Election of Nomination Committee Members | Management | For | Take No Action | |
10 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
11 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
12 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
13 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
Meeting Date: 14-Apr-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
2 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
3 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
4 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
5 | Non-Voting Agenda Item | N/A | N/A | Take No Action | |
6 | Election of Presiding Chair; Minutes | Management | For | Take No Action | |
7 | Agenda | Management | For | Take No Action | |
8 | Accounts and Reports; Corporate Governance Report | Management | For | Take No Action | |
9 | Remuneration Report | Management | For | Take No Action | |
10 | Remuneration Policy | Management | For | Take No Action | |
11 | Authority to Set Auditor's Fees | Management | For | Take No Action | |
12 | Directors' Fees | Management | For | Take No Action | |
13 | Nomination Committee Fees | Management | For | Take No Action | |
14 | Election of Directors | Management | For | Take No Action | |
15 | Appointment of Nomination Committee | Management | For | Take No Action | |
16 | Authority to Issue Shares w/ or w/o Preemptive | ||||
Rights | Management | For | Take No Action | ||
17 | Authority to Repurchase Shares | Management | For | Take No Action | |
18 | Authority to Distribute Profits/Dividends | Management | For | Take No Action | |
19 | Amendments to Articles | Management | For | Take No Action | |
20 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
21 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
22 | Non-Voting Meeting Note | N/A | N/A | Take No Action |
Page | 51
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
AKZO NOBEL N.V. | |||||
Security ID: N01803308 | Ticker: AKZA | ||||
Meeting Date: 06-Sep-22 | Meeting Type: Special | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
4 | Elect Gregoire Poux-Guillaume to the Management | ||||
Board | Management | For | Voted - For | ||
5 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
7 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
Meeting Date: 21-Apr-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
4 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
5 | Accounts and Reports | Management | For | Voted - For | |
6 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
7 | Allocation of Dividends | Management | For | Voted - For | |
8 | Remuneration Report | Management | For | Voted - For | |
9 | Ratification of Management Acts | Management | For | Voted - For | |
10 | Ratification of Supervisory Board Acts | Management | For | Voted - For | |
11 | Elect Ben J. Noteboom to the Supervisory Board | Management | For | Voted - For | |
12 | Elect Jolanda Poots-Bijl to the Supervisory Board | Management | For | Voted - For | |
13 | Elect Dick Sluimers to the Supervisory Board | Management | For | Voted - For | |
14 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For | |
15 | Authority to Suppress Preemptive Rights | Management | For | Voted - For | |
16 | Authority to Repurchase Shares | Management | For | Voted - For | |
17 | Cancellation of Shares | Management | For | Voted - For | |
18 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
19 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
20 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
ALLIANZ SE | |||||
Security ID: D03080112 | Ticker: ALV | ||||
Meeting Date: 04-May-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
2 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
3 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
4 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
5 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
6 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
7 | Non-Voting Agenda Item | N/A | N/A | Take No Action |
Page | 52
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
8 | Allocation of Dividends | Management | For | Take No Action | |
9 | Ratify Oliver Bate | Management | For | Take No Action | |
10 | Ratify Sergio Balbinot | Management | For | Take No Action | |
11 | Ratify Sirma Boshnakova | Management | For | Take No Action | |
12 | Ratify Barbara Karuth-Zelle | Management | For | Take No Action | |
13 | Ratify Klaus-Peter Rohler | Management | For | Take No Action | |
14 | Ratify Ivan de la Sota | Management | For | Take No Action | |
15 | Ratify Giulio Terzariol | Management | For | Take No Action | |
16 | Ratify Gunther Thallinger | Management | For | Take No Action | |
17 | Ratify Christopher Townsend | Management | For | Take No Action | |
18 | Ratify Renate Wagner | Management | For | Take No Action | |
19 | Ratify Andreas Wimmer | Management | For | Take No Action | |
20 | Ratify Michael Diekmann | Management | For | Take No Action | |
21 | Ratify Gabriele Burkhardt-Berg | Management | For | Take No Action | |
22 | Ratify Herbert Hainer | Management | For | Take No Action | |
23 | Ratify Sophie Boissard | Management | For | Take No Action | |
24 | Ratify Christine Bosse | Management | For | Take No Action | |
25 | Ratify Rashmy Chatterjee | Management | For | Take No Action | |
26 | Ratify Friedrich Eichiner | Management | For | Take No Action | |
27 | Ratify Jean-Claude Le Goaer | Management | For | Take No Action | |
28 | Ratify Martina Grundler | Management | For | Take No Action | |
29 | Ratify Godfrey Hayward | Management | For | Take No Action | |
30 | Ratify Frank Kirsch | Management | For | Take No Action | |
31 | Ratify Jurgen Lawrenz | Management | For | Take No Action | |
32 | Ratify Primiano Di Paolo | Management | For | Take No Action | |
33 | Ratify Jim Hagemann Snabe | Management | For | Take No Action | |
34 | Appointment of Auditor | Management | For | Take No Action | |
35 | Remuneration Report | Management | For | Take No Action | |
36 | Supervisory Board Remuneration Policy | Management | For | Take No Action | |
37 | Amendments to Articles (Virtual Shareholder | ||||
Meetings) | Management | For | Take No Action | ||
38 | Amendments to Articles (Virtual Participation of | ||||
Supervisory Board Members) | Management | For | Take No Action | ||
39 | Amendments to Articles (Shareholder Meeting | ||||
Location) | Management | For | Take No Action | ||
40 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
41 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
42 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
43 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
ARKEMA | |||||
Security ID: F0392W125 Ticker: AKE | |||||
Meeting Date: 11-May-23 | Meeting Type: Mix | ||||
1 | Accounts and Reports; Non Tax-Deductible Expenses | Management | For | Voted - For | |
2 | Consolidated Accounts and Reports | Management | For | Voted - For | |
3 | Allocation of Profits/Dividends | Management | For | Voted - For | |
4 | Special Auditors Report on Regulated Agreements | Management | For | Voted - For | |
5 | Elect Helene Moreau-Leroy | Management | For | Voted - For |
Page | 53
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
6 | Elect Ian Hudson | Management | For | Voted - For | |
7 | Elect Florence Lambert | Management | For | Voted - For | |
8 | Elect Severin Cabannes | Management | For | Voted - For | |
9 | 2023 Remuneration Policy (Board of Directors) | Management | For | Voted - For | |
10 | 2023 Remuneration Policy (Chair and CEO) | Management | For | Voted - For | |
11 | 2022 Remuneration Report | Management | For | Voted - For | |
12 | 2022 Remuneration of Thierry Le Henaff, Chair and | ||||
CEO | Management | For | Voted - For | ||
13 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For | |
14 | Employee Stock Purchase Plan | Management | For | Voted - For | |
15 | Authority to Cancel Shares and Reduce Capital | Management | For | Voted - For | |
16 | Authorisation of Legal Formalities | Management | For | Voted - For | |
17 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
18 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
19 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
20 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
21 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
22 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
23 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
24 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
ASHMORE GROUP PLC | |||||
Security ID: G0609C101 Ticker: ASHM | |||||
Meeting Date: 14-Oct-22 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Accounts and Reports | Management | For | Voted - For | |
3 | Final Dividend | Management | For | Voted - For | |
4 | Elect Mark Coombs | Management | For | Voted - For | |
5 | Elect Tom Shippey | Management | For | Voted - For | |
6 | Elect Clive Adamson | Management | For | Voted - For | |
7 | Elect Helen Beck | Management | For | Voted - For | |
8 | Elect Jennifer Bingham | Management | For | Voted - For | |
9 | Elect Shirley Garrood | Management | For | Voted - For | |
10 | Remuneration Report | Management | For | Voted - For | |
11 | Appointment of Auditor | Management | For | Voted - For | |
12 | Authority to Set Auditor's Fees | Management | For | Voted - For | |
13 | Authorisation of Political Donations | Management | For | Voted - For | |
14 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For | |
15 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For | |
16 | Authority to Issue Shares w/o Preemptive Rights | ||||
(Specified Capital Investment) | Management | For | Voted - For | ||
17 | Authority to Repurchase Shares | Management | For | Voted - For | |
18 | Waiver of Mandatory Takeover Requirement | Management | For | Voted - For | |
19 | Authority to Set General Meeting Notice Period at | ||||
14 Days | Management | For | Voted - For |
Page | 54
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
ASSOCIATED BRITISH FOODS PLC | |||||
Security ID: G05600138 | Ticker: ABF | ||||
Meeting Date: 09-Dec-22 | Meeting Type: Annual | ||||
1 | Accounts and Reports | Management | For | Voted - For | |
2 | Remuneration Report | Management | For | Voted - For | |
3 | Remuneration Policy | Management | For | Voted - Against | |
4 | Final Dividend | Management | For | Voted - For | |
5 | Elect Emma Adamo | Management | For | Voted - Against | |
6 | Elect Graham Allan | Management | For | Voted - For | |
7 | Elect John G. Bason | Management | For | Voted - For | |
8 | Elect Ruth Cairnie | Management | For | Voted - For | |
9 | Elect Wolfhart Hauser | Management | For | Voted - For | |
10 | Elect Michael G. A. McLintock | Management | For | Voted - Against | |
11 | Elect Dame Heather Rabbatts | Management | For | Voted - For | |
12 | Elect Richard Reid | Management | For | Voted - For | |
13 | Elect George G. Weston | Management | For | Voted - For | |
14 | Appointment of Auditor | Management | For | Voted - For | |
15 | Authority to Set Auditor's Fees | Management | For | Voted - For | |
16 | Authorisation of Political Donations | Management | For | Voted - For | |
17 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For | |
18 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For | |
19 | Authority to Repurchase Shares | Management | For | Voted - For | |
20 | Authority to Set General Meeting Notice Period at | ||||
14 Days | Management | For | Voted - For | ||
21 | Adoption of Restricted Stock Plan | Management | For | Voted - Against | |
AZIMUT HOLDING S.P.A. | |||||
Security ID: T0783G106 | Ticker: AZM | ||||
Meeting Date: 27-Apr-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Accounts and Reports | Management | For | Voted - For | |
4 | Allocation of Profits/Dividends | Management | For | Voted - For | |
5 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For | |
6 | Remuneration Policy | Management | For | Voted - For | |
7 | Remuneration Report | Management | For | Voted - Against | |
8 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
BAE SYSTEMS PLC | |||||
Security ID: G06940103 | Ticker: BA. | ||||
Meeting Date: 04-May-23 | Meeting Type: Annual | ||||
1 | Accounts and Reports | Management | For | Voted - For | |
2 | Remuneration Policy | Management | For | Voted - For | |
Page | 55
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
3 | Remuneration Report | Management | For | Voted - For | |
4 | Final Dividend | Management | For | Voted - For | |
5 | Elect Nick Anderson | Management | For | Voted - For | |
6 | Elect Thomas Arseneault | Management | For | Voted - For | |
7 | Elect Crystal E. Ashby | Management | For | Voted - For | |
8 | Elect Elizabeth Corley | Management | For | Voted - For | |
9 | Elect Bradley Greve | Management | For | Voted - For | |
10 | Elect Jane Griffiths | Management | For | Voted - For | |
11 | Elect Chris Grigg | Management | For | Voted - For | |
12 | Elect Ewan Kirk | Management | For | Voted - For | |
13 | Elect Stephen T. Pearce | Management | For | Voted - For | |
14 | Elect Nicole W. Piasecki | Management | For | Voted - For | |
15 | Elect Charles Woodburn | Management | For | Voted - For | |
16 | Elect Cressida Hogg | Management | For | Voted - For | |
17 | Elect Mark Sedwill | Management | For | Voted - For | |
18 | Appointment of Auditor | Management | For | Voted - For | |
19 | Authority to Set Auditor's Fees | Management | For | Voted - For | |
20 | Authorisation of Political Donations | Management | For | Voted - For | |
21 | Long-Term Incentive Plan | Management | For | Voted - For | |
22 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For | |
23 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For | |
24 | Authority to Repurchase Shares | Management | For | Voted - For | |
25 | Authority to Set General Meeting Notice Period at | ||||
14 Days | Management | For | Voted - For | ||
BASF SE | |||||
Security ID: D06216317 | Ticker: BAS | ||||
Meeting Date: 27-Apr-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
7 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
8 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
9 | Allocation of Dividends | Management | For | Voted - For | |
10 | Ratification of Supervisory Board Acts | Management | For | Voted - For | |
11 | Ratification of Management Board Acts | Management | For | Voted - For | |
12 | Appointment of Auditor | Management | For | Voted - Against | |
13 | Remuneration Report | Management | For | Voted - For | |
14 | Amendments to Articles (Virtual Participation of | ||||
Shareholders) | Management | For | Voted - For | ||
15 | Amendments to Articles (Virtual Meetings) | Management | For | Voted - For | |
16 | Amendments to Articles (Virtual Participation of | ||||
Supervisory Board Members) | Management | For | Voted - Against | ||
17 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
18 | Non-Voting Meeting Note | N/A | N/A | Non-Voting |
Page | 56
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
19 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
BOC HONG KONG (HOLDINGS) LTD | |||||
Security ID: Y0920U103 | Ticker: 2388 | ||||
Meeting Date: 29-Jun-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For | |
5 | Allocation of Profits/Dividends | Management | For | Voted - For | |
6 | Elect GE Haijiao | Management | For | Voted - Against | |
7 | Elect SUN Yu | Management | For | Voted - Against | |
8 | Elect Eva CHENG | Management | For | Voted - For | |
9 | Elect Sunny LEE Wai Kwong | Management | For | Voted - For | |
10 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
11 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For | |
12 | Authority to Repurchase Shares | Management | For | Voted - For | |
13 | Continuing Connected Transactions and the New Caps | Management | For | Voted - For | |
CENTRICA PLC | |||||
Security ID: G2018Z143 | Ticker: CNA | ||||
Meeting Date: 13-Jun-23 | Meeting Type: Annual | ||||
1 | Accounts and Reports | Management | For | Voted - For | |
2 | Remuneration Report | Management | For | Voted - For | |
3 | Final Dividend | Management | For | Voted - For | |
4 | Elect Chanderpreet Duggal | Management | For | Voted - For | |
5 | Elect Russell O' Brien | Management | For | Voted - For | |
6 | Elect Carol Arrowsmith | Management | For | Voted - For | |
7 | Elect Nathan Bostock | Management | For | Voted - For | |
8 | Elect Heidi Mottram | Management | For | Voted - For | |
9 | Elect Kevin O'Byrne | Management | For | Voted - For | |
10 | Elect Chris O'Shea | Management | For | Voted - For | |
11 | Elect Amber Rudd | Management | For | Voted - For | |
12 | Elect Scott Wheway | Management | For | Voted - For | |
13 | Appointment of Auditor | Management | For | Voted - For | |
14 | Authority to Set Auditor's Fees | Management | For | Voted - For | |
15 | Authorisation of Political Donations | Management | For | Voted - For | |
16 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For | |
17 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For | |
18 | Authority to Issue Shares w/o Preemptive Rights | ||||
(Specified Capital Investment) | Management | For | Voted - For | ||
19 | Authority to Repurchase Shares | Management | For | Voted - For | |
20 | Adoption of New Articles | Management | For | Voted - For | |
21 | Authority to Set General Meeting Notice Period at | ||||
14 Days | Management | For | Voted - For | ||
Page | 57
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
CK HUTCHISON HOLDINGS LIMITED | |||||
Security ID: G21765105 | Ticker: 0001 | ||||
Meeting Date: 18-May-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Accounts and Reports | Management | For | Voted - For | |
4 | Allocation of Profits/Dividends | Management | For | Voted - For | |
5 | Elect Canning FOK Kin Ning | Management | For | Voted - Against | |
6 | Elect KAM Hing Lam | Management | For | Voted - Against | |
7 | Elect Roland CHOW Kun Chee | Management | For | Voted - Against | |
8 | Elect Philip Lawrence Kadoorie | Management | For | Voted - For | |
9 | Elect Charles LEE Yeh Kwong | Management | For | Voted - Against | |
10 | Elect Paul Joseph Tighe | Management | For | Voted - For | |
11 | Elect WONG Kwai Lam | Management | For | Voted - Against | |
12 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
13 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For | |
14 | Authority to Repurchase Shares | Management | For | Voted - For | |
COCA-COLA EUROPACIFIC PARTNERS PLC | |||||
Security ID: G25839104 | Ticker: CCEP | ||||
Meeting Date: 24-May-23 | Meeting Type: Annual | ||||
1 | Accounts and Reports | Management | For | Voted - For | |
2 | Remuneration Policy | Management | For | Voted - For | |
3 | Remuneration Report | Management | For | Voted - For | |
4 | Elect Mary Harris | Management | For | Voted - For | |
5 | Elect Nicolas Mirzayantz | Management | For | Voted - For | |
6 | Elect Nancy W. Quan | Management | For | Voted - For | |
7 | Elect Manolo Arroyo | Management | For | Voted - For | |
8 | Elect John A. Bryant | Management | For | Voted - For | |
9 | Elect Jose Ignacio Comenge Sanchez-Real | Management | For | Voted - For | |
10 | Elect Damian P. Gammell | Management | For | Voted - For | |
11 | Elect Nathalie Gaveau | Management | For | Voted - For | |
12 | Elect Alvaro Gomez-Trenor Aguilar | Management | For | Voted - For | |
13 | Elect Thomas H. Johnson | Management | For | Voted - For | |
14 | Elect Dagmar Kollmann | Management | For | Voted - For | |
15 | Elect Alfonso Libano Daurella | Management | For | Voted - For | |
16 | Elect Mark Price | Management | For | Voted - For | |
17 | Elect Mario R. Sola | Management | For | Voted - For | |
18 | Elect Dessislava Temperley | Management | For | Voted - For | |
19 | Elect Garry Watts | Management | For | Voted - For | |
20 | Appointment of Auditor | Management | For | Voted - For | |
21 | Authority to Set Auditor's Fees | Management | For | Voted - For | |
22 | Authorisation of Political Donations | Management | For | Voted - For | |
23 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For | |
24 | Waiver of Mandatory Takeover Requirement | Management | For | Voted - For |
Page | 58
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
25 | Long-Term Incentive Plan | Management | For | Voted - For | |
26 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For | |
27 | Authority to Issue Shares w/o Preemptive Rights | ||||
(Specified Capital Investment) | Management | For | Voted - For | ||
28 | Authority to Repurchase Shares | Management | For | Voted - For | |
29 | Authority to Repurchase Shares Off Market | Management | For | Voted - For | |
30 | Authority to Set General Meeting Notice Period at | ||||
14 Days | Management | For | Voted - For | ||
CRH PLC | |||||
Security ID: G25508105 | Ticker: CRH | ||||
