The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 287,712 | 1,923 | SH | SOLE | 0 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 3,566,827 | 27,452 | SH | SOLE | 0 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 324,825 | 2,500 | SH | OTR | 1 | 0 | 0 | 0 | |
ABBOTT LABS | COM | 002824100 | 450,139 | 4,100 | SH | OTR | 1 | 0 | 0 | 0 | |
ISHARES INC | MSCI GBL MIN VOL | 464286525 | 6,047,961 | 63,649 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | MSCI ACWI EX US | 464288240 | 2,528,625 | 55,574 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 2,383,512 | 24,575 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 650,706 | 6,709 | SH | OTR | 2 | 0 | 0 | 0 | |
APPLIED MATLS INC | COM | 038222105 | 408,996 | 4,200 | SH | OTR | 1 | 0 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 323,850 | 5,000 | SH | OTR | 1 | 0 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 2,348,472 | 27,958 | SH | SOLE | 0 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 361,200 | 4,300 | SH | OTR | 1 | 0 | 0 | 0 | |
ACTIVISION BLIZZARD INC | COM | 00507V109 | 1,526,070 | 19,936 | SH | SOLE | 0 | 0 | 0 | ||
AXONICS INC | COM | 05465P101 | 242,304 | 3,875 | SH | SOLE | 0 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 3,695,730 | 19,401 | SH | SOLE | 0 | 0 | 0 | ||
BANK AMERICA CORP | COM | 060505104 | 238,464 | 7,200 | SH | OTR | 1 | 0 | 0 | 0 | |
INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 | 2,065,152 | 100,592 | SH | SOLE | 0 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 323,775 | 4,500 | SH | OTR | 1 | 0 | 0 | 0 | |
BLACKSTONE INC | COM | 09260D107 | 4,631,159 | 62,423 | SH | SOLE | 0 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 239,719 | 5,300 | SH | OTR | 1 | 0 | 0 | 0 | |
LISTED FD TR | CHANGEBRIDGE SUS | 53656F631 | 615,047 | 28,265 | SH | SOLE | 0 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 209,820 | 6,000 | SH | OTR | 1 | 0 | 0 | 0 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 377,095 | 826 | SH | SOLE | 0 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 266,784 | 5,600 | SH | OTR | 1 | 0 | 0 | 0 | |
CSX CORP | COM | 126408103 | 210,664 | 6,800 | SH | OTR | 1 | 0 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 419,355 | 4,500 | SH | OTR | 1 | 0 | 0 | 0 | |
DUPONT DE NEMOURS INC | COM | 26614N102 | 322,561 | 4,700 | SH | OTR | 1 | 0 | 0 | 0 | |
DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 25434V302 | 1,222,831 | 55,710 | SH | SOLE | 0 | 0 | 0 | ||
DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 25434V500 | 766,341 | 14,982 | SH | SOLE | 0 | 0 | 0 | ||
DIMENSIONAL ETF TRUST | CORE FIXED INCOM | 25434V872 | 2,895,049 | 69,727 | SH | SOLE | 0 | 0 | 0 | ||
DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 25434V807 | 498,494 | 16,398 | SH | SOLE | 0 | 0 | 0 | ||
DIMENSIONAL ETF TRUST | SHORT DURATION F | 25434V864 | 738,228 | 16,017 | SH | SOLE | 0 | 0 | 0 | ||
D R HORTON INC | COM | 23331A109 | 401,130 | 4,500 | SH | OTR | 1 | 0 | 0 | 0 | |
DISNEY WALT CO | COM | 254687106 | 3,956,804 | 45,543 | SH | SOLE | 0 | 0 | 0 | ||
SPDR INDEX SHS FDS | S&P INTL ETF | 78463X772 | 513,828 | 15,898 | SH | SOLE | 0 | 0 | 0 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 500,938 | 4,100 | SH | OTR | 1 | 0 | 0 | 0 | |
FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 | 303,047 | 11,354 | SH | SOLE | 0 | 0 | 0 | ||
EMERSON ELEC CO | COM | 291011104 | 422,664 | 4,400 | SH | OTR | 1 | 0 | 0 | 0 | |
EXELON CORP | COM | 30161N101 | 211,827 | 4,900 | SH | OTR | 1 | 0 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 1,466,263 | 16,525 | SH | SOLE | 0 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 3,421,761 | 10,833 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SER TR | NUVEEN BLOOMBERG | 78464A284 | 1,242,377 | 25,370 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK ETF TRUST II | HIGH YLD MUNI IN | 092528108 | 2,326,456 | 110,232 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | CORE INTL AGGR | 46435G672 | 1,786,572 | 37,572 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | CORE INTL AGGR | 46435G672 | 532,227 | 11,193 | SH | OTR | 2 | 0 | 0 | 0 | |
ISHARES TR | GLB INFRASTR ETF | 464288372 | 247,701 | 5,404 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | US AER DEF ETF | 464288760 | 436,062 | 3,898 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | CORE MSCI TOTAL | 46432F834 | 222,720 | 3,848 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | US TELECOM ETF | 464287713 | 463,223 | 20,652 | SH | SOLE | 0 | 0 | 0 | ||
J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 | 7,095,686 | 130,220 | SH | SOLE | 0 | 0 | 0 | ||
J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 46654Q203 | 549,865 | 13,477 | SH | SOLE | 0 | 0 | 0 | ||
J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 46641Q654 | 604,532 | 11,963 | SH | SOLE | 0 | 0 | 0 | ||
