H. Bruce Bond
Morrison C. Warren, Esq.
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Location ID | | Location Name | | Institutional Account Name | | Institutional Account Number | | Company Name | | Ticker | | Country | | Provider Security ID | | Meeting Type | | Meeting Date | | Record Date | | Ballot Status | | Shares Voted | | Proponent | | Proposal Number | | Proposal Text | | Management Recommendation | | Vote Instruction |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | General Mills, Inc. | | GIS | | USA | | 370334104 | | Annual | | 26-Sep-17 | | 28-Jul-17 | | Confirmed | | 19,665 | | Management | | 1a | | Elect Director Bradbury H. Anderson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | General Mills, Inc. | | GIS | | USA | | 370334104 | | Annual | | 26-Sep-17 | | 28-Jul-17 | | Confirmed | | 19,665 | | Management | | 1b | | Elect Director Alicia Boler Davis | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | General Mills, Inc. | | GIS | | USA | | 370334104 | | Annual | | 26-Sep-17 | | 28-Jul-17 | | Confirmed | | 19,665 | | Management | | 1c | | Elect Director R. Kerry Clark | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | General Mills, Inc. | | GIS | | USA | | 370334104 | | Annual | | 26-Sep-17 | | 28-Jul-17 | | Confirmed | | 19,665 | | Management | | 1d | | Elect Director David M. Cordani | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | General Mills, Inc. | | GIS | | USA | | 370334104 | | Annual | | 26-Sep-17 | | 28-Jul-17 | | Confirmed | | 19,665 | | Management | | 1e | | Elect Director Roger W. Ferguson, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | General Mills, Inc. | | GIS | | USA | | 370334104 | | Annual | | 26-Sep-17 | | 28-Jul-17 | | Confirmed | | 19,665 | | Management | | 1f | | Elect Director Henrietta H. Fore | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | General Mills, Inc. | | GIS | | USA | | 370334104 | | Annual | | 26-Sep-17 | | 28-Jul-17 | | Confirmed | | 19,665 | | Management | | 1g | | Elect Director Jeffrey L. Harmening | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | General Mills, Inc. | | GIS | | USA | | 370334104 | | Annual | | 26-Sep-17 | | 28-Jul-17 | | Confirmed | | 19,665 | | Management | | 1h | | Elect Director Maria G. Henry | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | General Mills, Inc. | | GIS | | USA | | 370334104 | | Annual | | 26-Sep-17 | | 28-Jul-17 | | Confirmed | | 19,665 | | Management | | 1i | | Elect Director Heidi G. Miller | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | General Mills, Inc. | | GIS | | USA | | 370334104 | | Annual | | 26-Sep-17 | | 28-Jul-17 | | Confirmed | | 19,665 | | Management | | 1j | | Elect Director Steve Odland | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | General Mills, Inc. | | GIS | | USA | | 370334104 | | Annual | | 26-Sep-17 | | 28-Jul-17 | | Confirmed | | 19,665 | | Management | | 1k | | Elect Director Kendall J. Powell | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | General Mills, Inc. | | GIS | | USA | | 370334104 | | Annual | | 26-Sep-17 | | 28-Jul-17 | | Confirmed | | 19,665 | | Management | | 1l | | Elect Director Eric D. Sprunk | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | General Mills, Inc. | | GIS | | USA | | 370334104 | | Annual | | 26-Sep-17 | | 28-Jul-17 | | Confirmed | | 19,665 | | Management | | 1m | | Elect Director Jorge A. Uribe | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | General Mills, Inc. | | GIS | | USA | | 370334104 | | Annual | | 26-Sep-17 | | 28-Jul-17 | | Confirmed | | 19,665 | | Management | | 2 | | Approve Omnibus Stock Plan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | General Mills, Inc. | | GIS | | USA | | 370334104 | | Annual | | 26-Sep-17 | | 28-Jul-17 | | Confirmed | | 19,665 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | General Mills, Inc. | | GIS | | USA | | 370334104 | | Annual | | 26-Sep-17 | | 28-Jul-17 | | Confirmed | | 19,665 | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | General Mills, Inc. | | GIS | | USA | | 370334104 | | Annual | | 26-Sep-17 | | 28-Jul-17 | | Confirmed | | 19,665 | | Management | | 5 | | Ratify KPMG LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Praxair, Inc. | | PX | | USA | | 74005P104 | | Special | | 27-Sep-17 | | 08-Aug-17 | | Confirmed | | 9,265 | | Management | | 1 | | Approve Merger Agreement | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Praxair, Inc. | | PX | | USA | | 74005P104 | | Special | | 27-Sep-17 | | 08-Aug-17 | | Confirmed | | 9,265 | | Management | | 2 | | Approve the Creation of Distributable Reserves | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Praxair, Inc. | | PX | | USA | | 74005P104 | | Special | | 27-Sep-17 | | 08-Aug-17 | | Confirmed | | 9,265 | | Management | | 3 | | Advisory Vote on Golden Parachutes | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Praxair, Inc. | | PX | | USA | | 74005P104 | | Special | | 27-Sep-17 | | 08-Aug-17 | | Confirmed | | 9,265 | | Management | | 4 | | Adjourn Meeting | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Management | | 1.1 | | Elect Director Francis S. Blake | | For | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Management | | 1.2 | | Elect Director Angela F. Braly | | For | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Management | | 1.3 | | Elect Director Amy L. Chang | | For | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Management | | 1.4 | | Elect Director Kenneth I. Chenault | | For | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Management | | 1.5 | | Elect Director Scott D. Cook | | For | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Management | | 1.6 | | Elect Director Terry J. Lundgren | | For | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Management | | 1.7 | | Elect Director W. James McNerney, Jr. | | For | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Management | | 1.8 | | Elect Director David S. Taylor | | For | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Management | | 1.9 | | Elect Director Margaret C. Whitman | | For | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Management | | 1.10 | | Elect Director Patricia A. Woertz | | For | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Management | | 1.11 | | Elect Director Ernesto Zedillo | | For | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Management | | 2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Share Holder | | 5 | | Adopt Holy Land Principles | | Against | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Share Holder | | 6 | | Report on Company Non-Discrimination Policies in States with Pro-Discrimination Laws | | Against | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Share Holder | | 7 | | Report on Risks of Doing Business in Conflict-Affected Areas | | Against | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Share Holder | | 8 | | Repeal Any Amendments to Code of Regulations Adopted After April 8, 2016 | | Against | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Share Holder | | 1.1 | | Elect Director Nelson Peltz | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Share Holder | | 1.2 | | Management Nominee Francis S. Blake | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Share Holder | | 1.3 | | Management Nominee Angela F. Braly | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Share Holder | | 1.4 | | Management Nominee Amy L. Chang | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Share Holder | | 1.5 | | Management Nominee Kenneth I. Chenault | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Share Holder | | 1.6 | | Management Nominee Scott D. Cook | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Share Holder | | 1.7 | | Management Nominee Terry J. Lundgren | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Share Holder | | 1.8 | | Management Nominee W. James McNerney, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Share Holder | | 1.9 | | Management Nominee David S. Taylor | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Share Holder | | 1.10 | | Management Nominee Margaret C. Whitman | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Share Holder | | 1.11 | | Management Nominee Patricia A. Woertz | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Management | | 2 | | Ratify Deloitte & Touche LLP as Auditors | | None | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | None | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | None | | One Year |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Share Holder | | 5 | | Adopt Holy Land Principles | | None | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Share Holder | | 6 | | Report on Company Non-Discrimination Policies in States with Pro-Discrimination Laws | | None | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Share Holder | | 7 | | Report on Risks of Doing Business in Conflict-Affected Areas | | None | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Procter & Gamble Company | | PG | | USA | | 742718109 | | Proxy Contest | | 10-Oct-17 | | 11-Aug-17 | | Confirmed | | 16,198 | | Share Holder | | 8 | | Repeal Any Amendments to Code of Regulations Adopted After April 8, 2016 | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Paychex, Inc. | | PAYX | | USA | | 704326107 | | Annual | | 11-Oct-17 | | 14-Aug-17 | | Confirmed | | 20,510 | | Management | | 1a | | Elect Director B. Thomas Golisano | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Paychex, Inc. | | PAYX | | USA | | 704326107 | | Annual | | 11-Oct-17 | | 14-Aug-17 | | Confirmed | | 20,510 | | Management | | 1b | | Elect Director Thomas F. Bonadio | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Paychex, Inc. | | PAYX | | USA | | 704326107 | | Annual | | 11-Oct-17 | | 14-Aug-17 | | Confirmed | | 20,510 | | Management | | 1c | | Elect Director Joseph G. Doody | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Paychex, Inc. | | PAYX | | USA | | 704326107 | | Annual | | 11-Oct-17 | | 14-Aug-17 | | Confirmed | | 20,510 | | Management | | 1d | | Elect Director David J.S. Flaschen | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Paychex, Inc. | | PAYX | | USA | | 704326107 | | Annual | | 11-Oct-17 | | 14-Aug-17 | | Confirmed | | 20,510 | | Management | | 1e | | Elect Director Phillip Horsley | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Paychex, Inc. | | PAYX | | USA | | 704326107 | | Annual | | 11-Oct-17 | | 14-Aug-17 | | Confirmed | | 20,510 | | Management | | 1f | | Elect Director Grant M. Inman | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Paychex, Inc. | | PAYX | | USA | | 704326107 | | Annual | | 11-Oct-17 | | 14-Aug-17 | | Confirmed | | 20,510 | | Management | | 1g | | Elect Director Martin Mucci | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Paychex, Inc. | | PAYX | | USA | | 704326107 | | Annual | | 11-Oct-17 | | 14-Aug-17 | | Confirmed | | 20,510 | | Management | | 1h | | Elect Director Joseph M. Tucci | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Paychex, Inc. | | PAYX | | USA | | 704326107 | | Annual | | 11-Oct-17 | | 14-Aug-17 | | Confirmed | | 20,510 | | Management | | 1i | | Elect Director Joseph M. Velli | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Paychex, Inc. | | PAYX | | USA | | 704326107 | | Annual | | 11-Oct-17 | | 14-Aug-17 | | Confirmed | | 20,510 | | Management | | 1j | | Elect Director Kara Wilson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Paychex, Inc. | | PAYX | | USA | | 704326107 | | Annual | | 11-Oct-17 | | 14-Aug-17 | | Confirmed | | 20,510 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Paychex, Inc. | | PAYX | | USA | | 704326107 | | Annual | | 11-Oct-17 | | 14-Aug-17 | | Confirmed | | 20,510 | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Paychex, Inc. | | PAYX | | USA | | 704326107 | | Annual | | 11-Oct-17 | | 14-Aug-17 | | Confirmed | | 20,510 | | Management | | 4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Harris Corporation | | HRS | | USA | | 413875105 | | Annual | | 27-Oct-17 | | 01-Sep-17 | | Confirmed | | 10,542 | | Management | | 1a | | Elect Director James F. Albaugh | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Harris Corporation | | HRS | | USA | | 413875105 | | Annual | | 27-Oct-17 | | 01-Sep-17 | | Confirmed | | 10,542 | | Management | | 1b | | Elect Director William M. Brown | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Harris Corporation | | HRS | | USA | | 413875105 | | Annual | | 27-Oct-17 | | 01-Sep-17 | | Confirmed | | 10,542 | | Management | | 1c | | Elect Director Peter W. Chiarelli | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Harris Corporation | | HRS | | USA | | 413875105 | | Annual | | 27-Oct-17 | | 01-Sep-17 | | Confirmed | | 10,542 | | Management | | 1d | | Elect Director Thomas A. Dattilo | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Harris Corporation | | HRS | | USA | | 413875105 | | Annual | | 27-Oct-17 | | 01-Sep-17 | | Confirmed | | 10,542 | | Management | | 1e | | Elect Director Roger B. Fradin | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Harris Corporation | | HRS | | USA | | 413875105 | | Annual | | 27-Oct-17 | | 01-Sep-17 | | Confirmed | | 10,542 | | Management | | 1f | | Elect Director Terry D. Growcock | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Harris Corporation | | HRS | | USA | | 413875105 | | Annual | | 27-Oct-17 | | 01-Sep-17 | | Confirmed | | 10,542 | | Management | | 1g | | Elect Director Lewis Hay, III | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Harris Corporation | | HRS | | USA | | 413875105 | | Annual | | 27-Oct-17 | | 01-Sep-17 | | Confirmed | | 10,542 | | Management | | 1h | | Elect Director Vyomesh I. Joshi | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Harris Corporation | | HRS | | USA | | 413875105 | | Annual | | 27-Oct-17 | | 01-Sep-17 | | Confirmed | | 10,542 | | Management | | 1i | | Elect Director Leslie F. Kenne | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Harris Corporation | | HRS | | USA | | 413875105 | | Annual | | 27-Oct-17 | | 01-Sep-17 | | Confirmed | | 10,542 | | Management | | 1j | | Elect Director James C. Stoffel | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Harris Corporation | | HRS | | USA | | 413875105 | | Annual | | 27-Oct-17 | | 01-Sep-17 | | Confirmed | | 10,542 | | Management | | 1k | | Elect Director Gregory T. Swienton | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Harris Corporation | | HRS | | USA | | 413875105 | | Annual | | 27-Oct-17 | | 01-Sep-17 | | Confirmed | | 10,542 | | Management | | 1l | | Elect Director Hansel E. Tookes, II | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Harris Corporation | | HRS | | USA | | 413875105 | | Annual | | 27-Oct-17 | | 01-Sep-17 | | Confirmed | | 10,542 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Harris Corporation | | HRS | | USA | | 413875105 | | Annual | | 27-Oct-17 | | 01-Sep-17 | | Confirmed | | 10,542 | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Harris Corporation | | HRS | | USA | | 413875105 | | Annual | | 27-Oct-17 | | 01-Sep-17 | | Confirmed | | 10,542 | | Management | | 4 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Delphi Automotive PLC | | DLPH | | Jersey | | G27823106 | | Special | | 07-Nov-17 | | 05-Oct-17 | | Confirmed | | 11,839 | | Management | | 1 | | Change Company Name to Aptiv PLC | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Estee Lauder Companies Inc. | | EL | | USA | | 518439104 | | Annual | | 14-Nov-17 | | 15-Sep-17 | | Confirmed | | 11,712 | | Management | | 1.1 | | Elect Director Charlene Barshefsky | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Estee Lauder Companies Inc. | | EL | | USA | | 518439104 | | Annual | | 14-Nov-17 | | 15-Sep-17 | | Confirmed | | 11,712 | | Management | | 1.2 | | Elect Director Wei Sun Christianson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Estee Lauder Companies Inc. | | EL | | USA | | 518439104 | | Annual | | 14-Nov-17 | | 15-Sep-17 | | Confirmed | | 11,712 | | Management | | 1.3 | | Elect Director Fabrizio Freda | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Estee Lauder Companies Inc. | | EL | | USA | | 518439104 | | Annual | | 14-Nov-17 | | 15-Sep-17 | | Confirmed | | 11,712 | | Management | | 1.4 | | Elect Director Jane Lauder | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Estee Lauder Companies Inc. | | EL | | USA | | 518439104 | | Annual | | 14-Nov-17 | | 15-Sep-17 | | Confirmed | | 11,712 | | Management | | 1.5 | | Elect Director Leonard A. Lauder | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Estee Lauder Companies Inc. | | EL | | USA | | 518439104 | | Annual | | 14-Nov-17 | | 15-Sep-17 | | Confirmed | | 11,712 | | Management | | 2 | | Ratify KPMG LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Estee Lauder Companies Inc. | | EL | | USA | | 518439104 | | Annual | | 14-Nov-17 | | 15-Sep-17 | | Confirmed | | 11,712 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Estee Lauder Companies Inc. | | EL | | USA | | 518439104 | | Annual | | 14-Nov-17 | | 15-Sep-17 | | Confirmed | | 11,712 | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Clorox Company | | CLX | | USA | | 189054109 | | Annual | | 15-Nov-17 | | 18-Sep-17 | | Confirmed | | 9,796 | | Management | | 1.1 | | Elect Director Amy Banse | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Clorox Company | | CLX | | USA | | 189054109 | | Annual | | 15-Nov-17 | | 18-Sep-17 | | Confirmed | | 9,796 | | Management | | 1.2 | | Elect Director Richard H. Carmona | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Clorox Company | | CLX | | USA | | 189054109 | | Annual | | 15-Nov-17 | | 18-Sep-17 | | Confirmed | | 9,796 | | Management | | 1.3 | | Elect Director Benno Dorer | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Clorox Company | | CLX | | USA | | 189054109 | | Annual | | 15-Nov-17 | | 18-Sep-17 | | Confirmed | | 9,796 | | Management | | 1.4 | | Elect Director Spencer C. Fleischer | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Clorox Company | | CLX | | USA | | 189054109 | | Annual | | 15-Nov-17 | | 18-Sep-17 | | Confirmed | | 9,796 | | Management | | 1.5 | | Elect Director Esther Lee | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Clorox Company | | CLX | | USA | | 189054109 | | Annual | | 15-Nov-17 | | 18-Sep-17 | | Confirmed | | 9,796 | | Management | | 1.6 | | Elect Director A.D. David Mackay | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Clorox Company | | CLX | | USA | | 189054109 | | Annual | | 15-Nov-17 | | 18-Sep-17 | | Confirmed | | 9,796 | | Management | | 1.7 | | Elect Director Robert W. Matschullat | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Clorox Company | | CLX | | USA | | 189054109 | | Annual | | 15-Nov-17 | | 18-Sep-17 | | Confirmed | | 9,796 | | Management | | 1.8 | | Elect Director Jeffrey Noddle | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Clorox Company | | CLX | | USA | | 189054109 | | Annual | | 15-Nov-17 | | 18-Sep-17 | | Confirmed | | 9,796 | | Management | | 1.9 | | Elect Director Pamela Thomas-Graham | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Clorox Company | | CLX | | USA | | 189054109 | | Annual | | 15-Nov-17 | | 18-Sep-17 | | Confirmed | | 9,796 | | Management | | 1.10 | | Elect Director Carolyn M. Ticknor | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Clorox Company | | CLX | | USA | | 189054109 | | Annual | | 15-Nov-17 | | 18-Sep-17 | | Confirmed | | 9,796 | | Management | | 1.11 | | Elect Director Russell Weiner | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Clorox Company | | CLX | | USA | | 189054109 | | Annual | | 15-Nov-17 | | 18-Sep-17 | | Confirmed | | 9,796 | | Management | | 1.12 | | Elect Director Christopher J. Williams | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Clorox Company | | CLX | | USA | | 189054109 | | Annual | | 15-Nov-17 | | 18-Sep-17 | | Confirmed | | 9,796 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Clorox Company | | CLX | | USA | | 189054109 | | Annual | | 15-Nov-17 | | 18-Sep-17 | | Confirmed | | 9,796 | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Clorox Company | | CLX | | USA | | 189054109 | | Annual | | 15-Nov-17 | | 18-Sep-17 | | Confirmed | | 9,796 | | Management | | 4 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Clorox Company | | CLX | | USA | | 189054109 | | Annual | | 15-Nov-17 | | 18-Sep-17 | | Confirmed | | 9,796 | | Management | | 5 | | Amend Omnibus Stock Plan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Clorox Company | | CLX | | USA | | 189054109 | | Annual | | 15-Nov-17 | | 18-Sep-17 | | Confirmed | | 9,796 | | Management | | 6 | | Approve Remuneration of Non-Employee Directors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Clorox Company | | CLX | | USA | | 189054109 | | Annual | | 15-Nov-17 | | 18-Sep-17 | | Confirmed | | 9,796 | | Share Holder | | 7 | | Amend Proxy Access Right | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Microsoft Corporation | | MSFT | | USA | | 594918104 | | Annual | | 29-Nov-17 | | 29-Sep-17 | | Confirmed | | 18,017 | | Management | | 1.1 | | Elect Director William H. Gates, III | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Microsoft Corporation | | MSFT | | USA | | 594918104 | | Annual | | 29-Nov-17 | | 29-Sep-17 | | Confirmed | | 18,017 | | Management | | 1.2 | | Elect Director Reid G. Hoffman | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Microsoft Corporation | | MSFT | | USA | | 594918104 | | Annual | | 29-Nov-17 | | 29-Sep-17 | | Confirmed | | 18,017 | | Management | | 1.3 | | Elect Director Hugh F. Johnston | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Microsoft Corporation | | MSFT | | USA | | 594918104 | | Annual | | 29-Nov-17 | | 29-Sep-17 | | Confirmed | | 18,017 | | Management | | 1.4 | | Elect Director Teri L. List-Stoll | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Microsoft Corporation | | MSFT | | USA | | 594918104 | | Annual | | 29-Nov-17 | | 29-Sep-17 | | Confirmed | | 18,017 | | Management | | 1.5 | | Elect Director Satya Nadella | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Microsoft Corporation | | MSFT | | USA | | 594918104 | | Annual | | 29-Nov-17 | | 29-Sep-17 | | Confirmed | | 18,017 | | Management | | 1.6 | | Elect Director Charles H. Noski | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Microsoft Corporation | | MSFT | | USA | | 594918104 | | Annual | | 29-Nov-17 | | 29-Sep-17 | | Confirmed | | 18,017 | | Management | | 1.7 | | Elect Director Helmut Panke | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Microsoft Corporation | | MSFT | | USA | | 594918104 | | Annual | | 29-Nov-17 | | 29-Sep-17 | | Confirmed | | 18,017 | | Management | | 1.8 | | Elect Director Sandra E. Peterson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Microsoft Corporation | | MSFT | | USA | | 594918104 | | Annual | | 29-Nov-17 | | 29-Sep-17 | | Confirmed | | 18,017 | | Management | | 1.9 | | Elect Director Penny S. Pritzker | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Microsoft Corporation | | MSFT | | USA | | 594918104 | | Annual | | 29-Nov-17 | | 29-Sep-17 | | Confirmed | | 18,017 | | Management | | 1.10 | | Elect Director Charles W. Scharf | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Microsoft Corporation | | MSFT | | USA | | 594918104 | | Annual | | 29-Nov-17 | | 29-Sep-17 | | Confirmed | | 18,017 | | Management | | 1.11 | | Elect Director Arne M. Sorenson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Microsoft Corporation | | MSFT | | USA | | 594918104 | | Annual | | 29-Nov-17 | | 29-Sep-17 | | Confirmed | | 18,017 | | Management | | 1.12 | | Elect Director John W. Stanton | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Microsoft Corporation | | MSFT | | USA | | 594918104 | | Annual | | 29-Nov-17 | | 29-Sep-17 | | Confirmed | | 18,017 | | Management | | 1.13 | | Elect Director