Meeting Date: 27-Apr-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Accounts and Reports | Management | For | Voted - For | |
3 | Final Dividend | Management | For | Voted - For | |
4 | Remuneration Report | Management | For | Voted - For | |
5 | Elect Richard Boucher | Management | For | Voted - For | |
6 | Elect Caroline Dowling | Management | For | Voted - For | |
7 | Elect Richard H. Fearon | Management | For | Voted - Against | |
8 | Elect Johan Karlstrom | Management | For | Voted - For | |
9 | Elect Shaun Kelly | Management | For | Voted - For | |
10 | Elect Badar Khan | Management | For | Voted - For | |
11 | Elect H. Lamar McKay | Management | For | Voted - For | |
12 | Elect Albert Manifold | Management | For | Voted - For | |
13 | Elect Jim Mintern | Management | For | Voted - For | |
14 | Elect Gillian L. Platt | Management | For | Voted - For | |
15 | Elect Mary K. Rhinehart | Management | For | Voted - For | |
16 | Elect Siobhan Talbot | Management | For | Voted - For | |
17 | Elect Christina Verchere | Management | For | Voted - For | |
18 | Authority to Set Auditor's Fees | Management | For | Voted - For | |
19 | Appointment of Auditor | Management | For | Voted - For | |
20 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For | |
21 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For | |
22 | Authority to Repurchase Shares | Management | For | Voted - For | |
23 | Authority to Set Price Range for Reissuance of | ||||
Treasury Shares | Management | For | Voted - For | ||
24 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
DAIMLER TRUCK HOLDING AG | |||||
Security ID: D1T3RZ100 Ticker: DTG | |||||
Meeting Date: 21-Jun-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
Page | 59
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
5 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
7 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
8 | Allocation of Dividends | Management | For | Voted - For | |
9 | Ratify Martin Daum | Management | For | Voted - For | |
10 | Ratify Jochen Goetz | Management | For | Voted - For | |
11 | Ratify Karl Deppen | Management | For | Voted - For | |
12 | Ratify Andreas Gorbach | Management | For | Voted - For | |
13 | Ratify Jurgen Hartwig | Management | For | Voted - For | |
14 | Ratify John OLeary | Management | For | Voted - For | |
15 | Ratify Karin Radstrom | Management | For | Voted - For | |
16 | Ratify Stephan Unger | Management | For | Voted - For | |
17 | Ratify Joe Kaeser | Management | For | Voted - For | |
18 | Ratify Michael Brecht | Management | For | Voted - For | |
19 | Ratify Michael Brosnan | Management | For | Voted - For | |
20 | Ratify Bruno Buschbacher | Management | For | Voted - For | |
21 | Ratify Raymond Curry | Management | For | Voted - For | |
22 | Ratify Harald Dorn | Management | For | Voted - For | |
23 | Ratify Jacques Esculier | Management | For | Voted - For | |
24 | Ratify Akihiro Eto | Management | For | Voted - For | |
25 | Ratify Laura Ipsen | Management | For | Voted - For | |
26 | Ratify Renata Jungo Brungger | Management | For | Voted - For | |
27 | Ratify Carmen Klitzsch-Muller | Management | For | Voted - For | |
28 | Ratify Jorg Kohlinger | Management | For | Voted - For | |
29 | Ratify John Krafcik | Management | For | Voted - For | |
30 | Ratify Jorg Lorz | Management | For | Voted - For | |
31 | Ratify Claudia Peter | Management | For | Voted - For | |
32 | Ratify Andrea Reith | Management | For | Voted - For | |
33 | Ratify Martin H. Richenhagen | Management | For | Voted - For | |
34 | Ratify Andrea Seidel | Management | For | Voted - For | |
35 | Ratify Marie Wieck | Management | For | Voted - For | |
36 | Ratify Harald Wilhelm | Management | For | Voted - For | |
37 | Ratify Roman Zitzelsberger | Management | For | Voted - For | |
38 | Ratify Thomas Zwick | Management | For | Voted - For | |
39 | Appointment of Auditor for Fiscal Year 2023 | Management | For | Voted - For | |
40 | Appointment of Auditor for Interim Statements until | ||||
2024 AGM | Management | For | Voted - For | ||
41 | Management Board Remuneration Policy | Management | For | Voted - For | |
42 | Remuneration Report | Management | For | Voted - For | |
43 | Amendments to Articles (Virtual Shareholder | ||||
Meetings) | Management | For | Voted - For | ||
44 | Amendments to Articles (Virtual AGM Participation | ||||
of Supervisory Board Members) | Management | For | Voted - For | ||
45 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
46 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
47 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
48 | Non-Voting Meeting Note | N/A | N/A | Non-Voting |
Page | 60
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
DANONE | |||||
Security ID: F12033134 | Ticker: BN | ||||
Meeting Date: 27-Apr-23 | Meeting Type: Mix | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
7 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
8 | Accounts and Reports; Non Tax-Deductible Expenses | Management | For | Voted - For | |
9 | Consolidated Accounts and Reports | Management | For | Voted - For | |
10 | Allocation of Profits/Dividends | Management | For | Voted - For | |
11 | Elect Valerie Chapoulaud-Floquet | Management | For | Voted - For | |
12 | Elect Gilles Schnepp | Management | For | Voted - For | |
13 | Ratification of the Co-option of Gilbert Ghostine | Management | For | Voted - For | |
14 | Ratification of the Co-option of Lise Kingo | Management | For | Voted - For | |
15 | 2022 Remuneration Report | Management | For | Voted - For | |
16 | 2022 Remuneration of Antoine de Saint-Affrique, CEO | Management | For | Voted - For | |
17 | 2022 Remuneration of Gilles Schnepp, Chair | Management | For | Voted - For | |
18 | 2023 Remuneration Policy (Executives) | Management | For | Voted - For | |
19 | 2023 Remuneration Policy (Chair) | Management | For | Voted - For | |
20 | 2023 Remuneration Policy (Board of Directors) | Management | For | Voted - For | |
21 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For | |
22 | Authority to Issue Shares and Convertible Debt w/ | ||||
Preemptive Rights | Management | For | Voted - For | ||
23 | Authority to Issue Shares and Convertible Debt w/o | ||||
Preemptive Rights and w/ Priority Subscription | Management | For | Voted - For | ||
24 | Greenshoe | Management | For | Voted - For | |
25 | Authority to Increase Capital in Case of Exchange | ||||
Offers | Management | For | Voted - For | ||
26 | Authority to Increase Capital in Consideration for | ||||
Contributions In Kind | Management | For | Voted - For | ||
27 | Authority to Increase Capital Through | ||||
Capitalisations | Management | For | Voted - For | ||
28 | Employee Stock Purchase Plan | Management | For | Voted - For | |
29 | Stock Purchase Plan for Overseas Employees | Management | For | Voted - For | |
30 | Authority to Issue Performance Shares | Management | For | Voted - For | |
31 | Authority to Cancel Shares and Reduce Capital | Management | For | Voted - For | |
32 | Authorisation of Legal Formalities | Management | For | Voted - For | |
33 | Elect Sanjiv Mehta | Management | For | Voted - For | |
34 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
35 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
36 | Non-Voting Meeting Note | N/A | N/A | Non-Voting |
Page | 61
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
DCC PLC | |||||
Security ID: G2689P101 | Ticker: DCC | ||||
Meeting Date: 15-Jul-22 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Accounts and Reports | Management | For | Voted - For | |
3 | Final Dividend | Management | For | Voted - For | |
4 | Remuneration Report | Management | For | Voted - For | |
5 | Elect Laura Angelini | Management | For | Voted - For | |
6 | Elect Mark Breuer | Management | For | Voted - For | |
7 | Elect Caroline Dowling | Management | For | Voted - For | |
8 | Elect Tufan Erginbilgic | Management | For | Voted - For | |
9 | Elect David C. Jukes | Management | For | Voted - For | |
10 | Elect Lily Liu | Management | For | Voted - For | |
11 | Elect Kevin Lucey | Management | For | Voted - For | |
12 | Elect Donal Murphy | Management | For | Voted - For | |
13 | Elect Alan Ralph | Management | For | Voted - For | |
14 | Elect Mark Ryan | Management | For | Voted - For | |
15 | Authority to Set Auditor's Fees | Management | For | Voted - For | |
16 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For | |
17 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For | |
18 | Authority to Issue Shares w/o Preemptive Rights | ||||
(Specified Capital Investment) | Management | For | Voted - For | ||
19 | Authority to Repurchase Shares | Management | For | Voted - For | |
20 | Authority to Set Price Range for Reissuance of | ||||
Treasury Shares | Management | For | Voted - For | ||
21 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
DEUTSCHE POST AG | |||||
Security ID: D19225107 | Ticker: DPW | ||||
Meeting Date: 04-May-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
7 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
8 | Allocation of Dividends | Management | For | Voted - For | |
9 | Ratification of Management Board Acts | Management | For | Voted - For | |
10 | Ratification of Supervisory Board Acts | Management | For | Voted - For | |
11 | Elect Katrin Suder | Management | For | Voted - For | |
12 | Elect Mario Daberkow | Management | For | Voted - For | |
13 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For | |
14 | Authority to Repurchase Shares Using Equity | ||||
Derivatives | Management | For | Voted - For | ||
Page | 62
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
15 | Remuneration Report | Management | For | Voted - For | |
16 | Amendments to Articles (Location) | Management | For | Voted - For | |
17 | Amendments to Articles (Virtual General Meeting) | Management | For | Voted - For | |
18 | Amendments to Articles (Virtual Participation of | ||||
Supervisory Board Members) | Management | For | Voted - For | ||
19 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
20 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
21 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
22 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
DNB BANK ASA | |||||
Security ID: R1R15X100 Ticker: DNB | |||||
Meeting Date: 25-Apr-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
2 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
3 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
4 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
5 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
6 | Opening of Meeting; Election of Presiding Chair | Management | For | Take No Action | |
7 | Agenda | Management | For | Take No Action | |
8 | Minutes | Management | For | Take No Action | |
9 | Accounts and Reports; Allocation of Profits and | ||||
Dividends | Management | For | Take No Action | ||
10 | Cancellation of Shares | Management | For | Take No Action | |
11 | Authority to Repurchase Shares (Cancellation) | Management | For | Take No Action | |
12 | Authority to Repurchase Shares (Hedging) | Management | For | Take No Action | |
13 | Authority to Issue Debt Instruments | Management | For | Take No Action | |
14 | Amendments to Articles (Debt Capital) | Management | For | Take No Action | |
15 | Amendments to Articles (General Meeting) | Management | For | Take No Action | |
16 | Remuneration Report | Management | For | Take No Action | |
17 | Corporate Governance Report | Management | For | Take No Action | |
18 | Election of Directors | Management | For | Take No Action | |
19 | Directors' and Nomination Committee Fees | Management | For | Take No Action | |
20 | Authority to Set Auditor's Fees | Management | For | Take No Action | |
21 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
22 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
23 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
ELEKTA AB | |||||
Security ID: W2479G107 Ticker: EKTAB | |||||
Meeting Date: 25-Aug-22 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
Page | 63
Barrow Hanley International Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Non-Voting Agenda Item | N/A | N/A | Non-Voting |
6 | Non-Voting Agenda Item | N/A | N/A | Non-Voting |
7 | Non-Voting Agenda Item | N/A | N/A | Non-Voting |
8 | Non-Voting Agenda Item | N/A | N/A | Non-Voting |
9 | Non-Voting Agenda Item | N/A | N/A | Non-Voting |
10 | Non-Voting Agenda Item | N/A | N/A | Non-Voting |
11 | Non-Voting Agenda Item | N/A | N/A | Non-Voting |
12 | Non-Voting Agenda Item | N/A | N/A | Non-Voting |
13 | Accounts and Reports | Management | For | Voted - For |
14 | Allocation of Profits/Dividends | Management | For | Voted - For |
15 | Ratify Laurent Leksell | Management | For | Voted - For |
16 | Ratify Caroline Leksell Cooke | Management | For | Voted - For |
17 | Ratify Johan Malmquist | Management | For | Voted - For |
18 | Ratify Wolfgang Reim | Management | For | Voted - For |
19 | Ratify Jan Secher | Management | For | Voted - For |
20 | Ratify Birgitta Stymne Goransson | Management | For | Voted - For |
21 | Ratify Cecilia Wikstrom | Management | For | Voted - For |
22 | Ratify Gustaf Salford (CEO) | Management | For | Voted - For |
23 | Number of Directors | Management | For | Voted - For |
24 | Number of Deputy Directors | Management | For | Voted - For |
25 | Directors' Fees | Management | For | Voted - For |
26 | Authority to Set Auditor's Fees | Management | For | Voted - For |
27 | Elect Laurent Leksell | Management | For | Voted - Against |
28 | Elect Caroline Leksell Cooke | Management | For | Voted - Against |
29 | Elect Johan Malmqvist | Management | For | Voted - Against |
30 | Elect Wolfgang Reim | Management | For | Voted - For |
31 | Elect Jan Secher | Management | For | Voted - For |
32 | Elect Birgitta Stymne Goransson | Management | For | Voted - Against |
33 | Elect Cecilia Wikstrom | Management | For | Voted - For |
34 | Elect Kelly Londy | Management | For | Voted - For |
35 | Elect Laurent Leksell as Chair | Management | For | Voted - For |
36 | Appointment of Auditor | Management | For | Voted - For |
37 | Remuneration Report | Management | For | Voted - For |
38 | Performance Share Plan 2022 | Management | For | Voted - For |
39 | Share Transfer Pursuant to Performance Share Plan | |||
2022 | Management | For | Voted - For | |
40 | Share Transfer Pursuant to Performance Share Plans | |||
2020, 2021 and 2022 | Management | For | Voted - For | |
41 | Authority to Repurchase Shares | Management | For | Voted - For |
42 | Issuance of Treasury Shares | Management | For | Voted - For |
43 | Shareholder Proposal Regarding Voting Rights | Sharehold | N/A | Voted - For |
44 | Shareholder Proposal Regarding Removal of | |||
Multiple-Voting Rights | Sharehold | N/A | Voted - Against | |
45 | Shareholder Proposal Regarding Representation of | |||
Small and Medium Sized Shareholders | Sharehold | N/A | Voted - Against | |
46 | Shareholder Proposal Regarding Investigating | |||
Performance-Based Remuneration of the Members of | ||||
the Board of Directors | Sharehold | N/A | Voted - Against | |
47 | Non-Voting Agenda Item | N/A | N/A | Non-Voting |
48 | Non-Voting Meeting Note | N/A | N/A | Non-Voting |
Page | 64
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
49 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
50 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
51 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
ENBRIDGE INC. | |||||
Security ID: 29250N105 | Ticker: ENB | ||||
Meeting Date: 03-May-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Elect Mayank M. Ashar | Management | For | Voted - For | |
3 | Elect Gaurdie E. Banister | Management | For | Voted - For | |
4 | Elect Pamela L. Carter | Management | For | Voted - For | |
5 | Elect Susan M. Cunningham | Management | For | Voted - For | |
6 | Elect Gregory L. Ebel | Management | For | Voted - For | |
7 | Elect Jason B. Few | Management | For | Voted - For | |
8 | Elect Teresa S. Madden | Management | For | Voted - For | |
9 | Elect Stephen S. Poloz | Management | For | Voted - For | |
10 | Elect S. Jane Rowe | Management | For | Voted - For | |
11 | Elect Dan C. Tutcher | Management | For | Voted - For | |
12 | Elect Steven W. Williams | Management | For | Voted - For | |
13 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - Against | |
14 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
15 | Shareholder Rights Plan Renewal | Management | For | Voted - For | |
16 | Shareholder Proposal Regarding Lobbying and | ||||
Political Donations Alignment with Net Zero Goal | Sharehold | Against | Voted - For | ||
17 | Shareholder Proposal Regarding Disclosure of All | ||||
Scope 3 Emissions | Sharehold | Against | Voted - Against | ||
ENEL S.P.A. | |||||
Security ID: T3679P115 | Ticker: ENEL | ||||
Meeting Date: 10-May-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For | |
5 | Allocation of Profits/Dividends | Management | For | Voted - For | |
6 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For | |
7 | Board Size | Management | For | Voted - For | |
8 | Board Term Length | Management | For | Voted - For | |
9 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
10 | List Presented by Ministry of Economy and Finance | Management | N/A | Voted - For | |
11 | List Presented by Group of Institutional Investors | ||||
Representing 1.86% of Share Capital | Management | N/A | Non-Voting | ||
12 | List Presented by Covalis Capital LLP | Management | N/A | Non-Voting | |
13 | Elect Paolo Scaroni as Chair of Board | Management | N/A | Voted - For | |
14 | Elect Marco Mazzucchelli as Chair of Board | Management | N/A | Voted - Against |
Page | 65
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
15 | Directors' Fees | Management | For | Voted - For | |
16 | 2023 Long-Term Incentive Plan | Management | For | Voted - For | |
17 | Remuneration Policy | Management | For | Voted - For | |
18 | Remuneration Report | Management | For | Voted - For | |
19 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
GENTING SINGAPORE LIMITED | |||||
Security ID: Y2692C139 | Ticker: G13 | ||||
Meeting Date: 19-Apr-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Accounts and Reports | Management | For | Voted - For | |
3 | Allocation of Profits/Dividends | Management | For | Voted - For | |
4 | Elect TAN Hee Teck | Management | For | Voted - For | |
5 | Elect Jonathan Asherson | Management | For | Voted - Against | |
6 | Directors' Fees for FY 2023 | Management | For | Voted - For | |
7 | Equity Grant to Independent Directors | Management | For | Voted - For | |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
9 | Related Party Transactions | Management | For | Voted - For | |
10 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For | |
GETINGE AB | |||||
Security ID: W3443C107 Ticker: GETIB | |||||
Meeting Date: 26-Apr-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
6 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
7 | Election of Presiding Chair | Management | For | Voted - For | |
8 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
9 | Agenda | Management | For | Voted - For | |
10 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
11 | Compliance with the Rules of Convocation | Management | For | Voted - For | |
12 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
13 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
14 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
15 | Accounts and Reports | Management | For | Voted - For | |
16 | Allocation of Profits/Dividends | Management | For | Voted - For | |
17 | Ratification of Carl Bennet | Management | For | Voted - For | |
18 | Ratification of Johan Bygge | Management | For | Voted - For | |
19 | Ratification of Cecilia Daun Wennborg | Management | For | Voted - For | |
20 | Ratification of Barbro Friden | Management | For | Voted - For | |
21 | Ratification of Dan Frohm | Management | For | Voted - For | |
22 | Ratification of Johan Malmquist | Management | For | Voted - For |
Page | 66
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
23 | Ratification of Malin Persson | Management | For | Voted - For | |
24 | Ratification of Kristian Samuelsson | Management | For | Voted - For | |
25 | Ratification of Sofia Hasselberg | Management | For | Voted - For | |
26 | Ratification of Mattias Perjos | Management | For | Voted - For | |
27 | Ratification of Fredrik Brattborn | Management | For | Voted - For | |
28 | Ratification of Ake Larsson | Management | For | Voted - For | |
29 | Ratification of Pontus Kall | Management | For | Voted - For | |
30 | Ratification of Ida Gustafsson | Management | For | Voted - For | |
31 | Ratification of Peter Jormalm | Management | For | Voted - For | |
