UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________
FORM N-PX
________
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-22920
The Advisors’ Inner Circle Fund III
(Exact name of registrant as specified in charter)
________
101 Federal Street
Boston, Massachusetts 02110
(Address of principal executive offices)
________
Michael Beattie, President
The Advisors’ Inner Circle Fund III
c/o SEI Corp.
One Freedom Valley Drive
Oaks, PA 19456
(Name and address of agent for service)
________
Registrant’s telephone number, including area code: 1-877-446-3863
Date of Fiscal Year End: September 30
Date of Reporting Period: July 1, 2022 to June 30, 2023
________
Item 1. Proxy Voting Record.
Attached are the proxy voting records for:
Nicholas Partners Small Cap Growth Fund
a series of The Advisors’ Inner Circle Fund III
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
ACADEMY SPORTS AND OUTDOORS, INC.
Security ID: 00402L107
Ticker: ASO
Meeting Date: 01-Jun-23
Meeting Type: Annual
1 | Elect Ken C. Hicks | Management | For | Voted - For |
2 | Elect Beryl B. Raff | Management | For | Voted - For |
3 | Elect Jeffrey C. Tweedy | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
6 | Amendment to the 2020 Omnibus Incentive Plan | Management | For | Voted - For |
APELLIS PHARMACEUTICALS, INC.
Security ID: 03753U106
Ticker: APLS
Meeting Date: 01-Jun-23
Meeting Type: Annual
1 | Elect Gerald L. Chan | Management | For | Voted - Withheld |
2 | Elect Cedric Francois | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
ARCBEST CORPORATION
Security ID: 03937C105
Ticker: ARCB
Meeting Date: 26-Apr-23
Meeting Type: Annual
1 | Elect Salvatore A. Abbate | Management | For | Voted - For |
2 | Elect Eduardo F. Conrado | Management | For | Voted - Against |
3 | Elect Fredrik J. Eliasson | Management | For | Voted - For |
4 | Elect Michael P. Hogan | Management | For | Voted - For |
5 | Elect Kathleen D. McElligott | Management | For | Voted - For |
6 | Elect Judy R. McReynolds | Management | For | Voted - For |
7 | Elect Craig E. Philip | Management | For | Voted - For |
8 | Elect Steven L. Spinner | Management | For | Voted - For |
9 | Elect Janice E. Stipp | Management | For | Voted - For |
10 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
12 | Ratification of Auditor | Management | For | Voted - For |
13 | Amendment to Update the Exculpation Provision | Management | For | Voted - Against |
1
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
ARGENX SE
Security ID: 04016X101
Ticker: ARGX
Meeting Date: 08-Sep-22
Meeting Type: Special
1 | Elect Camilla Sylvest to the Board of Directors | Management | For | Voted - For |
Meeting Date: 12-Dec-22
Meeting Type: Special
1 | Elect Ana Cespedes | Management | For | Voted - For |
Meeting Date: 02-May-23
Meeting Type: Annual
1 | Remuneration Report | Management | For | Voted - Against |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Allocation of Losses | Management | For | Voted - For |
4 | Ratification of Board Acts | Management | For | Voted - For |
5 | Elect Joseph Donald deBethizy to the Board of Directors | Management | For | Voted - For |
6 | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | For | Voted - For |
7 | Appointment of Auditor | Management | For | Voted - For |
ASCENDIS PHARMA A/S
Security ID: 04351P101
Ticker: ASND
Meeting Date: 09-Sep-22
Meeting Type: Special
1 | Election of Presiding Chair | Management | For | Voted - For |
2 | Elect William Carl Fairey, Jr. | Management | For | Voted - For |
3 | Elect Siham Imani | Management | For | Voted - For |
4 | Authorize Chair to Register Resolutions | Management | For | Voted - For |
ASSURED GUARANTY LTD.
Security ID: G0585R106
Ticker: AGO
Meeting Date: 03-May-23
Meeting Type: Annual
1 | Elect Francisco L. Borges | Management | For | Voted - For |
2 | Elect G. Lawrence Buhl | Management | For | Voted - For |
3 | Elect Dominic J. Frederico | Management | For | Voted - For |
4 | Elect Bonnie L. Howard | Management | For | Voted - For |
5 | Elect Thomas W. Jones | Management | For | Voted - For |
6 | Elect Patrick W. Kenny | Management | For | Voted - For |
7 | Elect Alan J. Kreczko | Management | For | Voted - For |
8 | Elect Simon W. Leathes | Management | For | Voted - For |
9 | Elect Yukiko Omura | Management | For | Voted - For |
10 | Elect Lorin P.T. Radtke | Management | For | Voted - For |
2
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
11 | Elect Courtney C. Shea | Management | For | Voted - For |
12 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
14 | Amendment to the Employee Stock Purchase Plan | Management | For | Voted - For |
15 | Ratification of Auditor and Authority to Set Fees | Management | For | Voted - For |
16 | Elect Robert A. Bailenson | Management | For | Voted - For |
17 | Elect Gary Burnet | Management | For | Voted - For |
18 | Elect Ling Chow | Management | For | Voted - For |
19 | Elect Stephen Donnarumma | Management | For | Voted - For |
20 | Elect Dominic J. Frederico | Management | For | Voted - For |
21 | Elect Darrin Futter | Management | For | Voted - For |
22 | Elect Jorge Gana | Management | For | Voted - For |
23 | Elect Holly L. Horn | Management | For | Voted - For |
24 | Elect Walter A. Scott | Management | For | Voted - For |
25 | Ratification of Subsidiary Auditor | Management | For | Voted - For |
AXSOME THERAPEUTICS, INC.
Security ID: 05464T104
Ticker: AXSM
Meeting Date: 02-Jun-23
Meeting Type: Annual
1.1 | Elect Mark E. Saad | Management | For | Voted - Withheld |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Approval of the 2023 Employee Stock Purchase Plan | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
BILL.COM HOLDINGS, INC.
Security ID: 090043100
Ticker: BILL
Meeting Date: 08-Dec-22
Meeting Type: Annual
1.1 | Elect Steven Cakebread | Management | For | Voted - For |
1.2 | Elect David M. Hornik | Management | For | Voted - For |
1.3 | Elect Brian Jacobs | Management | For | Voted - Withheld |
1.4 | Elect Allie Kline | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
BIOHAVEN LTD.