J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 | 1,181,998 | 23,579 | SH | SOLE | 0 | 0 | 0 | ||
KLA CORP | COM NEW | 482480100 | 242,807 | 644 | SH | OTR | 2 | 0 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 349,855 | 5,500 | SH | OTR | 1 | 0 | 0 | 0 | |
KULR TECHNOLOGY GROUP INC | COM | 50125G109 | 36,773 | 30,644 | SH | SOLE | 0 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC. | COM | 595017104 | 330,175 | 4,700 | SH | OTR | 1 | 0 | 0 | 0 | |
MONDELEZ INTL INC | CL A | 609207105 | 3,402,635 | 51,052 | SH | SOLE | 0 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 326,585 | 4,900 | SH | OTR | 1 | 0 | 0 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 341,968 | 4,400 | SH | OTR | 1 | 0 | 0 | 0 | |
MILESTONE PHARMACEUTICALS IN | COM | 59935V107 | 55,943 | 14,127 | SH | SOLE | 0 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 454,895 | 4,100 | SH | OTR | 1 | 0 | 0 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 391,092 | 4,600 | SH | OTR | 1 | 0 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 6,039,235 | 25,182 | SH | SOLE | 0 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 264,894 | 5,300 | SH | OTR | 1 | 0 | 0 | 0 | |
ISHARES TR | NATIONAL MUN ETF | 464288414 | 1,629,088 | 15,439 | SH | SOLE | 0 | 0 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 729,559 | 1,879 | SH | SOLE | 0 | 0 | 0 | ||
ON SEMICONDUCTOR CORP | COM | 682189105 | 280,041 | 4,490 | SH | SOLE | 0 | 0 | 0 | ||
ONCTERNAL THERAPEUTICS INC | COM | 68236P107 | 32,000 | 32,000 | SH | SOLE | 0 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 376,004 | 4,600 | SH | OTR | 1 | 0 | 0 | 0 | |
PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 | 1,085,330 | 58,730 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | DYNMC LEISURE | 46137V720 | 2,150,430 | 59,062 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | PFD ETF | 46138E511 | 983,293 | 87,951 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO ACTIVELY MANAGED ETF | S&P500 DOWNSID | 46090A705 | 1,967,542 | 60,952 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO ACTIVELY MANAGED ETF | S&P500 DOWNSID | 46090A705 | 660,804 | 20,471 | SH | OTR | 2 | 0 | 0 | 0 | |
PIMCO MUN INCOME FD II | COM | 72200W106 | 391,840 | 43,345 | SH | SOLE | 0 | 0 | 0 | ||
PIMCO MUN INCOME FD III | COM | 72201A103 | 2,956,227 | 339,406 | SH | SOLE | 0 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 1,232,565 | 17,306 | SH | SOLE | 0 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 443,155 | 4,031 | SH | SOLE | 0 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 340,814 | 3,100 | SH | OTR | 1 | 0 | 0 | 0 | |
ISHARES TR | RESIDENTIAL MULT | 464288562 | 676,173 | 9,894 | SH | SOLE | 0 | 0 | 0 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 454,140 | 4,500 | SH | OTR | 1 | 0 | 0 | 0 | |
STARBUCKS CORP | COM | 855244109 | 426,560 | 4,300 | SH | OTR | 1 | 0 | 0 | 0 | |
SCHWAB CHARLES CORP | COM | 808513105 | 341,366 | 4,100 | SH | OTR | 1 | 0 | 0 | 0 | |
SYNOPSYS INC | COM | 871607107 | 229,570 | 719 | SH | SOLE | 0 | 0 | 0 | ||
SOUTHERN CO | COM | 842587107 | 342,768 | 4,800 | SH | OTR | 1 | 0 | 0 | 0 | |
SPDR SER TR | PORTFOLIO S&P500 | 78464A854 | 7,776,522 | 172,888 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO S&P400 | 78464A847 | 805,776 | 18,959 | SH | SOLE | 0 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 312,248 | 816 | SH | SOLE | 0 | 0 | 0 | ||
SSGA ACTIVE ETF TR | BLACKSTONE SENR | 78467V608 | 4,554,989 | 111,369 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 6,694,701 | 64,205 | SH | SOLE | 0 | 0 | 0 | ||
TJX COS INC NEW | COM | 872540109 | 374,120 | 4,700 | SH | OTR | 1 | 0 | 0 | 0 | |
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | 6,828,399 | 162,697 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 92206C847 | 1,028,183 | 16,686 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 5,035,881 | 20,302 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD WHITEHALL FDS | INTL DVD ETF | 921946810 | 389,580 | 5,595 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 | 5,894,091 | 119,097 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 1,419,522 | 30,390 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD WHITEHALL FDS | INTL HIGH ETF | 921946794 | 3,602,999 | 60,483 | SH | SOLE | 0 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,721,818 | 69,082 | SH | SOLE | 0 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 244,317 | 6,201 | SH | OTR | 1 | 0 | 0 | 0 | |
WELLS FARGO CO NEW | COM | 949746101 | 243,611 | 5,900 | SH | OTR | 1 | 0 | 0 | 0 | |
WASTE MGMT INC DEL | COM | 94106L109 | 678,688 | 4,326 | SH | SOLE | 0 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 397,012 | 2,800 | SH | OTR | 1 | 0 | 0 | 0 | |
SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | 489,110 | 14,301 | SH | SOLE | 0 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 441,200 | 4,000 | SH | OTR | 1 | 0 | 0 | 0 |