32 | Ratification of Rickard Karlsson | Management | For | Voted - For | |
33 | Board Size | Management | For | Voted - For | |
34 | Number of Auditors | Management | For | Voted - For | |
35 | Directors' Fees | Management | For | Voted - For | |
36 | Authority to Set Auditor's Fees | Management | For | Voted - For | |
37 | Elect Carl Bennet | Management | For | Voted - Against | |
38 | Elect Johan Bygge | Management | For | Voted - Against | |
39 | Elect Cecilia Daun Wennborg | Management | For | Voted - Against | |
40 | Elect Barbro Friden | Management | For | Voted - For | |
41 | Elect Dan Frohm | Management | For | Voted - Against | |
42 | Elect Johan Malmquist | Management | For | Voted - Against | |
43 | Elect Mattias Perjos | Management | For | Voted - Against | |
44 | Elect Malin Persson | Management | For | Voted - Against | |
45 | Elect Kristian Samuelsson | Management | For | Voted - For | |
46 | Elect Johan Malmquist as chair | Management | For | Voted - For | |
47 | Appointment of Auditor | Management | For | Voted - For | |
48 | Remuneration Report | Management | For | Voted - For | |
49 | Remuneration Policy | Management | For | Voted - For | |
50 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
GOLD FIELDS LIMITED | |||||
Security ID: S31755101 | Ticker: GFI | ||||
Meeting Date: 24-May-23 | Meeting Type: Annual | ||||
1 | Appointment of Auditor | Management | For | Voted - For | |
2 | Elect Martin Preece | Management | For | Voted - For | |
3 | Re-elect Yunus G.H. Suleman | Management | For | Voted - For | |
4 | Re-elect Terence P. Goodlace | Management | For | Voted - For | |
5 | Re-elect Philisiwe G. Sibiya | Management | For | Voted - Against | |
6 | Elect Audit Committee Chair (Philisiwe Sibiya) | Management | For | Voted - For | |
7 | Elect Audit Committee Member (Alhassan Andani) | Management | For | Voted - For | |
8 | Elect Audit Committee Member (Peter J. Bacchus) | Management | For | Voted - For | |
9 | General Authority to Issue Shares | Management | For | Voted - For | |
10 | Approve Remuneration Policy | Management | For | Voted - For | |
11 | Approve Remuneration Implementation Report | Management | For | Voted - For | |
12 | Authority to Issue Shares for Cash | Management | For | Voted - For | |
13 | Approve NEDs' Fees (Board Chair) | Management | For | Voted - For | |
14 | Approve NEDs' Fees (Lead Independent Director) | Management | For | Voted - For | |
15 | Approve NEDs' Fees (Board Member) | Management | For | Voted - For |
Page | 67
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
16 | Approve NEDs' Fees (Audit Committee Chair) | Management | For | Voted - For | |
17 | Approve NEDs' Fees (Other Committees Chairs) | Management | For | Voted - For | |
18 | Approve NEDs' Fees (Audit Committee Member) | Management | For | Voted - For | |
19 | Approve NEDs' Fees (Other Committees Members) | Management | For | Voted - For | |
20 | Approve NEDs' Fees (Ad-Hoc Committee Chair) | Management | For | Voted - For | |
21 | Approve NEDs' Fees (Ad-Hoc Committee Member) | Management | For | Voted - For | |
22 | Approve Financial Assistance (Sections 44 & 45) | Management | For | Voted - For | |
23 | Authority to Repurchase Shares | Management | For | Voted - For | |
GRUPO FINANCIERO BANORTE, S.A.B. DE C.V. | |||||
Security ID: P49501201 | Ticker: GFNORTE | ||||
Meeting Date: 29-Nov-22 | Meeting Type: Ordinary | ||||
1 | Interim Dividend | Management | For | Voted - For | |
2 | Set Dividend Payment Date | Management | For | Voted - For | |
3 | Authority to Repurchase Shares | Management | For | Voted - For | |
4 | Election of Meeting Delegates | Management | For | Voted - For | |
Meeting Date: 29-Nov-22 | Meeting Type: Special | ||||
1 | Incorporation of Banco Bineo | Management | For | Voted - For | |
2 | Amendments to Article 2 | Management | For | Voted - For | |
3 | Resolutions Subject to Approval from Regulatory | ||||
Entities | Management | For | Voted - For | ||
4 | Amendments to Sole Liabilities Agreement | Management | For | Voted - For | |
5 | Resolutions Subject to Approval from Regulatory | ||||
Entities | Management | For | Voted - For | ||
6 | Election of Meeting Delegates | Management | For | Voted - For | |
GSK PLC | |||||
Security ID: G3910J112 | Ticker: GSK | ||||
Meeting Date: 06-Jul-22 | Meeting Type: Ordinary | ||||
1 | Demerger of Haleon Group | Management | For | Voted - For | |
2 | Related Party Transactions | Management | For | Voted - For | |
3 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
HONDA MOTOR CO., LTD. | |||||
Security ID: J22302111 | Ticker: 7267 | ||||
Meeting Date: 21-Jun-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Elect Seiji Kuraishi | Management | For | Voted - Against | |
3 | Elect Toshihiro Mibe | Management | For | Voted - Against | |
4 | Elect Shinji Aoyama | Management | For | Voted - Against | |
5 | Elect Noriya Kaihara | Management | For | Voted - Against |
Page | 68
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
6 | Elect Asako Suzuki | Management | For | Voted - Against | |
7 | Elect Masafumi Suzuki | Management | For | Voted - Against | |
8 | Elect Kunihiko Sakai | Management | For | Voted - Against | |
9 | Elect Fumiya Kokubu | Management | For | Voted - Against | |
10 | Elect Yoichiro Ogawa | Management | For | Voted - For | |
11 | Elect Kazuhiro Higashi | Management | For | Voted - Against | |
12 | Elect Ryoko Nagata | Management | For | Voted - For | |
HSBC HOLDINGS PLC | |||||
Security ID: G4634U169 Ticker: HSBA | |||||
Meeting Date: 05-May-23 | Meeting Type: Annual | ||||
1 | Accounts and Reports | Management | For | Voted - For | |
2 | Remuneration Report | Management | For | Voted - For | |
3 | Elect Geraldine Buckingham | Management | For | Voted - For | |
4 | Elect Georges Elhedery | Management | For | Voted - For | |
5 | Elect Kalpana Morparia | Management | For | Voted - Against | |
6 | Elect Rachel Duan | Management | For | Voted - For | |
7 | Elect Carolyn Fairbairn | Management | For | Voted - For | |
8 | Elect James J. Forese | Management | For | Voted - For | |
9 | Elect Steven Guggenheimer | Management | For | Voted - For | |
10 | Elect Jose Antonio Meade Kuribrena | Management | For | Voted - For | |
11 | Elect Eileen Murray | Management | For | Voted - For | |
12 | Elect David T. Nish | Management | For | Voted - For | |
13 | Elect Noel Quinn | Management | For | Voted - For | |
14 | Elect Mark E. Tucker | Management | For | Voted - For | |
15 | Appointment of Auditor | Management | For | Voted - For | |
16 | Authority to Set Auditor's Fees | Management | For | Voted - For | |
17 | Authorisation of Political Donations | Management | For | Voted - For | |
18 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For | |
19 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For | |
20 | Authority to Issue Shares w/o Preemptive Rights | ||||
(Specified Capital Investment) | Management | For | Voted - For | ||
21 | Authority to Issue Repurchased Shares | Management | For | Voted - For | |
22 | Authority to Repurchase Shares | Management | For | Voted - For | |
23 | Authority to Repurchase Shares Off-Market | Management | For | Voted - For | |
24 | Authority to Issue Shares and Convertible Debt w/ | ||||
Preemptive Rights | Management | For | Voted - For | ||
25 | Authority to Issue Shares and Convertible Debt w/o | ||||
Preemptive Rights | Management | For | Voted - For | ||
26 | Authority to Set General Meeting Notice Period at | ||||
14 Days | Management | For | Voted - For | ||
27 | Shareholder Proposal Regarding Pension Scheme | Sharehold | Against | Voted - Against | |
28 | Shareholder Proposal Regarding Potential Spin-Off | ||||
or Business Restructuring | Sharehold | Against | Voted - Against | ||
29 | Shareholder Proposal Regarding Dividend Policy | Sharehold | Against | Voted - Against |
Page | 69
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
ING GROEP N.V. | |||||
Security ID: N4578E595 | Ticker: INGA | ||||
Meeting Date: 24-Apr-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
4 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
5 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
6 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
7 | Remuneration Report | Management | For | Voted - For | |
8 | Accounts and Reports | Management | For | Voted - For | |
9 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
10 | Allocation of Dividends | Management | For | Voted - For | |
11 | Ratification of Management Board Acts | Management | For | Voted - For | |
12 | Ratification of Supervisory Board Acts | Management | For | Voted - For | |
13 | Appointment of Auditor | Management | For | Voted - For | |
14 | Elect Tanate Phutrakul to the Management Board | Management | For | Voted - For | |
15 | Election Alexandra Reich to the Supervisory Board | Management | For | Voted - For | |
16 | Elect Karl Guha to the Supervisory Board | Management | For | Voted - For | |
17 | Elect Herna Verhagen to the Supervisory Board | Management | For | Voted - For | |
18 | Elect Mike Rees to the Supervisory Board | Management | For | Voted - For | |
19 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For | |
20 | Authority to Issue Shares w/ or w/o Preemptive | ||||
Rights | Management | For | Voted - For | ||
21 | Authority to Repurchase Shares | Management | For | Voted - For | |
22 | Cancellation of Shares/Authorities to Issue Shares | Management | For | Voted - For | |
23 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
INVESTEC PLC | |||||
Security ID: G49188116 | Ticker: INVP | ||||
Meeting Date: 04-Aug-22 | Meeting Type: Annual | ||||
1 | Elect Henrietta Baldock | Management | For | Voted - For | |
2 | Elect Zarina B.M. Bassa | Management | For | Voted - For | |
3 | Elect Philip A. Hourquebie | Management | For | Voted - Against | |
4 | Elect Stephen Koseff | Management | For | Voted - Against | |
5 | Elect Nicola Newton-King | Management | For | Voted - For | |
6 | Elect Jasandra Nyker | Management | For | Voted - For | |
7 | Elect Nishlan A. Samujh | Management | For | Voted - Against | |
8 | Elect Khumo L. Shuenyane | Management | For | Voted - For | |
9 | Elect Philisiwe G. Sibiya | Management | For | Voted - For | |
10 | Elect Brian Stevenson | Management | For | Voted - For | |
11 | Elect Fani Titi | Management | For | Voted - Against | |
12 | Elect Richard Wainwright | Management | For | Voted - Against | |
13 | Elect Ciaran Whelan | Management | For | Voted - Against | |
14 | Elect Vanessa Olver | Management | For | Voted - For | |
Page | 70
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
15 | Remuneration Report | Management | For | Voted - For | |
16 | Amendment to Remuneration Policy | Management | For | Voted - For | |
17 | Remuneration Policy | Management | For | Voted - For | |
18 | Authorization of Legal Formalities | Management | For | Voted - For | |
19 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
20 | Interim Dividend (Ordinary Shares - Investec | ||||
Limited) | Management | For | Voted - For | ||
21 | Interim Dividend (SA DAS Share - Investec Limited) | Management | For | Voted - For | |
22 | Final Dividend (Investec Limited) | Management | For | Voted - For | |
23 | Appointment of Joint Auditor (Ernst & Young) | ||||
(Investec Limited) | Management | For | Voted - Against | ||
24 | Appointment of Joint Auditor (KPMG) (Investec | ||||
Limited) | Management | For | Voted - Against | ||
25 | Appointment of Auditor in a Shadow Capacity | ||||
(PricewaterhouseCoopers) (Investec Limited) | Management | For | Voted - For | ||
26 | Authority to Issue Perpetual Preference Shares | ||||
(Investec Limited) | Management | For | Voted - For | ||
27 | Authority to Issue Convertible Preference Shares | ||||
(Investec Limited) | Management | For | Voted - For | ||
28 | Authority to Repurchase Ordinary Shares (Investec | ||||
Limited) | Management | For | Voted - For | ||
29 | Authority to Repurchase Preference Shares (Investec | ||||
Limited) | Management | For | Voted - For | ||
30 | Approve Financial Assistance (Investec Limited) | Management | For | Voted - For | |
31 | Approve NEDs' Fees (Investec Limited) | Management | For | Voted - For | |
32 | Amendments to Memorandum of Incorporation (Investec | ||||
Limited) | Management | For | Voted - For | ||
33 | Accounts and Reports (Investec plc) | Management | For | Voted - For | |
34 | Interim Dividend (Investec plc) | Management | For | Voted - For | |
35 | Final Dividend (Investec plc) | Management | For | Voted - For | |
36 | Appointment of Auditor (Investec plc) | Management | For | Voted - Against | |
37 | Authority to Set Auditor's Fees (Investec plc) | Management | For | Voted - For | |
38 | Authorisation of Political Donations (Investec plc) | Management | For | Voted - For | |
39 | Authority to Issue Ordinary and Special Convertible | ||||
Shares w/ Preemptive Rights (Investec plc) | Management | For | Voted - For | ||
40 | Authority to Repurchase Shares (Ordinary Shares - | ||||
Investec plc) | Management | For | Voted - For | ||
41 | Authority to Repurchase Shares (Preference Shares - | ||||
Investec plc) | Management | For | Voted - For | ||
JULIUS BAER GROUP LTD. | |||||
Security ID: H4414N103 Ticker: BAER | |||||
Meeting Date: 13-Apr-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
2 | Accounts and Reports | Management | For | Take No Action | |
3 | Compensation Report | Management | For | Take No Action | |
4 | Allocation of Dividends | Management | For | Take No Action | |
5 | Ratification of Board and Management Acts | Management | For | Take No Action | |
6 | Board Compensation | Management | For | Take No Action |
Page | 71
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
7 | Executive Compensation (Cash-Based Variable) | Management | For | Take No Action | |
8 | Executive Compensation (Share-Based Variable) | Management | For | Take No Action | |
9 | Executive Compensation (Fixed) | Management | For | Take No Action | |
10 | Elect Romeo Lacher | Management | For | Take No Action | |
11 | Elect Gilbert Achermann | Management | For | Take No Action | |
12 | Elect Richard Campbell-Breeden | Management | For | Take No Action | |
13 | Elect David R. Nicol | Management | For | Take No Action | |
14 | Elect Kathryn Shih | Management | For | Take No Action | |
15 | Elect Tomas Varela Muina | Management | For | Take No Action | |
16 | Elect Eunice Zehnder-Lai | Management | For | Take No Action | |
17 | Elect Olga Zoutendijk | Management | For | Take No Action | |
18 | Elect Juerg Hunziker | Management | For | Take No Action | |
19 | Appoint Romeo Lacher as Board Chair | Management | For | Take No Action | |
20 | Elect Gilbert Achermann as Nomination and | ||||
Compensation Committee Member | Management | For | Take No Action | ||
21 | Elect Richard Campbell-Breeden as Nomination and | ||||
Compensation Committee Member | Management | For | Take No Action | ||
22 | Elect Kathryn Shih as Nomination and Compensation | ||||
Committee Member | Management | For | Take No Action | ||
23 | Elect Eunice Zehnder-Lai as Nomination and | ||||
Compensation Committee Member | Management | For | Take No Action | ||
24 | Appointment of Auditor | Management | For | Take No Action | |
25 | Appointment of Independent Proxy | Management | For | Take No Action | |
26 | Cancellation of Shares and Reduction in Share | ||||
Capital | Management | For | Take No Action | ||
27 | Amendments to Articles (Shares and Share Register) | Management | For | Take No Action | |
28 | Amendments to Articles (Share Transfer) | Management | For | Take No Action | |
29 | Amendments to Articles (General Meeting) | Management | For | Take No Action | |
30 | Amendments to Articles (Virtual Meeting) | Management | For | Take No Action | |
31 | Amendments to Articles (Board and Compensation) | Management | For | Take No Action | |
32 | Non-Voting Meeting Note | N/A | N/A | Take No Action | |
KIRIN HOLDINGS COMPANY, LIMITED | |||||
Security ID: 497350108 | Ticker: 2503 | ||||
Meeting Date: 30-Mar-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Allocation of Profits/Dividends | Management | For | Voted - For | |
3 | Amendments to Articles | Management | For | Voted - For | |
4 | Elect Yoshinori Isozaki | Management | For | Voted - Against | |
5 | Elect Keisuke Nishimura | Management | For | Voted - Against | |
6 | Elect Toshiya Miyoshi | Management | For | Voted - Against | |
7 | Elect Takeshi Minakata | Management | For | Voted - Against | |
8 | Elect Junko Tsuboi | Management | For | Voted - Against | |
9 | Elect Masakatsu Mori | Management | For | Voted - For | |
10 | Elect Hiroyuki Yanagi | Management | For | Voted - Against | |
11 | Elect Chieko Matsuda | Management | For | Voted - For | |
12 | Elect Noriko Shiono | Management | For | Voted - For | |
13 | Elect Roderick Ian Eddington | Management | For | Voted - For |
Page | 72
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
14 | Elect George Olcott | Management | For | Voted - For | |
15 | Elect Shinya Katanozaka | Management | For | Voted - Against | |
16 | Elect Toru Ishikura | Management | For | Voted - For | |
17 | Elect Yoshiko Ando | Management | For | Voted - For | |
KOITO MANUFACTURING CO., LTD. | |||||
Security ID: J34899104 Ticker: 7276 | |||||
Meeting Date: 29-Jun-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Allocation of Profits/Dividends | Management | For | Voted - For | |
3 | Elect Masahiro Otake | Management | For | Voted - Against | |
4 | Elect Michiaki Kato | Management | For | Voted - Against | |
5 | Elect Masami Uchiyama | Management | For | Voted - Against | |
6 | Elect Hideharu Konagaya | Management | For | Voted - Against | |
7 | Elect Katsuyuki Kusakawa | Management | For | Voted - Against | |
8 | Elect Jun Toyota | Management | For | Voted - Against | |
9 | Elect Haruya Uehara | Management | For | Voted - Against | |
10 | Elect Kingo Sakurai | Management | For | Voted - For | |
11 | Elect Chika Igarashi | Management | For | Voted - Against | |
12 | Elect Hiroshi Kimeda | Management | For | Voted - Against | |
13 | Elect Hidemi Yamaguchi | Management | For | Voted - For | |
KOMATSU LTD. | |||||
Security ID: J35759125 Ticker: 6301 | |||||
Meeting Date: 21-Jun-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Allocation of Profits/Dividends | Management | For | Voted - For | |
3 | Elect Tetsuji Ohashi | Management | For | Voted - Against | |
4 | Elect Hiroyuki Ogawa | Management | For | Voted - Against | |
5 | Elect Masayuki Moriyama | Management | For | Voted - Against | |
6 | Elect Takeshi Horikoshi | Management | For | Voted - Against | |
7 | Elect Takeshi Kunibe | Management | For | Voted - Against | |
8 | Elect Arthur M. Mitchell | Management | For | Voted - For | |
9 | Elect Naoko Saiki | Management | For | Voted - For | |
10 | Elect Michitaka Sawada | Management | For | Voted - Against | |
11 | Elect Mitsuko Yokomoto | Management | For | Voted - Against | |
12 | Elect Mariko Matsumura Mariko Hosoi as Statutory | ||||
Auditor | Management | For | Voted - For | ||
LEGAL & GENERAL GROUP PLC | |||||
Security ID: G54404127 Ticker: LGEN | |||||
Meeting Date: 18-May-23 | Meeting Type: Annual | ||||
1 | Accounts and Reports | Management | For | Voted - For | |
Page | 73
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2 | Final Dividend | Management | For | Voted - For | |
3 | Approval of Climate Transition Plan | Management | For | Voted - For | |
4 | Elect Carolyn Johnson | Management | For | Voted - For | |
5 | Elect Tushar Morzaria | Management | For | Voted - For | |
6 | Elect Henrietta Baldock | Management | For | Voted - For | |
7 | Elect Nilufer von Bismarck | Management | For | Voted - For | |
8 | Elect Philip Broadley | Management | For | Voted - For | |
9 | Elect Stuart Jeffrey Davies | Management | For | Voted - For | |
10 | Elect Sir John Kingman | Management | For | Voted - For | |
11 | Elect Lesley Knox | Management | For | Voted - For | |
12 | Elect M. George Lewis | Management | For | Voted - For | |
13 | Elect Ric Lewis | Management | For | Voted - For | |
14 | Elect Laura Wade-Gery | Management | For | Voted - For | |
15 | Elec Sir Nigel Wilson | Management | For | Voted - For | |
16 | Appointment of Auditor | Management | For | Voted - For | |
17 | Authority to Set Auditor's Fees | Management | For | Voted - For | |
18 | Remuneration Policy | Management | For | Voted - For | |
19 | Remuneration Report | Management | For | Voted - For | |
20 | Increase in NED Fee Cap | Management | For | Voted - For | |
21 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For | |
22 | Authority to Issue Contingent Convertible | ||||
Securities w/ Preemptive Rights | Management | For | Voted - For | ||
23 | Authorisation of Political Donations | Management | For | Voted - For | |