Security ID: G1110E107
Ticker: BHVN
Meeting Date: 02-May-23
Meeting Type: Annual
1 | Elect Michael T. Heffernan | Management | For | Voted - Against |
2 | Elect Irina Antonijevic | Management | For | Voted - Against |
3 | Elect Robert J. Hugin | Management | For | Voted - Against |
4 | Ratification of Auditor | Management | For | Voted - For |
3
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
BJ'S WHOLESALE CLUB HOLDINGS, INC.
Security ID: 05550J101
Ticker: BJ
Meeting Date: 15-Jun-23
Meeting Type: Annual
1.1 | Elect Christopher J. Baldwin | Management | For | Voted - For |
1.2 | Elect Darryl Brown | Management | For | Voted - For |
1.3 | Elect Bob Eddy | Management | For | Voted - For |
1.4 | Elect Michelle Gloeckler | Management | For | Voted - For |
1.5 | Elect Maile Naylor | Management | For | Voted - For |
1.6 | Elect Ken Parent | Management | For | Voted - For |
1.7 | Elect Christopher H. Peterson | Management | For | Voted - For |
1.8 | Elect Robert A. Steele | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
BOOT BARN HOLDINGS, INC.
Security ID: 099406100
Ticker: BOOT
Meeting Date: 29-Aug-22
Meeting Type: Annual
1 | Elect Peter M. Starrett | Management | For | Voted - For |
2 | Elect Chris Bruzzo | Management | For | Voted - For |
3 | Elect Eddie Burt | Management | For | Voted - For |
4 | Elect James G. Conroy | Management | For | Voted - For |
5 | Elect Lisa G. Laube | Management | For | Voted - Withheld |
6 | Elect Anne MacDonald | Management | For | Voted - For |
7 | Elect Brenda I. Morris | Management | For | Voted - For |
8 | Elect Brad Weston | Management | For | Voted - Withheld |
9 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
10 | Ratification of Auditor | Management | For | Voted - For |
BOX, INC.
Security ID: 10316T104
Ticker: BOX
Meeting Date: 27-Jun-23
Meeting Type: Annual
1 | Elect Susan P. Barsamian | Management | For | Voted - For |
2 | Elect Jack R. Lazar | Management | For | Voted - For |
3 | Elect John I. Park | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
5 | Ratification of Auditor | Management | For | Voted - For |
4
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
CACI INTERNATIONAL INC
Security ID: 127190304
Ticker: CACI
Meeting Date: 20-Oct-22
Meeting Type: Annual
1 | Elect Michael A. Daniels | Management | For | Voted - For |
2 | Elect Lisa S. Disbrow | Management | For | Voted - For |
3 | Elect Susan M. Gordon | Management | For | Voted - For |
4 | Elect William L. Jews | Management | For | Voted - For |
5 | Elect Gregory G. Johnson | Management | For | Voted - For |
6 | Elect Ryan D. McCarthy | Management | For | Voted - For |
7 | Elect John S. Mengucci | Management | For | Voted - For |
8 | Elect Philip O. Nolan | Management | For | Voted - For |
9 | Elect James L. Pavitt | Management | For | Voted - For |
10 | Elect Debora A. Plunkett | Management | For | Voted - For |
11 | Elect William S. Wallace | Management | For | Voted - For |
12 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
13 | Ratification of Auditor | Management | For | Voted - For |
CELSIUS HOLDINGS, INC.
Security ID: 15118V207
Ticker: CELH
Meeting Date: 01-Jun-23
Meeting Type: Annual
1.1 | Elect John Fieldly | Management | For | Voted - For |
1.2 | Elect Nicholas Castaldo | Management | For | Voted - For |
1.3 | Elect Caroline Levy | Management | For | Voted - For |
1.4 | Elect Hal Kravitz | Management | For | Voted - For |
1.5 | Elect Alexandre Ruberti | Management | For | Voted - For |
1.6 | Elect Cheryl S. Miller | Management | For | Voted - For |
1.7 | Elect Damon DeSantis | Management | For | Voted - Withheld |
1.8 | Elect Joyce Russell | Management | For | Voted - For |
1.9 | Elect James Lee | Management | For | Voted - Withheld |
2 | Ratification of Auditor | Management | For | Voted - For |
CHAMPIONX CORPORATION
Security ID: 15872M104
Ticker: CHX
Meeting Date: 10-May-23
Meeting Type: Annual
1 | Elect Heidi S. Alderman | Management | For | Voted - For |
2 | Elect Mamatha Chamarthi | Management | For | Voted - For |
3 | Elect Carlos A. Fierro | Management | For | Voted - For |
4 | Elect Gary P. Luquette | Management | For | Voted - For |
5 | Elect Elaine Pickle | Management | For | Voted - For |
6 | Elect Stuart Porter | Management | For | Voted - For |
7 | Elect Daniel W. Rabun | Management | For | Voted - For |
5
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
8 | Elect Sivasankaran Somasundaram | Management | For | Voted - For |
9 | Elect Stephen M. Todd | Management | For | Voted - For |
10 | Adoption of Majority Vote for Election of Directors | Management | For | Voted - For |
11 | Amendment to Articles Regarding the Exculpation of Officers | Management | For | Voted - Against |
12 | Adoption of Federal Forum Provision | Management | For | Voted - Against |
13 | Ratification of Auditor | Management | For | Voted - For |
14 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
CHINOOK THERAPEUTICS, INC.
Security ID: 16961L106
Ticker: KDNY
Meeting Date: 09-Jun-23
Meeting Type: Annual
1.1 | Elect Michelle R. Griffin | Management | For | Voted - For |
1.2 | Elect Eric L. Dobmeier | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Amendment to Certificate of Incorporation Regarding Officer Exculpation | Management | For | Voted - Against |
5 | Amendment to the 2015 Equity Incentive Plan | Management | For | Voted - Against |
CLEAN HARBORS, INC.
Security ID: 184496107
Ticker: CLH
Meeting Date: 24-May-23
Meeting Type: Annual
1.1 | Elect Edward G. Galante | Management | For | Voted - For |
1.2 | Elect Alison A. Quirk | Management | For | Voted - For |
1.3 | Elect Shelley Stewart, Jr. | Management | For | Voted - For |
1.4 | Elect John R. Welch | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
4 | Ratification of Auditor | Management | For | Voted - For |
CLEARFIELD, INC.