John W. Thompson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Microsoft Corporation | | MSFT | | USA | | 594918104 | | Annual | | 29-Nov-17 | | 29-Sep-17 | | Confirmed | | 18,017 | | Management | | 1.14 | | Elect Director Padmasree Warrior | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Microsoft Corporation | | MSFT | | USA | | 594918104 | | Annual | | 29-Nov-17 | | 29-Sep-17 | | Confirmed | | 18,017 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Microsoft Corporation | | MSFT | | USA | | 594918104 | | Annual | | 29-Nov-17 | | 29-Sep-17 | | Confirmed | | 18,017 | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Microsoft Corporation | | MSFT | | USA | | 594918104 | | Annual | | 29-Nov-17 | | 29-Sep-17 | | Confirmed | | 18,017 | | Management | | 4 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Microsoft Corporation | | MSFT | | USA | | 594918104 | | Annual | | 29-Nov-17 | | 29-Sep-17 | | Confirmed | | 18,017 | | Management | | 5 | | Amend Executive Incentive Bonus Plan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Microsoft Corporation | | MSFT | | USA | | 594918104 | | Annual | | 29-Nov-17 | | 29-Sep-17 | | Confirmed | | 18,017 | | Management | | 6 | | Approve Omnibus Stock Plan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Arconic Inc. | | ARNC | | USA | | 03965L100 | | Special | | 30-Nov-17 | | 05-Oct-17 | | Confirmed | | 73,017 | | Management | | 1 | | Change State of Incorporation from Pennsylvania to Delaware | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Arconic Inc. | | ARNC | | USA | | 03965L100 | | Special | | 30-Nov-17 | | 05-Oct-17 | | Confirmed | | 73,017 | | Management | | 2 | | Eliminate Supermajority Vote Requirement | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Arconic Inc. | | ARNC | | USA | | 03965L100 | | Special | | 30-Nov-17 | | 05-Oct-17 | | Confirmed | | 73,017 | | Management | | 3 | | Declassify the Board of Directors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Air Products and Chemicals, Inc. | | APD | | USA | | 009158106 | | Annual | | 25-Jan-18 | | 30-Nov-17 | | Confirmed | | 11,015 | | Management | | 1a | | Elect Director Susan K. Carter | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Air Products and Chemicals, Inc. | | APD | | USA | | 009158106 | | Annual | | 25-Jan-18 | | 30-Nov-17 | | Confirmed | | 11,015 | | Management | | 1b | | Elect Director Charles I. Cogut | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Air Products and Chemicals, Inc. | | APD | | USA | | 009158106 | | Annual | | 25-Jan-18 | | 30-Nov-17 | | Confirmed | | 11,015 | | Management | | 1c | | Elect Director Seifollah (Seifi) Ghasemi | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Air Products and Chemicals, Inc. | | APD | | USA | | 009158106 | | Annual | | 25-Jan-18 | | 30-Nov-17 | | Confirmed | | 11,015 | | Management | | 1d | | Elect Director Chadwick C. Deaton | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Air Products and Chemicals, Inc. | | APD | | USA | | 009158106 | | Annual | | 25-Jan-18 | | 30-Nov-17 | | Confirmed | | 11,015 | | Management | | 1e | | Elect Director David H. Y. Ho | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Air Products and Chemicals, Inc. | | APD | | USA | | 009158106 | | Annual | | 25-Jan-18 | | 30-Nov-17 | | Confirmed | | 11,015 | | Management | | 1f | | Elect Director Margaret G. McGlynn | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Air Products and Chemicals, Inc. | | APD | | USA | | 009158106 | | Annual | | 25-Jan-18 | | 30-Nov-17 | | Confirmed | | 11,015 | | Management | | 1g | | Elect Director Edward L. Monser | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Air Products and Chemicals, Inc. | | APD | | USA | | 009158106 | | Annual | | 25-Jan-18 | | 30-Nov-17 | | Confirmed | | 11,015 | | Management | | 1h | | Elect Director Matthew H. Paull | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Air Products and Chemicals, Inc. | | APD | | USA | | 009158106 | | Annual | | 25-Jan-18 | | 30-Nov-17 | | Confirmed | | 11,015 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Air Products and Chemicals, Inc. | | APD | | USA | | 009158106 | | Annual | | 25-Jan-18 | | 30-Nov-17 | | Confirmed | | 11,015 | | Management | | 3 | | Ratify KPMG LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Air Products and Chemicals, Inc. | | APD | | USA | | 009158106 | | Annual | | 25-Jan-18 | | 30-Nov-17 | | Confirmed | | 11,015 | | Management | | 4 | | Amend Omnibus Stock Plan - WITHDRAWN RESOLUTION | | |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Visa Inc. | | V | | USA | | 92826C839 | | Annual | | 30-Jan-18 | | 01-Dec-17 | | Confirmed | | 16,238 | | Management | | 1a | | Elect Director Lloyd A. Carney | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Visa Inc. | | V | | USA | | 92826C839 | | Annual | | 30-Jan-18 | | 01-Dec-17 | | Confirmed | | 16,238 | | Management | | 1b | | Elect Director Mary B. Cranston | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Visa Inc. | | V | | USA | | 92826C839 | | Annual | | 30-Jan-18 | | 01-Dec-17 | | Confirmed | | 16,238 | | Management | | 1c | | Elect Director Francisco Javier Fernandez-Carbajal | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Visa Inc. | | V | | USA | | 92826C839 | | Annual | | 30-Jan-18 | | 01-Dec-17 | | Confirmed | | 16,238 | | Management | | 1d | | Elect Director Gary A. Hoffman | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Visa Inc. | | V | | USA | | 92826C839 | | Annual | | 30-Jan-18 | | 01-Dec-17 | | Confirmed | | 16,238 | | Management | | 1e | | Elect Director Alfred F. Kelly, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Visa Inc. | | V | | USA | | 92826C839 | | Annual | | 30-Jan-18 | | 01-Dec-17 | | Confirmed | | 16,238 | | Management | | 1f | | Elect Director John F. Lundgren | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Visa Inc. | | V | | USA | | 92826C839 | | Annual | | 30-Jan-18 | | 01-Dec-17 | | Confirmed | | 16,238 | | Management | | 1g | | Elect Director Robert W. Matschullat | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Visa Inc. | | V | | USA | | 92826C839 | | Annual | | 30-Jan-18 | | 01-Dec-17 | | Confirmed | | 16,238 | | Management | | 1h | | Elect Director Suzanne Nora Johnson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Visa Inc. | | V | | USA | | 92826C839 | | Annual | | 30-Jan-18 | | 01-Dec-17 | | Confirmed | | 16,238 | | Management | | 1i | | Elect Director John A.C. Swainson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Visa Inc. | | V | | USA | | 92826C839 | | Annual | | 30-Jan-18 | | 01-Dec-17 | | Confirmed | | 16,238 | | Management | | 1j | | Elect Director Maynard G. Webb, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Visa Inc. | | V | | USA | | 92826C839 | | Annual | | 30-Jan-18 | | 01-Dec-17 | | Confirmed | | 16,238 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Visa Inc. | | V | | USA | | 92826C839 | | Annual | | 30-Jan-18 | | 01-Dec-17 | | Confirmed | | 16,238 | | Management | | 3 | | Ratify KPMG LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Accenture plc | | ACN | | Ireland | | G1151C101 | | Annual | | 07-Feb-18 | | 11-Dec-17 | | Confirmed | | 11,584 | | Management | | 1a | | Elect Director Jaime Ardila | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Accenture plc | | ACN | | Ireland | | G1151C101 | | Annual | | 07-Feb-18 | | 11-Dec-17 | | Confirmed | | 11,584 | | Management | | 1b | | Elect Director Charles H. Giancarlo | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Accenture plc | | ACN | | Ireland | | G1151C101 | | Annual | | 07-Feb-18 | | 11-Dec-17 | | Confirmed | | 11,584 | | Management | | 1c | | Elect Director Herbert Hainer | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Accenture plc | | ACN | | Ireland | | G1151C101 | | Annual | | 07-Feb-18 | | 11-Dec-17 | | Confirmed | | 11,584 | | Management | | 1d | | Elect Director Marjorie Magner | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Accenture plc | | ACN | | Ireland | | G1151C101 | | Annual | | 07-Feb-18 | | 11-Dec-17 | | Confirmed | | 11,584 | | Management | | 1e | | Elect Director Nancy McKinstry | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Accenture plc | | ACN | | Ireland | | G1151C101 | | Annual | | 07-Feb-18 | | 11-Dec-17 | | Confirmed | | 11,584 | | Management | | 1f | | Elect Director Pierre Nanterme | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Accenture plc | | ACN | | Ireland | | G1151C101 | | Annual | | 07-Feb-18 | | 11-Dec-17 | | Confirmed | | 11,584 | | Management | | 1g | | Elect Director Gilles C. Pelisson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Accenture plc | | ACN | | Ireland | | G1151C101 | | Annual | | 07-Feb-18 | | 11-Dec-17 | | Confirmed | | 11,584 | | Management | | 1h | | Elect Director Paula A. Price | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Accenture plc | | ACN | | Ireland | | G1151C101 | | Annual | | 07-Feb-18 | | 11-Dec-17 | | Confirmed | | 11,584 | | Management | | 1i | | Elect Director Arun Sarin | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Accenture plc | | ACN | | Ireland | | G1151C101 | | Annual | | 07-Feb-18 | | 11-Dec-17 | | Confirmed | | 11,584 | | Management | | 1j | | Elect Director Frank K. Tang | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Accenture plc | | ACN | | Ireland | | G1151C101 | | Annual | | 07-Feb-18 | | 11-Dec-17 | | Confirmed | | 11,584 | | Management | | 1k | | Elect Director Tracey T. Travis | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Accenture plc | | ACN | | Ireland | | G1151C101 | | Annual | | 07-Feb-18 | | 11-Dec-17 | | Confirmed | | 11,584 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Accenture plc | | ACN | | Ireland | | G1151C101 | | Annual | | 07-Feb-18 | | 11-Dec-17 | | Confirmed | | 11,584 | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Accenture plc | | ACN | | Ireland | | G1151C101 | | Annual | | 07-Feb-18 | | 11-Dec-17 | | Confirmed | | 11,584 | | Management | | 4 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Accenture plc | | ACN | | Ireland | | G1151C101 | | Annual | | 07-Feb-18 | | 11-Dec-17 | | Confirmed | | 11,584 | | Management | | 5 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Accenture plc | | ACN | | Ireland | | G1151C101 | | Annual | | 07-Feb-18 | | 11-Dec-17 | | Confirmed | | 11,584 | | Management | | 6 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Accenture plc | | ACN | | Ireland | | G1151C101 | | Annual | | 07-Feb-18 | | 11-Dec-17 | | Confirmed | | 11,584 | | Management | | 7 | | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Accenture plc | | ACN | | Ireland | | G1151C101 | | Annual | | 07-Feb-18 | | 11-Dec-17 | | Confirmed | | 11,584 | | Management | | 8 | | Approve Merger Agreement | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Accenture plc | | ACN | | Ireland | | G1151C101 | | Annual | | 07-Feb-18 | | 11-Dec-17 | | Confirmed | | 11,584 | | Management | | 9 | | Amend Articles of Association to No Longer Require Shareholder Approval of Certain Internal Transactions | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Applied Materials, Inc. | | AMAT | | USA | | 038222105 | | Annual | | 08-Mar-18 | | 10-Jan-18 | | Confirmed | | 37,249 | | Management | | 1a | | Elect Director Judy Bruner | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Applied Materials, Inc. | | AMAT | | USA | | 038222105 | | Annual | | 08-Mar-18 | | 10-Jan-18 | | Confirmed | | 37,249 | | Management | | 1b | | Elect Director Xun (Eric) Chen | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Applied Materials, Inc. | | AMAT | | USA | | 038222105 | | Annual | | 08-Mar-18 | | 10-Jan-18 | | Confirmed | | 37,249 | | Management | | 1c | | Elect Director Aart J. de Geus | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Applied Materials, Inc. | | AMAT | | USA | | 038222105 | | Annual | | 08-Mar-18 | | 10-Jan-18 | | Confirmed | | 37,249 | | Management | | 1d | | Elect Director Gary E. Dickerson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Applied Materials, Inc. | | AMAT | | USA | | 038222105 | | Annual | | 08-Mar-18 | | 10-Jan-18 | | Confirmed | | 37,249 | | Management | | 1e | | Elect Director Stephen R. Forrest | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Applied Materials, Inc. | | AMAT | | USA | | 038222105 | | Annual | | 08-Mar-18 | | 10-Jan-18 | | Confirmed | | 37,249 | | Management | | 1f | | Elect Director Thomas J. Iannotti | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Applied Materials, Inc. | | AMAT | | USA | | 038222105 | | Annual | | 08-Mar-18 | | 10-Jan-18 | | Confirmed | | 37,249 | | Management | | 1g | | Elect Director Alexander A. Karsner | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Applied Materials, Inc. | | AMAT | | USA | | 038222105 | | Annual | | 08-Mar-18 | | 10-Jan-18 | | Confirmed | | 37,249 | | Management | | 1h | | Elect Director Adrianna C. Ma | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Applied Materials, Inc. | | AMAT | | USA | | 038222105 | | Annual | | 08-Mar-18 | | 10-Jan-18 | | Confirmed | | 37,249 | | Management | | 1i | | Elect Director Scott A. McGregor | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Applied Materials, Inc. | | AMAT | | USA | | 038222105 | | Annual | | 08-Mar-18 | | 10-Jan-18 | | Confirmed | | 37,249 | | Management | | 1j | | Elect Director Dennis D. Powell | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Applied Materials, Inc. | | AMAT | | USA | | 038222105 | | Annual | | 08-Mar-18 | | 10-Jan-18 | | Confirmed | | 37,249 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Applied Materials, Inc. | | AMAT | | USA | | 038222105 | | Annual | | 08-Mar-18 | | 10-Jan-18 | | Confirmed | | 37,249 | | Management | | 3 | | Ratify KPMG LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Applied Materials, Inc. | | AMAT | | USA | | 038222105 | | Annual | | 08-Mar-18 | | 10-Jan-18 | | Confirmed | | 37,249 | | Share Holder | | 4 | | Provide Right to Act by Written Consent | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Applied Materials, Inc. | | AMAT | | USA | | 038222105 | | Annual | | 08-Mar-18 | | 10-Jan-18 | | Confirmed | | 37,249 | | Share Holder | | 5 | | Adopt Policy to Annually Disclose EEO-1 Data | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 1a | | Elect Director Pierre R. Brondeau | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 1b | | Elect Director Terrence R. Curtin | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 1c | | Elect Director Carol A. ('John') Davidson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 1d | | Elect Director William A. Jeffrey | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 1e | | Elect Director Thomas J. Lynch | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 1f | | Elect Director Yong Nam | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 1g | | Elect Director Daniel J. Phelan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 1h | | Elect Director Paula A. Sneed | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 1i | | Elect Director Abhijit Y. Talwalkar | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 1j | | Elect Director Mark C. Trudeau | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 1k | | Elect Director John C. Van Scoter | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 1l | | Elect Director Laura H. Wright | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 2 | | Elect Board Chairman Thomas J. Lynch | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 3a | | Elect Daniel J. Phelan as Member of Management Development and Compensation Committee | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 3b | | Elect Paula A. Sneed as Member of Management Development and Compensation Committee | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 3c | | Elect John C. Van Scoter as Member of Management Development and Compensation Committee | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 4 | | Designate Rene Schwarzenbach as Independent Proxy | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 5.1 | | Accept Annual Report for Fiscal Year Ended September 29, 2017 | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 5.2 | | Accept Statutory Financial Statements for Fiscal Year Ended September 29, 2017 | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 5.3 | | Approve Consolidated Financial Statements for Fiscal Year Ended September 29, 2017 | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 6 | | Approve Discharge of Board and Senior Management | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 7.1 | | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2018 | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 7.2 | | Ratify Deloitte AG as Swiss Registered Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 7.3 | | Ratify PricewaterhouseCoopers AG as Special Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 8 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 9 | | Approve the Increase in Maximum Aggregate Remuneration of Executive Management | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 10 | | Approve the Increase in Maximum Aggregate Remuneration of Board of Directors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 11 | | Approve Allocation of Available Earnings at September 29, 2017 | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 12 | | Approve Declaration of Dividend | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 13 | | Authorize Share Repurchase Program | | For | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 14 | | Amend Articles of Association Re: Authorized Capital | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 15 | | Amend Nonqualified Employee Stock Purchase Plan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | TE Connectivity Ltd. | | TEL | | Switzerland | | H84989104 | | Annual | | 14-Mar-18 | | 22-Feb-18 | | Confirmed | | 17,731 | | Management | | 16 | | Adjourn Meeting | | For | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Broadcom Limited | | AVGO | | Singapore | | Y09827109 | | Court | | 23-Mar-18 | | 05-Mar-18 | | Confirmed | | 8,085 | | Management | | 1 | | Approve Scheme of Arrangement | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | QUALCOMM Incorporated | | QCOM | | USA | | 747525103 | | Proxy Contest | | 23-Mar-18 | | 08-Jan-18 | | Confirmed | | 25,721 | | Management | | 1.1 | | Elect Director Barbara T. Alexander | | For | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | QUALCOMM Incorporated | | QCOM | | USA | | 747525103 | | Proxy Contest | | 23-Mar-18 | | 08-Jan-18 | | Confirmed | | 25,721 | | Management | | 1.2 | | Elect Director Jeffrey W. Henderson | | For | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | QUALCOMM Incorporated | | QCOM | | USA | | 747525103 | | Proxy Contest | | 23-Mar-18 | | 08-Jan-18 | | Confirmed | | 25,721 | | Management | | 1.3 | | Elect Director Thomas W. Horton | | For | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | QUALCOMM Incorporated | | QCOM | | USA | | 747525103 | | Proxy Contest | | 23-Mar-18 | | 08-Jan-18 | | Confirmed | | 25,721 | | Management | | 1.4 | | Elect Director Paul E. Jacobs | | For | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | QUALCOMM Incorporated | | QCOM | | USA | | 747525103 | | Proxy Contest | | 23-Mar-18 | | 08-Jan-18 | | Confirmed | | 25,721 | | Management | | 1.5 | | Elect Director Ann M. Livermore | | For | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | QUALCOMM Incorporated | | QCOM | | USA | | 747525103 | | Proxy Contest | | 23-Mar-18 | | 08-Jan-18 | | Confirmed | | 25,721 | | Management | | 1.6 | | Elect Director Harish Manwani | | For | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | QUALCOMM Incorporated | | QCOM | | USA | | 747525103 | | Proxy Contest | | 23-Mar-18 | | 08-Jan-18 | | Confirmed | | 25,721 | | Management | | 1.7 | | Elect Director Mark D. McLaughlin | | For | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | QUALCOMM Incorporated | | QCOM | | USA | | 747525103 | | Proxy Contest | | 23-Mar-18 | | 08-Jan-18 | | Confirmed | | 25,721 | | Management | | 1.8 | | Elect Director Steve Mollenkopf | | For | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | QUALCOMM Incorporated | | QCOM | | USA | | 747525103 | | Proxy Contest | | 23-Mar-18 | | 08-Jan-18 | | Confirmed | | 25,721 | | Management | | 1.9 | | Elect Director Clark T. "Sandy" Randt, Jr. | | For | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | QUALCOMM Incorporated | | QCOM | | USA | | 747525103 | | Proxy Contest | | 23-Mar-18 | | 08-Jan-18 | | Confirmed | | 25,721 | | Management | | 1.10 | | Elect Director Francisco Ros | | For | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | QUALCOMM Incorporated | | QCOM | | USA | | 747525103 | | Proxy Contest | | 23-Mar-18 | | 08-Jan-18 | | Confirmed | | 25,721 | | Management | | 1.11 | | Elect Director Anthony J. Vinciquerra | | For | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | QUALCOMM Incorporated | | QCOM | | USA | | 747525103 | | Proxy Contest | | 23-Mar-18 | | 08-Jan-18 | | Confirmed | | 25,721 | | Management | | 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | QUALCOMM Incorporated | | QCOM | | USA | | 747525103 | | Proxy Contest | | 23-Mar-18 | | 08-Jan-18 | | Confirmed | | 25,721 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | QUALCOMM Incorporated | | QCOM | | USA | | 747525103 | | Proxy Contest | | 23-Mar-18 | | 08-Jan-18 | | Confirmed | | 25,721 | | Management | | 4 | | Amend Qualified Employee Stock Purchase Plan | | For | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | QUALCOMM Incorporated | | QCOM | | USA | | 747525103 | | Proxy Contest | | 23-Mar-18 | | 08-Jan-18 | | Confirmed | | 25,721 | | Management | | 5 | | Eliminate Supermajority Vote Requirement to Remove Directors | | For | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | QUALCOMM Incorporated | | QCOM | | USA | | 747525103 | | Proxy Contest | | 23-Mar-18 | | 08-Jan-18 | | Confirmed | | 25,721 | | Management | | 6 | | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | | For | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | QUALCOMM Incorporated | | QCOM | | USA | | 747525103 | | Proxy Contest | | 23-Mar-18 | | 08-Jan-18 | | Confirmed | | 25,721 | | Management | | 7 | | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | | For | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | QUALCOMM Incorporated | | QCOM | | USA | | 747525103 | | Proxy Contest | | 23-Mar-18 | | 08-Jan-18 | | Confirmed | | 25,721 | | Share Holder | | 8 | | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | | Against | | Do Not Vote |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | QUALCOMM Incorporated | | QCOM | | USA | | 747525103 | | Proxy Contest | | 23-Mar-18 | | 08-Jan-18 | | Confirmed | | 25,721 | | Share Holder | | 1.1 | | Elect Director Samih Elhage | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | QUALCOMM Incorporated | | QCOM | | USA | | 747525103 | | Proxy Contest | | 23-Mar-18 | | 08-Jan-18 | | Confirmed | | 25,721 | | Share Holder | | 1.2 | | Elect Director David G. Golden | | For | | Withhold |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | QUALCOMM Incorporated | | QCOM | | USA | | 747525103 | | Proxy Contest | | 23-Mar-18 | | 08-Jan-18 | | Confirmed | | 25,721 | | Share Holder | | 1.3 | | Elect Director Veronica M. Hagen | | For | | Withhold |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | QUALCOMM Incorporated | | QCOM | | USA | | 747525103 | | Proxy Contest | | 23-Mar-18 | | 08-Jan-18 | | Confirmed | | 25,721 | | Share Holder | | 1.4 | | Elect Director Julie A. Hill | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | QUALCOMM Incorporated | | QCOM | | USA | | 747525103 | | Proxy Contest | | 23-Mar-18 | | 08-Jan-18 | | Confirmed | | 25,721 | | Share Holder | | 1.5 | | Elect Director John H. Kispert | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | QUALCOMM Incorporated | | QCOM | | USA | | 747525103 | | Proxy Contest | | 23-Mar-18 | | 08-Jan-18 | | Confirmed | | 25,721 | | Share Holder | | 1.6 | | Elect Director Harry L. You | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | QUALCOMM Incorporated | | QCOM | | USA | | 747525103 | | Proxy Contest | | 23-Mar-18 | | 08-Jan-18 | | Confirmed | | 25,721 | | Share Holder | | 2 | | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | QUALCOMM Incorporated | | QCOM | | USA | | 747525103 | | Proxy Contest | | 23-Mar-18 | | 08-Jan-18 | | Confirmed | | 25,721 | | Management | | 3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | QUALCOMM Incorporated | | QCOM | | USA | | 747525103 | | Proxy Contest | | 23-Mar-18 | | 08-Jan-18 | | Confirmed | | 25,721 | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | None | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | QUALCOMM Incorporated | | QCOM | | USA | | 747525103 | | Proxy Contest | | 23-Mar-18 | | 08-Jan-18 | | Confirmed | | 25,721 | | Management | | 5 | | Amend Qualified Employee Stock Purchase Plan | | None | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | QUALCOMM Incorporated | | QCOM | | USA | | 747525103 | | Proxy Contest | | 23-Mar-18 | | 08-Jan-18 | | Confirmed | | 25,721 | | Management | | 6 | | Eliminate Supermajority Vote Requirement to Remove Directors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | QUALCOMM Incorporated | | QCOM | | USA | | 747525103 | | Proxy Contest | | 23-Mar-18 | | 08-Jan-18 | | Confirmed | | 25,721 | | Management | | 7 | | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | QUALCOMM Incorporated | | QCOM | | USA | | 747525103 | | Proxy Contest | | 23-Mar-18 | | 08-Jan-18 | | Confirmed | | 25,721 | | Management | | 8 | | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Broadcom Limited | | AVGO | | Singapore | | Y09827109 | | Annual | | 04-Apr-18 | | 12-Feb-18 | | Confirmed | | 6,675 | | Management | | 1a | | Elect Director Hock E. Tan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Broadcom Limited | | AVGO | | Singapore | | Y09827109 | | Annual | | 04-Apr-18 | | 12-Feb-18 | | Confirmed | | 6,675 | | Management | | 1b | | Elect Director James V. Diller | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Broadcom Limited | | AVGO | | Singapore | | Y09827109 | | Annual | | 04-Apr-18 | | 12-Feb-18 | | Confirmed | | 6,675 | | Management | | 1c | | Elect Director Gayla J. Delly | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Broadcom Limited | | AVGO | | Singapore | | Y09827109 | | Annual | | 04-Apr-18 | | 12-Feb-18 | | Confirmed | | 6,675 | | Management | | 1d | | Elect Director Lewis C. Eggebrecht | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Broadcom Limited | | AVGO | | Singapore | | Y09827109 | | Annual | | 04-Apr-18 | | 12-Feb-18 | | Confirmed | | 6,675 | | Management | | 1e | | Elect Director Kenneth Y. Hao | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Broadcom Limited | | AVGO | | Singapore | | Y09827109 | | Annual | | 04-Apr-18 | | 12-Feb-18 | | Confirmed | | 6,675 | | Management | | 1f | | Elect Director Eddy W. Hartenstein | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Broadcom Limited | | AVGO | | Singapore | | Y09827109 | | Annual | | 04-Apr-18 | | 12-Feb-18 | | Confirmed | | 6,675 | | Management | | 1g | | Elect Director Check Kian Low | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Broadcom Limited | | AVGO | | Singapore | | Y09827109 | | Annual | | 04-Apr-18 | | 12-Feb-18 | | Confirmed | | 6,675 | | Management | | 1h | | Elect Director Donald Macleod | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Broadcom Limited | | AVGO | | Singapore | | Y09827109 | | Annual | | 04-Apr-18 | | 12-Feb-18 | | Confirmed | | 6,675 | | Management | | 1i | | Elect Director Peter J. Marks | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Broadcom Limited | | AVGO | | Singapore | | Y09827109 | | Annual | | 04-Apr-18 | | 12-Feb-18 | | Confirmed | | 6,675 | | Management | | 1j | | Elect Director Henry Samueli | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Broadcom Limited | | AVGO | | Singapore | | Y09827109 | | Annual | | 04-Apr-18 | | 12-Feb-18 | | Confirmed | | 6,675 | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Broadcom Limited | | AVGO | | Singapore | | Y09827109 | | Annual | | 04-Apr-18 | | 12-Feb-18 | | Confirmed | | 6,675 | | Management | | 3 | | Approve Issuance of Shares With or Without Preemptive Rights | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Broadcom Limited | | AVGO | | Singapore | | Y09827109 | | Annual | | 04-Apr-18 | | 12-Feb-18 | | Confirmed | | 6,675 | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Goodyear Tire & Rubber Company | | GT | | USA | | 382550101 | | Annual | | 09-Apr-18 | | 15-Feb-18 | | Confirmed | | 56,169 | | Management | | 1a | | Elect Director James A. Firestone | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Goodyear Tire & Rubber Company | | GT | | USA | | 382550101 | | Annual | | 09-Apr-18 | | 15-Feb-18 | | Confirmed | | 56,169 | | Management | | 1b | | Elect Director Werner Geissler | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Goodyear Tire & Rubber Company | | GT | | USA | | 382550101 | | Annual | | 09-Apr-18 | | 15-Feb-18 | | Confirmed | | 56,169 | | Management | | 1c | | Elect Director Peter S. Hellman | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Goodyear Tire & Rubber Company | | GT | | USA | | 382550101 | | Annual | | 09-Apr-18 | | 15-Feb-18 | | Confirmed | | 56,169 | | Management | | 1d | | Elect Director Laurette T. Koellner | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Goodyear Tire & Rubber Company | | GT | | USA | | 382550101 | | Annual | | 09-Apr-18 | | 15-Feb-18 | | Confirmed | | 56,169 | | Management | | 1e | | Elect Director Richard J. Kramer | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Goodyear Tire & Rubber Company | | GT | | USA | | 382550101 | | Annual | | 09-Apr-18 | | 15-Feb-18 | | Confirmed | | 56,169 | | Management | | 1f | | Elect Director W. Alan McCollough | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Goodyear Tire & Rubber Company | | GT | | USA | | 382550101 | | Annual | | 09-Apr-18 | | 15-Feb-18 | | Confirmed | | 56,169 | | Management | | 1g | | Elect Director John E. McGlade | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Goodyear Tire & Rubber Company | | GT | | USA | | 382550101 | | Annual | | 09-Apr-18 | | 15-Feb-18 | | Confirmed | | 56,169 | | Management | | 1h | | Elect Director Michael J. Morell | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Goodyear Tire & Rubber Company | | GT | | USA | | 382550101 | | Annual | | 09-Apr-18 | | 15-Feb-18 | | Confirmed | | 56,169 | | Management | | 1i | | Elect Director Roderick A. Palmore | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Goodyear Tire & Rubber Company | | GT | | USA | | 382550101 | | Annual | | 09-Apr-18 | | 15-Feb-18 | | Confirmed | | 56,169 | | Management | | 1j | | Elect Director Stephanie A. Streeter | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Goodyear Tire & Rubber Company | | GT | | USA | | 382550101 | | Annual | | 09-Apr-18 | | 15-Feb-18 | | Confirmed | | 56,169 | | Management | | 1k | | Elect Director Thomas H. Weidemeyer | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Goodyear Tire & Rubber Company | | GT | | USA | | 382550101 | | Annual | | 09-Apr-18 | | 15-Feb-18 | | Confirmed | | 56,169 | | Management | | 1l | | Elect Director Michael R. Wessel | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Goodyear Tire & Rubber Company | | GT | | USA | | 382550101 | | Annual | | 09-Apr-18 | | 15-Feb-18 | | Confirmed | | 56,169 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Goodyear Tire & Rubber Company | | GT | | USA | | 382550101 | | Annual | | 09-Apr-18 | | 15-Feb-18 | | Confirmed | | 56,169 | | Management | | 3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Fifth Third Bancorp | | FITB | | USA | | 316773100 | | Annual | | 17-Apr-18 | | 23-Feb-18 | | Confirmed | | 54,177 | | Management | | 1.1 | | Elect Director Nicholas K. Akins | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Fifth Third Bancorp | | FITB | | USA | | 316773100 | | Annual | | 17-Apr-18 | | 23-Feb-18 | | Confirmed | | 54,177 | | Management | | 1.2 | | Elect Director B. Evan Bayh, III | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Fifth Third Bancorp | | FITB | | USA | | 316773100 | | Annual | | 17-Apr-18 | | 23-Feb-18 | | Confirmed | | 54,177 | | Management | | 1.3 | | Elect Director Jorge L. Benitez | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Fifth Third Bancorp | | FITB | | USA | | 316773100 | | Annual | | 17-Apr-18 | | 23-Feb-18 | | Confirmed | | 54,177 | | Management | | 1.4 | | Elect Director Katherine B. Blackburn | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Fifth Third Bancorp | | FITB | | USA | | 316773100 | | Annual | | 17-Apr-18 | | 23-Feb-18 | | Confirmed | | 54,177 | | Management | | 1.5 | | Elect Director Emerson L. Brumback | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Fifth Third Bancorp | | FITB | | USA | | 316773100 | | Annual | | 17-Apr-18 | | 23-Feb-18 | | Confirmed | | 54,177 | | Management | | 1.6 | | Elect Director Jerry W. Burris | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Fifth Third Bancorp | | FITB | | USA | | 316773100 | | Annual | | 17-Apr-18 | | 23-Feb-18 | | Confirmed | | 54,177 | | Management | | 1.7 | | Elect Director Greg D. Carmichael | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Fifth Third Bancorp | | FITB | | USA | | 316773100 | | Annual | | 17-Apr-18 | | 23-Feb-18 | | Confirmed | | 54,177 | | Management | | 1.8 | | Elect Director Gary R. Heminger | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Fifth Third Bancorp | | FITB | | USA | | 316773100 | | Annual | | 17-Apr-18 | | 23-Feb-18 | | Confirmed | | 54,177 | | Management | | 1.9 | | Elect Director Jewell D. Hoover | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Fifth Third Bancorp | | FITB | | USA | | 316773100 | | Annual | | 17-Apr-18 | | 23-Feb-18 | | Confirmed | | 54,177 | | Management | | 1.10 | | Elect Director Eileen A. Mallesch | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Fifth Third Bancorp | | FITB | | USA | | 316773100 | | Annual | | 17-Apr-18 | | 23-Feb-18 | | Confirmed | | 54,177 | | Management | | 1.11 | | Elect Director Michael B. McCallister | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Fifth Third Bancorp | | FITB | | USA | | 316773100 | | Annual | | 17-Apr-18 | | 23-Feb-18 | | Confirmed | | 54,177 | | Management | | 1.12 | | Elect Director Marsha C. Williams | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Fifth Third Bancorp | | FITB | | USA | | 316773100 | | Annual | | 17-Apr-18 | | 23-Feb-18 | | Confirmed | | 54,177 | | Management | | 2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Fifth Third Bancorp | | FITB | | USA | | 316773100 | | Annual | | 17-Apr-18 | | 23-Feb-18 | | Confirmed | | 54,177 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Fifth Third Bancorp | | FITB | | USA | | 316773100 | | Annual | | 17-Apr-18 | | 23-Feb-18 | | Confirmed | | 54,177 | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Huntington Bancshares Incorporated | | HBAN | | USA | | 446150104 | | Annual | | 19-Apr-18 | | 14-Feb-18 | | Confirmed | | 158,997 | | Management | | 1.1 | | Elect Director Lizabeth Ardisana | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Huntington Bancshares Incorporated | | HBAN | | USA | | 446150104 | | Annual | | 19-Apr-18 | | 14-Feb-18 | | Confirmed | | 158,997 | | Management | | 1.2 | | Elect Director Ann B. "Tanny" Crane | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Huntington Bancshares Incorporated | | HBAN | | USA | | 446150104 | | Annual | | 19-Apr-18 | | 14-Feb-18 | | Confirmed | | 158,997 | | Management | | 1.3 | | Elect Director Robert S. Cubbin | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Huntington Bancshares Incorporated | | HBAN | | USA | | 446150104 | | Annual | | 19-Apr-18 | | 14-Feb-18 | | Confirmed | | 158,997 | | Management | | 1.4 | | Elect Director Steven G. Elliott | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Huntington Bancshares Incorporated | | HBAN | | USA | | 446150104 | | Annual | | 19-Apr-18 | | 14-Feb-18 | | Confirmed | | 158,997 | | Management | | 1.5 | | Elect Director Gina D. France | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Huntington Bancshares Incorporated | | HBAN | | USA | | 446150104 | | Annual | | 19-Apr-18 | | 14-Feb-18 | | Confirmed | | 158,997 | | Management | | 1.6 | | Elect Director J. Michael Hochschwender | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Huntington Bancshares Incorporated | | HBAN | | USA | | 446150104 | | Annual | | 19-Apr-18 | | 14-Feb-18 | | Confirmed | | 158,997 | | Management | | 1.7 | | Elect Director Chris Inglis | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Huntington Bancshares Incorporated | | HBAN | | USA | | 446150104 | | Annual | | 19-Apr-18 | | 14-Feb-18 | | Confirmed | | 158,997 | | Management | | 1.8 | | Elect Director Peter J. Kight | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Huntington Bancshares Incorporated | | HBAN | | USA | | 446150104 | | Annual | | 19-Apr-18 | | 14-Feb-18 | | Confirmed | | 158,997 | | Management | | 1.9 | | Elect Director Richard W. Neu | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Huntington Bancshares Incorporated | | HBAN | | USA | | 446150104 | | Annual | | 19-Apr-18 | | 14-Feb-18 | | Confirmed | | 158,997 | | Management | | 1.10 | | Elect Director David L. Porteous | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Huntington Bancshares Incorporated | | HBAN | | USA | | 446150104 | | Annual | | 19-Apr-18 | | 14-Feb-18 | | Confirmed | | 158,997 | | Management | | 1.11 | | Elect Director Kathleen H. Ransier | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Huntington Bancshares Incorporated | | HBAN | | USA | | 446150104 | | Annual | | 19-Apr-18 | | 14-Feb-18 | | Confirmed | | 158,997 | | Management | | 1.12 | | Elect Director Stephen D. Steinour | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Huntington Bancshares Incorporated | | HBAN | | USA | | 446150104 | | Annual | | 19-Apr-18 | | 14-Feb-18 | | Confirmed | | 158,997 | | Management | | 2 | | Approve Omnibus Stock Plan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Huntington Bancshares Incorporated | | HBAN | | USA | | 446150104 | | Annual | | 19-Apr-18 | | 14-Feb-18 | | Confirmed | | 158,997 | | Management | | 3 | | Amend Deferred Compensation Plan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Huntington Bancshares Incorporated | | HBAN | | USA | | 446150104 | | Annual | | 19-Apr-18 | | 14-Feb-18 | | Confirmed | | 158,997 | | Management | | 4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Huntington Bancshares Incorporated | | HBAN | | USA | | 446150104 | | Annual | | 19-Apr-18 | | 14-Feb-18 | | Confirmed | | 158,997 | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citigroup Inc. | | C | | USA | | 172967424 | | Annual | | 24-Apr-18 | | 26-Feb-18 | | Confirmed | | 21,672 | | Management | | 1a | | Elect Director Michael L. Corbat | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citigroup Inc. | | C | | USA | | 172967424 | | Annual | | 24-Apr-18 | | 26-Feb-18 | | Confirmed | | 21,672 | | Management | | 1b | | Elect Director Ellen M. Costello | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citigroup Inc. | | C | | USA | | 172967424 | | Annual | | 24-Apr-18 | | 26-Feb-18 | | Confirmed | | 21,672 | | Management | | 1c | | Elect Director John C. Dugan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citigroup Inc. | | C | | USA | | 172967424 | | Annual | | 24-Apr-18 | | 26-Feb-18 | | Confirmed | | 21,672 | | Management | | 1d | | Elect Director Duncan P. Hennes | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citigroup Inc. | | C | | USA | | 172967424 | | Annual | | 24-Apr-18 | | 26-Feb-18 | | Confirmed | | 21,672 | | Management | | 1e | | Elect Director Peter B. Henry | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citigroup Inc. | | C | | USA | | 172967424 | | Annual | | 24-Apr-18 | | 26-Feb-18 | | Confirmed | | 21,672 | | Management | | 1f | | Elect Director Franz B. Humer | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citigroup Inc. | | C | | USA | | 172967424 | | Annual | | 24-Apr-18 | | 26-Feb-18 | | Confirmed | | 21,672 | | Management | | 1g | | Elect Director S. Leslie Ireland | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citigroup Inc. | | C | | USA | | 172967424 | | Annual | | 24-Apr-18 | | 26-Feb-18 | | Confirmed | | 21,672 | | Management | | 1h | | Elect Director Renee J. James | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citigroup Inc. | | C | | USA | | 172967424 | | Annual | | 24-Apr-18 | | 26-Feb-18 | | Confirmed | | 21,672 | | Management | | 1i | | Elect Director Eugene M. McQuade | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citigroup Inc. | | C | | USA | | 172967424 | | Annual | | 24-Apr-18 | | 26-Feb-18 | | Confirmed | | 21,672 | | Management | | 1j | | Elect Director Michael E. O'Neill | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citigroup Inc. | | C | | USA | | 172967424 | | Annual | | 24-Apr-18 | | 26-Feb-18 | | Confirmed | | 21,672 | | Management | | 1k | | Elect Director Gary M. Reiner | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citigroup Inc. | | C | | USA | | 172967424 | | Annual | | 24-Apr-18 | | 26-Feb-18 | | Confirmed | | 21,672 | | Management | | 1l | | Elect Director Anthony M. Santomero | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citigroup Inc. | | C | | USA | | 172967424 | | Annual | | 24-Apr-18 | | 26-Feb-18 | | Confirmed | | 21,672 | | Management | | 1m | | Elect Director Diana L. Taylor | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citigroup Inc. | | C | | USA | | 172967424 | | Annual | | 24-Apr-18 | | 26-Feb-18 | | Confirmed | | 21,672 | | Management | | 1n | | Elect Director James S. Turley | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citigroup Inc. | | C | | USA | | 172967424 | | Annual | | 24-Apr-18 | | 26-Feb-18 | | Confirmed | | 21,672 | | Management | | 1o | | Elect Director Deborah C. Wright | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citigroup Inc. | | C | | USA | | 172967424 | | Annual | | 24-Apr-18 | | 26-Feb-18 | | Confirmed | | 21,672 | | Management | | 1p | | Elect Director Ernesto Zedillo Ponce De Leon | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citigroup Inc. | | C | | USA | | 172967424 | | Annual | | 24-Apr-18 | | 26-Feb-18 | | Confirmed | | 21,672 | | Management | | 2 | | Ratify KPMG LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citigroup Inc. | | C | | USA | | 172967424 | | Annual | | 24-Apr-18 | | 26-Feb-18 | | Confirmed | | 21,672 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citigroup Inc. | | C | | USA | | 172967424 | | Annual | | 24-Apr-18 | | 26-Feb-18 | | Confirmed | | 21,672 | | Management | | 4 | | Amend Omnibus Stock Plan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citigroup Inc. | | C | | USA | | 172967424 | | Annual | | 24-Apr-18 | | 26-Feb-18 | | Confirmed | | 21,672 | | Share Holder | | 5 | | Adopt Human and Indigenous People's Rights Policy | | Against | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citigroup Inc. | | C | | USA | | 172967424 | | Annual | | 24-Apr-18 | | 26-Feb-18 | | Confirmed | | 21,672 | | Share Holder | | 6 | | Provide for Cumulative Voting | | Against | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citigroup Inc. | | C | | USA | | 172967424 | | Annual | | 24-Apr-18 | | 26-Feb-18 | | Confirmed | | 21,672 | | Share Holder | | 7 | | Report on Lobbying Payments and Policy | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citigroup Inc. | | C | | USA | | 172967424 | | Annual | | 24-Apr-18 | | 26-Feb-18 | | Confirmed | | 21,672 | | Share Holder | | 8 | | Amend Proxy Access Right | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citigroup Inc. | | C | | USA | | 172967424 | | Annual | | 24-Apr-18 | | 26-Feb-18 | | Confirmed | | 21,672 | | Share Holder | | 9 | | Prohibit Accelerated Vesting of Awards to Pursue Government Service | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citigroup Inc. | | C | | USA | | 172967424 | | Annual | | 24-Apr-18 | | 26-Feb-18 | | Confirmed | | 21,672 | | Share Holder | | 10 | | Amend Bylaws -- Call Special Meetings | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Comerica Incorporated | | CMA | | USA | | 200340107 | | Annual | | 24-Apr-18 | | 23-Feb-18 | | Confirmed | | 20,823 | | Management | | 1.1 | | Elect Director Ralph W. Babb, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Comerica Incorporated | | CMA | | USA | | 200340107 | | Annual | | 24-Apr-18 | | 23-Feb-18 | | Confirmed | | 20,823 | | Management | | 1.2 | | Elect Director Michael E. Collins | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Comerica Incorporated | | CMA | | USA | | 200340107 | | Annual | | 24-Apr-18 | | 23-Feb-18 | | Confirmed | | 20,823 | | Management | | 1.3 | | Elect Director Roger A. Cregg | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Comerica Incorporated | | CMA | | USA | | 200340107 | | Annual | | 24-Apr-18 | | 23-Feb-18 | | Confirmed | | 20,823 | | Management | | 1.4 | | Elect Director T. Kevin DeNicola | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Comerica Incorporated | | CMA | | USA | | 200340107 | | Annual | | 24-Apr-18 | | 23-Feb-18 | | Confirmed | | 20,823 | | Management | | 1.5 | | Elect Director Jacqueline P. Kane | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Comerica Incorporated | | CMA | | USA | | 200340107 | | Annual | | 24-Apr-18 | | 23-Feb-18 | | Confirmed | | 20,823 | | Management | | 1.6 | | Elect Director Richard G. Lindner | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Comerica Incorporated | | CMA | | USA | | 200340107 | | Annual | | 24-Apr-18 | | 23-Feb-18 | | Confirmed | | 20,823 | | Management | | 1.7 | | Elect Director Barbara R. Smith | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Comerica Incorporated | | CMA | | USA | | 200340107 | | Annual | | 24-Apr-18 | | 23-Feb-18 | | Confirmed | | 20,823 | | Management | | 1.8 | | Elect Director Robert S. Taubman | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Comerica Incorporated | | CMA | | USA | | 200340107 | | Annual | | 24-Apr-18 | | 23-Feb-18 | | Confirmed | | 20,823 | | Management | | 1.9 | | Elect Director Reginald M. Turner, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Comerica Incorporated | | CMA | | USA | | 200340107 | | Annual | | 24-Apr-18 | | 23-Feb-18 | | Confirmed | | 20,823 | | Management | | 1.10 | | Elect Director Nina G. Vaca | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Comerica Incorporated | | CMA | | USA | | 200340107 | | Annual | | 24-Apr-18 | | 23-Feb-18 | | Confirmed | | 20,823 | | Management | | 1.11 | | Elect Director Michael G. Van de Ven | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Comerica Incorporated | | CMA | | USA | | 200340107 | | Annual | | 24-Apr-18 | | 23-Feb-18 | | Confirmed | | 20,823 | | Management | | 2 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Comerica Incorporated | | CMA | | USA | | 200340107 | | Annual | | 24-Apr-18 | | 23-Feb-18 | | Confirmed | | 20,823 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Comerica Incorporated | | CMA | | USA | | 200340107 | | Annual | | 24-Apr-18 | | 23-Feb-18 | | Confirmed | | 20,823 | | Management | | 4 | | Approve Omnibus Stock Plan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Noble Energy, Inc. | | NBL | | USA | | 655044105 | | Annual | | 24-Apr-18 | | 23-Feb-18 | | Confirmed | | 67,503 | | Management | | 1a | | Elect Director Jeffrey L. Berenson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Noble Energy, Inc. | | NBL | | USA | | 655044105 | | Annual | | 24-Apr-18 | | 23-Feb-18 | | Confirmed | | 67,503 | | Management | | 1b | | Elect Director Michael A. Cawley | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Noble Energy, Inc. | | NBL | | USA | | 655044105 | | Annual | | 24-Apr-18 | | 23-Feb-18 | | Confirmed | | 67,503 | | Management | | 1c | | Elect Director Edward F. Cox | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Noble Energy, Inc. | | NBL | | USA | | 655044105 | | Annual | | 24-Apr-18 | | 23-Feb-18 | | Confirmed | | 67,503 | | Management | | 1d | | Elect Director James E. Craddock | | For | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Noble Energy, Inc. | | NBL | | USA | | 655044105 | | Annual | | 24-Apr-18 | | 23-Feb-18 | | Confirmed | | 67,503 | | Management | | 1e | | Elect Director Thomas J. Edelman | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Noble Energy, Inc. | | NBL | | USA | | 655044105 | | Annual | | 24-Apr-18 | | 23-Feb-18 | | Confirmed | | 67,503 | | Management | | 1f | | Elect Director Holli C. Ladhani | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Noble Energy, Inc. | | NBL | | USA | | 655044105 | | Annual | | 24-Apr-18 | | 23-Feb-18 | | Confirmed | | 67,503 | | Management | | 1g | | Elect Director David L. Stover | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Noble Energy, Inc. | | NBL | | USA | | 655044105 | | Annual | | 24-Apr-18 | | 23-Feb-18 | | Confirmed | | 67,503 | | Management | | 1h | | Elect Director Scott D. Urban | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Noble Energy, Inc. | | NBL | | USA | | 655044105 | | Annual | | 24-Apr-18 | | 23-Feb-18 | | Confirmed | | 67,503 | | Management | | 1i | | Elect Director William T. Van Kleef | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Noble Energy, Inc. | | NBL | | USA | | 655044105 | | Annual | | 24-Apr-18 | | 23-Feb-18 | | Confirmed | | 67,503 | | Management | | 2 | | Ratify KPMG LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Noble Energy, Inc. | | NBL | | USA | | 655044105 | | Annual | | 24-Apr-18 | | 23-Feb-18 | | Confirmed | | 67,503 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Noble Energy, Inc. | | NBL | | USA | | 655044105 | | Annual | | 24-Apr-18 | | 23-Feb-18 | | Confirmed | | 67,503 | | Share Holder | | 4 | | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | SunTrust Banks, Inc. | | STI | | USA | | 867914103 | | Annual | | 24-Apr-18 | | 14-Feb-18 | | Confirmed | | 33,108 | | Management | | 1.1 | | Elect Director Agnes Bundy Scanlan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | SunTrust Banks, Inc. | | STI | | USA | | 867914103 | | Annual | | 24-Apr-18 | | 14-Feb-18 | | Confirmed | | 33,108 | | Management | | 1.2 | | Elect Director Dallas S. Clement | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | SunTrust Banks, Inc. | | STI | | USA | | 867914103 | | Annual | | 24-Apr-18 | | 14-Feb-18 | | Confirmed | | 33,108 | | Management | | 1.3 | | Elect Director Paul R. Garcia | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | SunTrust Banks, Inc. | | STI | | USA | | 867914103 | | Annual | | 24-Apr-18 | | 14-Feb-18 | | Confirmed | | 33,108 | | Management | | 1.4 | | Elect Director M. Douglas Ivester | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | SunTrust Banks, Inc. | | STI | | USA | | 867914103 | | Annual | | 24-Apr-18 | | 14-Feb-18 | | Confirmed | | 33,108 | | Management | | 1.5 | | Elect Director Donna S. Morea | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | SunTrust Banks, Inc. | | STI | | USA | | 867914103 | | Annual | | 24-Apr-18 | | 14-Feb-18 | | Confirmed | | 33,108 | | Management | | 1.6 | | Elect Director David M. Ratcliffe | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | SunTrust Banks, Inc. | | STI | | USA | | 867914103 | | Annual | | 24-Apr-18 | | 14-Feb-18 | | Confirmed | | 33,108 | | Management | | 1.7 | | Elect Director William H. Rogers, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | SunTrust Banks, Inc. | | STI | | USA | | 867914103 | | Annual | | 24-Apr-18 | | 14-Feb-18 | | Confirmed | | 33,108 | | Management | | 1.8 | | Elect Director Frank P. Scruggs, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | SunTrust Banks, Inc. | | STI | | USA | | 867914103 | | Annual | | 24-Apr-18 | | 14-Feb-18 | | Confirmed | | 33,108 | | Management | | 1.9 | | Elect Director Bruce L. Tanner | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | SunTrust Banks, Inc. | | STI | | USA | | 867914103 | | Annual | | 24-Apr-18 | | 14-Feb-18 | | Confirmed | | 33,108 | | Management | | 1.10 | | Elect Director Steven C. Voorhees | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | SunTrust Banks, Inc. | | STI | | USA | | 867914103 | | Annual | | 24-Apr-18 | | 14-Feb-18 | | Confirmed | | 33,108 | | Management | | 1.11 | | Elect Director Thomas R. Watjen | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | SunTrust Banks, Inc. | | STI | | USA | | 867914103 | | Annual | | 24-Apr-18 | | 14-Feb-18 | | Confirmed | | 33,108 | | Management | | 1.12 | | Elect Director Phail Wynn, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | SunTrust Banks, Inc. | | STI | | USA | | 867914103 | | Annual | | 24-Apr-18 | | 14-Feb-18 | | Confirmed | | 33,108 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | SunTrust Banks, Inc. | | STI | | USA | | 867914103 | | Annual | | 24-Apr-18 | | 14-Feb-18 | | Confirmed | | 33,108 | | Management | | 3 | | Approve Omnibus Stock Plan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | SunTrust Banks, Inc. | | STI | | USA | | 867914103 | | Annual | | 24-Apr-18 | | 14-Feb-18 | | Confirmed | | 33,108 | | Management | | 4 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The PNC Financial Services Group, Inc. | | PNC | | USA | | 693475105 | | Annual | | 24-Apr-18 | | 02-Feb-18 | | Confirmed | | 13,172 | | Management | | 1.1 | | Elect Director Charles E. Bunch | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The PNC Financial Services Group, Inc. | | PNC | | USA | | 693475105 | | Annual | | 24-Apr-18 | | 02-Feb-18 | | Confirmed | | 13,172 | | Management | | 1.2 | | Elect Director Debra A. Cafaro | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The PNC Financial Services Group, Inc. | | PNC | | USA | | 693475105 | | Annual | | 24-Apr-18 | | 02-Feb-18 | | Confirmed | | 13,172 | | Management | | 1.3 | | Elect Director Marjorie Rodgers Cheshire | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The PNC Financial Services Group, Inc. | | PNC | | USA | | 693475105 | | Annual | | 24-Apr-18 | | 02-Feb-18 | | Confirmed | | 13,172 | | Management | | 1.4 | | Elect Director William S. Demchak | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The PNC Financial Services Group, Inc. | | PNC | | USA | | 693475105 | | Annual | | 24-Apr-18 | | 02-Feb-18 | | Confirmed | | 13,172 | | Management | | 1.5 | | Elect Director Andrew T. Feldstein | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The PNC Financial Services Group, Inc. | | PNC | | USA | | 693475105 | | Annual | | 24-Apr-18 | | 02-Feb-18 | | Confirmed | | 13,172 | | Management | | 1.6 | | Elect Director Daniel R. Hesse | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The PNC Financial Services Group, Inc. | | PNC | | USA | | 693475105 | | Annual | | 24-Apr-18 | | 02-Feb-18 | | Confirmed | | 13,172 | | Management | | 1.7 | | Elect Director Richard B. Kelson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The PNC Financial Services Group, Inc. | | PNC | | USA | | 693475105 | | Annual | | 24-Apr-18 | | 02-Feb-18 | | Confirmed | | 13,172 | | Management | | 1.8 | | Elect Director Linda R. Medler | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The PNC Financial Services Group, Inc. | | PNC | | USA | | 693475105 | | Annual | | 24-Apr-18 | | 02-Feb-18 | | Confirmed | | 13,172 | | Management | | 1.9 | | Elect Director Martin Pfinsgraff | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The PNC Financial Services Group, Inc. | | PNC | | USA | | 693475105 | | Annual | | 24-Apr-18 | | 02-Feb-18 | | Confirmed | | 13,172 | | Management | | 1.10 | | Elect Director Donald J. Shepard | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The PNC Financial Services Group, Inc. | | PNC | | USA | | 693475105 | | Annual | | 24-Apr-18 | | 02-Feb-18 | | Confirmed | | 13,172 | | Management | | 1.11 | | Elect Director Michael J. Ward | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The PNC Financial Services Group, Inc. | | PNC | | USA | | 693475105 | | Annual | | 24-Apr-18 | | 02-Feb-18 | | Confirmed | | 13,172 | | Management | | 1.12 | | Elect Director Gregory D. Wasson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The PNC Financial Services Group, Inc. | | PNC | | USA | | 693475105 | | Annual | | 24-Apr-18 | | 02-Feb-18 | | Confirmed | | 13,172 | | Management | | 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The PNC Financial Services Group, Inc. | | PNC | | USA | | 693475105 | | Annual | | 24-Apr-18 | | 02-Feb-18 | | Confirmed | | 13,172 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Ameriprise Financial, Inc. | | AMP | | USA | | 03076C106 | | Annual | | 25-Apr-18 | | 28-Feb-18 | | Confirmed | | 12,544 | | Management | | 1a | | Elect Director James M. Cracchiolo | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Ameriprise Financial, Inc. | | AMP | | USA | | 03076C106 | | Annual | | 25-Apr-18 | | 28-Feb-18 | | Confirmed | | 12,544 | | Management | | 1b | | Elect Director Dianne Neal Blixt | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Ameriprise Financial, Inc. | | AMP | | USA | | 03076C106 | | Annual | | 25-Apr-18 | | 28-Feb-18 | | Confirmed | | 12,544 | | Management | | 1c | | Elect Director Amy DiGeso | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Ameriprise Financial, Inc. | | AMP | | USA | | 03076C106 | | Annual | | 25-Apr-18 | | 28-Feb-18 | | Confirmed | | 12,544 | | Management | | 1d | | Elect Director Lon R. Greenberg | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Ameriprise Financial, Inc. | | AMP | | USA | | 03076C106 | | Annual | | 25-Apr-18 | | 28-Feb-18 | | Confirmed | | 12,544 | | Management | | 1e | | Elect Director Jeffrey Noddle | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Ameriprise Financial, Inc. | | AMP | | USA | | 03076C106 | | Annual | | 25-Apr-18 | | 28-Feb-18 | | Confirmed | | 12,544 | | Management | | 1f | | Elect Director Robert F. Sharpe, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Ameriprise Financial, Inc. | | AMP | | USA | | 03076C106 | | Annual | | 25-Apr-18 | | 28-Feb-18 | | Confirmed | | 12,544 | | Management | | 1g | | Elect Director Christopher J. Williams | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Ameriprise Financial, Inc. | | AMP | | USA | | 03076C106 | | Annual | | 25-Apr-18 | | 28-Feb-18 | | Confirmed | | 12,544 | | Management | | 1h | | Elect Director W. Edward Walter | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Ameriprise Financial, Inc. | | AMP | | USA | | 03076C106 | | Annual | | 25-Apr-18 | | 28-Feb-18 | | Confirmed | | 12,544 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Ameriprise Financial, Inc. | | AMP | | USA | | 03076C106 | | Annual | | 25-Apr-18 | | 28-Feb-18 | | Confirmed | | 12,544 | | Management | | 3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Ameriprise Financial, Inc. | | AMP | | USA | | 03076C106 | | Annual | | 25-Apr-18 | | 28-Feb-18 | | Confirmed | | 12,544 | | Share Holder | | 4 | | Report on Political Contributions and Expenditures | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Bank of America Corporation | | BAC | | USA | | 060505104 | | Annual | | 25-Apr-18 | | 02-Mar-18 | | Confirmed | | 65,552 | | Management | | 1a | | Elect Director Sharon L. Allen | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Bank of America Corporation | | BAC | | USA | | 060505104 | | Annual | | 25-Apr-18 | | 02-Mar-18 | | Confirmed | | 65,552 | | Management | | 1b | | Elect Director Susan S. Bies | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Bank of America Corporation | | BAC | | USA | | 060505104 | | Annual | | 25-Apr-18 | | 02-Mar-18 | | Confirmed | | 65,552 | | Management | | 1c | | Elect Director Jack O. Bovender, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Bank of America Corporation | | BAC | | USA | | 060505104 | | Annual | | 25-Apr-18 | | 02-Mar-18 | | Confirmed | | 65,552 | | Management | | 1d | | Elect Director Frank P. Bramble, Sr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Bank of America Corporation | | BAC | | USA | | 060505104 | | Annual | | 25-Apr-18 | | 02-Mar-18 | | Confirmed | | 65,552 | | Management | | 1e | | Elect Director Pierre J.P. de Weck | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Bank of America Corporation | | BAC | | USA | | 060505104 | | Annual | | 25-Apr-18 | | 02-Mar-18 | | Confirmed | | 65,552 | | Management | | 1f | | Elect Director Arnold W. Donald | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Bank of America Corporation | | BAC | | USA | | 060505104 | | Annual | | 25-Apr-18 | | 02-Mar-18 | | Confirmed | | 65,552 | | Management | | 1g | | Elect Director Linda P. Hudson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Bank of America Corporation | | BAC | | USA | | 060505104 | | Annual | | 25-Apr-18 | | 02-Mar-18 | | Confirmed | | 65,552 | | Management | | 1h | | Elect Director Monica C. Lozano | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Bank of America Corporation | | BAC | | USA | | 060505104 | | Annual | | 25-Apr-18 | | 02-Mar-18 | | Confirmed | | 65,552 | | Management | | 1i | | Elect Director Thomas J. May | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Bank of America Corporation | | BAC | | USA | | 060505104 | | Annual | | 25-Apr-18 | | 02-Mar-18 | | Confirmed | | 65,552 | | Management | | 1j | | Elect Director Brian T. Moynihan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Bank of America Corporation | | BAC | | USA | | 060505104 | | Annual | | 25-Apr-18 | | 02-Mar-18 | | Confirmed | | 65,552 | | Management | | 1k | | Elect Director Lionel L. Nowell, III | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Bank of America Corporation | | BAC | | USA | | 060505104 | | Annual | | 25-Apr-18 | | 02-Mar-18 | | Confirmed | | 65,552 | | Management | | 1l | | Elect Director Michael D. White | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Bank of America Corporation | | BAC | | USA | | 060505104 | | Annual | | 25-Apr-18 | | 02-Mar-18 | | Confirmed | | 65,552 | | Management | | 1m | | Elect Director Thomas D. Woods | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Bank of America Corporation | | BAC | | USA | | 060505104 | | Annual | | 25-Apr-18 | | 02-Mar-18 | | Confirmed | | 65,552 | | Management | | 1n | | Elect Director R. David Yost | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Bank of America Corporation | | BAC | | USA | | 060505104 | | Annual | | 25-Apr-18 | | 02-Mar-18 | | Confirmed | | 65,552 | | Management | | 1o | | Elect Director Maria T. Zuber | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Bank of America Corporation | | BAC | | USA | | 060505104 | | Annual | | 25-Apr-18 | | 02-Mar-18 | | Confirmed | | 65,552 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Bank of America Corporation | | BAC | | USA | | 060505104 | | Annual | | 25-Apr-18 | | 02-Mar-18 | | Confirmed | | 65,552 | | Management | | 3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Bank of America Corporation | | BAC | | USA | | 060505104 | | Annual | | 25-Apr-18 | | 02-Mar-18 | | Confirmed | | 65,552 | | Share Holder | | 4 | | Require Independent Board Chairman | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BorgWarner Inc. | | BWA | | USA | | 099724106 | | Annual | | 25-Apr-18 | | 01-Mar-18 | | Confirmed | | 37,456 | | Management | | 1A | | Elect Director Jan Carlson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BorgWarner Inc. | | BWA | | USA | | 099724106 | | Annual | | 25-Apr-18 | | 01-Mar-18 | | Confirmed | | 37,456 | | Management | | 1B | | Elect Director Dennis C. Cuneo | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BorgWarner Inc. | | BWA | | USA | | 099724106 | | Annual | | 25-Apr-18 | | 01-Mar-18 | | Confirmed | | 37,456 | | Management | | 1C | | Elect Director Michael S. Hanley | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BorgWarner Inc. | | BWA | | USA | | 099724106 | | Annual | | 25-Apr-18 | | 01-Mar-18 | | Confirmed | | 37,456 | | Management | | 1D | | Elect Director Roger A. Krone | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BorgWarner Inc. | | BWA | | USA | | 099724106 | | Annual | | 25-Apr-18 | | 01-Mar-18 | | Confirmed | | 37,456 | | Management | | 1E | | Elect Director John R. McKernan, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BorgWarner Inc. | | BWA | | USA | | 099724106 | | Annual | | 25-Apr-18 | | 01-Mar-18 | | Confirmed | | 37,456 | | Management | | 1F | | Elect Director Alexis P. Michas | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BorgWarner Inc. | | BWA | | USA | | 099724106 | | Annual | | 25-Apr-18 | | 01-Mar-18 | | Confirmed | | 37,456 | | Management | | 1G | | Elect Director Vicki L. Sato | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BorgWarner Inc. | | BWA | | USA | | 099724106 | | Annual | | 25-Apr-18 | | 01-Mar-18 | | Confirmed | | 37,456 | | Management | | 1H | | Elect Director Thomas T. Stallkamp | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BorgWarner Inc. | | BWA | | USA | | 099724106 | | Annual | | 25-Apr-18 | | 01-Mar-18 | | Confirmed | | 37,456 | | Management | | 1I | | Elect Director James R. Verrier | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BorgWarner Inc. | | BWA | | USA | | 099724106 | | Annual | | 25-Apr-18 | | 01-Mar-18 | | Confirmed | | 37,456 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BorgWarner Inc. | | BWA | | USA | | 099724106 | | Annual | | 25-Apr-18 | | 01-Mar-18 | | Confirmed | | 37,456 | | Management | | 3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BorgWarner Inc. | | BWA | | USA | | 099724106 | | Annual | | 25-Apr-18 | | 01-Mar-18 | | Confirmed | | 37,456 | | Management | | 4 | | Approve Omnibus Stock Plan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BorgWarner Inc. | | BWA | | USA | | 099724106 | | Annual | | 25-Apr-18 | | 01-Mar-18 | | Confirmed | | 37,456 | | Management | | 5 | | Amend Certificate of Incorporation to Permit Removal of Directors Without Cause | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BorgWarner Inc. | | BWA | | USA | | 099724106 | | Annual | | 25-Apr-18 | | 01-Mar-18 | | Confirmed | | 37,456 | | Management | | 6 | | Provide Right to Act by Written Consent | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BorgWarner Inc. | | BWA | | USA | | 099724106 | | Annual | | 25-Apr-18 | | 01-Mar-18 | | Confirmed | | 37,456 | | Share Holder | | 7 | | Amend Proxy Access Right | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Marathon Petroleum Corporation | | MPC | | USA | | 56585A102 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 26,459 | | Management | | 1a | | Elect Director Abdulaziz F. Alkhayyal | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Marathon Petroleum Corporation | | MPC | | USA | | 56585A102 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 26,459 | | Management | | 1b | | Elect Director Donna A. James | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Marathon Petroleum Corporation | | MPC | | USA | | 56585A102 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 26,459 | | Management | | 1c | | Elect Director James E. Rohr | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Marathon Petroleum Corporation | | MPC | | USA | | 56585A102 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 26,459 | | Management | | 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Marathon Petroleum Corporation | | MPC | | USA | | 56585A102 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 26,459 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Marathon Petroleum Corporation | | MPC | | USA | | 56585A102 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 26,459 | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Marathon Petroleum Corporation | | MPC | | USA | | 56585A102 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 26,459 | | Management | | 5 | | Eliminate Supermajority Vote Requirement to Amend Bylaws | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Marathon Petroleum Corporation | | MPC | | USA | | 56585A102 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 26,459 | | Management | | 6 | | Eliminate Supermajority Vote Requirement to Amend Charter | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Marathon Petroleum Corporation | | MPC | | USA | | 56585A102 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 26,459 | | Share Holder | | 7 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Regions Financial Corporation | | RF | | USA | | 7591EP100 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 93,367 | | Management | | 1a | | Elect Director Carolyn H. Byrd | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Regions Financial Corporation | | RF | | USA | | 7591EP100 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 93,367 | | Management | | 1b | | Elect Director Don DeFosset | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Regions Financial Corporation | | RF | | USA | | 7591EP100 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 93,367 | | Management | | 1c | | Elect Director Samuel A. Di Piazza, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Regions Financial Corporation | | RF | | USA | | 7591EP100 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 93,367 | | Management | | 1d | | Elect Director Eric C. Fast | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Regions Financial Corporation | | RF | | USA | | 7591EP100 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 93,367 | | Management | | 1e | | Elect Director O. B. Grayson Hall, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Regions Financial Corporation | | RF | | USA | | 7591EP100 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 93,367 | | Management | | 1f | | Elect Director John D. Johns | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Regions Financial Corporation | | RF | | USA | | 7591EP100 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 93,367 | | Management | | 1g | | Elect Director Ruth Ann Marshall | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Regions Financial Corporation | | RF | | USA | | 7591EP100 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 93,367 | | Management | | 1h | | Elect Director Susan W. Matlock | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Regions Financial Corporation | | RF | | USA | | 7591EP100 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 93,367 | | Management | | 1i | | Elect Director John E. Maupin, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Regions Financial Corporation | | RF | | USA | | 7591EP100 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 93,367 | | Management | | 1j | | Elect Director Charles D. McCrary | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Regions Financial Corporation | | RF | | USA | | 7591EP100 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 93,367 | | Management | | 1k | | Elect Director James T. Prokopanko | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Regions Financial Corporation | | RF | | USA | | 7591EP100 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 93,367 | | Management | | 1l | | Elect Director Lee J. Styslinger, III | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Regions Financial Corporation | | RF | | USA | | 7591EP100 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 93,367 | | Management | | 1m | | Elect Director Jose S. Suquet | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Regions Financial Corporation | | RF | | USA | | 7591EP100 