24 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For | |
25 | Authority to Issue Shares w/o Preemptive Rights | ||||
(Specified Capital Investment) | Management | For | Voted - For | ||
26 | Authority to Issue Contingent Convertible | ||||
Securities w/o preemptive rights | Management | For | Voted - For | ||
27 | Authority to Repurchase Shares | Management | For | Voted - For | |
28 | Authority to Set General Meeting Notice Period at | ||||
14 Days | Management | For | Voted - For | ||
MAKITA CORPORATION | |||||
Security ID: J39584107 | Ticker: 6586 | ||||
Meeting Date: 28-Jun-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Allocation of Profits/Dividends | Management | For | Voted - For | |
3 | Elect Masahiko Goto | Management | For | Voted - Against | |
4 | Elect Munetoshi Goto | Management | For | Voted - Against | |
5 | Elect Shinichiro Tomita | Management | For | Voted - Against | |
6 | Elect Tetsuhisa Kaneko | Management | For | Voted - Against | |
7 | Elect Tomoyuki Ota | Management | For | Voted - Against | |
8 | Elect Takashi Tsuchiya | Management | For | Voted - Against | |
9 | Elect Masaki Yoshida | Management | For | Voted - Against | |
10 | Elect Takashi Omote | Management | For | Voted - Against | |
11 | Elect Yukihiro Otsu | Management | For | Voted - Against | |
12 | Elect Masahiro Sugino | Management | For | Voted - For | |
13 | Elect Takahiro Iwase | Management | For | Voted - For |
Page | 74
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
14 | Elect Mitsuhiko Wakayama | Management | For | Voted - Against | |
15 | Elect Shoji Inoue | Management | For | Voted - For | |
16 | Elect Koji Nishikawa | Management | For | Voted - For | |
17 | Elect Ayumi Ujihara | Management | For | Voted - For | |
18 | Bonus | Management | For | Voted - For | |
MICHELIN (CGDE)-B | |||||
Security ID: F61824870 | Ticker: ML | ||||
Meeting Date: 12-May-23 | Meeting Type: Mix | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
5 | Accounts and Reports | Management | For | Voted - For | |
6 | Allocation of Profits/Dividends | Management | For | Voted - For | |
7 | Consolidated Accounts and Reports | Management | For | Voted - For | |
8 | Special Auditors Report on Regulated Agreements | Management | For | Voted - For | |
9 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For | |
10 | 2023 Remuneration Policy (Managers) | Management | For | Voted - For | |
11 | 2023 Remuneration Policy (Supervisory Board) | Management | For | Voted - For | |
12 | 2022 Remuneration Report | Management | For | Voted - For | |
13 | 2022 Remuneration of Florent Menegaux, General | ||||
Managing Partner and CEO | Management | For | Voted - For | ||
14 | 2022 Remuneration of Yves Chapot, General Manager | Management | For | Voted - For | |
15 | 2022 Remuneration of Barbara Dalibard, Supervisory | ||||
Board Chair | Management | For | Voted - For | ||
16 | Elect Barbara Dalibard | Management | For | Voted - For | |
17 | Elect Aruna Jayanthi | Management | For | Voted - For | |
18 | Authority to Issue Performance Shares | Management | For | Voted - For | |
19 | Authority to Cancel Shares and Reduce Capital | Management | For | Voted - For | |
20 | Authorisation of Legal Formalities | Management | For | Voted - For | |
21 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
22 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
23 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
24 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
MINEBEA MITSUMI INC. | |||||
Security ID: J42884130 | Ticker: 6479 | ||||
Meeting Date: 29-Jun-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Allocation of Profits/Dividends | Management | For | Voted - For | |
3 | Elect Yoshihisa Kainuma | Management | For | Voted - Against | |
4 | Elect Shigeru Moribe | Management | For | Voted - Against | |
5 | Elect Katsuhiko Yoshida | Management | For | Voted - Against | |
6 | Elect Ryozo Iwaya | Management | For | Voted - Against |
Page | 75
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
7 | Elect Shigeru None | Management | For | Voted - Against | |
8 | Elect Satoshi Mizuma | Management | For | Voted - Against | |
9 | Elect Katsutoshi Suzuki | Management | For | Voted - Against | |
10 | Elect Yuko Miyazaki | Management | For | Voted - For | |
11 | Elect Atsuko Matsumura | Management | For | Voted - For | |
12 | Elect Yuko Haga Yuko Hayashi | Management | For | Voted - For | |
13 | Elect Hirofumi Katase | Management | For | Voted - For | |
14 | Elect Takashi Matsuoka | Management | For | Voted - For | |
15 | Elect Masahiro Tsukagoshi | Management | For | Voted - For | |
16 | Elect Hiroshi Yamamoto | Management | For | Voted - For | |
17 | Elect Makoto Hoshino | Management | For | Voted - For | |
MITSUBISHI ELECTRIC CORPORATION | |||||
Security ID: J43873116 | Ticker: 6503 | ||||
Meeting Date: 29-Jun-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Elect Mitoji Yabunaka | Management | For | Voted - Against | |
3 | Elect Kazunori Watanabe | Management | For | Voted - Against | |
4 | Elect Hiroko Koide | Management | For | Voted - Against | |
5 | Elect Tatsuro Kosaka | Management | For | Voted - Against | |
6 | Elect Hiroyuki Yanagi | Management | For | Voted - Against | |
7 | Elect Masako Egawa | Management | For | Voted - For | |
8 | Elect Haruka Matsuyama Haruka Kato | Management | For | Voted - For | |
9 | Elect Kei Uruma | Management | For | Voted - Against | |
10 | Elect Tadashi Kawagoishi | Management | For | Voted - Against | |
11 | Elect Kuniaki Masuda | Management | For | Voted - Against | |
12 | Elect Jun Nagasawa | Management | For | Voted - Against | |
13 | Elect Satoshi Takeda | Management | For | Voted - Against | |
NABTESCO CORPORATION | |||||
Security ID: J4707Q100 | Ticker: 6268 | ||||
Meeting Date: 23-Mar-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Allocation of Profits/Dividends | Management | For | Voted - For | |
3 | Elect Katsuhiro Teramoto | Management | For | Voted - Against | |
4 | Elect Kazumasa Kimura | Management | For | Voted - Against | |
5 | Elect Atsushi Habe | Management | For | Voted - Against | |
6 | Elect Toshiya Fujiwara | Management | For | Voted - Against | |
7 | Elect Seiji Takahashi | Management | For | Voted - Against | |
8 | Elect Mari Iizuka | Management | For | Voted - For | |
9 | Elect Naoko Mizukoshi Naoko Suzuki | Management | For | Voted - For | |
10 | Elect Naoki Hidaka | Management | For | Voted - For | |
11 | Elect Toshiya Takahata | Management | For | Voted - For | |
12 | Elect Seiichiro Shirahata | Management | For | Voted - For | |
13 | Elect Koji Nakano | Management | For | Voted - For |
Page | 76
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
14 | Elect Tetsuro Hirai | Management | For | Voted - For | |
NSK LTD. | |||||
Security ID: J55505101 | Ticker: 6471 | ||||
Meeting Date: 23-Jun-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Amendments to Articles | Management | For | Voted - For | |
3 | Elect Akitoshi Ichii | Management | For | Voted - Against | |
4 | Elect Keita Suzuki | Management | For | Voted - Against | |
5 | Elect Saimon Nogami | Management | For | Voted - Against | |
6 | Elect Kenichi Yamana | Management | For | Voted - Against | |
7 | Elect Mitsuhiro Nagahama | Management | For | Voted - For | |
8 | Elect Koichi Obara | Management | For | Voted - For | |
9 | Elect Junji Tsuda | Management | For | Voted - Against | |
10 | Elect Sayoko Izumoto | Management | For | Voted - For | |
11 | Elect Mikio Fujitsuka | Management | For | Voted - Against | |
PERSIMMON PLC | |||||
Security ID: G70202109 | Ticker: PSN | ||||
Meeting Date: 26-Apr-23 | Meeting Type: Annual | ||||
1 | Accounts and Reports | Management | For | Voted - For | |
2 | Final Dividend | Management | For | Voted - For | |
3 | Remuneration Policy | Management | For | Voted - For | |
4 | Remuneration Report | Management | For | Voted - For | |
5 | Elect Roger Devlin | Management | For | Voted - For | |
6 | Elect Dean Finch | Management | For | Voted - For | |
7 | Elect Jason M. Windsor | Management | For | Voted - For | |
8 | Elect Nigel Mills | Management | For | Voted - For | |
9 | Elect Annemarie Durbin | Management | For | Voted - For | |
10 | Elect Andrew Wyllie | Management | For | Voted - For | |
11 | Elect Shirine Khoury-Haq | Management | For | Voted - For | |
12 | Appointment of Auditor | Management | For | Voted - For | |
13 | Authority to Set Auditor's Fees | Management | For | Voted - For | |
14 | Authorisation of Political Donations | Management | For | Voted - For | |
15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For | |
16 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For | |
17 | Authority to Issue Shares w/o Preemptive Rights | ||||
(Specified Capital Investment) | Management | For | Voted - For | ||
18 | Authority to Repurchase Shares | Management | For | Voted - For | |
19 | Authority to Set General Meeting Notice Period at | ||||
14 Days | Management | For | Voted - For |
Page | 77
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
RANDSTAD N.V. | |||||
Security ID: N7291Y137 | Ticker: RAND | ||||
Meeting Date: 28-Mar-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
4 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
5 | Remuneration Report | Management | For | Voted - Against | |
6 | Accounts and Reports | Management | For | Voted - For | |
7 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
8 | Allocation of Dividends | Management | For | Voted - For | |
9 | Ratification of Management Board Acts | Management | For | Voted - For | |
10 | Ratification of Supervisory Board Acts | Management | For | Voted - For | |
11 | Elect Jorge Vazquez to the Management Board | Management | For | Voted - For | |
12 | Elect Myriam Beatove Moreale to the Management Board | Management | For | Voted - For | |
13 | Elect Cees 't Hart to the Supervisory Board | Management | For | Voted - For | |
14 | Elect Laurence Debroux to the Supervisory Board | Management | For | Voted - For | |
15 | Elect Jeroen Drost to the Supervisory Board | Management | For | Voted - For | |
16 | Authority to Issue Shares w/ or w/o Preemptive | ||||
Rights | Management | For | Voted - For | ||
17 | Authority to Repurchase Shares | Management | For | Voted - For | |
18 | Cancellation of Shares | Management | For | Voted - For | |
19 | Appointment of Auditor (FY2024) | Management | For | Voted - For | |
20 | Appointment of Auditor (FY2025) | Management | For | Voted - For | |
21 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
22 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
23 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
RHEINMETALL AG | |||||
Security ID: D65111102 | Ticker: RHM | ||||
Meeting Date: 09-May-23 | Meeting Type: Ordinary | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
3 | Allocation of Dividends | Management | For | Voted - For | |
4 | Ratification of Management Board Acts | Management | For | Voted - For | |
5 | Ratification of Supervisory Board Acts | Management | For | Voted - For | |
6 | Appointment of Auditor | Management | For | Voted - For | |
7 | Remuneration Report | Management | For | Voted - For | |
8 | Amendments to Articles (Virtual Meetings) | Management | For | Voted - For | |
9 | Amendments to Articles (Virtual AGM Participation | ||||
of Supervisory Board Members) | Management | For | Voted - For | ||
10 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
11 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
12 | Non-Voting Meeting Note | N/A | N/A | Non-Voting |
Page | 78
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
SINO BIOPHARMACEUTICAL LTD | |||||
Security ID: G8167W138 Ticker: 1177 | |||||
Meeting Date: 15-Jun-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Accounts and Reports | Management | For | Voted - For | |
4 | Allocation of Profits/Dividends | Management | For | Voted - For | |
5 | Elect CHENG Cheung Ling | Management | For | Voted - Against | |
6 | Elect LU Hong | Management | For | Voted - For | |
7 | Elect ZHANG Lu Fu | Management | For | Voted - For | |
8 | Elect Donald LI Kwok Tung | Management | For | Voted - Against | |
9 | Directors' Fees | Management | For | Voted - For | |
10 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
11 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against | |
12 | Authority to Repurchase Shares | Management | For | Voted - For | |
13 | Authority to Issue Repurchased Shares | Management | For | Voted - Against | |
14 | Adoption of Share Option Scheme | Management | For | Voted - Against | |
15 | Service Provider Sublimit | Management | For | Voted - Against | |
SK HYNIX INC. | |||||
Security ID: Y8085F100 | Ticker: 000660 | ||||
Meeting Date: 29-Mar-23 | Meeting Type: Annual | ||||
1 | Financial Statements and Allocation of | ||||
Profits/Dividends | |||||
Management | For | Voted - Against | |||
2 | Elect HAN Ae Ra | Management | For | Voted - For | |
3 | Elect KIM Zeong Won | Management | For | Voted - Against | |
4 | Elect JEONG Deog Kyoon | Management | For | Voted - For | |
5 | Election Of Audit Committee Member: Han Ae Ra | Management | For | Voted - For | |
6 | Election of Audit Committee Member: KIM Zeong Won | Management | For | Voted - Against | |
7 | Elect PARK Sung Ha | Management | For | Voted - Against | |
8 | Directors' Fees | Management | For | Voted - Against | |
9 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
SKF AB | |||||
Security ID: W84237143 Ticker: SKFB | |||||
Meeting Date: 23-Mar-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | N/A | Non-Voting |
Page | 79
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
7 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
8 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
9 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
10 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
11 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
12 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
13 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
14 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
15 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
16 | Non-Voting Agenda Item | N/A | N/A | Non-Voting | |
17 | Accounts and Reports | Management | For | Voted - For | |
18 | Allocation of Profits/Dividends | Management | For | Voted - For | |
19 | Ratification of Hans Straberg | Management | For | Voted - For | |
20 | Ratification of Hock Goh | Management | For | Voted - For | |
21 | Ratification of Barb Samardzich | Management | For | Voted - For | |
22 | Ratification of Colleen Repplier | Management | For | Voted - For | |
23 | Ratification of Geert Follens | Management | For | Voted - For | |
24 | Ratification of Hakan Buskhe | Management | For | Voted - For | |
25 | Ratification of Susanna Schneeberger | Management | For | Voted - For | |
26 | Ratification of Rickard Gustafson | Management | For | Voted - For | |
27 | Ratification of Rickard Gustafson (CEO) | Management | For | Voted - For | |
28 | Ratification of Jonny Hilbert | Management | For | Voted - For | |
29 | Ratification of Zarko Djurovic | Management | For | Voted - For | |
30 | Ratification of Thomas Eliasson | Management | For | Voted - For | |
31 | Ratification of Steve Norrman | Management | For | Voted - For | |
32 | Board Size | Management | For | Voted - For | |
33 | Directors' Fees | Management | For | Voted - For | |
34 | Elect Hans Straberg | Management | For | Voted - Against | |
35 | Elect Hock Goh | Management | For | Voted - For | |
36 | Elect Geert Follens | Management | For | Voted - For | |
37 | Elect Hakan Buskhe | Management | For | Voted - Against | |
38 | Elect Susanna Schneeberger | Management | For | Voted - For | |
39 | Elect Rickard Gustafson | Management | For | Voted - Against | |
40 | Elect Beth Ferreira | Management | For | Voted - For | |
41 | Elect Therese Friberg | Management | For | Voted - For | |
42 | Elect Richard Nilsson | Management | For | Voted - Against | |
43 | Elect Niko Pakalen | Management | For | Voted - For | |
44 | Elect Hans Straberg as Chair of the Board | Management | For | Voted - For | |
45 | Remuneration Report | Management | For | Voted - For | |
46 | Approve Performance Share Programme 2023 | Management | For | Voted - For | |
SMITH & NEPHEW PLC | |||||
Security ID: G82343164 | Ticker: SN. | ||||
Meeting Date: 26-Apr-23 | Meeting Type: Annual | ||||
1 | Accounts and Reports | Management | For | Voted - For | |
2 | Remuneration Policy | Management | For | Voted - For | |
3 | Remuneration Report | Management | For | Voted - For | |
Page | 80
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
4 | Final Dividend | Management | For | Voted - For | |
5 | Elect Rupert Soames | Management | For | Voted - For | |
6 | Elect Erik Engstrom | Management | For | Voted - For | |
7 | Elect Jo Hallas | Management | For | Voted - For | |
8 | Elect John Ma | Management | For | Voted - For | |
9 | Elect Katarzyna Mazur-Hofsaess | Management | For | Voted - For | |
10 | Elect Rick Medlock | Management | For | Voted - Against | |
11 | Elect Deepak Nath | Management | For | Voted - For | |
12 | Elect Anne-Francoise Nesmes | Management | For | Voted - For | |
13 | Elect Marc Owen | Management | For | Voted - For | |
14 | Elect Roberto Quarta | Management | For | Voted - For | |
15 | Elect Angie Risley | Management | For | Voted - For | |
16 | Elect Bob White | Management | For | Voted - For | |
17 | Appointment of Auditor | Management | For | Voted - For | |
18 | Authority to Set Auditor's Fees | Management | For | Voted - For | |
19 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For | |
20 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For | |
21 | Authority to Issue Shares w/o Preemptive Rights | ||||
(Specified Capital Investment) | Management | For | Voted - For | ||
22 | Authority to Repurchase Shares | Management | For | Voted - For | |
23 | Authority to Set General Meeting Notice Period at | ||||
14 Days | Management | For | Voted - For | ||
SUNCOR ENERGY INC. | |||||
Security ID: 867224107 | Ticker: SU | ||||
Meeting Date: 09-May-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Elect Ian R. Ashby | Management | For | Voted - For | |
3 | Elect Patricia M. Bedient | Management | For | Voted - For | |
4 | Elect Russell K. Girling | Management | For | Voted - For | |
5 | Elect Jean Paul Gladu | Management | For | Voted - For | |
6 | Elect Dennis M. Houston | Management | For | Voted - For | |
7 | Elect Richard M. Kruger | Management | For | Voted - For | |
8 | Elect Brian P. MacDonald | Management | For | Voted - For | |
9 | Elect Lorraine Mitchelmore | Management | For | Voted - For | |
10 | Elect Daniel Romasko | Management | For | Voted - For | |
11 | Elect Christopher R. Seasons | Management | For | Voted - For | |
12 | Elect M. Jacqueline Sheppard | Management | For | Voted - For | |
13 | Elect Eira M. Thomas | Management | For | Voted - For | |
14 | Elect Michael M. Wilson | Management | For | Voted - For | |
15 | Appointment of Auditor | Management | For | Voted - For | |
16 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
17 | Shareholder Proposal Regarding CapEx Alignment | ||||
with GHG Target and Net Zero Pledge | Sharehold | Against | Voted - Against |
Page | 81
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
THALES S.A. | |||||
Security ID: F9156M108 | Ticker: HO | ||||
Meeting Date: 10-May-23 | Meeting Type: Mix | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
7 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
8 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
9 | Consolidated Accounts and Reports | Management | For | Voted - For | |
10 | Accounts and Reports; Non Tax-Deductible Expenses | Management | For | Voted - For | |
11 | Allocation of Profits/Dividends | Management | For | Voted - For | |
12 | 2022 Remuneration of Patrice Caine, Chair and CEO | Management | For | Voted - For | |
13 | 2022 Remuneration Report | Management | For | Voted - For | |
14 | 2023 Remuneration Policy (Chair and CEO) | Management | For | Voted - For | |
15 | 2023 Remuneration Policy (Board of Directors) | Management | For | Voted - For | |
16 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For | |
17 | Authority to Issue Restricted Shares (Employees) | Management | For | Voted - For | |
18 | Authority to Issue Performance Shares (Chair and | ||||
CEO) | Management | For | Voted - For | ||
19 | Authority to Cancel Shares and Reduce Capital | Management | For | Voted - For | |
20 | Authorisation of Legal Formalities | Management | For | Voted - For | |
21 | Elect Marianna Nitsch | Management | For | Voted - For | |
UNITED OVERSEAS BANK LIMITED | |||||
Security ID: Y9T10P105 | Ticker: U11 | ||||