Security ID: 18482P103
Ticker: CLFD
Meeting Date: 23-Feb-23
Meeting Type: Annual
1 | Elect Cheryl Beranek | Management | For | Voted - For |
2 | Elect Ronald G. Roth | Management | For | Voted - For |
3 | Elect Patrick Goepel | Management | For | Voted - For |
4 | Elect Roger Harding | Management | For | Voted - For |
5 | Elect Charles N. Hayssen | Management | For | Voted - For |
6 | Elect Donald R. Hayward | Management | For | Voted - Against |
7 | Elect Walter Jones, Jr. | Management | For | Voted - For |
6
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
8 | Elect Carol Wirsbinski | Management | For | Voted - For |
9 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
10 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
11 | Approval of the 2022 Stock Compensation Plan | Management | For | Voted - For |
12 | Ratification of Auditor | Management | For | Voted - For |
CONFLUENT, INC.
Security ID: 20717M103
Ticker: CFLT
Meeting Date: 01-Jun-23
Meeting Type: Annual
1 | Elect Matthew Miller | Management | For | Voted - For |
2 | Elect Eric Vishria | Management | For | Voted - For |
3 | Elect Michelangelo Volpi | Management | For | Voted - Withheld |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
6 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
CROCS, INC.
Security ID: 227046109
Ticker: CROX
Meeting Date: 20-Jun-23
Meeting Type: Annual
1.1 | Elect Thomas J. Smach | Management | For | Voted - For |
1.2 | Elect Beth J. Kaplan | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
CYTOKINETICS, INCORPORATED
Security ID: 23282W605
Ticker: CYTK
Meeting Date: 10-May-23
Meeting Type: Annual
1 | Elect Edward M. Kaye | Management | For | Voted - For |
2 | Elect Wendell Wierenga | Management | For | Voted - For |
3 | Elect Nancy J. Wysenski | Management | For | Voted - For |
4 | Amendment to Allow Exculpation of Directors | Management | For | Voted - For |
5 | Amendment to Allow Exculpation of Officers | Management | For | Voted - Against |
6 | Ratification of Auditor | Management | For | Voted - For |
7 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
8 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
7
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
DAY ONE BIOPHARMACEUTICALS, INC.
Security ID: 23954D109
Ticker: DAWN
Meeting Date: 22-Jun-23
Meeting Type: Annual
1.1 | Elect Scott Garland | Management | For | Voted - For |
1.2 | Elect John A. Josey, Ph.D | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Amendment to Articles Regarding Officer Exculpation | Management | For | Voted - Against |
DICK'S SPORTING GOODS, INC.
Security ID: 253393102
Ticker: DKS
Meeting Date: 14-Jun-23
Meeting Type: Annual
1 | Elect Mark J. Barrenechea | Management | For | Voted - For |
2 | Elect Emanuel Chirico | Management | For | Voted - For |
3 | Elect William J. Colombo | Management | For | Voted - For |
4 | Elect Anne Fink | Management | For | Voted - For |
5 | Elect Larry Fitzgerald, Jr. | Management | For | Voted - For |
6 | Elect Lauren R. Hobart | Management | For | Voted - For |
7 | Elect Sandeep Lakhmi Mathrani | Management | For | Voted - For |
8 | Elect Desiree Ralls-Morrison | Management | For | Voted - For |
9 | Elect Lawrence J. Schorr | Management | For | Voted - Withheld |
10 | Elect Edward W. Stack | Management | For | Voted - For |
11 | Elect Larry D. Stone | Management | For | Voted - For |
12 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
14 | Ratification of Auditor | Management | For | Voted - For |
15 | Amendment to Articles Regarding Officer Exculpation | Management | For | Voted - Against |
ELASTIC N.V.
Security ID: N14506104
Ticker: ESTC
Meeting Date: 06-Oct-22
Meeting Type: Annual
1 | Elect Sohaib Abbasi | Management | For | Voted - For |
2 | Elect Caryn Marooney | Management | For | Voted - For |
3 | Elect Chetan Puttagunta | Management | For | Voted - For |
4 | Elect Steven Schuurman | Management | For | Voted - For |
5 | Adoption of Dutch Statutory Annual Accounts for 2022 | Management | For | Voted - For |
6 | Appointment of Dutch Statutory Auditor | Management | For | Voted - For |
7 | Ratification of Auditor | Management | For | Voted - For |
8 | Discharge from Liability for Executive Directors | Management | For | Voted - For |
9 | Discharge from Liability for Non-Executive Directors | Management | For | Voted - For |
10 | Authority to Repurchase Shares | Management | For | Voted - For |
11 | Employee Stock Purchase Plan | Management | For | Voted - For |
8
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
12 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
ENERGY RECOVERY, INC.
Security ID: 29270J100
Ticker: ERII
Meeting Date: 08-Jun-23
Meeting Type: Annual
1.1 | Elect Alexander J. Buehler | Management | For | Voted - For |
1.2 | Elect Joan K. Chow | Management | For | Voted - For |
1.3 | Elect Arve Hanstveit | Management | For | Voted - For |
1.4 | Elect Robert Y.L. Mao | Management | For | Voted - For |
1.5 | Elect Pamela Tondreau | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
ESTABLISHMENT LABS HOLDINGS INC.
Security ID: G31249108
Ticker: ESTA
Meeting Date: 24-May-23
Meeting Type: Annual
1 | Elect Dennis E. Condon | Management | For | Voted - Against |
2 | Elect Leslie Gillin | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Repeal of Classified Board | Management | For | Voted - For |
6 | Elimination of Supermajority Requirement | Management | For | Voted - For |
EVERCORE INC.
Security ID: 29977A105
Ticker: EVR
Meeting Date: 15-Jun-23
Meeting Type: Annual
1 | Elect Roger C. Altman | Management | For | Voted - For |
2 | Elect Richard I. Beattie | Management | For | Voted - For |
3 | Elect Pamela G. Carlton | Management | For | Voted - For |
4 | Elect Ellen V. Futter | Management | For | Voted - For |
5 | Elect Gail B. Harris | Management | For | Voted - For |
6 | Elect Robert B. Millard | Management | For | Voted - For |
7 | Elect Willard J. Overlock, Jr. | Management | For | Voted - For |
8 | Elect Sir Simon M. Robertson | Management | For | Voted - For |
9 | Elect John S. Weinberg | Management | For | Voted - For |
10 | Elect William J. Wheeler | Management | For | Voted - For |
11 | Elect Sarah K. Williamson | Management | For | Voted - For |
12 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
13 | Ratification of Auditor | Management | For | Voted - For |
9
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
FIVE9, INC.
