The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 367 | 3,800 | SH | OTR | 1 | 0 | 0 | 0 | |
ACTIVISION BLIZZARD INC | COM | 00507V109 | 1,445 | 19,435 | SH | SOLE | 0 | 0 | 0 | ||
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 244 | 2,010 | SH | SOLE | 0 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,543 | 16,049 | SH | SOLE | 0 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 2,805 | 24,821 | SH | SOLE | 0 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 350 | 3,100 | SH | OTR | 1 | 0 | 0 | 0 | |
APPLE INC | COM | 037833100 | 3,640 | 26,337 | SH | SOLE | 0 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 276 | 2,000 | SH | OTR | 1 | 0 | 0 | 0 | |
APPLIED MATLS INC | COM | 038222105 | 320 | 3,900 | SH | OTR | 1 | 0 | 0 | 0 | |
AXONICS INC | COM | 05465P101 | 273 | 3,875 | SH | SOLE | 0 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 211 | 7,000 | SH | OTR | 1 | 0 | 0 | 0 | |
BLACKROCK ETF TRUST II | HIGH YLD MUNI IN | 092528108 | 2,177 | 106,156 | SH | SOLE | 0 | 0 | 0 | ||
BLACKSTONE INC | COM | 09260D107 | 4,606 | 55,030 | SH | SOLE | 0 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 1,859 | 15,354 | SH | SOLE | 0 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 208 | 5,200 | SH | OTR | 1 | 0 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 208 | 5,000 | SH | OTR | 1 | 0 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 286 | 5,100 | SH | OTR | 1 | 0 | 0 | 0 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 390 | 826 | SH | SOLE | 0 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 400 | 4,200 | SH | OTR | 1 | 0 | 0 | 0 | |
D R HORTON INC | COM | 23331A109 | 283 | 4,200 | SH | OTR | 1 | 0 | 0 | 0 | |
DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 25434V302 | 1,168 | 58,132 | SH | SOLE | 0 | 0 | 0 | ||
DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 25434V500 | 700 | 15,044 | SH | SOLE | 0 | 0 | 0 | ||
DIMENSIONAL ETF TRUST | CORE FIXED INCOM | 25434V872 | 2,843 | 69,433 | SH | SOLE | 0 | 0 | 0 | ||
DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 25434V807 | 461 | 17,879 | SH | SOLE | 0 | 0 | 0 | ||
DIMENSIONAL ETF TRUST | SHORT DURATION F | 25434V864 | 713 | 15,508 | SH | SOLE | 0 | 0 | 0 | ||
DISNEY WALT CO | COM | 254687106 | 3,941 | 41,783 | SH | SOLE | 0 | 0 | 0 | ||
DUPONT DE NEMOURS INC | COM | 26614N102 | 222 | 4,400 | SH | OTR | 1 | 0 | 0 | 0 | |
ELECTRONIC ARTS INC | COM | 285512109 | 440 | 3,800 | SH | OTR | 1 | 0 | 0 | 0 | |
EMERSON ELEC CO | COM | 291011104 | 3,067 | 41,900 | SH | SOLE | 0 | 0 | 0 | ||
EMERSON ELEC CO | COM | 291011104 | 300 | 4,100 | SH | OTR | 1 | 0 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 341 | 3,900 | SH | OTR | 1 | 0 | 0 | 0 | |
FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 | 296 | 11,882 | SH | SOLE | 0 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 252 | 4,100 | SH | OTR | 1 | 0 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 2,875 | 10,419 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO ACTIVELY MANAGED ETF | S&P500 DOWNSID | 46090A705 | 2,001 | 58,856 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO ACTIVELY MANAGED ETF | S&P500 DOWNSID | 46090A705 | 704 | 20,700 | SH | OTR | 2 | 0 | 0 | 0 | |
INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 | 2,187 | 108,297 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | DYNMC LEISURE | 46137V720 | 1,931 | 55,735 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES INC | MSCI GBL MIN VOL | 464286525 | 5,357 | 60,487 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | MSCI ACWI EX US | 464288240 | 2,285 | 57,121 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 2,352 | 24,417 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 649 | 6,741 | SH | OTR | 2 | 0 | 0 | 0 | |
ISHARES TR | CORE INTL AGGR | 46435G672 | 1,788 | 37,003 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | CORE INTL AGGR | 46435G672 | 600 | 12,415 | SH | OTR | 2 | 0 | 0 | 0 | |
ISHARES TR | US AER DEF ETF | 464288760 | 334 | 3,665 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | CORE MSCI TOTAL | 46432F834 | 208 | 4,094 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 1,142 | 11,132 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RESIDENTIAL MULT | 464288562 | 579 | 8,060 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 6,656 | 64,832 | SH | SOLE | 0 | 0 | 0 | ||