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 93,367 | | Management | | 2 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Regions Financial Corporation | | RF | | USA | | 7591EP100 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 93,367 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Regions Financial Corporation | | RF | | USA | | 7591EP100 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 93,367 | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Textron Inc. | | TXT | | USA | | 883203101 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 29,046 | | Management | | 1a | | Elect Director Scott C. Donnelly | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Textron Inc. | | TXT | | USA | | 883203101 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 29,046 | | Management | | 1b | | Elect Director Kathleen M. Bader | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Textron Inc. | | TXT | | USA | | 883203101 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 29,046 | | Management | | 1c | | Elect Director R. Kerry Clark | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Textron Inc. | | TXT | | USA | | 883203101 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 29,046 | | Management | | 1d | | Elect Director James T. Conway | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Textron Inc. | | TXT | | USA | | 883203101 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 29,046 | | Management | | 1e | | Elect Director Lawrence K. Fish | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Textron Inc. | | TXT | | USA | | 883203101 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 29,046 | | Management | | 1f | | Elect Director Paul E. Gagne | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Textron Inc. | | TXT | | USA | | 883203101 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 29,046 | | Management | | 1g | | Elect Director Ralph D. Heath | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Textron Inc. | | TXT | | USA | | 883203101 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 29,046 | | Management | | 1h | | Elect Director Deborah Lee James | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Textron Inc. | | TXT | | USA | | 883203101 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 29,046 | | Management | | 1i | | Elect Director Lloyd G. Trotter | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Textron Inc. | | TXT | | USA | | 883203101 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 29,046 | | Management | | 1j | | Elect Director James L. Ziemer | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Textron Inc. | | TXT | | USA | | 883203101 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 29,046 | | Management | | 1k | | Elect Director Maria T. Zuber | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Textron Inc. | | TXT | | USA | | 883203101 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 29,046 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Textron Inc. | | TXT | | USA | | 883203101 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 29,046 | | Management | | 3 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Textron Inc. | | TXT | | USA | | 883203101 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 29,046 | | Share Holder | | 4 | | Provide Right to Act by Written Consent | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Textron Inc. | | TXT | | USA | | 883203101 | | Annual | | 25-Apr-18 | | 26-Feb-18 | | Confirmed | | 29,046 | | Share Holder | | 5 | | Establish Term Limits for Directors | | Against | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citizens Financial Group, Inc. | | CFG | | USA | | 174610105 | | Annual | | 26-Apr-18 | | 02-Mar-18 | | Confirmed | | 50,598 | | Management | | 1.1 | | Elect Director Bruce Van Saun | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citizens Financial Group, Inc. | | CFG | | USA | | 174610105 | | Annual | | 26-Apr-18 | | 02-Mar-18 | | Confirmed | | 50,598 | | Management | | 1.2 | | Elect Director Mark Casady | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citizens Financial Group, Inc. | | CFG | | USA | | 174610105 | | Annual | | 26-Apr-18 | | 02-Mar-18 | | Confirmed | | 50,598 | | Management | | 1.3 | | Elect Director Christine M. Cumming | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citizens Financial Group, Inc. | | CFG | | USA | | 174610105 | | Annual | | 26-Apr-18 | | 02-Mar-18 | | Confirmed | | 50,598 | | Management | | 1.4 | | Elect Director Anthony Di Iorio | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citizens Financial Group, Inc. | | CFG | | USA | | 174610105 | | Annual | | 26-Apr-18 | | 02-Mar-18 | | Confirmed | | 50,598 | | Management | | 1.5 | | Elect Director William P. Hankowsky | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citizens Financial Group, Inc. | | CFG | | USA | | 174610105 | | Annual | | 26-Apr-18 | | 02-Mar-18 | | Confirmed | | 50,598 | | Management | | 1.6 | | Elect Director Howard W. Hanna, III | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citizens Financial Group, Inc. | | CFG | | USA | | 174610105 | | Annual | | 26-Apr-18 | | 02-Mar-18 | | Confirmed | | 50,598 | | Management | | 1.7 | | Elect Director Leo I. ("Lee") Higdon | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citizens Financial Group, Inc. | | CFG | | USA | | 174610105 | | Annual | | 26-Apr-18 | | 02-Mar-18 | | Confirmed | | 50,598 | | Management | | 1.8 | | Elect Director Charles J. ("Bud") Koch | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citizens Financial Group, Inc. | | CFG | | USA | | 174610105 | | Annual | | 26-Apr-18 | | 02-Mar-18 | | Confirmed | | 50,598 | | Management | | 1.9 | | Elect Director Arthur F. Ryan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citizens Financial Group, Inc. | | CFG | | USA | | 174610105 | | Annual | | 26-Apr-18 | | 02-Mar-18 | | Confirmed | | 50,598 | | Management | | 1.10 | | Elect Director Shivan S. Subramaniam | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citizens Financial Group, Inc. | | CFG | | USA | | 174610105 | | Annual | | 26-Apr-18 | | 02-Mar-18 | | Confirmed | | 50,598 | | Management | | 1.11 | | Elect Director Wendy A. Watson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citizens Financial Group, Inc. | | CFG | | USA | | 174610105 | | Annual | | 26-Apr-18 | | 02-Mar-18 | | Confirmed | | 50,598 | | Management | | 1.12 | | Elect Director Marita Zuraitis | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citizens Financial Group, Inc. | | CFG | | USA | | 174610105 | | Annual | | 26-Apr-18 | | 02-Mar-18 | | Confirmed | | 50,598 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Citizens Financial Group, Inc. | | CFG | | USA | | 174610105 | | Annual | | 26-Apr-18 | | 02-Mar-18 | | Confirmed | | 50,598 | | Management | | 3 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Corning Incorporated | | GLW | | USA | | 219350105 | | Annual | | 26-Apr-18 | | 27-Feb-18 | | Confirmed | | 65,115 | | Management | | 1.1 | | Elect Director Donald W. Blair | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Corning Incorporated | | GLW | | USA | | 219350105 | | Annual | | 26-Apr-18 | | 27-Feb-18 | | Confirmed | | 65,115 | | Management | | 1.2 | | Elect Director Stephanie A. Burns | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Corning Incorporated | | GLW | | USA | | 219350105 | | Annual | | 26-Apr-18 | | 27-Feb-18 | | Confirmed | | 65,115 | | Management | | 1.3 | | Elect Director John A. Canning, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Corning Incorporated | | GLW | | USA | | 219350105 | | Annual | | 26-Apr-18 | | 27-Feb-18 | | Confirmed | | 65,115 | | Management | | 1.4 | | Elect Director Richard T. Clark | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Corning Incorporated | | GLW | | USA | | 219350105 | | Annual | | 26-Apr-18 | | 27-Feb-18 | | Confirmed | | 65,115 | | Management | | 1.5 | | Elect Director Robert F. Cummings, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Corning Incorporated | | GLW | | USA | | 219350105 | | Annual | | 26-Apr-18 | | 27-Feb-18 | | Confirmed | | 65,115 | | Management | | 1.6 | | Elect Director Deborah A. Henretta | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Corning Incorporated | | GLW | | USA | | 219350105 | | Annual | | 26-Apr-18 | | 27-Feb-18 | | Confirmed | | 65,115 | | Management | | 1.7 | | Elect Director Daniel P. Huttenlocher | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Corning Incorporated | | GLW | | USA | | 219350105 | | Annual | | 26-Apr-18 | | 27-Feb-18 | | Confirmed | | 65,115 | | Management | | 1.8 | | Elect Director Kurt M. Landgraf | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Corning Incorporated | | GLW | | USA | | 219350105 | | Annual | | 26-Apr-18 | | 27-Feb-18 | | Confirmed | | 65,115 | | Management | | 1.9 | | Elect Director Kevin J. Martin | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Corning Incorporated | | GLW | | USA | | 219350105 | | Annual | | 26-Apr-18 | | 27-Feb-18 | | Confirmed | | 65,115 | | Management | | 1.10 | | Elect Director Deborah D. Rieman | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Corning Incorporated | | GLW | | USA | | 219350105 | | Annual | | 26-Apr-18 | | 27-Feb-18 | | Confirmed | | 65,115 | | Management | | 1.11 | | Elect Director Hansel E. Tookes, II | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Corning Incorporated | | GLW | | USA | | 219350105 | | Annual | | 26-Apr-18 | | 27-Feb-18 | | Confirmed | | 65,115 | | Management | | 1.12 | | Elect Director Wendell P. Weeks | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Corning Incorporated | | GLW | | USA | | 219350105 | | Annual | | 26-Apr-18 | | 27-Feb-18 | | Confirmed | | 65,115 | | Management | | 1.13 | | Elect Director Mark S. Wrighton | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Corning Incorporated | | GLW | | USA | | 219350105 | | Annual | | 26-Apr-18 | | 27-Feb-18 | | Confirmed | | 65,115 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Corning Incorporated | | GLW | | USA | | 219350105 | | Annual | | 26-Apr-18 | | 27-Feb-18 | | Confirmed | | 65,115 | | Management | | 3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | NRG Energy, Inc. | | NRG | | USA | | 629377508 | | Annual | | 26-Apr-18 | | 01-Mar-18 | | Confirmed | | 67,653 | | Management | | 1a | | Elect Director E. Spencer Abraham | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | NRG Energy, Inc. | | NRG | | USA | | 629377508 | | Annual | | 26-Apr-18 | | 01-Mar-18 | | Confirmed | | 67,653 | | Management | | 1b | | Elect Director Kirbyjon H. Caldwell - Withdrawn Resolution | | |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | NRG Energy, Inc. | | NRG | | USA | | 629377508 | | Annual | | 26-Apr-18 | | 01-Mar-18 | | Confirmed | | 67,653 | | Management | | 1c | | Elect Director Matthew Carter, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | NRG Energy, Inc. | | NRG | | USA | | 629377508 | | Annual | | 26-Apr-18 | | 01-Mar-18 | | Confirmed | | 67,653 | | Management | | 1d | | Elect Director Lawrence S. Coben | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | NRG Energy, Inc. | | NRG | | USA | | 629377508 | | Annual | | 26-Apr-18 | | 01-Mar-18 | | Confirmed | | 67,653 | | Management | | 1e | | Elect Director Heather Cox | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | NRG Energy, Inc. | | NRG | | USA | | 629377508 | | Annual | | 26-Apr-18 | | 01-Mar-18 | | Confirmed | | 67,653 | | Management | | 1f | | Elect Director Terry G. Dallas | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | NRG Energy, Inc. | | NRG | | USA | | 629377508 | | Annual | | 26-Apr-18 | | 01-Mar-18 | | Confirmed | | 67,653 | | Management | | 1g | | Elect Director Mauricio Gutierrez | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | NRG Energy, Inc. | | NRG | | USA | | 629377508 | | Annual | | 26-Apr-18 | | 01-Mar-18 | | Confirmed | | 67,653 | | Management | | 1h | | Elect Director William E. Hantke | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | NRG Energy, Inc. | | NRG | | USA | | 629377508 | | Annual | | 26-Apr-18 | | 01-Mar-18 | | Confirmed | | 67,653 | | Management | | 1i | | Elect Director Paul W. Hobby | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | NRG Energy, Inc. | | NRG | | USA | | 629377508 | | Annual | | 26-Apr-18 | | 01-Mar-18 | | Confirmed | | 67,653 | | Management | | 1j | | Elect Director Anne C. Schaumburg | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | NRG Energy, Inc. | | NRG | | USA | | 629377508 | | Annual | | 26-Apr-18 | | 01-Mar-18 | | Confirmed | | 67,653 | | Management | | 1k | | Elect Director Thomas H. Weidemeyer | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | NRG Energy, Inc. | | NRG | | USA | | 629377508 | | Annual | | 26-Apr-18 | | 01-Mar-18 | | Confirmed | | 67,653 | | Management | | 1l | | Elect Director C. John Wilder | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | NRG Energy, Inc. | | NRG | | USA | | 629377508 | | Annual | | 26-Apr-18 | | 01-Mar-18 | | Confirmed | | 67,653 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | NRG Energy, Inc. | | NRG | | USA | | 629377508 | | Annual | | 26-Apr-18 | | 01-Mar-18 | | Confirmed | | 67,653 | | Management | | 3 | | Ratify KPMG LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | NRG Energy, Inc. | | NRG | | USA | | 629377508 | | Annual | | 26-Apr-18 | | 01-Mar-18 | | Confirmed | | 67,653 | | Share Holder | | 4 | | Report on Political Contributions | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Texas Instruments Incorporated | | TXN | | USA | | 882508104 | | Annual | | 26-Apr-18 | | 26-Feb-18 | | Confirmed | | 18,769 | | Management | | 1a | | Elect Director Ralph W. Babb, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Texas Instruments Incorporated | | TXN | | USA | | 882508104 | | Annual | | 26-Apr-18 | | 26-Feb-18 | | Confirmed | | 18,769 | | Management | | 1b | | Elect Director Mark A. Blinn | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Texas Instruments Incorporated | | TXN | | USA | | 882508104 | | Annual | | 26-Apr-18 | | 26-Feb-18 | | Confirmed | | 18,769 | | Management | | 1c | | Elect Director Todd M. Bluedorn | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Texas Instruments Incorporated | | TXN | | USA | | 882508104 | | Annual | | 26-Apr-18 | | 26-Feb-18 | | Confirmed | | 18,769 | | Management | | 1d | | Elect Director Daniel A. Carp | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Texas Instruments Incorporated | | TXN | | USA | | 882508104 | | Annual | | 26-Apr-18 | | 26-Feb-18 | | Confirmed | | 18,769 | | Management | | 1e | | Elect Director Janet F. Clark | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Texas Instruments Incorporated | | TXN | | USA | | 882508104 | | Annual | | 26-Apr-18 | | 26-Feb-18 | | Confirmed | | 18,769 | | Management | | 1f | | Elect Director Carrie S. Cox | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Texas Instruments Incorporated | | TXN | | USA | | 882508104 | | Annual | | 26-Apr-18 | | 26-Feb-18 | | Confirmed | | 18,769 | | Management | | 1g | | Elect Director Brian T. Crutcher | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Texas Instruments Incorporated | | TXN | | USA | | 882508104 | | Annual | | 26-Apr-18 | | 26-Feb-18 | | Confirmed | | 18,769 | | Management | | 1h | | Elect Director Jean M. Hobby | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Texas Instruments Incorporated | | TXN | | USA | | 882508104 | | Annual | | 26-Apr-18 | | 26-Feb-18 | | Confirmed | | 18,769 | | Management | | 1i | | Elect Director Ronald Kirk | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Texas Instruments Incorporated | | TXN | | USA | | 882508104 | | Annual | | 26-Apr-18 | | 26-Feb-18 | | Confirmed | | 18,769 | | Management | | 1j | | Elect Director Pamela H. Patsley | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Texas Instruments Incorporated | | TXN | | USA | | 882508104 | | Annual | | 26-Apr-18 | | 26-Feb-18 | | Confirmed | | 18,769 | | Management | | 1k | | Elect Director Robert E. Sanchez | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Texas Instruments Incorporated | | TXN | | USA | | 882508104 | | Annual | | 26-Apr-18 | | 26-Feb-18 | | Confirmed | | 18,769 | | Management | | 1l | | Elect Director Richard K. Templeton | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Texas Instruments Incorporated | | TXN | | USA | | 882508104 | | Annual | | 26-Apr-18 | | 26-Feb-18 | | Confirmed | | 18,769 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Texas Instruments Incorporated | | TXN | | USA | | 882508104 | | Annual | | 26-Apr-18 | | 26-Feb-18 | | Confirmed | | 18,769 | | Management | | 3 | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Texas Instruments Incorporated | | TXN | | USA | | 882508104 | | Annual | | 26-Apr-18 | | 26-Feb-18 | | Confirmed | | 18,769 | | Management | | 4 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | PACCAR Inc | | PCAR | | USA | | 693718108 | | Annual | | 01-May-18 | | 07-Mar-18 | | Confirmed | | 25,464 | | Management | | 1.1 | | Elect Director Beth E. Ford | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | PACCAR Inc | | PCAR | | USA | | 693718108 | | Annual | | 01-May-18 | | 07-Mar-18 | | Confirmed | | 25,464 | | Management | | 1.2 | | Elect Director Kirk S. Hachigian | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | PACCAR Inc | | PCAR | | USA | | 693718108 | | Annual | | 01-May-18 | | 07-Mar-18 | | Confirmed | | 25,464 | | Management | | 1.3 | | Elect Director Roderick C. McGeary | | For | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | PACCAR Inc | | PCAR | | USA | | 693718108 | | Annual | | 01-May-18 | | 07-Mar-18 | | Confirmed | | 25,464 | | Management | | 1.4 | | Elect Director Mark A. Schulz | | For | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | PACCAR Inc | | PCAR | | USA | | 693718108 | | Annual | | 01-May-18 | | 07-Mar-18 | | Confirmed | | 25,464 | | Management | | 1.5 | | Elect Director Mark C. Pigott | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | PACCAR Inc | | PCAR | | USA | | 693718108 | | Annual | | 01-May-18 | | 07-Mar-18 | | Confirmed | | 25,464 | | Management | | 1.6 | | Elect Director Charles R. Williamson | | For | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | PACCAR Inc | | PCAR | | USA | | 693718108 | | Annual | | 01-May-18 | | 07-Mar-18 | | Confirmed | | 25,464 | | Management | | 1.7 | | Elect Director Ronald E. Armstrong | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | PACCAR Inc | | PCAR | | USA | | 693718108 | | Annual | | 01-May-18 | | 07-Mar-18 | | Confirmed | | 25,464 | | Management | | 2 | | Eliminate Supermajority Vote Requirement to Remove Directors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | PACCAR Inc | | PCAR | | USA | | 693718108 | | Annual | | 01-May-18 | | 07-Mar-18 | | Confirmed | | 25,464 | | Share Holder | | 3 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Advanced Micro Devices, Inc. | | AMD | | USA | | 007903107 | | Annual | | 02-May-18 | | 05-Mar-18 | | Confirmed | | 250,366 | | Management | | 1a | | Elect Director John E. Caldwell | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Advanced Micro Devices, Inc. | | AMD | | USA | | 007903107 | | Annual | | 02-May-18 | | 05-Mar-18 | | Confirmed | | 250,366 | | Management | | 1b | | Elect Director Nora M. Denzel | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Advanced Micro Devices, Inc. | | AMD | | USA | | 007903107 | | Annual | | 02-May-18 | | 05-Mar-18 | | Confirmed | | 250,366 | | Management | | 1c | | Elect Director Mark Durcan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Advanced Micro Devices, Inc. | | AMD | | USA | | 007903107 | | Annual | | 02-May-18 | | 05-Mar-18 | | Confirmed | | 250,366 | | Management | | 1d | | Elect Director Joseph A. Householder | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Advanced Micro Devices, Inc. | | AMD | | USA | | 007903107 | | Annual | | 02-May-18 | | 05-Mar-18 | | Confirmed | | 250,366 | | Management | | 1e | | Elect Director Michael J. Inglis | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Advanced Micro Devices, Inc. | | AMD | | USA | | 007903107 | | Annual | | 02-May-18 | | 05-Mar-18 | | Confirmed | | 250,366 | | Management | | 1f | | Elect Director John W. Marren | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Advanced Micro Devices, Inc. | | AMD | | USA | | 007903107 | | Annual | | 02-May-18 | | 05-Mar-18 | | Confirmed | | 250,366 | | Management | | 1g | | Elect Director Lisa T. Su | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Advanced Micro Devices, Inc. | | AMD | | USA | | 007903107 | | Annual | | 02-May-18 | | 05-Mar-18 | | Confirmed | | 250,366 | | Management | | 1h | | Elect Director Abhi Y. Talwalkar | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Advanced Micro Devices, Inc. | | AMD | | USA | | 007903107 | | Annual | | 02-May-18 | | 05-Mar-18 | | Confirmed | | 250,366 | | Management | | 1i | | Elect Director Ahmed Yahia | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Advanced Micro Devices, Inc. | | AMD | | USA | | 007903107 | | Annual | | 02-May-18 | | 05-Mar-18 | | Confirmed | | 250,366 | | Management | | 2 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Advanced Micro Devices, Inc. | | AMD | | USA | | 007903107 | | Annual | | 02-May-18 | | 05-Mar-18 | | Confirmed | | 250,366 | | Management | | 3 | | Increase Authorized Common Stock | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Advanced Micro Devices, Inc. | | AMD | | USA | | 007903107 | | Annual | | 02-May-18 | | 05-Mar-18 | | Confirmed | | 250,366 | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Goldman Sachs Group, Inc. | | GS | | USA | | 38141G104 | | Annual | | 02-May-18 | | 05-Mar-18 | | Confirmed | | 7,209 | | Management | | 1a | | Elect Director Lloyd C. Blankfein | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Goldman Sachs Group, Inc. | | GS | | USA | | 38141G104 | | Annual | | 02-May-18 | | 05-Mar-18 | | Confirmed | | 7,209 | | Management | | 1b | | Elect Director M. Michele Burns | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Goldman Sachs Group, Inc. | | GS | | USA | | 38141G104 | | Annual | | 02-May-18 | | 05-Mar-18 | | Confirmed | | 7,209 | | Management | | 1c | | Elect Director Mark A. Flaherty | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Goldman Sachs Group, Inc. | | GS | | USA | | 38141G104 | | Annual | | 02-May-18 | | 05-Mar-18 | | Confirmed | | 7,209 | | Management | | 1d | | Elect Director William W. George | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Goldman Sachs Group, Inc. | | GS | | USA | | 38141G104 | | Annual | | 02-May-18 | | 05-Mar-18 | | Confirmed | | 7,209 | | Management | | 1e | | Elect Director James A. Johnson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Goldman Sachs Group, Inc. | | GS | | USA | | 38141G104 | | Annual | | 02-May-18 | | 05-Mar-18 | | Confirmed | | 7,209 | | Management | | 1f | | Elect Director Ellen J. Kullman | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Goldman Sachs Group, Inc. | | GS | | USA | | 38141G104 | | Annual | | 02-May-18 | | 05-Mar-18 | | Confirmed | | 7,209 | | Management | | 1g | | Elect Director Lakshmi N. Mittal | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Goldman Sachs Group, Inc. | | GS | | USA | | 38141G104 | | Annual | | 02-May-18 | | 05-Mar-18 | | Confirmed | | 7,209 | | Management | | 1h | | Elect Director Adebayo O. Ogunlesi | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Goldman Sachs Group, Inc. | | GS | | USA | | 38141G104 | | Annual | | 02-May-18 | | 05-Mar-18 | | Confirmed | | 7,209 | | Management | | 1i | | Elect Director Peter Oppenheimer | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Goldman Sachs Group, Inc. | | GS | | USA | | 38141G104 | | Annual | | 02-May-18 | | 05-Mar-18 | | Confirmed | | 7,209 | | Management | | 1j | | Elect Director David