Security ID: 338307101
Ticker: FIVN
Meeting Date: 16-May-23
Meeting Type: Annual
1.1 | Elect Michael Burkland | Management | For | Voted - For |
1.2 | Elect Robert J. Zollars | Management | For | Voted - Withheld |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Ratification of Auditor | Management | For | Voted - For |
GATES INDUSTRIAL CORPORATION PLC
Security ID: G39108108
Ticker: GTES
Meeting Date: 08-Jun-23
Meeting Type: Annual
1 | Elect Fredrik J. Eliasson | Management | For | Voted - For |
2 | Elect James W. Ireland, III | Management | For | Voted - For |
3 | Elect Ivo Jurek | Management | For | Voted - For |
4 | Elect Stephanie K. Mains | Management | For | Voted - For |
5 | Elect Seth A. Meisel | Management | For | Voted - For |
6 | Elect Wilson S. Neely | Management | For | Voted - For |
7 | Elect Neil P. Simpkins | Management | For | Voted - For |
8 | Elect Alicia Tillman | Management | For | Voted - For |
9 | Elect Molly P. Zhang | Management | For | Voted - For |
10 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
11 | Directors' Remuneration Report (Advisory) | Management | For | Voted - Against |
12 | Ratification of Auditor | Management | For | Voted - For |
13 | Appointment of U.K. Statutory Auditor | Management | For | Voted - For |
14 | Authority to Set U.K. Statutory Auditor's Fees | Management | For | Voted - For |
HASHICORP, INC.
Security ID: 418100103
Ticker: HCP
Meeting Date: 29-Jun-23
Meeting Type: Annual
1 | Elect Todd R. Ford | Management | For | Voted - For |
2 | Elect David Henshall | Management | For | Voted - For |
3 | Elect Sigal Zarmi | Management | For | Voted - Withheld |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
5 | Ratification of Auditor | Management | For | Voted - For |
HERITAGE-CRYSTAL CLEAN, INC.
Security ID: 42726M106
Ticker: HCCI
Meeting Date: 13-Jun-23
Meeting Type: Annual
1.1 | Elect Bruce C. Bruckmann | Management | For | Voted - Withheld |
10
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.2 | Elect Robert W. Willmschen, Jr. | Management | For | Voted - Withheld |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Increase in Authorized Common Stock | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
5 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
6 | Transaction of Other Business | Management | For | Voted - Against |
INSPIRE MEDICAL SYSTEMS, INC.
Security ID: 457730109
Ticker: INSP
Meeting Date: 27-Apr-23
Meeting Type: Annual
1.1 | Elect Cynthia B. Burks | Management | For | Voted - For |
1.2 | Elect Gary L. Ellis | Management | For | Voted - For |
1.3 | Elect Georgia Garinois-Melenikiotou | Management | For | Voted - For |
1.4 | Elect Dana G. Mead, Jr. | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
INSULET CORPORATION
Security ID: 45784P101
Ticker: PODD
Meeting Date: 23-May-23
Meeting Type: Annual
1.1 | Elect Luciana Borio | Management | For | Voted - For |
1.2 | Elect Michael R. Minogue | Management | For | Voted - For |
1.3 | Elect Corinne H. Nevinny | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
4 | Ratification of Auditor | Management | For | Voted - For |
IRIDIUM COMMUNICATIONS INC.
Security ID: 46269C102
Ticker: IRDM
Meeting Date: 04-May-23
Meeting Type: Annual
1.1 | Elect Robert H. Niehaus | Management | For | Voted - For |
1.2 | Elect Thomas C. Canfield | Management | For | Voted - For |
1.3 | Elect Matthew J. Desch | Management | For | Voted - For |
1.4 | Elect Thomas J. Fitzpatrick | Management | For | Voted - Withheld |
1.5 | Elect L. Anthony Frazier | Management | For | Voted - For |
1.6 | Elect Jane L. Harman | Management | For | Voted - For |
1.7 | Elect Alvin B. Krongard | Management | For | Voted - For |
1.8 | Elect Suzanne E. McBride | Management | For | Voted - For |
1.9 | Elect Eric T. Olson | Management | For | Voted - For |
1.10 | Elect Parker W. Rush | Management | For | Voted - For |
1.11 | Elect Kay N. Sears | Management | For | Voted - For |
1.12 | Elect Jacqueline E. Yeaney | Management | For | Voted - For |
11
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
4 | Amendment to the 2015 Equity Incentive Plan | Management | For | Voted - For |
5 | Ratification of Auditor | Management | For | Voted - For |
KARUNA THERAPEUTICS, INC.
Security ID: 48576A100
Ticker: KRTX
Meeting Date: 20-Jun-23
Meeting Type: Annual
1 | Elect Bill Meury | Management | For | Voted - For |
2 | Elect Laurie Olson | Management | For | Voted - Withheld |
3 | Elect David Wheadon | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
5 | Ratification of Auditor | Management | For | Voted - For |
KEMPER CORPORATION
Security ID: 488401100
Ticker: KMPR
Meeting Date: 03-May-23
Meeting Type: Annual
1 | Elect Teresa A. Canida | Management | For | Voted - For |
2 | Elect George N. Cochran | Management | For | Voted - For |
3 | Elect Kathleen M. Cronin | Management | For | Voted - Against |
4 | Elect Jason N. Gorevic | Management | For | Voted - For |
5 | Elect Lacy M. Johnson | Management | For | Voted - For |
6 | Elect Joseph P. Lacher, Jr. | Management | For | Voted - For |
7 | Elect Gerald Laderman | Management | For | Voted - For |
8 | Elect Alberto J. Paracchini | Management | For | Voted - For |
9 | Elect Stuart B. Parker | Management | For | Voted - For |
10 | Elect Christopher B. Sarofim | Management | For | Voted - For |
11 | Elect Susan D. Whiting | Management | For | Voted - For |
12 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
13 | Approval of the 2023 Omnibus Plan | Management | For | Voted - For |
14 | Ratification of Auditor | Management | For | Voted - For |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
KORNIT DIGITAL LTD.
Security ID: M6372Q113
Ticker: KRNT
Meeting Date: 11-Aug-22
Meeting Type: Annual
1 | Elect Yehoshua Nir | Management | For | Voted - For |
2 | Elect Dov Ofer | Management | For | Voted - For |
3 | Elect Jae Hyun Lee | Management | For | Voted - For |
4 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
12
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
Meeting Date: 29-Dec-22
Meeting Type: Special
1 | Employment Agreement of New CFO | Management | For | Non-Voting |
2 | Amend Employment Terms of CEO | Management | For | Non-Voting |
3 | Confirmation of Non-Controlling Shareholder | Management | N/A | Non-Voting |
KRYSTAL BIOTECH, INC.