Meeting Date: 21-Apr-23 | Meeting Type: Annual | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Accounts and Reports | Management | For | Voted - For | |
3 | Allocation of Profits/Dividends | Management | For | Voted - For | |
4 | Directors' Fees | Management | For | Voted - For | |
5 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
6 | Elect WEE Ee Cheong | Management | For | Voted - For | |
7 | Elect Steven PHAN Swee Kim | Management | For | Voted - For | |
8 | Elect CHIA Tai Tee | Management | For | Voted - For | |
9 | Elect ONG Chong Tee | Management | For | Voted - For | |
10 | Authority to Issue Shares w/ or w/o Preemptive | ||||
Rights | Management | For | Voted - For | ||
11 | Authority to Issue Shares under the UOB Scrip | ||||
Dividend Scheme | Management | For | Voted - For | ||
12 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For |
Page | 82
Barrow Hanley International Value Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
VEOLIA ENVIRONNEMENT | |||||
Security ID: F9686M107 Ticker: VIE | |||||
Meeting Date: 27-Apr-23 | Meeting Type: Mix | ||||
1 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
7 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
8 | Non-Voting Meeting Note | N/A | N/A | Non-Voting | |
9 | Accounts and Reports | Management | For | Voted - For | |
10 | Consolidated Accounts and Reports | Management | For | Voted - For | |
11 | Non Tax-Deductible Expenses | Management | For | Voted - For | |
12 | Allocation of Profits/Dividends | Management | For | Voted - For | |
13 | Special Auditors Report on Regulated Agreements | Management | For | Voted - For | |
14 | Elect Maryse Aulagnon | Management | For | Voted - For | |
15 | Elect Olivier Andries | Management | For | Voted - For | |
16 | Elect Veronique Bedague-Hamilius | Management | For | Voted - For | |
17 | Elect Francisco Reynes Massanet | Management | For | Voted - For | |
18 | Appointment of Auditor (Ernst & Young) | Management | For | Voted - Against | |
19 | 2022 Remuneration of Antoine Frerot, Chair and CEO | ||||
(until June 30, 2022) | Management | For | Voted - For | ||
20 | 2022 Remuneration of Antoine Frerot, Chair (from | ||||
July 1, 2022) | Management | For | Voted - For | ||
21 | 2022 Remuneration of Estelle Brachlianoff, CEO | ||||
(from July 1, 2022) | Management | For | Voted - For | ||
22 | 2022 Remuneration Report | Management | For | Voted - For | |
23 | 2023 Remuneration Policy (Chair) | Management | For | Voted - Against | |
24 | 2023 Remuneration Policy (CEO) | Management | For | Voted - For | |
25 | 2023 Remuneration Policy (Non-Executive Directors) | Management | For | Voted - For | |
26 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For | |
27 | Employee Stock Purchase Plan | Management | For | Voted - For | |
28 | Stock Purchase Plan for Overseas Employees | Management | For | Voted - For | |
29 | Authority to Issue Performance Shares | Management | For | Voted - For | |
30 | Amendments to Articles Regarding Corporate Mission | Management | For | Voted - For | |
31 | Authorisation of Legal Formalities | Management | For | Voted - For |
Page | 83
Barrow Hanley US Value Opportunities Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
AECOM | |||||
Security ID: 00766T100 | Ticker: ACM | ||||
Meeting Date: 31-Mar-23 | Meeting Type: Annual | ||||
1 | Elect Brad W. Buss | Management | For | Voted - For | |
2 | Elect Lydia H. Kennard | Management | For | Voted - For | |
3 | Elect Kristy M. Pipes | Management | For | Voted - For | |
4 | Elect W. Troy Rudd | Management | For | Voted - For | |
5 | Elect Douglas W. Stotlar | Management | For | Voted - For | |
6 | Elect Daniel R. Tishman | Management | For | Voted - For | |
7 | Elect Sander van 't Noordende | Management | For | Voted - For | |
8 | Elect Janet C. Wolfenbarger | Management | For | Voted - For | |
9 | Ratification of Auditor | Management | For | Voted - For | |
10 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
AERCAP HOLDINGS N.V. | |||||
Security ID: N00985106 | Ticker: AER | ||||
Meeting Date: 26-Apr-23 | Meeting Type: Annual | ||||
1 | Accounts and Reports | Management | For | Voted - For | |
2 | Ratification of Board Acts | Management | For | Voted - For | |
3 | Designation of CFO as Person Temporarily | ||||
Responsible for Management | Management | For | Voted - For | ||
4 | Appointment of Auditor | Management | For | Voted - For | |
5 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For | |
6 | Authority to Suppress Preemptive Rights | Management | For | Voted - For | |
7 | Authority to Issue Shares w/ Preemptive Rights in | ||||
connection with Mergers and Acquisitions | Management | For | Voted - For | ||
8 | Authority to Suppress Preemptive Rights (Additional | ||||
Authority) | Management | For | Voted - Against | ||
9 | Authority to Repurchase Shares | Management | For | Voted - For | |
10 | Authority to Repurchase Additional Shares | Management | For | Voted - For | |
11 | Reduction of Capital through Cancelation of Shares | Management | For | Voted - For | |
AIR PRODUCTS AND CHEMICALS, INC. | |||||
Security ID: 009158106 | Ticker: APD | ||||
Meeting Date: 26-Jan-23 | Meeting Type: Annual | ||||
1 | Elect Tonit M. Calaway | Management | For | Voted - For | |
2 | Elect Charles I. Cogut | Management | For | Voted - For | |
3 | Elect Lisa A. Davis | Management | For | Voted - For | |
4 | Elect Seifollah Ghasemi | Management | For | Voted - For | |
5 | Elect David H. Y. Ho | Management | For | Voted - For | |
6 | Elect Edward L. Monser | Management | For | Voted - For |
Page | 84
Barrow Hanley US Value Opportunities Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
7 | Elect Matthew H. Paull | Management | For | Voted - For | |
8 | Elect Wayne T. Smith | Management | For | Voted - For | |
9 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
10 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
11 | Ratification of Auditor | Management | For | Voted - For | |
AMERICAN CAMPUS COMMUNITIES, INC. | |||||
Security ID: 024835100 | Ticker: ACC | ||||
Meeting Date: 04-Aug-22 | Meeting Type: Special | ||||
1 | Acquisition by Blackstone | Management | For | Voted - For | |
2 | Advisory Vote on Golden Parachutes | Management | For | Voted - Against | |
3 | Right to Adjourn Meeting | Management | For | Voted - For | |
AMERICAN EXPRESS COMPANY | |||||
Security ID: 025816109 | Ticker: AXP | ||||
Meeting Date: 02-May-23 | Meeting Type: Annual | ||||
1 | Elect Thomas J. Baltimore, Jr. | Management | For | Voted - For | |
2 | Elect John J. Brennan | Management | For | Voted - For | |
3 | Elect Peter Chernin | Management | For | Voted - For | |
4 | Elect Walter J. Clayton III | Management | For | Voted - For | |
5 | Elect Ralph de la Vega | Management | For | Voted - For | |
6 | Elect Theodore J. Leonsis | Management | For | Voted - For | |
7 | Elect Deborah P. Majoras | Management | For | Voted - For | |
8 | Elect Karen L. Parkhill | Management | For | Voted - For | |
9 | Elect Charles E. Phillips, Jr. | Management | For | Voted - For | |
10 | Elect Lynn A. Pike | Management | For | Voted - For | |
11 | Elect Stephen J. Squeri | Management | For | Voted - For | |
12 | Elect Daniel L. Vasella | Management | For | Voted - For | |
13 | Elect Lisa W. Wardell | Management | For | Voted - For | |
14 | Elect Christopher D. Young | Management | For | Voted - For | |
15 | Ratification of Auditor | Management | For | Voted - Against | |
16 | Advisory Vote on Executive Compensation | Management | For | Voted - Against | |
17 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
18 | Shareholder Proposal Regarding Severance Approval | ||||
Policy | Sharehold | Against | Voted - For | ||
19 | Shareholder Proposal Regarding Report on Risks from | ||||
Abortion-Related Information Requests | Sharehold | Against | Voted - Against | ||
AMERICAN INTERNATIONAL GROUP, INC. | |||||
Security ID: 026874784 | Ticker: AIG | ||||
Meeting Date: 10-May-23 | Meeting Type: Annual | ||||
1 | Elect Paola Bergamaschi Broyd | Management | For | Voted - For | |
2 | Elect James Cole, Jr. | Management | For | Voted - For |
Page | 85
Barrow Hanley US Value Opportunities Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
3 | Elect W. Don Cornwell | Management | For | Voted - For | |
4 | Elect Linda A. Mills | Management | For | Voted - For | |
5 | Elect Diana M. Murphy | Management | For | Voted - For | |
6 | Elect Peter R. Porrino | Management | For | Voted - For | |
7 | Elect John G. Rice | Management | For | Voted - For | |
8 | Elect Therese M. Vaughan | Management | For | Voted - For | |
9 | Elect Vanessa A. Wittman | Management | For | Voted - For | |
10 | Elect Peter S. Zaffino | Management | For | Voted - For | |
11 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
12 | Ratification of Auditor | Management | For | Voted - For | |
13 | Shareholder Proposal Regarding Independent Chair | Sharehold | Against | Voted - For | |
APTIV PLC | |||||
Security ID: G6095L109 | Ticker: APTV | ||||
Meeting Date: 26-Apr-23 | Meeting Type: Annual | ||||
1 | Elect Kevin P. Clark | Management | For | Voted - For | |
2 | Elect Richard L. Clemmer | Management | For | Voted - For | |
3 | Elect Nancy E. Cooper | Management | For | Voted - For | |
4 | Elect Joseph L. Hooley | Management | For | Voted - For | |
5 | Elect Merit E. Janow | Management | For | Voted - For | |
6 | Elect Sean O. Mahoney | Management | For | Voted - For | |
7 | Elect Paul M. Meister | Management | For | Voted - For | |
8 | Elect Robert K. Ortberg | Management | For | Voted - For | |
9 | Elect Colin J. Parris | Management | For | Voted - For | |
10 | Elect Ana G. Pinczuk | Management | For | Voted - For | |
11 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
12 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
ARAMARK | |||||
Security ID: 03852U106 | Ticker: ARMK | ||||
Meeting Date: 03-Feb-23 | Meeting Type: Annual | ||||
1 | Elect Susan M. Cameron | Management | For | Voted - For | |
2 | Elect Greg Creed | Management | For | Voted - For | |
3 | Elect Bridgette P. Heller | Management | For | Voted - For | |
4 | Elect Paul C. Hilal | Management | For | Voted - For | |
5 | Elect Kenneth M. Keverian | Management | For | Voted - For | |
6 | Elect Karen M. King | Management | For | Voted - For | |
7 | Elect Patricia E. Lopez | Management | For | Voted - For | |
8 | Elect Stephen I. Sadove | Management | For | Voted - For | |
9 | Elect Kevin G. Wills | Management | For | Voted - For | |
10 | Elect Arthur B. Winkleblack | Management | For | Voted - For | |
11 | Elect John J. Zillmer | Management | For | Voted - For | |
12 | Ratification of Auditor | Management | For | Voted - For | |
13 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
14 | Approval of the 2023 Stock Incentive Plan | Management | For | Voted - For |
Page | 86
Barrow Hanley US Value Opportunities Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
AVANTOR, INC. | |||||
Security ID: 05352A100 | Ticker: AVTR | ||||
Meeting Date: 11-May-23 | Meeting Type: Annual | ||||
1 | Elect Juan Andres | Management | For | Voted - Against | |
2 | Elect John Carethers, M.D. | Management | For | Voted - For | |
3 | Elect Lan Kang | Management | For | Voted - For | |
4 | Elect Joseph Massaro | Management | For | Voted - For | |
5 | Elect Mala Murthy | Management | For | Voted - For | |
6 | Elect Jonathan M. Peacock | Management | For | Voted - For | |
7 | Elect Michael Severino | Management | For | Voted - For | |
8 | Elect Christi Shaw | Management | For | Voted - For | |
9 | Elect Michael Stubblefield | Management | For | Voted - For | |
10 | Elect Gregory L. Summe | Management | For | Voted - Against | |
11 | Ratification of Auditor | Management | For | Voted - For | |
12 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
AXALTA COATING SYSTEMS LTD. | |||||
Security ID: G0750C108 Ticker: AXTA | |||||
Meeting Date: 07-Jun-23 | Meeting Type: Annual | ||||
1.1 | Elect Jan A. Bertsch | Management | For | Voted - For | |
1.2 | Elect Steven M. Chapman | Management | For | Voted - For | |
1.3 | Elect William M. Cook | Management | For | Voted - For | |
1.4 | Elect Tyrone M. Jordan | Management | For | Voted - For | |
1.5 | Elect Deborah J. Kissire | Management | For | Voted - For | |
1.6 | Elect Robert M. McLaughlin | Management | For | Voted - For | |
1.7 | Elect Rakesh Sachdev | Management | For | Voted - For | |
1.8 | Elect Samuel L. Smolik | Management | For | Voted - For | |
1.9 | Elect Chris Villavarayan | Management | For | Voted - For | |
2 | Ratification of Auditor | Management | For | Voted - For | |
3 | Amendment to the 2014 Incentive Award Plan | Management | For | Voted - For | |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
AXIS CAPITAL HOLDINGS LIMITED | |||||
Security ID: G0692U109 Ticker: AXS | |||||
Meeting Date: 04-May-23 | Meeting Type: Annual | ||||
1 | Elect W. Marston Becker | Management | For | Voted - For | |
2 | Elect Michael Millegan | Management | For | Voted - For | |
3 | Elect Thomas C. Ramey | Management | For | Voted - For | |
4 | Elect Lizabeth H. Zlatkus | Management | For | Voted - For | |
5 | Advisory Vote on Executive Compensation | Management | For | Voted - Against | |
6 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
7 | Amendment to the 2017 Long-Term Equity Compensation | ||||
Plan | Management | For | Voted - For | ||
Page | 87
Barrow Hanley US Value Opportunities Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
8 | Ratification of Auditor and Authority to Set Fees | Management | For | Voted - For | |
BERKSHIRE HATHAWAY INC. | |||||
Security ID: 084670702 | Ticker: BRKA | ||||
Meeting Date: 06-May-23 | Meeting Type: Annual | ||||
1.1 | Elect Warren E. Buffett | Management | For | Voted - For | |
1.2 | Elect Charles T. Munger | Management | For | Voted - For | |
1.3 | Elect Gregory E. Abel | Management | For | Voted - For | |
1.4 | Elect Howard G. Buffett | Management | For | Voted - For | |
1.5 | Elect Susan A. Buffett | Management | For | Voted - For | |
1.6 | Elect Stephen B. Burke | Management | For | Voted - For | |
1.7 | Elect Kenneth I. Chenault | Management | For | Voted - For | |
1.8 | Elect Christopher C. Davis | Management | For | Voted - For | |
1.9 | Elect Susan L. Decker | Management | For | Voted - For | |
1.10 | Elect Charlotte Guyman | Management | For | Voted - For | |
1.11 | Elect Ajit Jain | Management | For | Voted - For | |
1.12 | Elect Thomas S. Murphy, Jr. | Management | For | Voted - For | |
1.13 | Elect Ronald L. Olson | Management | For | Voted - For | |
1.14 | Elect Wallace R. Weitz | Management | For | Voted - For | |
1.15 | Elect Meryl B. Witmer | Management | For | Voted - For | |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | Voted - 3 Years | |
4 | Shareholder Proposal Regarding Climate Report | Sharehold | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Disclosure and | ||||
Oversight of Climate Change Risks | Sharehold | Against | Voted - Against | ||
6 | Shareholder Proposal Regarding Aligning GHG | ||||
Reductions with Paris Agreement | Sharehold | Against | Voted - Against | ||
7 | Shareholder Proposal Regarding Diversity and | ||||
Inclusion Report | Sharehold | Against | Voted - Against | ||
8 | Shareholder Proposal Regarding Independent Chair | Sharehold | Against | Voted - Against | |
9 | Shareholder Proposal Regarding Public Positions on | ||||
Political Speech | Sharehold | Against | Voted - Against | ||
BROADCOM INC. | |||||
Security ID: Y0486S104 | Ticker: AVGO | ||||
Meeting Date: 03-Apr-23 | Meeting Type: Annual | ||||
1 | Elect Diane M. Bryant | Management | For | Voted - For | |
2 | Elect Gayla J. Delly | Management | For | Voted - For | |
3 | Elect Raul J. Fernandez | Management | For | Voted - For | |
4 | Elect Eddy W. Hartenstein | Management | For | Voted - For | |
5 | Elect Check Kian Low | Management | For | Voted - For | |
6 | Elect Justine F. Page | Management | For | Voted - For | |
7 | Elect Henry S. Samueli | Management | For | Voted - For | |
8 | Elect Hock E. Tan | Management | For | Voted - For | |
9 | Elect Harry L. You | Management | For | Voted - Against | |
10 | Ratification of Auditor | Management | For | Voted - For | |
|
Page | 88
Barrow Hanley US Value Opportunities Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
11 | Amendment to the 2012 Stock Incentive Plan | Management | For | Voted - For | |
12 | Advisory Vote on Executive Compensation | Management | For | Voted - Against | |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
BWX TECHNOLOGIES, INC. | |||||
Security ID: 05605H100 | Ticker: BWXT | ||||
Meeting Date: 03-May-23 | Meeting Type: Annual | ||||
1 | Elect Jan A. Bertsch | Management | For | Voted - For | |
2 | Elect Gerhard F. Burbach | Management | For | Voted - For | |
3 | Elect Rex D. Geveden | Management | For | Voted - For | |
4 | Elect James M. Jaska | Management | For | Voted - For | |
5 | Elect Kenneth J. Krieg | Management | For | Voted - For | |
6 | Elect Leland D. Melvin | Management | For | Voted - For | |
7 | Elect Robert L. Nardelli | Management | For | Voted - For | |
8 | Elect Barbara A. Niland | Management | For | Voted - For | |
9 | Elect John M. Richardson | Management | For | Voted - For | |
10 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
12 | Ratification of Auditor | Management | For | Voted - For | |
CACI INTERNATIONAL INC | |||||
Security ID: 127190304 | Ticker: CACI | ||||
Meeting Date: 20-Oct-22 | Meeting Type: Annual | ||||
1 | Elect Michael A. Daniels | Management | For | Voted - For | |
2 | Elect Lisa S. Disbrow | Management | For | Voted - For | |
3 | Elect Susan M. Gordon | Management | For | Voted - For | |
4 | Elect William L. Jews | Management | For | Voted - For | |
5 | Elect Gregory G. Johnson | Management | For | Voted - For | |
6 | Elect Ryan D. McCarthy | Management | For | Voted - For | |
7 | Elect John S. Mengucci | Management | For | Voted - For | |
8 | Elect Philip O. Nolan | Management | For | Voted - For | |
9 | Elect James L. Pavitt | Management | For | Voted - For | |
10 | Elect Debora A. Plunkett | Management | For | Voted - For | |
11 | Elect William S. Wallace | Management | For | Voted - For | |
12 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
13 | Ratification of Auditor | Management | For | Voted - For | |
CENTERPOINT ENERGY, INC. | |||||
Security ID: 15189T107 | Ticker: CNP | ||||
Meeting Date: 21-Apr-23 | Meeting Type: Annual | ||||
1 | Elect Wendy Montoya Cloonan | Management | For | Voted - For | |
2 | Elect Earl M. Cummings | Management | For | Voted - For | |
3 | Elect Christopher H. Franklin | Management | For | Voted - For | |
Page | 89
Barrow Hanley US Value Opportunities Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
4 | Elect David J. Lesar | Management | For | Voted - For | |
5 | Elect Raquelle W. Lewis | Management | For | Voted - For | |
6 | Elect Martin H. Nesbitt | Management | For | Voted - For | |
7 | Elect Theodore F. Pound | Management | For | Voted - Against | |
8 | Elect Phillip R. Smith | Management | For | Voted - For | |
9 | Elect Barry T. Smitherman | Management | For | Voted - For | |
10 | Ratification of Auditor | Management | For | Voted - For | |
11 | Advisory Vote on Executive Compensation | Management | For | Voted - Against | |
12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
13 | Shareholder Proposal Regarding Scope 3 Targets | Sharehold | Against | Voted - Against | |
CHUBB LIMITED | |||||
Security ID: H1467J104 | Ticker: CB | ||||
Meeting Date: 17-May-23 | Meeting Type: Annual | ||||
1 | Accounts and Reports | Management | For | Voted - For | |
2 | Allocation of Profits | Management | For | Voted - For | |
3 | Dividends from Reserves | Management | For | Voted - For | |
4 | Ratification of Board Acts | Management | For | Voted - For | |
5 | Election of Statutory Auditors | Management | For | Voted - For | |
6 | Ratification of Auditor | Management | For | Voted - For | |
7 | Appointment of Special Auditor | Management | For | Voted - For | |
8 | Elect Evan G. Greenberg | Management | For | Voted - For | |
9 | Elect Michael P. Connors | Management | For | Voted - For | |
10 | Elect Michael G. Atieh | Management | For | Voted - For | |
11 | Elect Kathy Bonanno | Management | For | Voted - For | |
12 | Elect Nancy K. Buese | Management | For | Voted - For | |
13 | Elect Sheila P. Burke | Management | For | Voted - For | |
14 | Elect Michael L. Corbat | Management | For | Voted - For | |
15 | Elect Robert J. Hugin | Management | For | Voted - For | |
16 | Elect Robert W. Scully | Management | For | Voted - For | |
17 | Elect Theodore E. Shasta | Management | For | Voted - For | |
18 | Elect David H. Sidwell | Management | For | Voted - For | |
19 | Elect Olivier Steimer | Management | For | Voted - For | |