A. Viniar | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Goldman Sachs Group, Inc. | | GS | | USA | | 38141G104 | | Annual | | 02-May-18 | | 05-Mar-18 | | Confirmed | | 7,209 | | Management | | 1k | | Elect Director Mark O. Winkelman | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Goldman Sachs Group, Inc. | | GS | | USA | | 38141G104 | | Annual | | 02-May-18 | | 05-Mar-18 | | Confirmed | | 7,209 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Goldman Sachs Group, Inc. | | GS | | USA | | 38141G104 | | Annual | | 02-May-18 | | 05-Mar-18 | | Confirmed | | 7,209 | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Goldman Sachs Group, Inc. | | GS | | USA | | 38141G104 | | Annual | | 02-May-18 | | 05-Mar-18 | | Confirmed | | 7,209 | | Management | | 4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Goldman Sachs Group, Inc. | | GS | | USA | | 38141G104 | | Annual | | 02-May-18 | | 05-Mar-18 | | Confirmed | | 7,209 | | Share Holder | | 5 | | Report on Lobbying Payments and Policy | | Against | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Goldman Sachs Group, Inc. | | GS | | USA | | 38141G104 | | Annual | | 02-May-18 | | 05-Mar-18 | | Confirmed | | 7,209 | | Share Holder | | 6 | | Amend Proxy Access Right | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Alaska Air Group, Inc. | | ALK | | USA | | 011659109 | | Annual | | 03-May-18 | | 09-Mar-18 | | Confirmed | | 30,009 | | Management | | 1a | | Elect Director Patricia M. Bedient | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Alaska Air Group, Inc. | | ALK | | USA | | 011659109 | | Annual | | 03-May-18 | | 09-Mar-18 | | Confirmed | | 30,009 | | Management | | 1b | | Elect Director James A. Beer | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Alaska Air Group, Inc. | | ALK | | USA | | 011659109 | | Annual | | 03-May-18 | | 09-Mar-18 | | Confirmed | | 30,009 | | Management | | 1c | | Elect Director Marion C. Blakey | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Alaska Air Group, Inc. | | ALK | | USA | | 011659109 | | Annual | | 03-May-18 | | 09-Mar-18 | | Confirmed | | 30,009 | | Management | | 1d | | Elect Director Phyllis J. Campbell | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Alaska Air Group, Inc. | | ALK | | USA | | 011659109 | | Annual | | 03-May-18 | | 09-Mar-18 | | Confirmed | | 30,009 | | Management | | 1e | | Elect Director Raymond L. Conner | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Alaska Air Group, Inc. | | ALK | | USA | | 011659109 | | Annual | | 03-May-18 | | 09-Mar-18 | | Confirmed | | 30,009 | | Management | | 1f | | Elect Director Dhiren R. Fonseca | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Alaska Air Group, Inc. | | ALK | | USA | | 011659109 | | Annual | | 03-May-18 | | 09-Mar-18 | | Confirmed | | 30,009 | | Management | | 1g | | Elect Director Susan J. Li | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Alaska Air Group, Inc. | | ALK | | USA | | 011659109 | | Annual | | 03-May-18 | | 09-Mar-18 | | Confirmed | | 30,009 | | Management | | 1h | | Elect Director Helvi K. Sandvik | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Alaska Air Group, Inc. | | ALK | | USA | | 011659109 | | Annual | | 03-May-18 | | 09-Mar-18 | | Confirmed | | 30,009 | | Management | | 1i | | Elect Director J. Kenneth Thompson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Alaska Air Group, Inc. | | ALK | | USA | | 011659109 | | Annual | | 03-May-18 | | 09-Mar-18 | | Confirmed | | 30,009 | | Management | | 1j | | Elect Director Bradley D. Tilden | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Alaska Air Group, Inc. | | ALK | | USA | | 011659109 | | Annual | | 03-May-18 | | 09-Mar-18 | | Confirmed | | 30,009 | | Management | | 1k | | Elect Director Eric K. Yeaman | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Alaska Air Group, Inc. | | ALK | | USA | | 011659109 | | Annual | | 03-May-18 | | 09-Mar-18 | | Confirmed | | 30,009 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Alaska Air Group, Inc. | | ALK | | USA | | 011659109 | | Annual | | 03-May-18 | | 09-Mar-18 | | Confirmed | | 30,009 | | Management | | 3 | | Ratify KPMG LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Alaska Air Group, Inc. | | ALK | | USA | | 011659109 | | Annual | | 03-May-18 | | 09-Mar-18 | | Confirmed | | 30,009 | | Share Holder | | 4 | | Amend Proxy Access Right | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Capital One Financial Corporation | | COF | | USA | | 14040H105 | | Annual | | 03-May-18 | | 06-Mar-18 | | Confirmed | | 18,391 | | Management | | 1A | | Elect Director Richard D. Fairbank | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Capital One Financial Corporation | | COF | | USA | | 14040H105 | | Annual | | 03-May-18 | | 06-Mar-18 | | Confirmed | | 18,391 | | Management | | 1B | | Elect Director Aparna Chennapragada | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Capital One Financial Corporation | | COF | | USA | | 14040H105 | | Annual | | 03-May-18 | | 06-Mar-18 | | Confirmed | | 18,391 | | Management | | 1C | | Elect Director Ann Fritz Hackett | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Capital One Financial Corporation | | COF | | USA | | 14040H105 | | Annual | | 03-May-18 | | 06-Mar-18 | | Confirmed | | 18,391 | | Management | | 1D | | Elect Director Lewis Hay, III | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Capital One Financial Corporation | | COF | | USA | | 14040H105 | | Annual | | 03-May-18 | | 06-Mar-18 | | Confirmed | | 18,391 | | Management | | 1E | | Elect Director Benjamin P. Jenkins, III | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Capital One Financial Corporation | | COF | | USA | | 14040H105 | | Annual | | 03-May-18 | | 06-Mar-18 | | Confirmed | | 18,391 | | Management | | 1F | | Elect Director Peter Thomas Killalea | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Capital One Financial Corporation | | COF | | USA | | 14040H105 | | Annual | | 03-May-18 | | 06-Mar-18 | | Confirmed | | 18,391 | | Management | | 1G | | Elect Director Pierre E. Leroy | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Capital One Financial Corporation | | COF | | USA | | 14040H105 | | Annual | | 03-May-18 | | 06-Mar-18 | | Confirmed | | 18,391 | | Management | | 1H | | Elect Director Peter E. Raskind | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Capital One Financial Corporation | | COF | | USA | | 14040H105 | | Annual | | 03-May-18 | | 06-Mar-18 | | Confirmed | | 18,391 | | Management | | 1I | | Elect Director Mayo A. Shattuck, III | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Capital One Financial Corporation | | COF | | USA | | 14040H105 | | Annual | | 03-May-18 | | 06-Mar-18 | | Confirmed | | 18,391 | | Management | | 1J | | Elect Director Bradford H. Warner | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Capital One Financial Corporation | | COF | | USA | | 14040H105 | | Annual | | 03-May-18 | | 06-Mar-18 | | Confirmed | | 18,391 | | Management | | 1K | | Elect Director Catherine G. West | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Capital One Financial Corporation | | COF | | USA | | 14040H105 | | Annual | | 03-May-18 | | 06-Mar-18 | | Confirmed | | 18,391 | | Management | | 2 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Capital One Financial Corporation | | COF | | USA | | 14040H105 | | Annual | | 03-May-18 | | 06-Mar-18 | | Confirmed | | 18,391 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Capital One Financial Corporation | | COF | | USA | | 14040H105 | | Annual | | 03-May-18 | | 06-Mar-18 | | Confirmed | | 18,391 | | Management | | 4 | | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | | For | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Eastman Chemical Company | | EMN | | USA | | 277432100 | | Annual | | 03-May-18 | | 15-Mar-18 | | Confirmed | | 17,243 | | Management | | 1.1 | | Elect Director Humberto P. Alfonso | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Eastman Chemical Company | | EMN | | USA | | 277432100 | | Annual | | 03-May-18 | | 15-Mar-18 | | Confirmed | | 17,243 | | Management | | 1.2 | | Elect Director Brett D. Begemann | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Eastman Chemical Company | | EMN | | USA | | 277432100 | | Annual | | 03-May-18 | | 15-Mar-18 | | Confirmed | | 17,243 | | Management | | 1.3 | | Elect Director Michael P. Connors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Eastman Chemical Company | | EMN | | USA | | 277432100 | | Annual | | 03-May-18 | | 15-Mar-18 | | Confirmed | | 17,243 | | Management | | 1.4 | | Elect Director Mark J. Costa | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Eastman Chemical Company | | EMN | | USA | | 277432100 | | Annual | | 03-May-18 | | 15-Mar-18 | | Confirmed | | 17,243 | | Management | | 1.5 | | Elect Director Stephen R. Demeritt | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Eastman Chemical Company | | EMN | | USA | | 277432100 | | Annual | | 03-May-18 | | 15-Mar-18 | | Confirmed | | 17,243 | | Management | | 1.6 | | Elect Director Robert M. Hernandez | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Eastman Chemical Company | | EMN | | USA | | 277432100 | | Annual | | 03-May-18 | | 15-Mar-18 | | Confirmed | | 17,243 | | Management | | 1.7 | | Elect Director Julie F. Holder | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Eastman Chemical Company | | EMN | | USA | | 277432100 | | Annual | | 03-May-18 | | 15-Mar-18 | | Confirmed | | 17,243 | | Management | | 1.8 | | Elect Director Renee J. Hornbaker | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Eastman Chemical Company | | EMN | | USA | | 277432100 | | Annual | | 03-May-18 | | 15-Mar-18 | | Confirmed | | 17,243 | | Management | | 1.9 | | Elect Director Lewis M. Kling | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Eastman Chemical Company | | EMN | | USA | | 277432100 | | Annual | | 03-May-18 | | 15-Mar-18 | | Confirmed | | 17,243 | | Management | | 1.10 | | Elect Director James J. O'Brien | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Eastman Chemical Company | | EMN | | USA | | 277432100 | | Annual | | 03-May-18 | | 15-Mar-18 | | Confirmed | | 17,243 | | Management | | 1.11 | | Elect Director David W. Raisbeck | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Eastman Chemical Company | | EMN | | USA | | 277432100 | | Annual | | 03-May-18 | | 15-Mar-18 | | Confirmed | | 17,243 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Eastman Chemical Company | | EMN | | USA | | 277432100 | | Annual | | 03-May-18 | | 15-Mar-18 | | Confirmed | | 17,243 | | Management | | 3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Eastman Chemical Company | | EMN | | USA | | 277432100 | | Annual | | 03-May-18 | | 15-Mar-18 | | Confirmed | | 17,243 | | Share Holder | | 4 | | Provide Right to Act by Written Consent | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Albemarle Corporation | | ALB | | USA | | 012653101 | | Annual | | 08-May-18 | | 08-Mar-18 | | Confirmed | | 14,997 | | Management | | 1 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Albemarle Corporation | | ALB | | USA | | 012653101 | | Annual | | 08-May-18 | | 08-Mar-18 | | Confirmed | | 14,997 | | Management | | 2a | | Elect Director Mary Lauren Brlas | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Albemarle Corporation | | ALB | | USA | | 012653101 | | Annual | | 08-May-18 | | 08-Mar-18 | | Confirmed | | 14,997 | | Management | | 2b | | Elect Director William H. Hernandez | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Albemarle Corporation | | ALB | | USA | | 012653101 | | Annual | | 08-May-18 | | 08-Mar-18 | | Confirmed | | 14,997 | | Management | | 2c | | Elect Director Luther C. Kissam, IV | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Albemarle Corporation | | ALB | | USA | | 012653101 | | Annual | | 08-May-18 | | 08-Mar-18 | | Confirmed | | 14,997 | | Management | | 2d | | Elect Director Douglas L. Maine | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Albemarle Corporation | | ALB | | USA | | 012653101 | | Annual | | 08-May-18 | | 08-Mar-18 | | Confirmed | | 14,997 | | Management | | 2e | | Elect Director J. Kent Masters | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Albemarle Corporation | | ALB | | USA | | 012653101 | | Annual | | 08-May-18 | | 08-Mar-18 | | Confirmed | | 14,997 | | Management | | 2f | | Elect Director James J. O'Brien | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Albemarle Corporation | | ALB | | USA | | 012653101 | | Annual | | 08-May-18 | | 08-Mar-18 | | Confirmed | | 14,997 | | Management | | 2g | | Elect Director Diarmuid B. O'Connell | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Albemarle Corporation | | ALB | | USA | | 012653101 | | Annual | | 08-May-18 | | 08-Mar-18 | | Confirmed | | 14,997 | | Management | | 2h | | Elect Director Dean L. Seavers | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Albemarle Corporation | | ALB | | USA | | 012653101 | | Annual | | 08-May-18 | | 08-Mar-18 | | Confirmed | | 14,997 | | Management | | 2i | | Elect Director Gerald A. Steiner | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Albemarle Corporation | | ALB | | USA | | 012653101 | | Annual | | 08-May-18 | | 08-Mar-18 | | Confirmed | | 14,997 | | Management | | 2j | | Elect Director Harriett Tee Taggart | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Albemarle Corporation | | ALB | | USA | | 012653101 | | Annual | | 08-May-18 | | 08-Mar-18 | | Confirmed | | 14,997 | | Management | | 2k | | Elect Director Alejandro Wolff | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Albemarle Corporation | | ALB | | USA | | 012653101 | | Annual | | 08-May-18 | | 08-Mar-18 | | Confirmed | | 14,997 | | Management | | 3 | | Adopt Majority Vote to Approve Extraordinary Transactions | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Albemarle Corporation | | ALB | | USA | | 012653101 | | Annual | | 08-May-18 | | 08-Mar-18 | | Confirmed | | 14,997 | | Management | | 4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Alexion Pharmaceuticals, Inc. | | ALXN | | USA | | 015351109 | | Annual | | 08-May-18 | | 12-Mar-18 | | Confirmed | | 15,279 | | Management | | 1.1 | | Elect Director Felix J. Baker | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Alexion Pharmaceuticals, Inc. | | ALXN | | USA | | 015351109 | | Annual | | 08-May-18 | | 12-Mar-18 | | Confirmed | | 15,279 | | Management | | 1.2 | | Elect Director David R. Brennan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Alexion Pharmaceuticals, Inc. | | ALXN | | USA | | 015351109 | | Annual | | 08-May-18 | | 12-Mar-18 | | Confirmed | | 15,279 | | Management | | 1.3 | | Elect Director Christopher J. Coughlin | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Alexion Pharmaceuticals, Inc. | | ALXN | | USA | | 015351109 | | Annual | | 08-May-18 | | 12-Mar-18 | | Confirmed | | 15,279 | | Management | | 1.4 | | Elect Director Deborah Dunsire | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Alexion Pharmaceuticals, Inc. | | ALXN | | USA | | 015351109 | | Annual | | 08-May-18 | | 12-Mar-18 | | Confirmed | | 15,279 | | Management | | 1.5 | | Elect Director Paul Friedman | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Alexion Pharmaceuticals, Inc. | | ALXN | | USA | | 015351109 | | Annual | | 08-May-18 | | 12-Mar-18 | | Confirmed | | 15,279 | | Management | | 1.6 | | Elect Director Ludwig N. Hantson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Alexion Pharmaceuticals, Inc. | | ALXN | | USA | | 015351109 | | Annual | | 08-May-18 | | 12-Mar-18 | | Confirmed | | 15,279 | | Management | | 1.7 | | Elect Director John T. Mollen | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Alexion Pharmaceuticals, Inc. | | ALXN | | USA | | 015351109 | | Annual | | 08-May-18 | | 12-Mar-18 | | Confirmed | | 15,279 | | Management | | 1.8 | | Elect Director Francois Nader | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Alexion Pharmaceuticals, Inc. | | ALXN | | USA | | 015351109 | | Annual | | 08-May-18 | | 12-Mar-18 | | Confirmed | | 15,279 | | Management | | 1.9 | | Elect Director Judith Reinsdorf | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Alexion Pharmaceuticals, Inc. | | ALXN | | USA | | 015351109 | | Annual | | 08-May-18 | | 12-Mar-18 | | Confirmed | | 15,279 | | Management | | 1.10 | | Elect Director Andreas Rummelt | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Alexion Pharmaceuticals, Inc. | | ALXN | | USA | | 015351109 | | Annual | | 08-May-18 | | 12-Mar-18 | | Confirmed | | 15,279 | | Management | | 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Alexion Pharmaceuticals, Inc. | | ALXN | | USA | | 015351109 | | Annual | | 08-May-18 | | 12-Mar-18 | | Confirmed | | 15,279 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Alexion Pharmaceuticals, Inc. | | ALXN | | USA | | 015351109 | | Annual | | 08-May-18 | | 12-Mar-18 | | Confirmed | | 15,279 | | Share Holder | | 4 | | Require Independent Board Chairman | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cummins Inc. | | CMI | | USA | | 231021106 | | Annual | | 08-May-18 | | 06-Mar-18 | | Confirmed | | 9,818 | | Management | | 1 | | Elect Director N. Thomas Linebarger | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cummins Inc. | | CMI | | USA | | 231021106 | | Annual | | 08-May-18 | | 06-Mar-18 | | Confirmed | | 9,818 | | Management | | 2 | | Elect Director Richard J. Freeland | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cummins Inc. | | CMI | | USA | | 231021106 | | Annual | | 08-May-18 | | 06-Mar-18 | | Confirmed | | 9,818 | | Management | | 3 | | Elect Director Robert J. Bernhard | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cummins Inc. | | CMI | | USA | | 231021106 | | Annual | | 08-May-18 | | 06-Mar-18 | | Confirmed | | 9,818 | | Management | | 4 | | Elect Director Franklin R. Chang Diaz | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cummins Inc. | | CMI | | USA | | 231021106 | | Annual | | 08-May-18 | | 06-Mar-18 | | Confirmed | | 9,818 | | Management | | 5 | | Elect Director Bruno V. Di Leo Allen | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cummins Inc. | | CMI | | USA | | 231021106 | | Annual | | 08-May-18 | | 06-Mar-18 | | Confirmed | | 9,818 | | Management | | 6 | | Elect Director Stephen B. Dobbs | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cummins Inc. | | CMI | | USA | | 231021106 | | Annual | | 08-May-18 | | 06-Mar-18 | | Confirmed | | 9,818 | | Management | | 7 | | Elect Director Robert K. Herdman | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cummins Inc. | | CMI | | USA | | 231021106 | | Annual | | 08-May-18 | | 06-Mar-18 | | Confirmed | | 9,818 | | Management | | 8 | | Elect Director Alexis M. Herman | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cummins Inc. | | CMI | | USA | | 231021106 | | Annual | | 08-May-18 | | 06-Mar-18 | | Confirmed | | 9,818 | | Management | | 9 | | Elect Director Thomas J. Lynch | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cummins Inc. | | CMI | | USA | | 231021106 | | Annual | | 08-May-18 | | 06-Mar-18 | | Confirmed | | 9,818 | | Management | | 10 | | Elect Director William I. Miller | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cummins Inc. | | CMI | | USA | | 231021106 | | Annual | | 08-May-18 | | 06-Mar-18 | | Confirmed | | 9,818 | | Management | | 11 | | Elect Director Georgia R. Nelson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cummins Inc. | | CMI | | USA | | 231021106 | | Annual | | 08-May-18 | | 06-Mar-18 | | Confirmed | | 9,818 | | Management | | 12 | | Elect Director Karen H. Quintos | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cummins Inc. | | CMI | | USA | | 231021106 | | Annual | | 08-May-18 | | 06-Mar-18 | | Confirmed | | 9,818 | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cummins Inc. | | CMI | | USA | | 231021106 | | Annual | | 08-May-18 | | 06-Mar-18 | | Confirmed | | 9,818 | | Management | | 14 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cummins Inc. | | CMI | | USA | | 231021106 | | Annual | | 08-May-18 | | 06-Mar-18 | | Confirmed | | 9,818 | | Management | | 15 | | Amend Charter to Allow Shareholders to Amend Bylaws | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cummins Inc. | | CMI | | USA | | 231021106 | | Annual | | 08-May-18 | | 06-Mar-18 | | Confirmed | | 9,818 | | Share Holder | | 16 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Prudential Financial, Inc. | | PRU | | USA | | 744320102 | | Annual | | 08-May-18 | | 09-Mar-18 | | Confirmed | | 16,324 | | Management | | 1.1 | | Elect Director Thomas J. Baltimore, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Prudential Financial, Inc. | | PRU | | USA | | 744320102 | | Annual | | 08-May-18 | | 09-Mar-18 | | Confirmed | | 16,324 | | Management | | 1.2 | | Elect Director Gilbert F. Casellas | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Prudential Financial, Inc. | | PRU | | USA | | 744320102 | | Annual | | 08-May-18 | | 09-Mar-18 | | Confirmed | | 16,324 | | Management | | 1.3 | | Elect Director Mark B. Grier | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Prudential Financial, Inc. | | PRU | | USA | | 744320102 | | Annual | | 08-May-18 | | 09-Mar-18 | | Confirmed | | 16,324 | | Management | | 1.4 | | Elect Director Martina Hund-Mejean | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Prudential Financial, Inc. | | PRU | | USA | | 744320102 | | Annual | | 08-May-18 | | 09-Mar-18 | | Confirmed | | 16,324 | | Management | | 1.5 | | Elect Director Karl J. Krapek | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Prudential Financial, Inc. | | PRU | | USA | | 744320102 | | Annual | | 08-May-18 | | 09-Mar-18 | | Confirmed | | 16,324 | | Management | | 1.6 | | Elect Director Peter R. Lighte | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Prudential Financial, Inc. | | PRU | | USA | | 744320102 | | Annual | | 08-May-18 | | 09-Mar-18 | | Confirmed | | 16,324 | | Management | | 1.7 | | Elect Director George Paz | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Prudential Financial, Inc. | | PRU | | USA | | 744320102 | | Annual | | 08-May-18 | | 09-Mar-18 | | Confirmed | | 16,324 | | Management | | 1.8 | | Elect Director Sandra Pianalto | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Prudential Financial, Inc. | | PRU | | USA | | 744320102 | | Annual | | 08-May-18 | | 09-Mar-18 | | Confirmed | | 16,324 | | Management | | 1.9 | | Elect Director Christine A. Poon | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Prudential Financial, Inc. | | PRU | | USA | | 744320102 | | Annual | | 08-May-18 | | 09-Mar-18 | | Confirmed | | 16,324 | | Management | | 1.10 | | Elect Director Douglas A. Scovanner | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Prudential Financial, Inc. | | PRU | | USA | | 744320102 | | Annual | | 08-May-18 | | 09-Mar-18 | | Confirmed | | 16,324 | | Management | | 1.11 | | Elect Director John R. Strangfeld | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Prudential Financial, Inc. | | PRU | | USA | | 744320102 | | Annual | | 08-May-18 | | 09-Mar-18 | | Confirmed | | 16,324 | | Management | | 1.12 | | Elect Director Michael A. Todman | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Prudential Financial, Inc. | | PRU | | USA | | 744320102 | | Annual | | 08-May-18 | | 09-Mar-18 | | Confirmed | | 16,324 | | Management | | 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Prudential Financial, Inc. | | PRU | | USA | | 744320102 | | Annual | | 08-May-18 | | 09-Mar-18 | | Confirmed | | 16,324 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Prudential Financial, Inc. | | PRU | | USA | | 744320102 | | Annual | | 08-May-18 | | 09-Mar-18 | | Confirmed | | 16,324 | | Share Holder | | 4 | | Require Independent Board Chairman | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Skyworks Solutions, Inc. | | SWKS | | USA | | 83088M102 | | Annual | | 09-May-18 | | 15-Mar-18 | | Confirmed | | 20,647 | | Management | | 1.1 | | Elect Director David J. Aldrich | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Skyworks Solutions, Inc. | | SWKS | | USA | | 83088M102 | | Annual | | 09-May-18 | | 15-Mar-18 | | Confirmed | | 20,647 | | Management | | 1.2 | | Elect Director Kevin L. Beebe | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Skyworks Solutions, Inc. | | SWKS | | USA | | 83088M102 | | Annual | | 09-May-18 | | 15-Mar-18 | | Confirmed | | 20,647 | | Management | | 1.3 | | Elect Director Timothy R. Furey | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Skyworks Solutions, Inc. | | SWKS | | USA | | 83088M102 | | Annual | | 09-May-18 | | 15-Mar-18 | | Confirmed | | 20,647 | | Management | | 1.4 | | Elect Director Liam K. Griffin | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Skyworks Solutions, Inc. | | SWKS | | USA | | 83088M102 | | Annual | | 09-May-18 | | 15-Mar-18 | | Confirmed | | 20,647 | | Management | | 1.5 | | Elect Director Balakrishnan S. Iyer | | For | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Skyworks Solutions, Inc. | | SWKS | | USA | | 83088M102 | | Annual | | 09-May-18 | | 15-Mar-18 | | Confirmed | | 20,647 | | Management | | 1.6 | | Elect Director Christine King | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Skyworks Solutions, Inc. | | SWKS | | USA | | 83088M102 | | Annual | | 09-May-18 | | 15-Mar-18 | | Confirmed | | 20,647 | | Management | | 1.7 | | Elect Director David P. McGlade | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Skyworks Solutions, Inc. | | SWKS | | USA | | 83088M102 | | Annual | | 09-May-18 | | 15-Mar-18 | | Confirmed | | 20,647 | | Management | | 1.8 | | Elect Director David J. McLachlan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Skyworks Solutions, Inc. | | SWKS | | USA | | 83088M102 | | Annual | | 09-May-18 | | 15-Mar-18 | | Confirmed | | 20,647 | | Management | | 1.9 | | Elect Director Robert A. Schriesheim | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Skyworks Solutions, Inc. | | SWKS | | USA | | 83088M102 | | Annual | | 09-May-18 | | 15-Mar-18 | | Confirmed | | 20,647 | | Management | | 2 | | Ratify KPMG LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Skyworks Solutions, Inc. | | SWKS | | USA | | 83088M102 | | Annual | | 09-May-18 | | 15-Mar-18 | | Confirmed | | 20,647 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Skyworks Solutions, Inc. | | SWKS | | USA | | 83088M102 | | Annual | | 09-May-18 | | 15-Mar-18 | | Confirmed | | 20,647 | | Management | | 4 | | Amend Non-Employee Director Omnibus Stock Plan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Skyworks Solutions, Inc. | | SWKS | | USA | | 83088M102 | | Annual | | 09-May-18 | | 15-Mar-18 | | Confirmed | | 20,647 | | Management | | 5 | | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | | For | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Under Armour, Inc. | | UAA | | USA | | 904311107 | | Annual | | 09-May-18 | | 23-Feb-18 | | Confirmed | | 128,271 | | Management | | 1.1 | | Elect Director Kevin A. Plank | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Under Armour, Inc. | | UAA | | USA | | 904311107 | | Annual | | 09-May-18 | | 23-Feb-18 | | Confirmed | | 128,271 | | Management | | 1.2 | | Elect Director George W. Bodenheimer | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Under Armour, Inc. | | UAA | | USA | | 904311107 | | Annual | | 09-May-18 | | 23-Feb-18 | | Confirmed | | 128,271 | | Management | | 1.3 | | Elect Director Douglas E. Coltharp | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Under Armour, Inc. | | UAA | | USA | | 904311107 | | Annual | | 09-May-18 | | 23-Feb-18 | | Confirmed | | 128,271 | | Management | | 1.4 | | Elect Director Jerri L. DeVard | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Under Armour, Inc. | | UAA | | USA | | 904311107 | | Annual | | 09-May-18 | | 23-Feb-18 | | Confirmed | | 128,271 | | Management | | 1.5 | | Elect Director Karen W. Katz | | For | | Withhold |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Under Armour, Inc. | | UAA | | USA | | 904311107 | | Annual | | 09-May-18 | | 23-Feb-18 | | Confirmed | | 128,271 | | Management | | 1.6 | | Elect Director A.B. Krongard | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Under Armour, Inc. | | UAA | | USA | | 904311107 | | Annual | | 09-May-18 | | 23-Feb-18 | | Confirmed | | 128,271 | | Management | | 1.7 | | Elect Director William R. McDermott | | For | | Withhold |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Under Armour, Inc. | | UAA | | USA | | 904311107 | | Annual | | 09-May-18 | | 23-Feb-18 | | Confirmed | | 128,271 | | Management | | 1.8 | | Elect Director Eric T. Olson | | For | | Withhold |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Under Armour, Inc. | | UAA | | USA | | 904311107 | | Annual | | 09-May-18 | | 23-Feb-18 | | Confirmed | | 128,271 | | Management | | 1.9 | | Elect Director Harvey L. Sanders | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Under Armour, Inc. | | UAA | | USA | | 904311107 | | Annual | | 09-May-18 | | 23-Feb-18 | | Confirmed | | 128,271 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Under Armour, Inc. | | UAA | | USA | | 904311107 | | Annual | | 09-May-18 | | 23-Feb-18 | | Confirmed | | 128,271 | | Management | | 3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | United Rentals, Inc. | | URI | | USA | | 911363109 | | Annual | | 09-May-18 | | 12-Mar-18 | | Confirmed | | 14,330 | | Management | | 1.1 | | Elect Director Jose B. Alvarez | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | United Rentals, Inc. | | URI | | USA | | 911363109 | | Annual | | 09-May-18 | | 12-Mar-18 | | Confirmed | | 14,330 | | Management | | 1.2 | | Elect Director Jenne K. Britell | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | United Rentals, Inc. | | URI | | USA | | 911363109 | | Annual | | 09-May-18 | | 12-Mar-18 | | Confirmed | | 14,330 | | Management | | 1.3 | | Elect Director Marc A. Bruno | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | United Rentals, Inc. | | URI | | USA | | 911363109 | | Annual | | 09-May-18 | | 12-Mar-18 | | Confirmed | | 14,330 | | Management | | 1.4 | | Elect Director Bobby J. Griffin | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | United Rentals, Inc. | | URI | | USA | | 911363109 | | Annual | | 09-May-18 | | 12-Mar-18 | | Confirmed | | 14,330 | | Management | | 1.5 | | Elect Director Terri L. Kelly | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | United Rentals, Inc. | | URI | | USA | | 911363109 | | Annual | | 09-May-18 | | 12-Mar-18 | | Confirmed | | 14,330 | | Management | | 1.6 | | Elect Director Michael J. Kneeland | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | United Rentals, Inc. | | URI | | USA | | 911363109 | | Annual | | 09-May-18 | | 12-Mar-18 | | Confirmed | | 14,330 | | Management | | 1.7 | | Elect Director Gracia C. Martore | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | United Rentals, Inc. | | URI | | USA | | 911363109 | | Annual | | 09-May-18 | | 12-Mar-18 | | Confirmed | | 14,330 | | Management | | 1.8 | | Elect Director Jason D. Papastavrou | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | United Rentals, Inc. | | URI | | USA | | 911363109 | | Annual | | 09-May-18 | | 12-Mar-18 | | Confirmed | | 14,330 | | Management | | 1.9 | | Elect Director Filippo Passerini | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | United Rentals, Inc. | | URI | | USA | | 911363109 | | Annual | | 09-May-18 | | 12-Mar-18 | | Confirmed | | 14,330 | | Management | | 1.10 | | Elect Director Donald C. Roof | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | United Rentals, Inc. | | URI | | USA | | 911363109 | | Annual | | 09-May-18 | | 12-Mar-18 | | Confirmed | | 14,330 | | Management | | 1.11 | | Elect Director Shiv Singh | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | United Rentals, Inc. | | URI | | USA | | 911363109 | | Annual | | 09-May-18 | | 12-Mar-18 | | Confirmed | | 14,330 | | Management | | 2 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | United Rentals, Inc. | | URI | | USA | | 911363109 | | Annual | | 09-May-18 | | 12-Mar-18 | | Confirmed | | 14,330 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | United Rentals, Inc. | | URI | | USA | | 911363109 | | Annual | | 09-May-18 | | 12-Mar-18 | | Confirmed | | 14,330 | | Share Holder | | 4 | | Provide Right to Act by Written Consent | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | CF Industries Holdings, Inc. | | CF | | USA | | 125269100 | | Annual | | 10-May-18 | | 19-Mar-18 | | Confirmed | | 52,472 | | Management | | 1a | | Elect Director Robert C. Arzbaecher | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | CF Industries Holdings, Inc. | | CF | | USA | | 125269100 | | Annual | | 10-May-18 | | 19-Mar-18 | | Confirmed | | 52,472 | | Management | | 1b | | Elect Director William Davisson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | CF Industries Holdings, Inc. | | CF | | USA | | 125269100 | | Annual | | 10-May-18 | | 19-Mar-18 | | Confirmed | | 52,472 | | Management | | 1c | | Elect Director John W. Eaves | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | CF Industries Holdings, Inc. | | CF | | USA | | 125269100 | | Annual | | 10-May-18 | | 19-Mar-18 | | Confirmed | | 52,472 | | Management | | 1d | | Elect Director Stephen A. Furbacher | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | CF Industries Holdings, Inc. | | CF | | USA | | 125269100 | | Annual | | 10-May-18 | | 19-Mar-18 | | Confirmed | | 52,472 | | Management | | 1e | | Elect Director Stephen J. Hagge | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | CF Industries Holdings, Inc. | | CF | | USA | | 125269100 | | Annual | | 10-May-18 | | 19-Mar-18 | | Confirmed | | 52,472 | | Management | | 1f | | Elect Director John D. Johnson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | CF Industries Holdings, Inc. | | CF | | USA | | 125269100 | | Annual | | 10-May-18 | | 19-Mar-18 | | Confirmed | | 52,472 | | Management | | 1g | | Elect Director Anne P. Noonan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | CF Industries Holdings, Inc. | | CF | | USA | | 125269100 | | Annual | | 10-May-18 | | 19-Mar-18 | | Confirmed | | 52,472 | | Management | | 1h | | Elect Director Michael J. Toelle | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | CF Industries Holdings, Inc. | | CF | | USA | | 125269100 | | Annual | | 10-May-18 | | 19-Mar-18 | | Confirmed | | 52,472 | | Management | | 1i | | Elect Director Theresa E. Wagler | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | CF Industries Holdings, Inc. | | CF | | USA | | 125269100 | | Annual | | 10-May-18 | | 19-Mar-18 | | Confirmed | | 52,472 | | Management | | 1j | | Elect Director W. Anthony Will | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | CF Industries Holdings, Inc. | | CF | | USA | | 125269100 | | Annual | | 10-May-18 | | 19-Mar-18 | | Confirmed | | 52,472 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | CF Industries Holdings, Inc. | | CF | | USA | | 125269100 | | Annual | | 10-May-18 | | 19-Mar-18 | | Confirmed | | 52,472 | | Management | | 3 | | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | | For | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | CF Industries Holdings, Inc. | | CF | | USA | | 125269100 | | Annual | | 10-May-18 | | 19-Mar-18 | | Confirmed | | 52,472 | | Management | | 4 | | Ratify KPMG LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | E*TRADE Financial Corporation | | ETFC | | USA | | 269246401 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 38,416 | | Management | | 1a | | Elect Director Richard J. Carbone | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | E*TRADE Financial Corporation | | ETFC | | USA | | 269246401 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 38,416 | | Management | | 1b | | Elect Director James P. Healy | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | E*TRADE Financial Corporation | | ETFC | | USA | | 269246401 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 38,416 | | Management | | 1c | | Elect Director Kevin T. Kabat | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | E*TRADE Financial Corporation | | ETFC | | USA | | 269246401 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 38,416 | | Management | | 1d | | Elect Director Frederick W. Kanner | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | E*TRADE Financial Corporation | | ETFC | | USA | | 269246401 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 38,416 | | Management | | 1e | | Elect Director James Lam | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | E*TRADE Financial Corporation | | ETFC | | USA | | 269246401 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 38,416 | | Management | | 1f | | Elect Director Rodger A. Lawson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | E*TRADE Financial Corporation | | ETFC | | USA | | 269246401 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 38,416 | | Management | | 1g | | Elect Director Shelley B. Leibowitz | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | E*TRADE Financial Corporation | | ETFC | | USA | | 269246401 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 38,416 | | Management | | 1h | | Elect Director Karl A. Roessner | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | E*TRADE Financial Corporation | | ETFC | | USA | | 269246401 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 38,416 | | Management | | 1i | | Elect Director Rebecca Saeger | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | E*TRADE Financial Corporation | | ETFC | | USA | | 269246401 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 38,416 | | Management | | 1j | | Elect Director Joseph L. Sclafani | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | E*TRADE Financial Corporation | | ETFC | | USA | | 269246401 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 38,416 | | Management | | 1k | | Elect Director Gary H. Stern | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | E*TRADE Financial Corporation | | ETFC | | USA | | 269246401 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 38,416 | | Management | | 1l | | Elect Director Donna L. Weaver | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | E*TRADE Financial Corporation | | ETFC | | USA | | 269246401 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 38,416 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | E*TRADE Financial Corporation | | ETFC | | USA | | 269246401 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 38,416 | | Management | | 3 | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | E*TRADE Financial Corporation | | ETFC | | USA | | 269246401 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 38,416 | | Management | | 4 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Invesco Ltd. | | IVZ | | Bermuda | | G491BT108 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 64,593 | | Management | | 1.1 | | Elect Director Sarah E. Beshar | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Invesco Ltd. | | IVZ | | Bermuda | | G491BT108 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 64,593 | | Management | | 1.2 | | Elect Director Joseph R. Canion | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Invesco Ltd. | | IVZ | | Bermuda | | G491BT108 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 64,593 | | Management | | 1.3 | | Elect Director Martin L. Flanagan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Invesco Ltd. | | IVZ | | Bermuda | | G491BT108 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 64,593 | | Management | | 1.4 | | Elect Director C. Robert Henrikson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Invesco Ltd. | | IVZ | | Bermuda | | G491BT108 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 64,593 | | Management | | 1.5 | | Elect Director Ben F. Johnson, III | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Invesco Ltd. | | IVZ | | Bermuda | | G491BT108 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 64,593 | | Management | | 1.6 | | Elect Director Denis Kessler | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Invesco Ltd. | | IVZ | | Bermuda | | G491BT108 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 64,593 | | Management | | 1.7 | | Elect Director Nigel Sheinwald | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Invesco Ltd. | | IVZ | | Bermuda | | G491BT108 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 64,593 | | Management | | 1.8 | | Elect Director G. Richard Wagoner, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Invesco Ltd. | | IVZ | | Bermuda | | G491BT108 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 64,593 | | Management | | 1.9 | | Elect Director Phoebe A. Wood | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Invesco Ltd. | | IVZ | | Bermuda | | G491BT108 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 64,593 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Invesco Ltd. | | IVZ | | Bermuda | | G491BT108 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 64,593 | | Management | | 3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Invesco Ltd. | | IVZ | | Bermuda | | G491BT108 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 64,593 | | Share Holder | | 4 | | Eliminate Supermajority Vote Requirement | | Abstain | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | KeyCorp | | KEY | | USA | | 493267108 | | Annual | | 10-May-18 | | 16-Mar-18 | | Confirmed | | 91,442 | | Management | | 1.1 | | Elect Director Bruce D. Broussard | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | KeyCorp | | KEY | | USA | | 493267108 | | Annual | | 10-May-18 | | 16-Mar-18 | | Confirmed | | 91,442 | | Management | | 1.2 | | Elect Director Charles P. Cooley | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | KeyCorp | | KEY | | USA | | 493267108 | | Annual | | 10-May-18 | | 16-Mar-18 | | Confirmed | | 91,442 | | Management | | 1.3 | | Elect Director Gary M. Crosby | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | KeyCorp | | KEY | | USA | | 493267108 | | Annual | | 10-May-18 | | 16-Mar-18 | | Confirmed | | 91,442 | | Management | | 1.4 | | Elect Director Alexander M. Cutler | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | KeyCorp | | KEY | | USA | | 493267108 | | Annual | | 10-May-18 | | 16-Mar-18 | | Confirmed | | 91,442 | | Management | | 1.5 | | Elect Director H. James Dallas | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | KeyCorp | | KEY | | USA | | 493267108 | | Annual | | 10-May-18 | | 16-Mar-18 | | Confirmed | | 91,442 | | Management | | 1.6 | | Elect Director Elizabeth R. Gile | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | KeyCorp | | KEY | | USA | | 493267108 | | Annual | | 10-May-18 | | 16-Mar-18 | | Confirmed | | 91,442 | | Management | | 1.7 | | Elect Director Ruth Ann M. Gillis | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | KeyCorp | | KEY | | USA | | 493267108 | | Annual | | 10-May-18 | | 16-Mar-18 | | Confirmed | | 91,442 | | Management | | 1.8 | | Elect Director William G. Gisel, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | KeyCorp | | KEY | | USA | | 493267108 | | Annual | | 10-May-18 | | 16-Mar-18 | | Confirmed | | 91,442 | | Management | | 1.9 | | Elect Director Carlton L. Highsmith | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | KeyCorp | | KEY | | USA | | 493267108 | | Annual | | 10-May-18 | | 16-Mar-18 | | Confirmed | | 91,442 | | Management | | 1.10 | | Elect Director Richard J. Hipple | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | KeyCorp | | KEY | | USA | | 493267108 | | Annual | | 10-May-18 | | 16-Mar-18 | | Confirmed | | 91,442 | | Management | | 1.11 | | Elect Director Kristen L. Manos | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | KeyCorp | | KEY | | USA | | 493267108 | | Annual | | 10-May-18 | | 16-Mar-18 | | Confirmed | | 91,442 | | Management | | 1.12 | | Elect Director Beth E. Mooney | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | KeyCorp | | KEY | | USA | | 493267108 | | Annual | | 10-May-18 | | 16-Mar-18 | | Confirmed | | 91,442 | | Management | | 1.13 | | Elect Director Demos Parneros | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | KeyCorp | | KEY | | USA | | 493267108 | | Annual | | 10-May-18 | | 16-Mar-18 | | Confirmed | | 91,442 | | Management | | 1.14 | | Elect Director Barbara R. Snyder | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | KeyCorp | | KEY | | USA | | 493267108 | | Annual | | 10-May-18 | | 16-Mar-18 | | Confirmed | | 91,442 | | Management | | 1.15 | | Elect Director David K. Wilson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | KeyCorp | | KEY | | USA | | 493267108 | | Annual | | 10-May-18 | | 16-Mar-18 | | Confirmed | | 91,442 | | Management | | 2 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | KeyCorp | | KEY | | USA | | 493267108 | | Annual | | 10-May-18 | | 16-Mar-18 | | Confirmed | | 91,442 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | KeyCorp | | KEY | | USA | | 493267108 | | Annual | | 10-May-18 | | 16-Mar-18 | | Confirmed | | 91,442 | | Share Holder | | 4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Norfolk Southern Corporation | | NSC | | USA | | 655844108 | | Annual | | 10-May-18 | | 01-Mar-18 | | Confirmed | | 12,272 | | Management | | 1a | | Elect Director Thomas D. Bell, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Norfolk Southern Corporation | | NSC | | USA | | 655844108 | | Annual | | 10-May-18 | | 01-Mar-18 | | Confirmed | | 12,272 | | Management | | 1b | | Elect Director Wesley G. Bush | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Norfolk Southern Corporation | | NSC | | USA | | 655844108 | | Annual | | 10-May-18 | | 01-Mar-18 | | Confirmed | | 12,272 | | Management | | 1c | | Elect Director Daniel A. Carp | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Norfolk Southern Corporation | | NSC | | USA | | 655844108 | | Annual | | 10-May-18 | | 01-Mar-18 | | Confirmed | | 12,272 | | Management | | 1d | | Elect Director Mitchell E. Daniels, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Norfolk Southern Corporation | | NSC | | USA | | 655844108 | | Annual | | 10-May-18 | | 01-Mar-18 | | Confirmed | | 12,272 | | Management | | 1e | | Elect Director Marcela E. Donadio | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Norfolk Southern Corporation | | NSC | | USA | | 655844108 | | Annual | | 10-May-18 | | 01-Mar-18 | | Confirmed | | 12,272 | | Management | | 1f | | Elect Director Steven F. Leer | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Norfolk Southern Corporation | | NSC | | USA | | 655844108 | | Annual | | 10-May-18 | | 01-Mar-18 | | Confirmed | | 12,272 | | Management | | 1g | | Elect Director Michael D. Lockhart | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Norfolk Southern Corporation | | NSC | | USA | | 655844108 | | Annual | | 10-May-18 | | 01-Mar-18 | | Confirmed | | 12,272 | | Management | | 1h | | Elect Director Amy E. Miles | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Norfolk Southern Corporation | | NSC | | USA | | 655844108 | | Annual | | 10-May-18 | | 01-Mar-18 | | Confirmed | | 12,272 | | Management | | 1i | | Elect Director Martin H. Nesbitt | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Norfolk Southern Corporation | | NSC | | USA | | 655844108 | | Annual | | 10-May-18 | | 01-Mar-18 | | Confirmed | | 12,272 | | Management | | 1j | | Elect Director Jennifer F. Scanlon | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Norfolk Southern Corporation | | NSC | | USA | | 655844108 | | Annual | | 10-May-18 | | 01-Mar-18 | | Confirmed | | 12,272 | | Management | | 1k | | Elect Director James A. Squires | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Norfolk Southern Corporation | | NSC | | USA | | 