J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 | 6,452 | 125,945 | SH | SOLE | 0 | 0 | 0 | ||
J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 46641Q654 | 602 | 11,963 | SH | SOLE | 0 | 0 | 0 | ||
J P MORGAN EXCHANGE TRADED F | REALTY INCOME ET | 46641Q126 | 237 | 5,537 | SH | SOLE | 0 | 0 | 0 | ||
J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 | 1,173 | 23,376 | SH | SOLE | 0 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 282 | 2,700 | SH | OTR | 1 | 0 | 0 | 0 | |
KULR TECHNOLOGY GROUP INC | COM | 50125G109 | 15 | 11,644 | SH | SOLE | 0 | 0 | 0 | ||
LISTED FD TR | CHANGEBRIDGE SUS | 53656F631 | 677 | 31,536 | SH | SOLE | 0 | 0 | 0 | ||
MARATHON PETE CORP | COM | 56585A102 | 258 | 2,600 | SH | OTR | 1 | 0 | 0 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 331 | 4,100 | SH | OTR | 1 | 0 | 0 | 0 | |
MERCK & CO INC | COM | 58933Y105 | 379 | 4,400 | SH | OTR | 1 | 0 | 0 | 0 | |
MICROCHIP TECHNOLOGY INC. | COM | 595017104 | 269 | 4,400 | SH | OTR | 1 | 0 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 235 | 4,700 | SH | OTR | 1 | 0 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 5,534 | 23,761 | SH | SOLE | 0 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 2,593 | 47,287 | SH | SOLE | 0 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 285 | 5,200 | SH | OTR | 1 | 0 | 0 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 340 | 4,300 | SH | OTR | 1 | 0 | 0 | 0 | |
NEXTERA ENERGY INC | COM | 65339F101 | 329 | 4,200 | SH | OTR | 1 | 0 | 0 | 0 | |
NIKE INC | CL B | 654106103 | 241 | 2,900 | SH | OTR | 1 | 0 | 0 | 0 | |
ON SEMICONDUCTOR CORP | COM | 682189105 | 280 | 4,490 | SH | SOLE | 0 | 0 | 0 | ||
ONCTERNAL THERAPEUTICS INC | COM | 68236P107 | 29 | 32,000 | SH | SOLE | 0 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 293 | 4,800 | SH | OTR | 1 | 0 | 0 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 1,403 | 16,295 | SH | SOLE | 0 | 0 | 0 | ||
PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 | 1,256 | 64,831 | SH | SOLE | 0 | 0 | 0 | ||
PIMCO MUN INCOME FD II | COM | 72200W106 | 3,356 | 352,136 | SH | SOLE | 0 | 0 | 0 | ||
PIMCO MUN INCOME FD III | COM | 72201A103 | 284 | 36,837 | SH | SOLE | 0 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 455 | 4,031 | SH | SOLE | 0 | 0 | 0 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 344 | 4,200 | SH | OTR | 1 | 0 | 0 | 0 | |
SCHWAB CHARLES CORP | COM | 808513105 | 273 | 3,800 | SH | OTR | 1 | 0 | 0 | 0 | |
SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | 415 | 13,660 | SH | SOLE | 0 | 0 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 682 | 1,805 | SH | SOLE | 0 | 0 | 0 | ||
SPDR INDEX SHS FDS | S&P INTL ETF | 78463X772 | 205 | 7,102 | SH | SOLE | 0 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 290 | 811 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SER TR | NUVEEN BLOOMBERG | 78464A284 | 1,304 | 27,207 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO S&P500 | 78464A854 | 7,446 | 177,332 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO S&P400 | 78464A847 | 760 | 19,707 | SH | SOLE | 0 | 0 | 0 | ||
SSGA ACTIVE ETF TR | BLACKSTONE SENR | 78467V608 | 4,463 | 109,191 | SH | SOLE | 0 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 337 | 4,000 | SH | OTR | 1 | 0 | 0 | 0 | |
SYNOPSYS INC | COM | 871607107 | 220 | 719 | SH | SOLE | 0 | 0 | 0 | ||
TJX COS INC NEW | COM | 872540109 | 280 | 4,500 | SH | OTR | 1 | 0 | 0 | 0 | |
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 1,889 | 39,260 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 | 6,061 | 125,908 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 92206C847 | 984 | 15,635 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | 5,687 | 156,412 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD WHITEHALL FDS | INTL HIGH ETF | 921946794 | 2,851 | 54,776 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 4,648 | 20,779 | SH | SOLE | 0 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,559 | 67,406 | SH | SOLE | 0 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 212 | 5,600 | SH | OTR | 1 | 0 | 0 | 0 | |
WALMART INC | COM | 931142103 | 337 | 2,600 | SH | OTR | 1 | 0 | 0 | 0 | |
WASTE MGMT INC DEL | COM | 94106L109 | 675 | 4,216 | SH | SOLE | 0 | 0 | 0 |