Security ID: 501147102
Ticker: KRYS
Meeting Date: 19-May-23
Meeting Type: Annual
1.1 | Elect Krish S. Krishnan | Management | For | Voted - For |
1.2 | Elect Kirti Ganorkar | Management | For | Voted - For |
1.3 | Elect Christopher Mason | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
LANTHEUS HOLDINGS, INC.
Security ID: 516544103
Ticker: LNTH
Meeting Date: 27-Apr-23
Meeting Type: Annual
1 | Elect Minnie Baylor-Henry | Management | For | Voted - For |
2 | Elect Heinz Mausli | Management | For | Voted - For |
3 | Elect Julie H. McHugh | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
5 | Approval of the 2023 Employee Stock Purchase Plan | Management | For | Voted - For |
6 | Ratification of Auditor | Management | For | Voted - For |
LATTICE SEMICONDUCTOR CORPORATION
Security ID: 518415104
Ticker: LSCC
Meeting Date: 05-May-23
Meeting Type: Annual
1 | Elect James R. Anderson | Management | For | Voted - For |
2 | Elect Robin A. Abrams | Management | For | Voted - For |
3 | Elect Douglas Bettinger | Management | For | Voted - For |
4 | Elect Mark E. Jensen | Management | For | Voted - For |
5 | Elect James P. Lederer | Management | For | Voted - For |
6 | Elect David Jeffrey Richardson | Management | For | Voted - For |
7 | Elect Elizabeth M. Schwarting | Management | For | Voted - For |
8 | Elect Raejeanne Skillern | Management | For | Voted - For |
9 | Ratification of Auditor | Management | For | Voted - For |
10 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
12 | Approval of the 2023 Equity Incentive Plan | Management | For | Voted - For |
13
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
LEGEND BIOTECH CORPORATION
Security ID: 52490G102
Ticker: LEGN
Meeting Date: 14-Oct-22
Meeting Type: Annual
1 | Financial Statements | Management | For | Voted - For |
2 | Appointment of Auditor | Management | For | Voted - For |
3 | Elect Patrick Casey | Management | For | Voted - For |
4 | Elect Yau Wai Man Philip | Management | For | Voted - For |
5 | Elect Fangliang Zhang | Management | For | Voted - For |
6 | Authorization of Directors and Officers | Management | For | Voted - For |
MADRIGAL PHARMACEUTICALS, INC.
Security ID: 558868105
Ticker: MDGL
Meeting Date: 15-Jun-23
Meeting Type: Annual
1 | Elect Paul A. Friedman | Management | For | Voted - For |
2 | Elect Kenneth M. Bate | Management | For | Voted - For |
3 | Elect James M. Daly | Management | For | Voted - Withheld |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
6 | Amendment to Articles Regarding Officer Exculpation | Management | For | Voted - Against |
MASTEC, INC.
Security ID: 576323109
Ticker: MTZ
Meeting Date: 16-May-23
Meeting Type: Annual
1.1 | Elect Ernst N. Csiszar | Management | For | Voted - For |
1.2 | Elect Julia L. Johnson | Management | For | Voted - Withheld |
1.3 | Elect Jorge Mas | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
MATADOR RESOURCES COMPANY
Security ID: 576485205
Ticker: MTDR
Meeting Date: 09-Jun-23
Meeting Type: Annual
1 | Elect Joseph Wm. Foran | Management | For | Voted - For |
2 | Elect Reynald A. Baribault | Management | For | Voted - Against |
3 | Elect Timothy E. Parker | Management | For | Voted - For |
4 | Elect Shelley F. Appel | Management | For | Voted - For |
5 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
6 | Ratification of Auditor | Management | For | Voted - For |
14
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
MGIC INVESTMENT CORPORATION
Security ID: 552848103
Ticker: MTG
Meeting Date: 27-Apr-23
Meeting Type: Annual
1.1 | Elect Analisa M. Allen | Management | For | Voted - For |
1.2 | Elect Daniel A. Arrigoni | Management | For | Voted - For |
1.3 | Elect C. Edward Chaplin | Management | For | Voted - For |
1.4 | Elect Curt S. Culver | Management | For | Voted - For |
1.5 | Elect Jay C. Hartzell | Management | For | Voted - For |
1.6 | Elect Timothy A. Holt | Management | For | Voted - For |
1.7 | Elect Jodeen A. Kozlak | Management | For | Voted - For |
1.8 | Elect Michael E. Lehman | Management | For | Voted - For |
1.9 | Elect Teresita M. Lowman | Management | For | Voted - For |
1.10 | Elect Timothy J. Mattke | Management | For | Voted - For |
1.11 | Elect Sheryl L. Sculley | Management | For | Voted - For |
1.12 | Elect Mark M. Zandi | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
4 | Ratification of Auditor | Management | For | Voted - For |
MGP INGREDIENTS, INC.
Security ID: 55303J106
Ticker: MGPI
Meeting Date: 25-May-23
Meeting Type: Annual
1 | Elect Thomas A. Gerke | Management | For | Voted - For |
2 | Elect Donn Lux | Management | For | Voted - For |
3 | Elect Kevin S. Rauckman | Management | For | Voted - For |
4 | Elect Todd B. Siwak | Management | For | Voted - For |
5 | Ratification of Auditor | Management | For | Voted - For |
6 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
7 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
MIRUM PHARMACEUTICALS, INC.
Security ID: 604749101
Ticker: MIRM
Meeting Date: 12-Jun-23
Meeting Type: Annual
1 | Elect Lon Cardon | Management | For | Voted - Withheld |
2 | Elect William Fairey | Management | For | Voted - For |
3 | Elect Timothy P. Walbert | Management | For | Voted - Withheld |
4 | Ratification of Auditor | Management | For | Voted - For |
15
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
MONOLITHIC POWER SYSTEMS, INC.
Security ID: 609839105
Ticker: MPWR
Meeting Date: 15-Jun-23
Meeting Type: Annual
1 | Elect Victor K. Lee | Management | For | Voted - For |
2 | Elect James C. Moyer | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
5 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
6 | Amendment to the 2004 Employee Stock Purchase Plan | Management | For | Voted - For |
PROMETHEUS BIOSCIENCES, INC.