20 | Elect Frances F. Townsend | Management | For | Voted - For | |
21 | Elect Evan G. Greenberg as Chair | Management | For | Voted - For | |
22 | Elect Michael P. Connors | Management | For | Voted - For | |
23 | Elect David H. Sidwell | Management | For | Voted - For | |
24 | Elect Frances F. Townsend | Management | For | Voted - For | |
25 | Appointment of Independent Proxy (Switzerland) | Management | For | Voted - For | |
26 | Amendments to Articles (Revision of Law) | Management | For | Voted - For | |
27 | Amendment to Advance Notice Period | Management | For | Voted - For | |
28 | Cancellation of Shares | Management | For | Voted - For | |
29 | Amendment to Par Value | Management | For | Voted - For | |
30 | Board Compensation | Management | For | Voted - For | |
31 | Executive Compensation (Binding) | Management | For | Voted - For | |
32 | Compensation Report (Switzerland) | Management | For | Voted - For | |
33 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
Page | 90
Barrow Hanley US Value Opportunities Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
34 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
35 | Shareholder Proposal Regarding Aligning GHG | ||||
Reductions with Paris Agreement | Sharehold | Against | Voted - Against | ||
36 | Shareholder Proposal Regarding Human Rights Risks | ||||
and Underwriting Process | Sharehold | Against | Voted - Against | ||
37 | Additional or Amended Proposals | Management | For | Voted - Against | |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | |||||
Security ID: 192446102 | Ticker: CTSH | ||||
Meeting Date: 06-Jun-23 | Meeting Type: Annual | ||||
1 | Elect Zein Abdalla | Management | For | Voted - For | |
2 | Elect Vinita K. Bali | Management | For | Voted - For | |
3 | Elect Eric Branderiz | Management | For | Voted - For | |
4 | Elect Archana Deskus | Management | For | Voted - For | |
5 | Elect John M. Dineen | Management | For | Voted - For | |
6 | Elect Nella Domenici | Management | For | Voted - For | |
7 | Elect Ravi Kumar Singisetti | Management | For | Voted - For | |
8 | Elect Leo S. Mackay, Jr. | Management | For | Voted - For | |
9 | Elect Michael Patsalos-Fox | Management | For | Voted - For | |
10 | Elect Stephen J. Rohleder | Management | For | Voted - For | |
11 | Elect Abraham Schot | Management | For | Voted - For | |
12 | Elect Joseph M. Velli | Management | For | Voted - For | |
13 | Elect Sandra S. Wijnberg | Management | For | Voted - For | |
14 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
16 | Approval of the 2023 Incentive Award Plan | Management | For | Voted - For | |
17 | Amendment to the 2004 Employee Stock Purchase Plan | Management | For | Voted - For | |
18 | Ratification of Auditor | Management | For | Voted - For | |
19 | Shareholder Proposal Regarding Shareholder Approval | ||||
of Advance Notice Provisions | Sharehold | Against | Voted - For | ||
20 | Shareholder Proposal Regarding Severance Approval | ||||
Policy | Sharehold | Against | Voted - Against | ||
COMCAST CORPORATION | |||||
Security ID: 20030N101 | Ticker: CMCSA | ||||
Meeting Date: 07-Jun-23 | Meeting Type: Annual | ||||
1.1 | Elect Kenneth J. Bacon | Management | For | Voted - For | |
1.2 | Elect Thomas J. Baltimore, Jr. | Management | For | Voted - For | |
1.3 | Elect Madeline S. Bell | Management | For | Voted - For | |
1.4 | Elect Edward D. Breen | Management | For | Voted - For | |
1.5 | Elect Gerald L. Hassell | Management | For | Voted - For | |
1.6 | Elect Jeffrey A. Honickman | Management | For | Voted - For | |
1.7 | Elect Maritza Gomez Montiel | Management | For | Voted - For | |
1.8 | Elect Asuka Nakahara | Management | For | Voted - For | |
1.9 | Elect David C. Novak | Management | For | Voted - For | |
1.10 | Elect Brian L. Roberts | Management | For | Voted - For |
Page | 91
Barrow Hanley US Value Opportunities Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2 | Ratification of Auditor | Management | For | Voted - For | |
3 | Approval of the 2023 Omnibus Equity Incentive Plan | Management | For | Voted - For | |
4 | Amendment to the 2002 Employee Stock Purchase Plan | Management | For | Voted - For | |
5 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
6 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
7 | Shareholder Proposal Regarding Racial Equity Audit | Sharehold | Against | Voted - For | |
8 | Shareholder Proposal Regarding Report on Climate | ||||
Risk In Employee Retirement Default Options | Sharehold | Against | Voted - Against | ||
9 | Shareholder Proposal Regarding GHG Targets and | ||||
Alignment with Paris Agreement | Sharehold | Against | Voted - Against | ||
10 | Shareholder Proposal Regarding Report on Political | ||||
Expenditures and Values Congruency | Sharehold | Against | Voted - Against | ||
11 | Shareholder Proposal Regarding Report on Corporate | ||||
Operations with China | Sharehold | Against | Voted - Against | ||
CORPORATE OFFICE PROPERTIES TRUST | |||||
Security ID: 22002T108 | Ticker: OFC | ||||
Meeting Date: 11-May-23 | Meeting Type: Annual | ||||
1 | Elect Thomas F. Brady | Management | For | Voted - For | |
2 | Elect Stephen E. Budorick | Management | For | Voted - For | |
3 | Elect Robert L. Denton, Sr. | Management | For | Voted - For | |
4 | Elect Philip L. Hawkins | Management | For | Voted - For | |
5 | Elect Steven D. Kesler | Management | For | Voted - For | |
6 | Elect Letitia A. Long | Management | For | Voted - For | |
7 | Elect Essye B. Miller | Management | For | Voted - For | |
8 | Elect Raymond L. Owens | Management | For | Voted - For | |
9 | Elect C. Taylor Pickett | Management | For | Voted - For | |
10 | Elect Lisa G. Trimberger | Management | For | Voted - For | |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
12 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
13 | Ratification of Auditor | Management | For | Voted - For | |
CRH PLC | |||||
Security ID: 12626K203 | Ticker: CRH | ||||
Meeting Date: 27-Apr-23 | Meeting Type: Annual | ||||
1 | Accounts and Reports | Management | For | Voted - For | |
2 | Final Dividend | Management | For | Voted - For | |
3 | Remuneration Report | Management | For | Voted - For | |
4 | Elect Richard Boucher | Management | For | Voted - For | |
5 | Elect Caroline Dowling | Management | For | Voted - For | |
6 | Elect Richard H. Fearon | Management | For | Voted - Against | |
7 | Elect Johan Karlstrom | Management | For | Voted - For | |
8 | Elect Shaun Kelly | Management | For | Voted - For | |
9 | Elect Badar Khan | Management | For | Voted - For | |
10 | Elect H. Lamar McKay | Management | For | Voted - For | |
11 | Elect Albert Manifold | Management | For | Voted - For | |
|
Page | 92
Barrow Hanley US Value Opportunities Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
12 | Elect Jim Mintern | Management | For | Voted - For | |
13 | Elect Gillian L. Platt | Management | For | Voted - For | |
14 | Elect Mary K. Rhinehart | Management | For | Voted - For | |
15 | Elect Siobhan Talbot | Management | For | Voted - For | |
16 | Elect Christina Verchere | Management | For | Voted - For | |
17 | Authority to Set Auditor's Fees | Management | For | Voted - For | |
18 | Appointment of Auditor | Management | For | Voted - For | |
19 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For | |
20 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For | |
21 | Authority to Repurchase Shares | Management | For | Voted - For | |
22 | Authority to Set Price Range for Reissuance of | ||||
Treasury Shares | Management | For | Voted - For | ||
Meeting Date: 08-Jun-23 | Meeting Type: Special | ||||
1 | Scheme of Arrangement (Settlement System Migration) | Management | For | Voted - For | |
2 | Approve Scheme of Arrangement | Management | For | Voted - For | |
3 | Change of Listing | Management | For | Voted - For | |
4 | Adoption of New Articles | Management | For | Voted - For | |
5 | Authority to Repurchase Shares | Management | For | Voted - For | |
6 | Authority to Set Price Range for Reissuance of | ||||
Treasury Shares | Management | For | Voted - For | ||
7 | Amendments to Articles (Share Redemption) | Management | For | Voted - For | |
CVS HEALTH CORPORATION | |||||
Security ID: 126650100 | Ticker: CVS | ||||
Meeting Date: 18-May-23 | Meeting Type: Annual | ||||
1 | Elect Fernando Aguirre | Management | For | Voted - For | |
2 | Elect Jeffrey R. Balser | Management | For | Voted - For | |
3 | Elect C. David Brown II | Management | For | Voted - For | |
4 | Elect Alecia A. DeCoudreaux | Management | For | Voted - For | |
5 | Elect Nancy-Ann DeParle | Management | For | Voted - For | |
6 | Elect Roger N. Farah | Management | For | Voted - For | |
7 | Elect Anne M. Finucane | Management | For | Voted - For | |
8 | Elect Edward J. Ludwig | Management | For | Voted - For | |
9 | Elect Karen S. Lynch | Management | For | Voted - For | |
10 | Elect Jean-Pierre Millon | Management | For | Voted - For | |
11 | Elect Mary L. Schapiro | Management | For | Voted - For | |
12 | Ratification of Auditor | Management | For | Voted - Against | |
13 | Advisory Vote on Executive Compensation | Management | For | Voted - Against | |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
15 | Shareholder Proposal Regarding Paid Sick Leave | Sharehold | Against | Voted - For | |
16 | Shareholder Proposal Regarding Right to Call | ||||
Special Meetings | Sharehold | Against | Voted - Against | ||
17 | Shareholder Proposal Regarding Shareholder Approval | ||||
of Advance Notice Provisions | Sharehold | Against | Voted - For | ||
18 | Shareholder Proposal Regarding Third-Party | ||||
Assessment of Freedom of Association | Sharehold | Against | Voted - For | ||
|
Page | 93
Barrow Hanley US Value Opportunities Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
19 | Shareholder Proposal Regarding Company Directors | ||||
Serving on Multiple Boards | Sharehold | Against | Voted - Against | ||
DEERE & COMPANY | |||||
Security ID: 244199105 | Ticker: DE | ||||
Meeting Date: 22-Feb-23 | Meeting Type: Annual | ||||
1 | Elect Leanne G. Caret | Management | For | Voted - For | |
2 | Elect Tamra A. Erwin | Management | For | Voted - For | |
3 | Elect Alan C. Heuberger | Management | For | Voted - For | |
4 | Elect Charles O. Holliday, Jr. | Management | For | Voted - For | |
5 | Elect Michael O. Johanns | Management | For | Voted - For | |
6 | Elect Clayton M. Jones | Management | For | Voted - For | |
7 | Elect John C. May | Management | For | Voted - For | |
8 | Elect Gregory R. Page | Management | For | Voted - For | |
9 | Elect Sherry M. Smith | Management | For | Voted - For | |
10 | Elect Dmitri L. Stockton | Management | For | Voted - For | |
11 | Elect Sheila G. Talton | Management | For | Voted - For | |
12 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
14 | Ratification of Auditor | Management | For | Voted - For | |
15 | Shareholder Proposal Regarding Severance Approval | ||||
Policy | Sharehold | Against | Voted - For | ||
DOLLAR GENERAL CORPORATION | |||||
Security ID: 256677105 | Ticker: DG | ||||
Meeting Date: 31-May-23 | Meeting Type: Annual | ||||
1 | Elect Warren F. Bryant | Management | For | Voted - For | |
2 | Elect Michael M. Calbert | Management | For | Voted - For | |
3 | Elect Ana M. Chadwick | Management | For | Voted - For | |
4 | Elect Patricia D. Fili-Krushel | Management | For | Voted - For | |
5 | Elect Timothy I. McGuire | Management | For | Voted - For | |
6 | Elect Jeffery C. Owen | Management | For | Voted - For | |
7 | Elect Debra A. Sandler | Management | For | Voted - For | |
8 | Elect Ralph E. Santana | Management | For | Voted - For | |
9 | Elect Todd J. Vasos | Management | For | Voted - For | |
10 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
12 | Ratification of Auditor | Management | For | Voted - For | |
13 | Shareholder Proposal Regarding Cage-Free Eggs | Sharehold | Against | Voted - Against | |
14 | Shareholder Proposal Regarding Length of Share | ||||
Ownership Required to Call Special Meetings | Sharehold | Against | Voted - For | ||
15 | Shareholder Proposal Regarding Third-Party Audit of | ||||
Worker Safety and Well-Being | Sharehold | Against | Voted - For |
Page | 94
Barrow Hanley US Value Opportunities Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
DUPONT DE NEMOURS, INC. | |||||
Security ID: 26614N102 | Ticker: DD | ||||
Meeting Date: 24-May-23 | Meeting Type: Annual | ||||
1 | Elect Amy G. Brady | Management | For | Voted - For | |
2 | Elect Edward D. Breen | Management | For | Voted - For | |
3 | Elect Ruby R. Chandy | Management | For | Voted - For | |
4 | Elect Terrence R. Curtin | Management | For | Voted - For | |
5 | Elect Alexander M. Cutler | Management | For | Voted - For | |
6 | Elect Eleuthere I. du Pont | Management | For | Voted - For | |
7 | Elect Kristina M. Johnson | Management | For | Voted - For | |
8 | Elect Luther C. Kissam IV | Management | For | Voted - For | |
9 | Elect Frederick M. Lowery | Management | For | Voted - For | |
10 | Elect Raymond J. Milchovich | Management | For | Voted - For | |
11 | Elect Deanna M. Mulligan | Management | For | Voted - For | |
12 | Elect Steven M. Sterin | Management | For | Voted - For | |
13 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
14 | Ratification of Auditor | Management | For | Voted - For | |
15 | Shareholder Proposal Regarding Independent Chair | Sharehold | Against | Voted - Against | |
EAST WEST BANCORP, INC. | |||||
Security ID: 27579R104 | Ticker: EWBC | ||||
Meeting Date: 23-May-23 | Meeting Type: Annual | ||||
1 | Elect Manuel P. Alvarez | Management | For | Voted - For | |
2 | Elect Molly Campbell | Management | For | Voted - For | |
3 | Elect Archana Deskus | Management | For | Voted - For | |
4 | Elect Serge Dumont | Management | For | Voted - For | |
5 | Elect Rudolph I. Estrada | Management | For | Voted - For | |
6 | Elect Paul H. Irving | Management | For | Voted - For | |
7 | Elect Sabrina Kay | Management | For | Voted - For | |
8 | Elect Jack C. Liu | Management | For | Voted - For | |
9 | Elect Dominic Ng | Management | For | Voted - For | |
10 | Elect Lester M. Sussman | Management | For | Voted - For | |
11 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
13 | Ratification of Auditor | Management | For | Voted - For | |
ELECTRONIC ARTS INC. | |||||
Security ID: 285512109 | Ticker: EA | ||||
Meeting Date: 11-Aug-22 | Meeting Type: Annual | ||||
1 | Elect Kofi A. Bruce | Management | For | Voted - For | |
2 | Elect Rachel A. Gonzalez | Management | For | Voted - For | |
3 | Elect Jeffrey T. Huber | Management | For | Voted - For |
Page | 95
Barrow Hanley US Value Opportunities Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
4 | Elect Talbott Roche | Management | For | Voted - For | |
5 | Elect Richard A. Simonson | Management | For | Voted - For | |
6 | Elect Luis A. Ubinas | Management | For | Voted - For | |
7 | Elect Heidi J. Ueberroth | Management | For | Voted - For | |
8 | Elect Andrew Wilson | Management | For | Voted - For | |
9 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
10 | Ratification of Auditor | Management | For | Voted - For | |
11 | Approval of Amendment to the 2019 Equity Incentive | ||||
Plan | Management | For | Voted - For | ||
12 | Reduce Ownership Threshold for Shareholders to Call | ||||
Special Meetings | Management | For | Voted - For | ||
13 | Shareholder Proposal Regarding Severance Approval | ||||
Policy | Sharehold | Against | Voted - For | ||
ELEMENT SOLUTIONS INC | |||||
Security ID: 28618M106 | Ticker: ESI | ||||
Meeting Date: 06-Jun-23 | Meeting Type: Annual | ||||
1 | Elect Martin E. Franklin | Management | For | Voted - For | |
2 | Elect Benjamin Gliklich | Management | For | Voted - For | |
3 | Elect Ian G.H. Ashken | Management | For | Voted - For | |
4 | Elect Elyse Napoli Filon | Management | For | Voted - For | |
5 | Elect Christopher T. Fraser | Management | For | Voted - For | |
6 | Elect Michael F. Goss | Management | For | Voted - For | |
7 | Elect Nichelle Maynard-Elliott | Management | For | Voted - For | |
8 | Elect E. Stanley O'Neal | Management | For | Voted - For | |
9 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
10 | Approval of the 2024 Employee Stock Purchase Plan | Management | For | Voted - For | |
11 | Ratification of Auditor | Management | For | Voted - For | |
ELEVANCE HEALTH, INC. | |||||
Security ID: 036752103 | Ticker: ELV | ||||
Meeting Date: 10-May-23 | Meeting Type: Annual | ||||
1 | Elect Gail K. Boudreaux | Management | For | Voted - For | |
2 | Elect R. Kerry Clark | Management | For | Voted - For | |
3 | Elect Robert L. Dixon, Jr. | Management | For | Voted - For | |
4 | Elect Deanna Strable-Soethout | Management | For | Voted - For | |
5 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
6 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
7 | Ratification of Auditor | Management | For | Voted - Against | |
8 | Shareholder Proposal Regarding Right to Call | ||||
Special Meetings | Sharehold | Against | Voted - For | ||
9 | Shareholder Proposal Regarding Third-Party | ||||
Political Expenditures Reporting | Sharehold | Against | Voted - Against |
Page | 96
Barrow Hanley US Value Opportunities Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
ENTERGY CORPORATION | |||||
Security ID: 29364G103 | Ticker: ETR | ||||
Meeting Date: 05-May-23 | Meeting Type: Annual | ||||
1 | Elect Gina F Adams | Management | For | Voted - For | |
2 | Elect John H Black | Management | For | Voted - For | |
3 | Elect John R. Burbank | Management | For | Voted - For | |
4 | Elect P.J. Condon | Management | For | Voted - For | |
5 | Elect Kirkland H. Donald | Management | For | Voted - For | |
6 | Elect Brian W. Ellis | Management | For | Voted - For | |
7 | Elect Philip L. Frederickson | Management | For | Voted - For | |
8 | Elect M. Elise Hyland | Management | For | Voted - For | |
9 | Elect Stuart L. Levenick | Management | For | Voted - For | |
10 | Elect Blanche L. Lincoln | Management | For | Voted - For | |
11 | Elect Andrew S Marsh | Management | For | Voted - For | |
12 | Elect Karen A. Puckett | Management | For | Voted - For | |
13 | Ratification of Auditor | Management | For | Voted - Against | |
14 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
16 | Amendment to the 2019 Omnibus Incentive Plan | Management | For | Voted - For | |
17 | Amendment to Allow Exculpation of Officers | Management | For | Voted - Against | |
ENVISTA HOLDINGS CORPORATION | |||||
Security ID: 29415F104 | Ticker: NVST | ||||
Meeting Date: 23-May-23 | Meeting Type: Annual | ||||
1.1 | Elect Kieran T. Gallahue | Management | For | Voted - For | |
1.2 | Elect Barbara B. Hulit | Management | For | Voted - For | |
1.3 | Elect Amir Aghdaei | Management | For | Voted - For | |
1.4 | Elect Vivek Jain | Management | For | Voted - For | |
1.5 | Elect Daniel A. Raskas | Management | For | Voted - Withheld | |
2 | Ratification of Auditor | Management | For | Voted - For | |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
EXELON CORPORATION | |||||
Security ID: 30161N101 | Ticker: EXC | ||||
Meeting Date: 25-Apr-23 | Meeting Type: Annual | ||||
1 | Elect Anthony K. Anderson | Management | For | Voted - Against | |
2 | Elect W. Paul Bowers | Management | For | Voted - For | |
3 | Elect Calvin G. Butler, Jr. | Management | For | Voted - For | |
4 | Elect Marjorie Rodgers Cheshire | Management | For | Voted - For | |
5 | Elect Linda P. Jojo | Management | For | Voted - For | |
6 | Elect Charisse Lillie | Management | For | Voted - For | |
7 | Elect Matthew Rogers | Management | For | Voted - For | |
|
Page | 97
Barrow Hanley US Value Opportunities Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
8 | Elect John F. Young | Management | For | Voted - For | |
9 | Ratification of Auditor | Management | For | Voted - Against | |
10 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
FIDELITY NATIONAL INFORMATION SERVICES, INC. | |||||
Security ID: 31620M106 | Ticker: FIS | ||||
Meeting Date: 24-May-23 | Meeting Type: Annual | ||||
1 | Elect Lee Adrean | Management | For | Voted - For | |
2 | Elect Ellen R. Alemany | Management | For | Voted - For | |
3 | Elect Mark D. Benjamin | Management | For | Voted - For | |
4 | Elect Vijay D'Silva | Management | For | Voted - For | |
5 | Elect Stephanie L. Ferris | Management | For | Voted - For | |
6 | Elect Jeffrey A. Goldstein | Management | For | Voted - For | |
7 | Elect Lisa Hook | Management | For | Voted - For | |
8 | Elect Kenneth T. Lamneck | Management | For | Voted - For | |
9 | Elect Gary L. Lauer | Management | For | Voted - For | |
10 | Elect Louise M. Parent | Management | For | Voted - For | |
11 | Elect Brian T. Shea | Management | For | Voted - For | |
12 | Elect James B. Stallings, Jr. | Management | For | Voted - For | |
13 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
15 | Ratification of Auditor | Management | For | Voted - Against | |
HALLIBURTON COMPANY | |||||
Security ID: 406216101 | Ticker: HAL | ||||
Meeting Date: 17-May-23 | Meeting Type: Annual | ||||
1 | Elect Abdulaziz F. Alkhayyal | Management | For | Voted - For | |
2 | Elect William E. Albrecht | Management | For | Voted - For | |
3 | Elect M. Katherine Banks | Management | For | Voted - For | |
4 | Elect Alan M. Bennett | Management | For | Voted - For | |
5 | Elect Milton Carroll | Management | For | Voted - Against | |
6 | Elect Earl M. Cummings | Management | For | Voted - For | |
7 | Elect Murry S. Gerber | Management | For | Voted - For | |
8 | Elect Robert A. Malone | Management | For | Voted - For | |
9 | Elect Jeffrey A. Miller | Management | For | Voted - For | |
10 | Elect Bhavesh V. Patel | Management | For | Voted - For | |
11 | Elect Maurice Smith | Management | For | Voted - For | |
12 | Elect Janet L. Weiss | Management | For | Voted - For | |
13 | Elect Tobi M. Edwards Young | Management | For | Voted - For | |
14 | Ratification of Auditor | Management | For | Voted - For | |
15 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
17 | Amendment to Article Regarding Officer Exculpation | Management | For | Voted - For | |
18 | Amendments to the Certificate of Incorporation | Management | For | Voted - For |
Page | 98
Barrow Hanley US Value Opportunities Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
HESS CORPORATION | |||||
Security ID: 42809H107 | Ticker: HES | ||||
Meeting Date: 17-May-23 | Meeting Type: Annual | ||||
1 | Elect Terrence J. Checki | Management | For | Voted - For | |
2 | Elect Leonard S. Coleman, Jr. | Management | For | Voted - For | |
3 | Elect Lisa Glatch | Management | For | Voted - For | |
4 | Elect John B. Hess | Management | For | Voted - For | |
5 | Elect Edith E. Holiday | Management | For | Voted - For | |
6 | Elect Marc S. Lipschultz | Management | For | Voted - For | |
7 | Elect Raymond J. McGuire | Management | For | Voted - Against | |
8 | Elect David McManus | Management | For | Voted - For | |
9 | Elect Kevin O. Meyers | Management | For | Voted - For | |
10 | Elect Karyn F. Ovelmen | Management | For | Voted - For | |
11 | Elect James H. Quigley | Management | For | Voted - For | |
12 | Elect William G. Schrader | Management | For | Voted - For | |
13 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
15 | Ratification of Auditor | Management | For | Voted - Against | |
HOLOGIC, INC. | |||||
Security ID: 436440101 | Ticker: HOLX | ||||
Meeting Date: 09-Mar-23 | Meeting Type: Annual | ||||
1 | Elect Stephen P. MacMillan | Management | For | Voted - For | |
2 | Elect Sally W. Crawford | Management | For | Voted - For | |
3 | Elect Charles J. Dockendorff | Management | For | Voted - Against | |
4 | Elect Scott T. Garrett | Management | For | Voted - For | |
5 | Elect Ludwig N. Hantson | Management | For | Voted - For | |
6 | Elect Namal Nawana | Management | For | Voted - For | |
7 | Elect Christina Stamoulis | Management | For | Voted - For | |
8 | Elect Stacey D. Stewart | Management | For | Voted - For | |
9 | Elect Amy M. Wendell | Management | For | Voted - For | |
10 | Advisory Vote on Executive Compensation | Management | For | Voted - Against | |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
12 | Amendment to the 2008 Equity Incentive Plan | Management | For | Voted - For | |
13 | Amendment to the 2012 Employee Stock Purchase Plan | Management | For | Voted - For | |
14 | Ratification of Auditor | Management | For | Voted - Against | |
HUMANA INC. | |||||
Security ID: 444859102 | Ticker: HUM | ||||
Meeting Date: 20-Apr-23 | Meeting Type: Annual | ||||
1 | Elect Raquel C. Bono | Management | For | Voted - For | |
2 | Elect Bruce Broussard | Management | For | Voted - For | |
|
Page | 99
Barrow Hanley US Value Opportunities Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
3 | Elect Frank A. D'Amelio | Management | For | Voted - Against | |
4 | Elect David T. Feinberg | Management | For | Voted - For | |
5 | Elect Wayne A.I. Frederick | Management | For | Voted - Against | |
6 | Elect John W. Garratt | Management | For | Voted - For | |
7 | Elect Kurt J. Hilzinger | Management | For | Voted - For | |
8 | Elect Karen W. Katz | Management | For | Voted - For | |
9 | Elect Marcy S. Klevorn | Management | For | Voted - For | |
10 | Elect William J. McDonald | Management | For | Voted - For | |
11 | Elect Jorge S. Mesquita | Management | For | Voted - For | |
12 | Elect Brad D. Smith | Management | For | Voted - For | |
13 | Ratification of Auditor | Management | For | Voted - Against | |
14 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
J.B. HUNT TRANSPORT SERVICES, INC. | |||||
Security ID: 445658107 | Ticker: JBHT | ||||
Meeting Date: 27-Apr-23 | Meeting Type: Annual | ||||
1 | Elect Francesca M. Edwardson | Management | For | Voted - For | |
2 | Elect Wayne Garrison | Management | For | Voted - For | |
3 | Elect Sharilyn S. Gasaway | Management | For | Voted - For | |
4 | Elect John B. (Thad) Hill, III | Management | For | Voted - For | |
5 | Elect J. Bryan Hunt Jr. | Management | For | Voted - For | |
6 | Elect Persio V. Lisboa | Management | For | Voted - For | |
7 | Elect John N. Roberts III | Management | For | Voted - For | |
8 | Elect James L. Robo | Management | For | Voted - For | |
9 | Elect Kirk Thompson | Management | For | Voted - For | |
10 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
12 | Ratification of Auditor | Management | For | Voted - For | |
JEFFERIES FINANCIAL GROUP INC. | |||||
Security ID: 47233W109 Ticker: JEF | |||||
Meeting Date: 29-Mar-23 | Meeting Type: Annual | ||||
1 | Elect Linda L. Adamany | Management | For | Voted - For | |
2 | Elect Barry J. Alperin | Management | For | Voted - For | |
3 | Elect Robert D. Beyer | Management | For | Voted - For | |
4 | Elect Matrice Ellis Kirk | Management | For | Voted - For | |
5 | Elect Brian P. Friedman | Management | For | Voted - For | |
6 | Elect MaryAnne Gilmartin | Management | For | Voted - For | |
7 | Elect Richard B. Handler | Management | For | Voted - For | |
8 | Elect Thomas W. Jones | Management | For | Voted - For | |
9 | Elect Jacob M. Katz | Management | For | Voted - For | |
10 | Elect Michael T. O'Kane | Management | For | Voted - For | |
11 | Elect Joseph S. Steinberg | Management | For | Voted - For | |
12 | Elect Melissa V. Weiler | Management | For | Voted - For |
Page | 100
Barrow Hanley US Value Opportunities Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
13 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
15 | Ratification of Auditor | Management | For | Voted - For | |
Meeting Date: 28-Jun-23 | Meeting Type: Special | ||||
1 | Amendment to to Authorize a New Class of Non-Voting | ||||
Common Stock | Management | For | Voted - For | ||
2 | Right to Adjourn Meeting | Management | For | Voted - For | |
LAS VEGAS SANDS CORP. | |||||
Security ID: 517834107 | Ticker: LVS | ||||
Meeting Date: 11-May-23 | Meeting Type: Annual | ||||
1.1 | Elect Robert Glen Goldstein | Management | For | Voted - For | |
1.2 | Elect Patrick Dumont | Management | For | Voted - For | |
1.3 | Elect Irwin Chafetz | Management | For | Voted - For | |
1.4 | Elect Micheline Chau | Management | For | Voted - For | |
1.5 | Elect Charles Daniel Forman | Management | For | Voted - For | |
1.6 | Elect Nora M. Jordan | Management | For | Voted - For | |
1.7 | Elect Lewis Kramer | Management | For | Voted - For | |
1.8 | Elect David F. Levi | Management | For | Voted - For | |
2 | Ratification of Auditor | Management | For | Voted - For | |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
5 | Shareholder Proposal Regarding Disclosure of a | ||||
Board Diversity and Skills Matrix | Sharehold | Against | Voted - For | ||
LITHIA MOTORS, INC. | |||||
Security ID: 536797103 | Ticker: LAD | ||||
Meeting Date: 20-Apr-23 | Meeting Type: Annual | ||||
1 | Elect Sidney B. DeBoer | Management | For | Voted - For | |
2 | Elect Susan O. Cain | Management | For | Voted - For | |
3 | Elect Bryan B. DeBoer | Management | For | Voted - For | |
4 | Elect James E. Lentz | Management | For | Voted - For | |
5 | Elect Shauna F. McIntyre | Management | For | Voted - For | |
6 | Elect Louis P. Miramontes | Management | For | Voted - For | |
7 | Elect Kenneth E. Roberts | Management | For | Voted - For | |
8 | Elect David J. Robino | Management | For | Voted - For | |
9 | Elect Stacy C. Loretz-Congdon | Management | For | Voted - For | |
10 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
12 | Ratification of Auditor | Management | For | Voted - For |
Page | 101
Barrow Hanley US Value Opportunities Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
LIVANOVA PLC | |||||
Security ID: G5509L101 | Ticker: LIVN | ||||
Meeting Date: 12-Jun-23 | Meeting Type: Annual | ||||
1 | Elect Francesco Bianchi | Management | For | Voted - For | |
2 | Elect Stacy Enxing Seng | Management | For | Voted - For | |
3 | Elect William A. Kozy | Management | For | Voted - For | |
4 | Elect Daniel J. Moore | Management | For | Voted - For | |
5 | Elect Sharon O'Kane | Management | For | Voted - For | |
6 | Elect Andrea L. Saia | Management | For | Voted - For | |
7 | Elect Todd C. Schermerhorn | Management | For | Voted - For | |
8 | Elect Brooke Story | Management | For | Voted - For | |
9 | Elect Peter M. Wilver | Management | For | Voted - Against | |
10 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
11 | Ratification of Auditor | Management | For | Voted - For | |
12 | Amendment to the 2022 Incentive Award Plan | Management | For | Voted - For | |
13 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For | |
14 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For | |
15 | Remuneration Report | Management | For | Voted - For | |
16 | Accounts and Reports | Management | For | Voted - For | |
17 | Appointment of UK Statutory Auditor | Management | For | Voted - For | |
18 | Statutory Auditors' Fees | Management | For | Voted - For | |
M&T BANK CORPORATION | |||||
Security ID: 55261F104 | Ticker: MTB | ||||
Meeting Date: 18-Apr-23 | Meeting Type: Annual | ||||
1 | Elect John P. Barnes | Management | For | Voted - For | |
2 | Elect Robert T. Brady | Management | For | Voted - Against | |
3 | Elect Carlton J. Charles | Management | For | Voted - For | |
4 | Elect Jane P. Chwick | Management | For | Voted - For | |
5 | Elect William F. Cruger, Jr. | Management | For | Voted - For | |
6 | Elect T. Jefferson Cunningham, III | Management | For | Voted - For | |
7 | Elect Gary N. Geisel | Management | For | Voted - For | |
8 | Elect Leslie V. Godridge | Management | For | Voted - For | |
9 | Elect Rene F. Jones | Management | For | Voted - For | |
10 | Elect Richard H. Ledgett, Jr. | Management | For | Voted - For | |
11 | Elect Melinda R. Rich | Management | For | Voted - For | |
12 | Elect Robert E. Sadler, Jr. | Management | For | Voted - For | |
13 | Elect Denis J. Salamone | Management | For | Voted - For | |
14 | Elect John R. Scannell | Management | For | Voted - For | |
15 | Elect Rudina Seseri | Management | For | Voted - For | |
16 | Elect Kirk W. Walters | Management | For | Voted - For | |
17 | Elect Herbert L. Washington | Management | For | Voted - For | |
18 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
19 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
Page | 102
Barrow Hanley US Value Opportunities Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
20 | Amendment to the 2019 Equity Incentive Compensation | ||||
Plan | Management | For | Voted - For | ||
21 | Ratification of Auditor | Management | For | Voted - Against | |
MARRIOTT VACATIONS WORLDWIDE CORPORATION | |||||
Security ID: 57164Y107 | Ticker: VAC | ||||
Meeting Date: 12-May-23 | Meeting Type: Annual | ||||
1.1 | Elect C. E. Andrews | Management | For | Voted - For | |
1.2 | Elect William W. McCarten | Management | For | Voted - For | |
1.3 | Elect William J. Shaw | Management | For | Voted - For | |
2 | Ratification of Auditor | Management | For | Voted - For | |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
4 | Repeal of Classified Board | Management | For | Voted - For | |
MDU RESOURCES GROUP, INC. | |||||
Security ID: 552690109 | Ticker: MDU | ||||
Meeting Date: 09-May-23 | Meeting Type: Annual | ||||
1 | Elect German Carmona Alvarez | Management | For | Voted - For | |
2 | Elect Thomas S. Everist | Management | For | Voted - For | |
3 | Elect Karen B. Fagg | Management | For | Voted - For | |
4 | Elect David L. Goodin | Management | For | Voted - For | |
5 | Elect Dennis W. Johnson | Management | For | Voted - For | |
6 | Elect Patricia L. Moss | Management | For | Voted - For | |
7 | Elect Dale S. Rosenthal | Management | For | Voted - For | |
8 | Elect Edward A. Ryan | Management | For | Voted - For | |
9 | Elect David Sparby | Management | For | Voted - For | |
10 | Elect Chenxi Wang | Management | For | Voted - For | |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
12 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
13 | Ratification of Auditor | Management | For | Voted - Against | |
MEDTRONIC PLC | |||||
Security ID: 585055106 | Ticker: MDT | ||||
Meeting Date: 08-Dec-22 | Meeting Type: Annual | ||||
1 | Elect Richard H. Anderson | Management | For | Voted - For | |
2 | Elect Craig Arnold | Management | For | Voted - For | |
3 | Elect Scott C. Donnelly | Management | For | Voted - For | |
4 | Elect Lidia L. Fonseca | Management | For | Voted - For | |
5 | Elect Andrea J. Goldsmith | Management | For | Voted - For | |
6 | Elect Randall J. Hogan, III | Management | For | Voted - For | |
7 | Elect Kevin E. Lofton | Management | For | Voted - For | |
8 | Elect Geoffrey Straub Martha | Management | For | Voted - For | |
9 | Elect Elizabeth G. Nabel | Management | For | Voted - Against |
Page | 103
Barrow Hanley US Value Opportunities Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
10 | Elect Denise M. O'Leary | Management | For | Voted - For | |
11 | Elect Kendall J. Powell | Management | For | Voted - Against | |
12 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - Against | |
13 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
14 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For | |
15 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For | |
16 | Authority to Repurchase Shares | Management | For | Voted - For | |
MERCK & CO., INC. | |||||
Security ID: 58933Y105 | Ticker: MRK | ||||
Meeting Date: 23-May-23 | Meeting Type: Annual | ||||
1 | Elect Douglas M. Baker, Jr. | Management | For | Voted - For | |
2 | Elect Mary Ellen Coe | Management | For | Voted - For | |
3 | Elect Pamela J. Craig | Management | For | Voted - For | |
4 | Elect Robert M. Davis | Management | For | Voted - For | |
5 | Elect Thomas H. Glocer | Management | For | Voted - For | |
6 | Elect Risa Lavizzo-Mourey | Management | For | Voted - Against | |
7 | Elect Stephen L. Mayo | Management | For | Voted - For | |
8 | Elect Paul B. Rothman | Management | For | Voted - For | |
9 | Elect Patricia F. Russo | Management | For | Voted - Against | |
10 | Elect Christine E. Seidman | Management | For | Voted - For | |
11 | Elect Inge G. Thulin | Management | For | Voted - For | |
12 | Elect Kathy J. Warden | Management | For | Voted - For | |
13 | Elect Peter C. Wendell | Management | For | Voted - For | |
14 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
16 | Ratification of Auditor | Management | For | Voted - Against | |
17 | Shareholder Proposal Regarding Report on Corporate | ||||
Operations with China | Sharehold | Against | Voted - Against | ||
18 | Shareholder Proposal Regarding Report on Access to | ||||
COVID-19 Products | Sharehold | Against | Voted - Against | ||
19 | Shareholder Proposal Regarding Third-Party | ||||
Political Expenditures Reporting | Sharehold | Against | Voted - Against | ||
20 | Shareholder Proposal Regarding Extended Patent | ||||
Exclusivities and Application for Secondary and | |||||
Tertiary Patents | Sharehold | Against | Voted - Against | ||
21 | Shareholder Proposal Regarding Congruency Report of | ||||
Partnerships with Certain Organizations | Sharehold | Against | Voted - Against | ||
22 | Shareholder Proposal Regarding Independent Chair | Sharehold | Against | Voted - For | |
MGM RESORTS INTERNATIONAL | |||||
Security ID: 552953101 | Ticker: MGM | ||||
Meeting Date: 02-May-23 | Meeting Type: Annual | ||||
1 | Elect Barry Diller | Management | For | Voted - For | |
2 | Elect Alexis M. Herman | Management | For | Voted - For | |
3 | Elect William Joseph Hornbuckle | Management | For | Voted - For |
Page | 104
Barrow Hanley US Value Opportunities Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
4 | Elect Mary Chris Jammet | Management | For | Voted - For | |
5 | Elect Joseph Levin | Management | For | Voted - For | |
6 | Elect Rose McKinney-James | Management | For | Voted - For | |
7 | Elect Keith A. Meister | Management | For | Voted - For | |
8 | Elect Paul J. Salem | Management | For | Voted - For | |
9 | Elect Jan G. Swartz | Management | For | Voted - For | |
10 | Elect Daniel J. Taylor | Management | For | Voted - For | |
11 | Elect Ben Winston | Management | For | Voted - For | |
12 | Ratification of Auditor | Management | For | Voted - Against | |
13 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
MICROCHIP TECHNOLOGY INCORPORATED | |||||
Security ID: 595017104 | Ticker: MCHP | ||||
Meeting Date: 23-Aug-22 | Meeting Type: Annual | ||||
1 | Elect Matthew W. Chapman | Management | For | Voted - For | |
2 | Elect Esther L. Johnson | Management | For | Voted - Against | |
3 | Elect Karlton D. Johnson | Management | For | Voted - For | |
4 | Elect Wade F. Meyercord | Management | For | Voted - For | |
5 | Elect Ganesh Moorthy | Management | For | Voted - For | |
6 | Elect Karen M. Rapp | Management | For | Voted - For | |
7 | Elect Steve Sanghi | Management | For | Voted - For | |
8 | Ratification of Auditor | Management | For | Voted - For | |
9 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
NORTHERN TRUST CORPORATION | |||||
Security ID: 665859104 | Ticker: NTRS | ||||
Meeting Date: 25-Apr-23 | Meeting Type: Annual | ||||
1 | Elect Linda Walker Bynoe | Management | For | Voted - Against | |
2 | Elect Susan Crown | Management | For | Voted - For | |
3 | Elect Dean M. Harrison | Management | For | Voted - For | |
4 | Elect Jay L. Henderson | Management | For | Voted - Against | |
5 | Elect Marcy S. Klevorn | Management | For | Voted - For | |
6 | Elect Siddharth N. Mehta | Management | For | Voted - For | |
7 | Elect Michael G. O'Grady | Management | For | Voted - For | |
8 | Elect Jose Luis Prado | Management | For | Voted - For | |
9 | Elect Martin P. Slark | Management | For | Voted - For | |
10 | Elect David H. B. Smith, Jr. | Management | For | Voted - For | |
11 | Elect Donald Thompson | Management | For | Voted - For | |
12 | Elect Charles A. Tribbett III | Management | For | Voted - For | |
13 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
15 | Ratification of Auditor | Management | For | Voted - Against |
Page | 105
Barrow Hanley US Value Opportunities Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
ORACLE CORPORATION | |||||
Security ID: 68389X105 | Ticker: ORCL | ||||
Meeting Date: 16-Nov-22 | Meeting Type: Annual | ||||
1.1 | Elect Awo Ablo | Management | For | Voted - For | |
1.2 | Elect Jeffrey S. Berg | Management | For | Voted - For | |
1.3 | Elect Michael J. Boskin | Management | For | Voted - For | |
1.4 | Elect Safra A. Catz | Management | For | Voted - For | |
1.5 | Elect Bruce R. Chizen | Management | For | Voted - For | |
1.6 | Elect George H. Conrades | Management | For | Voted - Withheld | |
1.7 | Elect Lawrence J. Ellison | Management | For | Voted - For | |
1.8 | Elect Rona Fairhead | Management | For | Voted - For | |
1.9 | Elect Jeffrey O. Henley | Management | For | Voted - For | |
1.10 | Elect Renee J. James | Management | For | Voted - For | |
1.11 | Elect Charles W. Moorman IV | Management | For | Voted - Withheld | |
1.12 | Elect Leon E. Panetta | Management | For | Voted - Withheld | |
1.13 | Elect William G. Parrett | Management | For | Voted - For | |
1.14 | Elect Naomi O. Seligman | Management | For | Voted - Withheld | |
1.15 | Elect Vishal Sikka | Management | For | Voted - For | |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against | |
3 | Ratification of Auditor | Management | For | Voted - Against | |
PERRIGO COMPANY PLC | |||||
Security ID: G97822103 | Ticker: PRGO | ||||
Meeting Date: 04-May-23 | Meeting Type: Annual | ||||
1 | Elect Bradley A. Alford | Management | For | Voted - For | |
2 | Elect Orlando D. Ashford | Management | For | Voted - For | |