Security ID: 74349U108
Ticker: RXDX
Meeting Date: 15-Jun-23
Meeting Type: Special
1 | Merger (Merck & Co., Inc.) | Management | For | Voted - For |
2 | Advisory Vote on Golden Parachutes | Management | For | Voted - Against |
3 | Right to Adjourn Meeting | Management | For | Voted - For |
REGAL REXNORD CORPORATION
Security ID: 758750103
Ticker: RRX
Meeting Date: 25-Apr-23
Meeting Type: Annual
1 | Elect Jan A. Bertsch | Management | For | Voted - For |
2 | Elect Stephen M. Burt | Management | For | Voted - For |
3 | Elect Anesa T. Chaibi | Management | For | Voted - For |
4 | Elect Theodore D. Crandall | Management | For | Voted - For |
5 | Elect Michael P. Doss | Management | For | Voted - For |
6 | Elect Michael F. Hilton | Management | For | Voted - For |
7 | Elect Louis V. Pinkham | Management | For | Voted - For |
8 | Elect Rakesh Sachdev | Management | For | Voted - For |
9 | Elect Curtis W. Stoelting | Management | For | Voted - For |
10 | Elect Robin A. Walker-Lee | Management | For | Voted - For |
11 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
13 | Ratification of Auditor | Management | For | Voted - For |
14 | Approval of 2023 Omnibus Incentive Plan | Management | For | Voted - For |
SHOCKWAVE MEDICAL, INC.
Security ID: 82489T104
Ticker: SWAV
Meeting Date: 13-Jun-23
Meeting Type: Annual
1.1 | Elect C. Raymond Larkin, Jr. | Management | For | Voted - For |
16
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.2 | Elect Laura Francis | Management | For | Voted - For |
1.3 | Elect Maria Sainz | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
SMARTSHEET INC.
Security ID: 83200N103
Ticker: SMAR
Meeting Date: 16-Jun-23
Meeting Type: Annual
1.1 | Elect Geoffrey T. Barker | Management | For | Voted - For |
1.2 | Elect Matthew McIlwain | Management | For | Voted - For |
1.3 | Elect James N. White | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
STANDEX INTERNATIONAL CORPORATION
Security ID: 854231107
Ticker: SXI
Meeting Date: 25-Oct-22
Meeting Type: Annual
1 | Elect Thomas E. Chorman | Management | For | Voted - For |
2 | Elect Thomas J. Hansen | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
STRIDE, INC.
Security ID: 86333M108
Ticker: LRN
Meeting Date: 09-Dec-22
Meeting Type: Annual
1 | Elect Aida M. Alvarez | Management | For | Voted - For |
2 | Elect Craig R. Barrett | Management | For | Voted - For |
3 | Elect Robert L. Cohen | Management | For | Voted - For |
4 | Elect Steven B. Fink | Management | For | Voted - For |
5 | Elect Robert E. Knowling, Jr. | Management | For | Voted - For |
6 | Elect Liza McFadden | Management | For | Voted - For |
7 | Elect James J. Rhyu | Management | For | Voted - For |
8 | Elect Joseph A. Verbrugge | Management | For | Voted - For |
9 | Ratification of Auditor | Management | For | Voted - For |
10 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
11 | Amendment to the 2016 Equity Incentive Award Plan | Management | For | Voted - For |
17
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
SWITCH, INC.
Security ID: 87105L104
Ticker: SWCH
Meeting Date: 04-Aug-22
Meeting Type: Special
1 | Merger | Management | For | Voted - For |
2 | Advisory Vote on Golden Parachutes | Management | For | Voted - For |
3 | Right to Adjourn Meeting | Management | For | Voted - For |
SYMBOTIC INC.
Security ID: 87151X101
Ticker: SYM
Meeting Date: 01-Mar-23
Meeting Type: Annual
1 | Elect Richard B. Cohen | Management | For | Voted - For |
2 | Elect Rollin Ford | Management | For | Voted - For |
3 | Elect Charles F. Kane | Management | For | Voted - For |
4 | Elect Todd Krasnow | Management | For | Voted - For |
5 | Elect Vikas J. Parekh | Management | For | Voted - For |
6 | Elect Daniela Rus | Management | For | Voted - For |
7 | Elect Merline Saintil | Management | For | Voted - For |
8 | Ratification of Auditor | Management | For | Voted - For |
TAYLOR MORRISON HOME CORPORATION
Security ID: 87724P106
Ticker: TMHC
Meeting Date: 25-May-23
Meeting Type: Annual
1 | Elect Peter Lane | Management | For | Voted - For |
2 | Elect William H. Lyon | Management | For | Voted - For |
3 | Elect Anne L. Mariucci | Management | For | Voted - For |
4 | Elect David C. Merritt | Management | For | Voted - For |
5 | Elect Andrea R. Owen | Management | For | Voted - For |
6 | Elect Sheryl D. Palmer | Management | For | Voted - For |
7 | Elect Denise F. Warren | Management | For | Voted - For |
8 | Elect Christopher J. Yip | Management | For | Voted - For |
9 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
10 | Ratification of Auditor | Management | For | Voted - For |
TEREX CORPORATION
Security ID: 880779103
Ticker: TEX
Meeting Date: 18-May-23
Meeting Type: Annual
1 | Elect Paula Cholmondeley | Management | For | Voted - For |
2 | Elect Don DeFosset | Management | For | Voted - For |
3 | Elect John L. Garrison Jr. | Management | For | Voted - For |
18
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
4 | Elect Thomas J. Hansen | Management | For | Voted - For |
5 | Elect Sandie O'Connor | Management | For | Voted - For |
6 | Elect Christopher Rossi | Management | For | Voted - For |
7 | Elect Andra Rush | Management | For | Voted - For |
8 | Elect David A. Sachs | Management | For | Voted - For |
9 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
10 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
11 | Ratification of Auditor | Management | For | Voted - For |
TEXAS ROADHOUSE, INC.
Security ID: 882681109
Ticker: TXRH
Meeting Date: 11-May-23
Meeting Type: Annual
1 | Elect Michael A. Crawford | Management | For | Voted - For |
2 | Elect Donna E. Epps | Management | For | Voted - For |
3 | Elect Gregory N. Moore | Management | For | Voted - For |
4 | Elect Gerald L. Morgan | Management | For | Voted - For |
5 | Elect Curtis A. Warfield | Management | For | Voted - Withheld |
6 | Elect Kathleen M. Widmer | Management | For | Voted - Withheld |
7 | Elect James R. Zarley | Management | For | Voted - For |
8 | Ratification of Auditor | Management | For | Voted - For |
9 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
10 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
11 | Shareholder Proposal Regarding GHG Targets and Alignment with the Paris Agreement | Sharehold | Against | Voted - Against |
TFI INTERNATIONAL INC.