3 | Elect Katherine C. Doyle | Management | For | Voted - For | |
4 | Elect Adriana Karaboutis | Management | For | Voted - For | |
5 | Elect Murray S. Kessler | Management | For | Voted - For | |
6 | Elect Jeffrey B. Kindler | Management | For | Voted - For | |
7 | Elect Erica L. Mann | Management | For | Voted - Against | |
8 | Elect Albert Manzone | Management | For | Voted - For | |
9 | Elect Donal O'Connor | Management | For | Voted - For | |
10 | Elect Geoffrey M. Parker | Management | For | Voted - For | |
11 | Ratification of Auditor and Authority to Set Fees | Management | For | Voted - For | |
12 | Advisory vote on executive compensation | Management | For | Voted - Against | |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
14 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For | |
15 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For | |
16 | Reduction in Share Premium Account | Management | For | Voted - For |
Page | 106
Barrow Hanley US Value Opportunities Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
PHILIP MORRIS INTERNATIONAL INC. | |||||
Security ID: 718172109 | Ticker: PM | ||||
Meeting Date: 03-May-23 | Meeting Type: Annual | ||||
1 | Elect Brant (Bonin) Bough | Management | For | Voted - For | |
2 | Elect Andre Calantzopoulos | Management | For | Voted - For | |
3 | Elect Michel Combes | Management | For | Voted - For | |
4 | Elect Juan Jose Daboub | Management | For | Voted - For | |
5 | Elect Werner Geissler | Management | For | Voted - For | |
6 | Elect Lisa A. Hook | Management | For | Voted - Against | |
7 | Elect Jun Makihara | Management | For | Voted - For | |
8 | Elect Kalpana Morparia | Management | For | Voted - Against | |
9 | Elect Jacek Olczak | Management | For | Voted - For | |
10 | Elect Robert B. Polet | Management | For | Voted - For | |
11 | Elect Dessislava Temperley | Management | For | Voted - Against | |
12 | Elect Shlomo Yanai | Management | For | Voted - For | |
13 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
15 | Ratification of Auditor | Management | For | Voted - For | |
16 | Shareholder Proposal Regarding Nicotine Levels in | ||||
Tobacco Products | Sharehold | Against | Voted - Against | ||
PHILLIPS 66 | |||||
Security ID: 718546104 | Ticker: PSX | ||||
Meeting Date: 10-May-23 | Meeting Type: Annual | ||||
1 | Elect Gregory J. Hayes | Management | For | Voted - For | |
2 | Elect Charles M. Holley, Jr. | Management | For | Voted - For | |
3 | Elect Denise R. Singleton | Management | For | Voted - For | |
4 | Elect Glenn F. Tilton | Management | For | Voted - For | |
5 | Elect Marna C. Whittington | Management | For | Voted - For | |
6 | Repeal of Classified Board | Management | For | Voted - For | |
7 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
8 | Ratification of Auditor | Management | For | Voted - For | |
9 | Shareholder Proposal Regarding Virgin Plastic Demand | Sharehold | Against | Voted - Against | |
PINNACLE WEST CAPITAL CORPORATION | |||||
Security ID: 723484101 | Ticker: PNW | ||||
Meeting Date: 17-May-23 | Meeting Type: Annual | ||||
1.1 | Elect Glynis A. Bryan | Management | For | Voted - For | |
1.2 | Elect Gonzalo A. de la Melena, Jr. | Management | For | Voted - For | |
1.3 | Elect Richard P. Fox | Management | For | Voted - For | |
1.4 | Elect Jeffrey B. Guldner | Management | For | Voted - For | |
1.5 | Elect Kathryn L. Munro | Management | For | Voted - For | |
1.6 | Elect Bruce J. Nordstrom | Management | For | Voted - For |
Page | 107
Barrow Hanley US Value Opportunities Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
1.7 | Elect Paula J. Sims | Management | For | Voted - For | |
1.8 | Elect William H. Spence | Management | For | Voted - For | |
1.9 | Elect Kristine L. Svinicki | Management | For | Voted - For | |
1.10 | Elect James E. Trevathan, Jr. | Management | For | Voted - For | |
1.11 | Elect David P. Wagener | Management | For | Voted - Withheld | |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
4 | Amendment to the 2021 Long-Term Incentive Plan | Management | For | Voted - For | |
5 | Ratification of Auditor | Management | For | Voted - Against | |
6 | Shareholder Proposal Regarding Independent Chair | Sharehold | Against | Voted - Against | |
PIONEER NATURAL RESOURCES COMPANY | |||||
Security ID: 723787107 | Ticker: PXD | ||||
Meeting Date: 25-May-23 | Meeting Type: Annual | ||||
1 | Elect A.R. Alameddine | Management | For | Voted - For | |
2 | Elect Lori G. Billingsley | Management | For | Voted - For | |
3 | Elect Edison C. Buchanan | Management | For | Voted - For | |
4 | Elect Richard P. Dealy | Management | For | Voted - For | |
5 | Elect Maria S. Jelescu Dreyfus | Management | For | Voted - For | |
6 | Elect Matthew Gallagher | Management | For | Voted - For | |
7 | Elect Phillip A. Gobe | Management | For | Voted - For | |
8 | Elect Stacy P. Methvin | Management | For | Voted - For | |
9 | Elect Royce W. Mitchell | Management | For | Voted - For | |
10 | Elect Scott D. Sheffield | Management | For | Voted - For | |
11 | Elect J. Kenneth Thompson | Management | For | Voted - Against | |
12 | Elect Phoebe A. Wood | Management | For | Voted - Against | |
13 | Ratification of Auditor | Management | For | Voted - Against | |
14 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
QUALCOMM INCORPORATED | |||||
Security ID: 747525103 | Ticker: QCOM | ||||
Meeting Date: 08-Mar-23 | Meeting Type: Annual | ||||
1 | Elect Sylvia Acevedo | Management | For | Voted - For | |
2 | Elect Cristiano R. Amon | Management | For | Voted - For | |
3 | Elect Mark Fields | Management | For | Voted - For | |
4 | Elect Jeffrey W. Henderson | Management | For | Voted - For | |
5 | Elect Gregory N. Johnson | Management | For | Voted - For | |
6 | Elect Ann M. Livermore | Management | For | Voted - For | |
7 | Elect Mark D. McLaughlin | Management | For | Voted - For | |
8 | Elect Jamie S. Miller | Management | For | Voted - For | |
9 | Elect Irene B. Rosenfeld | Management | For | Voted - For | |
10 | Elect Kornelis Smit | Management | For | Voted - For | |
11 | Elect Jean-Pascal Tricoire | Management | For | Voted - For | |
12 | Elect Anthony J. Vinciquerra | Management | For | Voted - For |
Page | 108
Barrow Hanley US Value Opportunities Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
13 | Ratification of Auditor | Management | For | Voted - For | |
14 | Approval of the 2023 Long-Term Incentive Plan | Management | For | Voted - For | |
15 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
RAYTHEON TECHNOLOGIES CORPORATION | |||||
Security ID: 75513E101 | Ticker: RTX | ||||
Meeting Date: 02-May-23 | Meeting Type: Annual | ||||
1 | Elect Tracy A. Atkinson | Management | For | Voted - For | |
2 | Elect Leanne G. Caret | Management | For | Voted - For | |
3 | Elect Bernard A. Harris, Jr. | Management | For | Voted - Against | |
4 | Elect Gregory J. Hayes | Management | For | Voted - For | |
5 | Elect George R. Oliver | Management | For | Voted - For | |
6 | Elect Robert K. Ortberg | Management | For | Voted - For | |
7 | Elect Dinesh C. Paliwal | Management | For | Voted - For | |
8 | Elect Ellen M. Pawlikowski | Management | For | Voted - For | |
9 | Elect Denise L. Ramos | Management | For | Voted - For | |
10 | Elect Fredric G. Reynolds | Management | For | Voted - For | |
11 | Elect Brian C. Rogers | Management | For | Voted - For | |
12 | Elect James A. Winnefeld, Jr. | Management | For | Voted - For | |
13 | Elect Robert O. Work | Management | For | Voted - For | |
14 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
16 | Ratification of Auditor | Management | For | Voted - For | |
17 | Elimination of Supermajority Requirement | Management | For | Voted - For | |
18 | Amendment to Articles to Limit Liability of Certain | ||||
Officers | Management | For | Voted - Against | ||
19 | Shareholder Proposal Regarding Independent Chair | Sharehold | Against | Voted - For | |
20 | Shareholder Proposal Regarding Report on Aligning | ||||
Value Chain GHG Reductions with Paris Agreement | Sharehold | Against | Voted - For | ||
SEAWORLD ENTERTAINMENT, INC. | |||||
Security ID: 81282V100 | Ticker: SEAS | ||||
Meeting Date: 13-Jun-23 | Meeting Type: Annual | ||||
1 | Elect Ronald Bension | Management | For | Voted - For | |
2 | Elect James P. Chambers | Management | For | Voted - For | |
3 | Elect William Gray | Management | For | Voted - For | |
4 | Elect Timothy Hartnett | Management | For | Voted - For | |
5 | Elect Yoshikazu Maruyama | Management | For | Voted - For | |
6 | Elect Thomas E. Moloney | Management | For | Voted - For | |
7 | Elect Neha Jogani Narang | Management | For | Voted - For | |
8 | Elect Scott I. Ross | Management | For | Voted - For | |
9 | Elect Kimberly K. Schaefer | Management | For | Voted - For | |
10 | Ratification of Auditor | Management | For | Voted - Abstain | |
11 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
Page | 109
Barrow Hanley US Value Opportunities Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
STANLEY BLACK & DECKER, INC. | |||||
Security ID: 854502101 | Ticker: SWK | ||||
Meeting Date: 21-Apr-23 | Meeting Type: Annual | ||||
1 | Elect Donald Allan, Jr. | Management | For | Voted - For | |
2 | Elect Andrea J. Ayers | Management | For | Voted - For | |
3 | Elect Patrick D. Campbell | Management | For | Voted - For | |
4 | Elect Debra A. Crew | Management | For | Voted - For | |
5 | Elect Michael D. Hankin | Management | For | Voted - For | |
6 | Elect Robert J. Manning | Management | For | Voted - For | |
7 | Elect Adrian V. Mitchell | Management | For | Voted - For | |
8 | Elect Jane M. Palmieri | Management | For | Voted - For | |
9 | Elect Mojdeh Poul | Management | For | Voted - For | |
10 | Elect Irving Tan | Management | For | Voted - For | |
11 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
13 | Ratification of Auditor | Management | For | Voted - Against | |
14 | Shareholder Proposal Regarding Severance Approval | ||||
Policy | Sharehold | Against | Voted - Against | ||
THE ALLSTATE CORPORATION | |||||
Security ID: 020002101 | Ticker: ALL | ||||
Meeting Date: 23-May-23 | Meeting Type: Annual | ||||
1 | Elect Donald E. Brown | Management | For | Voted - For | |
2 | Elect Kermit R. Crawford | Management | For | Voted - For | |
3 | Elect Richard T. Hume | Management | For | Voted - For | |
4 | Elect Margaret M. Keane | Management | For | Voted - For | |
5 | Elect Siddharth N. Mehta | Management | For | Voted - For | |
6 | Elect Jacques P. Perold | Management | For | Voted - For | |
7 | Elect Andrea Redmond | Management | For | Voted - For | |
8 | Elect Gregg M. Sherrill | Management | For | Voted - For | |
9 | Elect Judith A. Sprieser | Management | For | Voted - For | |
10 | Elect Perry M. Traquina | Management | For | Voted - For | |
11 | Elect Monica Turner | Management | For | Voted - For | |
12 | Elect Thomas J. Wilson | Management | For | Voted - For | |
13 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
15 | Ratification of Auditor | Management | For | Voted - For | |
THE HOWARD HUGHES CORPORATION | |||||
Security ID: 44267D107 | Ticker: HHC | ||||
Meeting Date: 25-May-23 | Meeting Type: Annual | ||||
1 | Elect William A. Ackman | Management | For | Voted - For | |
2 | Elect David Eun | Management | For | Voted - For |
Page | 110
Barrow Hanley US Value Opportunities Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
3 | Elect Adam Flatto | Management | For | Voted - For | |
4 | Elect Beth J. Kaplan | Management | For | Voted - Against | |
5 | Elect Allen Model | Management | For | Voted - For | |
6 | Elect David OReilly | Management | For | Voted - For | |
7 | Elect R. Scot Sellers | Management | For | Voted - For | |
8 | Elect Steven Shepsman | Management | For | Voted - For | |
9 | Elect Mary Ann Tighe | Management | For | Voted - For | |
10 | Elect Anthony A. Williams | Management | For | Voted - For | |
11 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
13 | Ratification of Auditor | Management | For | Voted - For | |
T-MOBILE US, INC. | |||||
Security ID: 872590104 | Ticker: TMUS | ||||
Meeting Date: 16-Jun-23 | Meeting Type: Annual | ||||
1.1 | Elect Andre Almeida | Management | For | Voted - For | |
1.2 | Elect Marcelo Claure | Management | For | Voted - For | |
1.3 | Elect Srikant M. Datar | Management | For | Voted - For | |
1.4 | Elect Srinivasan Gopalan | Management | For | Voted - For | |
1.5 | Elect Timotheus Hottges | Management | For | Voted - For | |
1.6 | Elect Christian P. Illek | Management | For | Voted - For | |
1.7 | Elect Raphael Kubler | Management | For | Voted - For | |
1.8 | Elect Thorsten Langheim | Management | For | Voted - For | |
1.9 | Elect Dominique Leroy | Management | For | Voted - For | |
1.10 | Elect Letitia A. Long | Management | For | Voted - For | |
1.11 | Elect G. Michael Sievert | Management | For | Voted - For | |
1.12 | Elect Teresa A. Taylor | Management | For | Voted - For | |
1.13 | Elect Kelvin R. Westbrook | Management | For | Voted - For | |
2 | Ratification of Auditor | Management | For | Voted - For | |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | Voted - 3 Years | |
5 | Approval of the 2023 Incentive Award Plan | Management | For | Voted - For | |
6 | Amendment to the 2014 Employee Stock Purchase Plan | Management | For | Voted - For | |
U.S. BANCORP | |||||
Security ID: 902973304 | Ticker: USB | ||||
Meeting Date: 18-Apr-23 | Meeting Type: Annual | ||||
1 | Elect Warner L. Baxter | Management | For | Voted - For | |
2 | Elect Dorothy J. Bridges | Management | For | Voted - For | |
3 | Elect Elizabeth L. Buse | Management | For | Voted - For | |
4 | Elect Andrew Cecere | Management | For | Voted - For | |
5 | Elect Alan B. Colberg | Management | For | Voted - For | |
6 | Elect Kimberly N. Ellison-Taylor | Management | For | Voted - For | |
7 | Elect Kimberly J. Harris | Management | For | Voted - For | |
8 | Elect Roland A. Hernandez | Management | For | Voted - For |
Page | 111
Barrow Hanley US Value Opportunities Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
9 | Elect Richard P. McKenney | Management | For | Voted - For | |
10 | Elect Yusuf I. Mehdi | Management | For | Voted - For | |
11 | Elect Loretta E. Reynolds | Management | For | Voted - For | |
12 | Elect John P. Wiehoff | Management | For | Voted - For | |
13 | Elect Scott W. Wine | Management | For | Voted - For | |
14 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
16 | Ratification of Auditor | Management | For | Voted - Against | |
UNITEDHEALTH GROUP INCORPORATED | |||||
Security ID: 91324P102 | Ticker: UNH | ||||
Meeting Date: 05-Jun-23 | Meeting Type: Annual | ||||
1 | Elect Timothy P. Flynn | Management | For | Voted - For | |
2 | Elect Paul R. Garcia | Management | For | Voted - For | |
3 | Elect Kristen Gil | Management | For | Voted - For | |
4 | Elect Stephen J. Hemsley | Management | For | Voted - For | |
5 | Elect Michele J. Hooper | Management | For | Voted - For | |
6 | Elect F. William McNabb, III | Management | For | Voted - For | |
7 | Elect Valerie C. Montgomery Rice | Management | For | Voted - For | |
8 | Elect John H. Noseworthy | Management | For | Voted - For | |
9 | Elect Andrew Witty | Management | For | Voted - For | |
10 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
12 | Ratification of Auditor | Management | For | Voted - Against | |
13 | Shareholder Proposal Regarding Racial Equity Audit | Sharehold | Against | Voted - For | |
14 | Shareholder Proposal Regarding Report on Political | ||||
Expenditures and Values Congruency | Sharehold | Against | Voted - Against | ||
15 | Shareholder Proposal Regarding Severance Approval | ||||
Policy | Sharehold | Against | Voted - For | ||
VERTIV HOLDINGS CO | |||||
Security ID: 92537N108 | Ticker: VRT | ||||
Meeting Date: 14-Jun-23 | Meeting Type: Annual | ||||
1 | Elect David M. Cote | Management | For | Voted - For | |
2 | Elect Giordano Albertazzi | Management | For | Voted - For | |
3 | Elect Joseph J. DeAngelo | Management | For | Voted - For | |
4 | Elect Joseph van Dokkum | Management | For | Voted - For | |
5 | Elect Roger B. Fradin | Management | For | Voted - For | |
6 | Elect Jakki L. Haussler | Management | For | Voted - For | |
7 | Elect Jacob Kotzubei | Management | For | Voted - For | |
8 | Elect Matthew Louie | Management | For | Voted - For | |
9 | Elect Edward L. Monser | Management | For | Voted - For | |
10 | Elect Steven S Reinemund | Management | For | Voted - For | |
11 | Elect Robin L. Washington | Management | For | Voted - For | |
12 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
Page | 112
Barrow Hanley US Value Opportunities Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
13 | Ratification of Auditor | Management | For | Voted - For | |
VICI PROPERTIES INC. | |||||
Security ID: 925652109 | Ticker: VICI | ||||
Meeting Date: 27-Apr-23 | Meeting Type: Annual | ||||
1 | Elect James R. Abrahamson | Management | For | Voted - For | |
2 | Elect Diana F. Cantor | Management | For | Voted - For | |
3 | Elect Monica H. Douglas | Management | For | Voted - For | |
4 | Elect Elizabeth I. Holland | Management | For | Voted - For | |
5 | Elect Craig Macnab | Management | For | Voted - For | |
6 | Elect Edward B. Pitoniak | Management | For | Voted - For | |
7 | Elect Michael D. Rumbolz | Management | For | Voted - For | |
8 | Ratification of Auditor | Management | For | Voted - For | |
9 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
WELLS FARGO & COMPANY | |||||
Security ID: 949746101 | Ticker: WFC | ||||
Meeting Date: 25-Apr-23 | Meeting Type: Annual | ||||
1 | Elect Steven D. Black | Management | For | Voted - For | |
2 | Elect Mark A. Chancy | Management | For | Voted - For | |
3 | Elect Celeste A. Clark | Management | For | Voted - For | |
4 | Elect Theodore F. Craver, Jr. | Management | For | Voted - For | |
5 | Elect Richard K. Davis | Management | For | Voted - For | |
6 | Elect Wayne M. Hewett | Management | For | Voted - Against | |
7 | Elect CeCelia Morken | Management | For | Voted - For | |
8 | Elect Maria R. Morris | Management | For | Voted - For | |
9 | Elect Felicia F. Norwood | Management | For | Voted - For | |
10 | Elect Richard B. Payne, Jr. | Management | For | Voted - For | |
11 | Elect Ronald L. Sargent | Management | For | Voted - For | |
12 | Elect Charles W. Scharf | Management | For | Voted - For | |
13 | Elect Suzanne M. Vautrinot | Management | For | Voted - For | |
14 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year�� | Voted - 1 Year | |
16 | Ratification of Auditor | Management | For | Voted - For | |
17 | Shareholder Proposal Regarding Simple Majority Vote | Sharehold | Against | Voted - For | |
18 | Shareholder Proposal Regarding Report on Political | ||||
Expenditures and Values Congruency | Sharehold | Against | Voted - Against | ||
19 | Shareholder Proposal Regarding Lobbying Activity | ||||
Alignment with the Paris Agreement | Sharehold | Against | Voted - Against | ||
20 | Shareholder Proposal Regarding Transition Plan | ||||
Report for Financing Activities | Sharehold | Against | Voted - Against | ||
21 | Shareholder Proposal Regarding Fossil Fuel Lending | ||||
and Underwriting Policy | Sharehold | Against | Voted - Against | ||
22 | Shareholder Proposal Regarding Report on Harassment | ||||
and Discrimination | Sharehold | Against | Voted - Against |
Page | 113
Barrow Hanley US Value Opportunities Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
23 | Shareholder Proposal Regarding Policy on Freedom of | ||||
Association | Sharehold | Against | Voted - Against | ||
WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY | |||||
Security ID: G96629103 | Ticker: WTW | ||||
Meeting Date: 17-May-23 | Meeting Type: Annual | ||||
1 | Elect Inga K. Beale | Management | For | Voted - For | |
2 | Elect Fumbi Chima | Management | For | Voted - For | |
3 | Elect Stephen M. Chipman | Management | For | Voted - For | |
4 | Elect Michael Hammond | Management | For | Voted - For | |
5 | Elect Carl Hess | Management | For | Voted - For | |
6 | Elect Jacqueline Hunt | Management | For | Voted - For | |
7 | Elect Paul C. Reilly | Management | For | Voted - For | |
8 | Elect Michelle Swanback | Management | For | Voted - For | |
9 | Elect Paul D. Thomas | Management | For | Voted - For | |
10 | Elect Fredric J. Tomczyk | Management | For | Voted - For | |
11 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
12 | Advisory Vote on Executive Compensation | Management | For | Voted - For | |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year | |
14 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For | |
15 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
Page | 114
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Page | 115