Security ID: 87241L109
Ticker: TFII
Meeting Date: 26-Apr-23
Meeting Type: Annual
1 | Elect Leslie Abi-Karam | Management | For | Voted - For |
2 | Elect Alain Bedard | Management | For | Voted - For |
3 | Elect Andre Berard | Management | For | Voted - For |
4 | Elect William T. England | Management | For | Voted - For |
5 | Elect Diane Giard | Management | For | Voted - For |
6 | Elect Debra J. Kelly-Ennis | Management | For | Voted - For |
7 | Elect Neil D. Manning | Management | For | Voted - For |
8 | Elect John Pratt | Management | For | Voted - For |
9 | Elect Joey Saputo | Management | For | Voted - For |
10 | Elect Rosemary Turner | Management | For | Voted - For |
11 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
12 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
19
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
THE DESCARTES SYSTEMS GROUP INC.
Security ID: 249906108
Ticker: DSG
Meeting Date: 15-Jun-23
Meeting Type: Annual
1 | Elect Deepak Chopra | Management | For | Voted - For |
2 | Elect Deborah Close | Management | For | Voted - For |
3 | Elect Eric A. Demirian | Management | For | Voted - For |
4 | Elect Sandra L. Hanington | Management | For | Voted - For |
5 | Elect Kelley Irwin | Management | For | Voted - For |
6 | Elect Dennis Maple | Management | For | Voted - For |
7 | Elect Chris E. Muntwyler | Management | For | Voted - For |
8 | Elect Jane O'Hagan | Management | For | Voted - For |
9 | Elect Edward J. Ryan | Management | For | Voted - For |
10 | Elect John J. Walker | Management | For | Voted - For |
11 | Appointment of Auditor | Management | For | Voted - For |
12 | Shareholder Rights Plan | Management | For | Voted - For |
13 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
TOPGOLF CALLAWAY BRANDS CORP.
Security ID: 131193104
Ticker: MODG
Meeting Date: 06-Jun-23
Meeting Type: Annual
1 | Elect Oliver G. Brewer III | Management | For | Voted - For |
2 | Elect Erik J. Anderson | Management | For | Voted - For |
3 | Elect Laura J. Flanagan | Management | For | Voted - For |
4 | Elect Russell L. Fleischer | Management | For | Voted - For |
5 | Elect Bavan M. Holloway | Management | For | Voted - For |
6 | Elect John F. Lundgren | Management | For | Voted - For |
7 | Elect Scott M. Marimow | Management | For | Voted - For |
8 | Elect Adebayo O. Ogunlesi | Management | For | Voted - For |
9 | Elect Varsha Rao | Management | For | Voted - For |
10 | Elect Linda B. Segre | Management | For | Voted - For |
11 | Elect Anthony S. Thornley | Management | For | Voted - For |
12 | Elect C. Matthew Turney | Management | For | Voted - For |
13 | Ratification of Auditor | Management | For | Voted - For |
14 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
TRANSMEDICS GROUP, INC.,
Security ID: 89377M109
Ticker: TMDX
Meeting Date: 25-May-23
Meeting Type: Annual
1 | Elect Waleed Hassanein, M.D. | Management | For | Voted - For |
2 | Elect James R. Tobin | Management | For | Voted - For |
3 | Elect Edward M. Basile | Management | For | Voted - Against |
4 | Elect Thomas J. Gunderson | Management | For | Voted - For |
5 | Elect Edwin M. Kania, Jr. | Management | For | Voted - For |
6 | Elect Stephanie Lovell | Management | For | Voted - For |
7 | Elect Merilee Raines | Management | For | Voted - For |
8 | Elect David Weill, M.D. | Management | For | Voted - For |
9 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
10 | Amendment to the 2019 Stock Incentive Plan | Management | For | Voted - For |
11 | Ratification of Auditor | Management | For | Voted - For |
TREX COMPANY, INC.
Security ID: 89531P105
Ticker: TREX
Meeting Date: 04-May-23
Meeting Type: Annual
1 | Elect Jay M. Gratz | Management | For | Voted - For |
2 | Elect Ronald W. Kaplan | Management | For | Voted - For |
3 | Elect Gerald Volas | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
5 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
6 | Approval of 2023 Stock Incentive Plan | Management | For | Voted - For |
7 | Ratification of Auditor | Management | For | Voted - For |
URBAN OUTFITTERS, INC.
Security ID: 917047102
Ticker: URBN
Meeting Date: 06-Jun-23
Meeting Type: Annual
1 | Elect Edward N. Antoian | Management | For | Voted - For |
2 | Elect Kelly Campbell | Management | For | Voted - For |
3 | Elect Harry S. Cherken, Jr. | Management | For | Voted - For |
4 | Elect Mary C. Egan | Management | For | Voted - For |
5 | Elect Margaret A. Hayne | Management | For | Voted - For |
6 | Elect Richard A. Hayne | Management | For | Voted - For |
7 | Elect Amin N. Maredia | Management | For | Voted - For |
8 | Elect Wesley S. McDonald | Management | For | Voted - For |
9 | Elect Todd R. Morgenfeld | Management | For | Voted - For |
10 | Elect John C. Mulliken | Management | For | Voted - For |
11 | Ratification of Auditor | Management | For | Voted - For |
12 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
VAXCYTE, INC.
Security ID: 92243G108
Ticker: PCVX
Meeting Date: 13-Jun-23
Meeting Type: Annual
1.1 | Elect Halley E. Gilbert | Management | For | Voted - For |
20
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.2 | Elect Michael E. Kamarck | Management | For | Voted - For |
1.3 | Elect Grant E. Pickering | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
VERONA PHARMA PLC
Security ID: 925050106
Ticker: VRNA
Meeting Date: 27-Apr-23
Meeting Type: Annual
1 | Elect David R. Ebsworth | Management | For | Voted - For |
2 | Elect Mahendra Shah | Management | For | Voted - For |
3 | Elect David Zaccardelli | Management | For | Voted - For |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Remuneration Report | Management | For | Voted - Against |
6 | Ratification of Auditor | Management | For | Voted - For |
7 | Authority to Set Auditor's Fees | Management | For | Voted - For |
8 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
9 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
10 | Amendment to the 2017 Incentive Award Plan | Management | For | Voted - Against |
11 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For |
12 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
VIKING THERAPEUTICS, INC.
Security ID: 92686J106
Ticker: VKTX
Meeting Date: 13-Jun-23
Meeting Type: Annual
1.1 | Elect J. Matthew Singleton | Management | For | Voted - For |
1.2 | Elect S. Kathryn Rouan | Management | For | Voted - Withheld |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Amendment to Articles to Reflect New Delaware Law Provisions Regarding Officer Exculpation | Management | For | Voted - Against |
VISTEON CORPORATION
Security ID: 92839U206
Ticker: VC
Meeting Date: 08-Jun-23
Meeting Type: Annual
1 | Elect James J. Barrese | Management | For | Voted - For |
2 | Elect Naomi M. Bergman | Management | For | Voted - For |
3 | Elect Jeffrey D. Jones | Management | For | Voted - For |
4 | Elect Bunsei Kure | Management | For | Voted - For |
5 | Elect Sachin S. Lawande | Management | For | Voted - For |
6 | Elect Joanne M. Maguire | Management | For | Voted - For |
7 | Elect Robert J. Manzo | Management | For | Voted - Against |
8 | Elect Francis M. Scricco | Management | For | Voted - For |
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Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
9 | Elect David L. Treadwell | Management | For | Voted - For |
10 | Ratification of Auditor | Management | For | Voted - For |
11 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
WEATHERFORD INTERNATIONAL PLC
Security ID: G48833118
Ticker: WFRD
Meeting Date: 15-Jun-23
Meeting Type: Annual
1 | Elect Benjamin C. Duster, IV | Management | For | Voted - For |
2 | Elect Neal P. Goldman | Management | For | Voted - Against |
3 | Elect Jacqueline C. Mutschler | Management | For | Voted - For |
4 | Elect Girishchandra K. Saligram | Management | For | Voted - For |
5 | Elect Charles M. Sledge | Management | For | Voted - For |
6 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
7 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
WILLSCOT MOBILE MINI HOLDINGS CORP.
Security ID: 971378104
Ticker: WSC
Meeting Date: 02-Jun-23
Meeting Type: Annual
1 | Elect Mark S. Bartlett | Management | For | Voted - For |
2 | Elect Erika T. Davis | Management | For | Voted - For |
3 | Elect Gerard E. Holthaus | Management | For | Voted - For |
4 | Elect Erik Olsson | Management | For | Voted - For |
5 | Elect Rebecca L. Owen | Management | For | Voted - For |
6 | Elect Jeffrey F. Sagansky | Management | For | Voted - For |
7 | Elect Bradley L. Soultz | Management | For | Voted - For |
8 | Elect Michael W. Upchurch | Management | For | Voted - For |
9 | Ratification of Auditor | Management | For | Voted - For |
10 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
WINGSTOP INC.
Security ID: 974155103
Ticker: WING
Meeting Date: 17-May-23
Meeting Type: Annual
1 | Elect Lynn Crump-Caine | Management | For | Voted - For |
2 | Elect Wesley S. McDonald | Management | For | Voted - For |
3 | Elect Ania M. Smith | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Advisory Vote on Executive Compensation | Management | For | Voted – For |
22
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
WINTRUST FINANCIAL CORPORATION
Security ID: 97650W108
Ticker: WTFC
Meeting Date: 25-May-23
Meeting Type: Annual
1 | Elect Elizabeth H. Connelly | Management | For | Voted - For |
2 | Elect Timothy S. Crane | Management | For | Voted - For |
3 | Elect Peter D. Crist | Management | For | Voted - For |
4 | Elect William J. Doyle | Management | For | Voted - For |
5 | Elect Marla F. Glabe | Management | For | Voted - For |
6 | Elect H. Patrick Hackett, Jr. | Management | For | Voted - For |
7 | Elect Scott K. Heitmann | Management | For | Voted - For |
8 | Elect Brian A. Kenney | Management | For | Voted - For |
9 | Elect Deborah L. Hall Lefevre | Management | For | Voted - For |
10 | Elect Suzet M. McKinney | Management | For | Voted - For |
11 | Elect Gary D. Sweeney | Management | For | Voted - For |
12 | Elect Karin Gustafson Teglia | Management | For | Voted - For |
13 | Elect Alex E. Washington, III | Management | For | Voted - For |
14 | Elect Edward J. Wehmer | Management | For | Voted - For |
15 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
17 | Ratification of Auditor | Management | For | Voted - For |
WIX.COM LTD.
Security ID: M98068105
Ticker: WIX
Meeting Date: 19-Dec-22
Meeting Type: Annual
1 | Elect Avishai Abrahami | Management | For | Voted - For |
2 | Elect Diane Greene | Management | For | Voted - For |
3 | Elect Mark Tluszcz | Management | For | Voted - For |
4 | Compensation Policy - Executives | Management | For | Voted - Against |
5 | Confirmation of Non-Controlling Shareholder | Management | N/A | Voted - For |
6 | Compensation Policy - Directors | Management | For | Voted - For |
7 | Confirmation of Non-Controlling Shareholder | Management | N/A | Voted - For |
8 | NED Compensation Plan | Management | For | Voted - For |
9 | Option Exchange of Non-Executive Employees | Management | For | Voted - Against |
10 | Appointment of Auditor | Management | For | Voted - For |
XENON PHARMACEUTICALS INC.
Security ID: 98420N105
Ticker: XENE
Meeting Date: 01-Jun-23
Meeting Type: Annual
1 | Elect Simon N. Pimstone | Management | For | Voted - For |
2 | Elect Dawn Svoronos | Management | For | Voted - For |
3 | Elect Mohammad Azab | Management | For | Voted - For |
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Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
4 | Elect Steven Gannon | Management | For | Voted - For |
5 | Elect Elizabeth Garofalo | Management | For | Voted - For |
6 | Elect Patrick Machado | Management | For | Voted - For |
7 | Elect Ian Mortimer | Management | For | Voted - For |
8 | Elect Gary Patou | Management | For | Voted - For |
9 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
10 | Appointment of Auditor | Management | For | Voted - For |
11 | Authority to Set Auditor's Fees | Management | For | Voted - For |
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
The Advisors’ Inner Circle Fund III
By: /s/ Michael Beattie
Michael Beattie
President
Date: August 16, 2023
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