655844108 | | Annual | | 10-May-18 | | 01-Mar-18 | | Confirmed | | 12,272 | | Management | | 1l | | Elect Director John R. Thompson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Norfolk Southern Corporation | | NSC | | USA | | 655844108 | | Annual | | 10-May-18 | | 01-Mar-18 | | Confirmed | | 12,272 | | Management | | 2 | | Ratify KPMG LLPas Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Norfolk Southern Corporation | | NSC | | USA | | 655844108 | | Annual | | 10-May-18 | | 01-Mar-18 | | Confirmed | | 12,272 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Norfolk Southern Corporation | | NSC | | USA | | 655844108 | | Annual | | 10-May-18 | | 01-Mar-18 | | Confirmed | | 12,272 | | Share Holder | | 4 | | Provide Right to Act by Written Consent | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Nucor Corporation | | NUE | | USA | | 670346105 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 33,489 | | Management | | 1.1 | | Elect Director Lloyd J. Austin, III | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Nucor Corporation | | NUE | | USA | | 670346105 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 33,489 | | Management | | 1.2 | | Elect Director Patrick J. Dempsey | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Nucor Corporation | | NUE | | USA | | 670346105 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 33,489 | | Management | | 1.3 | | Elect Director John J. Ferriola | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Nucor Corporation | | NUE | | USA | | 670346105 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 33,489 | | Management | | 1.4 | | Elect Director Victoria F. Haynes | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Nucor Corporation | | NUE | | USA | | 670346105 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 33,489 | | Management | | 1.5 | | Elect Director Christopher J. Kearney | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Nucor Corporation | | NUE | | USA | | 670346105 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 33,489 | | Management | | 1.6 | | Elect Director Laurette T. Koellner | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Nucor Corporation | | NUE | | USA | | 670346105 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 33,489 | | Management | | 1.7 | | Elect Director John H. Walker | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Nucor Corporation | | NUE | | USA | | 670346105 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 33,489 | | Management | | 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Nucor Corporation | | NUE | | USA | | 670346105 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 33,489 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Nucor Corporation | | NUE | | USA | | 670346105 | | Annual | | 10-May-18 | | 12-Mar-18 | | Confirmed | | 33,489 | | Share Holder | | 4 | | Report on Lobbying Payments and Policy | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Mosaic Company | | MOS | | USA | | 61945C103 | | Annual | | 10-May-18 | | 14-Mar-18 | | Confirmed | | 74,966 | | Management | | 1a | | Elect Director Oscar Bernardes | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Mosaic Company | | MOS | | USA | | 61945C103 | | Annual | | 10-May-18 | | 14-Mar-18 | | Confirmed | | 74,966 | | Management | | 1b | | Elect Director Nancy E. Cooper | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Mosaic Company | | MOS | | USA | | 61945C103 | | Annual | | 10-May-18 | | 14-Mar-18 | | Confirmed | | 74,966 | | Management | | 1c | | Elect Director Gregory L. Ebel | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Mosaic Company | | MOS | | USA | | 61945C103 | | Annual | | 10-May-18 | | 14-Mar-18 | | Confirmed | | 74,966 | | Management | | 1d | | Elect Director Timothy S. Gitzel | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Mosaic Company | | MOS | | USA | | 61945C103 | | Annual | | 10-May-18 | | 14-Mar-18 | | Confirmed | | 74,966 | | Management | | 1e | | Elect Director Denise C. Johnson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Mosaic Company | | MOS | | USA | | 61945C103 | | Annual | | 10-May-18 | | 14-Mar-18 | | Confirmed | | 74,966 | | Management | | 1f | | Elect Director Emery N. Koenig | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Mosaic Company | | MOS | | USA | | 61945C103 | | Annual | | 10-May-18 | | 14-Mar-18 | | Confirmed | | 74,966 | | Management | | 1g | | Elect Director Robert L. Lumpkins | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Mosaic Company | | MOS | | USA | | 61945C103 | | Annual | | 10-May-18 | | 14-Mar-18 | | Confirmed | | 74,966 | | Management | | 1h | | Elect Director William T. Monahan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Mosaic Company | | MOS | | USA | | 61945C103 | | Annual | | 10-May-18 | | 14-Mar-18 | | Confirmed | | 74,966 | | Management | | 1i | | Elect Director James 'Joc' C. O'Rourke | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Mosaic Company | | MOS | | USA | | 61945C103 | | Annual | | 10-May-18 | | 14-Mar-18 | | Confirmed | | 74,966 | | Management | | 1j | | Elect Director David T. Seaton | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Mosaic Company | | MOS | | USA | | 61945C103 | | Annual | | 10-May-18 | | 14-Mar-18 | | Confirmed | | 74,966 | | Management | | 1k | | Elect Director Steven M. Seibert | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Mosaic Company | | MOS | | USA | | 61945C103 | | Annual | | 10-May-18 | | 14-Mar-18 | | Confirmed | | 74,966 | | Management | | 1l | | Elect Director Luciano Siani Pires | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Mosaic Company | | MOS | | USA | | 61945C103 | | Annual | | 10-May-18 | | 14-Mar-18 | | Confirmed | | 74,966 | | Management | | 1m | | Elect Director Kelvin W. Westbrook | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Mosaic Company | | MOS | | USA | | 61945C103 | | Annual | | 10-May-18 | | 14-Mar-18 | | Confirmed | | 74,966 | | Management | | 2 | | Ratify KPMG LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Mosaic Company | | MOS | | USA | | 61945C103 | | Annual | | 10-May-18 | | 14-Mar-18 | | Confirmed | | 74,966 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Newfield Exploration Company | | NFX | | USA | | 651290108 | | Annual | | 15-May-18 | | 20-Mar-18 | | Confirmed | | 73,203 | | Management | | 1a | | Elect Director Lee K. Boothby | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Newfield Exploration Company | | NFX | | USA | | 651290108 | | Annual | | 15-May-18 | | 20-Mar-18 | | Confirmed | | 73,203 | | Management | | 1b | | Elect Director Pamela J. Gardner | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Newfield Exploration Company | | NFX | | USA | | 651290108 | | Annual | | 15-May-18 | | 20-Mar-18 | | Confirmed | | 73,203 | | Management | | 1c | | Elect Director Edgar R. Giesinger, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Newfield Exploration Company | | NFX | | USA | | 651290108 | | Annual | | 15-May-18 | | 20-Mar-18 | | Confirmed | | 73,203 | | Management | | 1d | | Elect Director Steven W. Nance | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Newfield Exploration Company | | NFX | | USA | | 651290108 | | Annual | | 15-May-18 | | 20-Mar-18 | | Confirmed | | 73,203 | | Management | | 1e | | Elect Director Roger B. Plank | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Newfield Exploration Company | | NFX | | USA | | 651290108 | | Annual | | 15-May-18 | | 20-Mar-18 | | Confirmed | | 73,203 | | Management | | 1f | | Elect Director Thomas G. Ricks | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Newfield Exploration Company | | NFX | | USA | | 651290108 | | Annual | | 15-May-18 | | 20-Mar-18 | | Confirmed | | 73,203 | | Management | | 1g | | Elect Director Juanita M. Romans | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Newfield Exploration Company | | NFX | | USA | | 651290108 | | Annual | | 15-May-18 | | 20-Mar-18 | | Confirmed | | 73,203 | | Management | | 1h | | Elect Director John W. Schanck | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Newfield Exploration Company | | NFX | | USA | | 651290108 | | Annual | | 15-May-18 | | 20-Mar-18 | | Confirmed | | 73,203 | | Management | | 1i | | Elect Director J. Terry Strange | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Newfield Exploration Company | | NFX | | USA | | 651290108 | | Annual | | 15-May-18 | | 20-Mar-18 | | Confirmed | | 73,203 | | Management | | 1j | | Elect Director J. Kent Wells | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Newfield Exploration Company | | NFX | | USA | | 651290108 | | Annual | | 15-May-18 | | 20-Mar-18 | | Confirmed | | 73,203 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Newfield Exploration Company | | NFX | | USA | | 651290108 | | Annual | | 15-May-18 | | 20-Mar-18 | | Confirmed | | 73,203 | | Management | | 3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Charles Schwab Corporation | | SCHW | | USA | | 808513105 | | Annual | | 15-May-18 | | 16-Mar-18 | | Confirmed | | 41,785 | | Management | | 1a | | Elect Director Walter W. Bettinger, II | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Charles Schwab Corporation | | SCHW | | USA | | 808513105 | | Annual | | 15-May-18 | | 16-Mar-18 | | Confirmed | | 41,785 | | Management | | 1b | | Elect Director Joan T. Dea | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Charles Schwab Corporation | | SCHW | | USA | | 808513105 | | Annual | | 15-May-18 | | 16-Mar-18 | | Confirmed | | 41,785 | | Management | | 1c | | Elect Director Christopher V. Dodds | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Charles Schwab Corporation | | SCHW | | USA | | 808513105 | | Annual | | 15-May-18 | | 16-Mar-18 | | Confirmed | | 41,785 | | Management | | 1d | | Elect Director Mark A. Goldfarb | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Charles Schwab Corporation | | SCHW | | USA | | 808513105 | | Annual | | 15-May-18 | | 16-Mar-18 | | Confirmed | | 41,785 | | Management | | 1e | | Elect Director Charles A. Ruffel | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Charles Schwab Corporation | | SCHW | | USA | | 808513105 | | Annual | | 15-May-18 | | 16-Mar-18 | | Confirmed | | 41,785 | | Management | | 2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Charles Schwab Corporation | | SCHW | | USA | | 808513105 | | Annual | | 15-May-18 | | 16-Mar-18 | | Confirmed | | 41,785 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Charles Schwab Corporation | | SCHW | | USA | | 808513105 | | Annual | | 15-May-18 | | 16-Mar-18 | | Confirmed | | 41,785 | | Management | | 4 | | Amend Omnibus Stock Plan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Charles Schwab Corporation | | SCHW | | USA | | 808513105 | | Annual | | 15-May-18 | | 16-Mar-18 | | Confirmed | | 41,785 | | Management | | 5 | | Provide Proxy Access Right | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Charles Schwab Corporation | | SCHW | | USA | | 808513105 | | Annual | | 15-May-18 | | 16-Mar-18 | | Confirmed | | 41,785 | | Share Holder | | 6 | | Prepare Employment Diversity Report | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | The Charles Schwab Corporation | | SCHW | | USA | | 808513105 | | Annual | | 15-May-18 | | 16-Mar-18 | | Confirmed | | 41,785 | | Share Holder | | 7 | | Report on Political Contributions | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Align Technology, Inc. | | ALGN | | USA | | 016255101 | | Annual | | 16-May-18 | | 21-Mar-18 | | Confirmed | | 8,593 | | Management | | 1.1 | | Elect Director Kevin J. Dallas | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Align Technology, Inc. | | ALGN | | USA | | 016255101 | | Annual | | 16-May-18 | | 21-Mar-18 | | Confirmed | | 8,593 | | Management | | 1.2 | | Elect Director Joseph M. Hogan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Align Technology, Inc. | | ALGN | | USA | | 016255101 | | Annual | | 16-May-18 | | 21-Mar-18 | | Confirmed | | 8,593 | | Management | | 1.3 | | Elect Director Joseph Lacob | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Align Technology, Inc. | | ALGN | | USA | | 016255101 | | Annual | | 16-May-18 | | 21-Mar-18 | | Confirmed | | 8,593 | | Management | | 1.4 | | Elect Director C. Raymond Larkin, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Align Technology, Inc. | | ALGN | | USA | | 016255101 | | Annual | | 16-May-18 | | 21-Mar-18 | | Confirmed | | 8,593 | | Management | | 1.5 | | Elect Director George J. Morrow | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Align Technology, Inc. | | ALGN | | USA | | 016255101 | | Annual | | 16-May-18 | | 21-Mar-18 | | Confirmed | | 8,593 | | Management | | 1.6 | | Elect Director Thomas M. Prescott | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Align Technology, Inc. | | ALGN | | USA | | 016255101 | | Annual | | 16-May-18 | | 21-Mar-18 | | Confirmed | | 8,593 | | Management | | 1.7 | | Elect Director Andrea L. Saia | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Align Technology, Inc. | | ALGN | | USA | | 016255101 | | Annual | | 16-May-18 | | 21-Mar-18 | | Confirmed | | 8,593 | | Management | | 1.8 | | Elect Director Greg J. Santora | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Align Technology, Inc. | | ALGN | | USA | | 016255101 | | Annual | | 16-May-18 | | 21-Mar-18 | | Confirmed | | 8,593 | | Management | | 1.9 | | Elect Director Susan E. Siegel | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Align Technology, Inc. | | ALGN | | USA | | 016255101 | | Annual | | 16-May-18 | | 21-Mar-18 | | Confirmed | | 8,593 | | Management | | 1.10 | | Elect Director Warren S. Thaler | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Align Technology, Inc. | | ALGN | | USA | | 016255101 | | Annual | | 16-May-18 | | 21-Mar-18 | | Confirmed | | 8,593 | | Management | | 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Align Technology, Inc. | | ALGN | | USA | | 016255101 | | Annual | | 16-May-18 | | 21-Mar-18 | | Confirmed | | 8,593 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Arconic Inc. | | ARNC | | USA | | 03965L100 | | Annual | | 16-May-18 | | 21-Mar-18 | | Confirmed | | 102,199 | | Management | | 1.1 | | Elect Director James F. Albaugh | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Arconic Inc. | | ARNC | | USA | | 03965L100 | | Annual | | 16-May-18 | | 21-Mar-18 | | Confirmed | | 102,199 | | Management | | 1.2 | | Elect Director Amy E. Alving | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Arconic Inc. | | ARNC | | USA | | 03965L100 | | Annual | | 16-May-18 | | 21-Mar-18 | | Confirmed | | 102,199 | | Management | | 1.3 | | Elect Director Christopher L. Ayers | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Arconic Inc. | | ARNC | | USA | | 03965L100 | | Annual | | 16-May-18 | | 21-Mar-18 | | Confirmed | | 102,199 | | Management | | 1.4 | | Elect Director Charles "Chip" Blankenship | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Arconic Inc. | | ARNC | | USA | | 03965L100 | | Annual | | 16-May-18 | | 21-Mar-18 | | Confirmed | | 102,199 | | Management | | 1.5 | | Elect Director Arthur D. Collins, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Arconic Inc. | | ARNC | | USA | | 03965L100 | | Annual | | 16-May-18 | | 21-Mar-18 | | Confirmed | | 102,199 | | Management | | 1.6 | | Elect Director Elmer L. Doty | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Arconic Inc. | | ARNC | | USA | | 03965L100 | | Annual | | 16-May-18 | | 21-Mar-18 | | Confirmed | | 102,199 | | Management | | 1.7 | | Elect Director Rajiv L. Gupta | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Arconic Inc. | | ARNC | | USA | | 03965L100 | | Annual | | 16-May-18 | | 21-Mar-18 | | Confirmed | | 102,199 | | Management | | 1.8 | | Elect Director David P. Hess | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Arconic Inc. | | ARNC | | USA | | 03965L100 | | Annual | | 16-May-18 | | 21-Mar-18 | | Confirmed | | 102,199 | | Management | | 1.9 | | Elect Director Sean O. Mahoney | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Arconic Inc. | | ARNC | | USA | | 03965L100 | | Annual | | 16-May-18 | | 21-Mar-18 | | Confirmed | | 102,199 | | Management | | 1.10 | | Elect Director David J. Miller | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Arconic Inc. | | ARNC | | USA | | 03965L100 | | Annual | | 16-May-18 | | 21-Mar-18 | | Confirmed | | 102,199 | | Management | | 1.11 | | Elect Director E. Stanley O'Neal | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Arconic Inc. | | ARNC | | USA | | 03965L100 | | Annual | | 16-May-18 | | 21-Mar-18 | | Confirmed | | 102,199 | | Management | | 1.12 | | Elect Director John C. Plant | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Arconic Inc. | | ARNC | | USA | | 03965L100 | | Annual | | 16-May-18 | | 21-Mar-18 | | Confirmed | | 102,199 | | Management | | 1.13 | | Elect Director Ulrich R. Schmidt | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Arconic Inc. | | ARNC | | USA | | 03965L100 | | Annual | | 16-May-18 | | 21-Mar-18 | | Confirmed | | 102,199 | | Management | | 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Arconic Inc. | | ARNC | | USA | | 03965L100 | | Annual | | 16-May-18 | | 21-Mar-18 | | Confirmed | | 102,199 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Arconic Inc. | | ARNC | | USA | | 03965L100 | | Annual | | 16-May-18 | | 21-Mar-18 | | Confirmed | | 102,199 | | Management | | 4 | | Amend Omnibus Stock Plan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Arconic Inc. | | ARNC | | USA | | 03965L100 | | Annual | | 16-May-18 | | 21-Mar-18 | | Confirmed | | 102,199 | | Share Holder | | 5 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Against | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Kohl's Corporation | | KSS | | USA | | 500255104 | | Annual | | 16-May-18 | | 14-Mar-18 | | Confirmed | | 27,402 | | Management | | 1a | | Elect Director Peter Boneparth | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Kohl's Corporation | | KSS | | USA | | 500255104 | | Annual | | 16-May-18 | | 14-Mar-18 | | Confirmed | | 27,402 | | Management | | 1b | | Elect Director Steven A. Burd | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Kohl's Corporation | | KSS | | USA | | 500255104 | | Annual | | 16-May-18 | | 14-Mar-18 | | Confirmed | | 27,402 | | Management | | 1c | | Elect Director H. Charles Floyd | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Kohl's Corporation | | KSS | | USA | | 500255104 | | Annual | | 16-May-18 | | 14-Mar-18 | | Confirmed | | 27,402 | | Management | | 1d | | Elect Director Michelle Gass | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Kohl's Corporation | | KSS | | USA | | 500255104 | | Annual | | 16-May-18 | | 14-Mar-18 | | Confirmed | | 27,402 | | Management | | 1e | | Elect Director Jonas Prising | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Kohl's Corporation | | KSS | | USA | | 500255104 | | Annual | | 16-May-18 | | 14-Mar-18 | | Confirmed | | 27,402 | | Management | | 1f | | Elect Director John E. Schlifske | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Kohl's Corporation | | KSS | | USA | | 500255104 | | Annual | | 16-May-18 | | 14-Mar-18 | | Confirmed | | 27,402 | | Management | | 1g | | Elect Director Adrianne Shapira | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Kohl's Corporation | | KSS | | USA | | 500255104 | | Annual | | 16-May-18 | | 14-Mar-18 | | Confirmed | | 27,402 | | Management | | 1h | | Elect Director Frank V. Sica | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Kohl's Corporation | | KSS | | USA | | 500255104 | | Annual | | 16-May-18 | | 14-Mar-18 | | Confirmed | | 27,402 | | Management | | 1i | | Elect Director Stephanie A. Streeter | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Kohl's Corporation | | KSS | | USA | | 500255104 | | Annual | | 16-May-18 | | 14-Mar-18 | | Confirmed | | 27,402 | | Management | | 1j | | Elect Director Nina G. Vaca | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Kohl's Corporation | | KSS | | USA | | 500255104 | | Annual | | 16-May-18 | | 14-Mar-18 | | Confirmed | | 27,402 | | Management | | 1k | | Elect Director Stephen E. Watson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Kohl's Corporation | | KSS | | USA | | 500255104 | | Annual | | 16-May-18 | | 14-Mar-18 | | Confirmed | | 27,402 | | Management | | 2 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Kohl's Corporation | | KSS | | USA | | 500255104 | | Annual | | 16-May-18 | | 14-Mar-18 | | Confirmed | | 27,402 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Kohl's Corporation | | KSS | | USA | | 500255104 | | Annual | | 16-May-18 | | 14-Mar-18 | | Confirmed | | 27,402 | | Share Holder | | 4 | | Provide Right to Act by Written Consent | | Against | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | NVIDIA CORPORATION | | NVDA | | USA | | 67066G104 | | Annual | | 16-May-18 | | 22-Mar-18 | | Confirmed | | 11,424 | | Management | | 1a | | Elect Director Robert K. Burgess | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | NVIDIA CORPORATION | | NVDA | | USA | | 67066G104 | | Annual | | 16-May-18 | | 22-Mar-18 | | Confirmed | | 11,424 | | Management | | 1b | | Elect Director Tench Coxe | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | NVIDIA CORPORATION | | NVDA | | USA | | 67066G104 | | Annual | | 16-May-18 | | 22-Mar-18 | | Confirmed | | 11,424 | | Management | | 1c | | Elect Director Persis S. Drell | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | NVIDIA CORPORATION | | NVDA | | USA | | 67066G104 | | Annual | | 16-May-18 | | 22-Mar-18 | | Confirmed | | 11,424 | | Management | | 1d | | Elect Director James C. Gaither | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | NVIDIA CORPORATION | | NVDA | | USA | | 67066G104 | | Annual | | 16-May-18 | | 22-Mar-18 | | Confirmed | | 11,424 | | Management | | 1e | | Elect Director Jen-Hsun Huang | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | NVIDIA CORPORATION | | NVDA | | USA | | 67066G104 | | Annual | | 16-May-18 | | 22-Mar-18 | | Confirmed | | 11,424 | | Management | | 1f | | Elect Director Dawn Hudson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | NVIDIA CORPORATION | | NVDA | | USA | | 67066G104 | | Annual | | 16-May-18 | | 22-Mar-18 | | Confirmed | | 11,424 | | Management | | 1g | | Elect Director Harvey C. Jones | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | NVIDIA CORPORATION | | NVDA | | USA | | 67066G104 | | Annual | | 16-May-18 | | 22-Mar-18 | | Confirmed | | 11,424 | | Management | | 1h | | Elect Director Michael G. McCaffery | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | NVIDIA CORPORATION | | NVDA | | USA | | 67066G104 | | Annual | | 16-May-18 | | 22-Mar-18 | | Confirmed | | 11,424 | | Management | | 1i | | Elect Director Mark L. Perry | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | NVIDIA CORPORATION | | NVDA | | USA | | 67066G104 | | Annual | | 16-May-18 | | 22-Mar-18 | | Confirmed | | 11,424 | | Management | | 1j | | Elect Director A. Brooke Seawell | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | NVIDIA CORPORATION | | NVDA | | USA | | 67066G104 | | Annual | | 16-May-18 | | 22-Mar-18 | | Confirmed | | 11,424 | | Management | | 1k | | Elect Director Mark A. Stevens | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | NVIDIA CORPORATION | | NVDA | | USA | | 67066G104 | | Annual | | 16-May-18 | | 22-Mar-18 | | Confirmed | | 11,424 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | NVIDIA CORPORATION | | NVDA | | USA | | 67066G104 | | Annual | | 16-May-18 | | 22-Mar-18 | | Confirmed | | 11,424 | | Management | | 3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | NVIDIA CORPORATION | | NVDA | | USA | | 67066G104 | | Annual | | 16-May-18 | | 22-Mar-18 | | Confirmed | | 11,424 | | Management | | 4 | | Amend Omnibus Stock Plan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | NVIDIA CORPORATION | | NVDA | | USA | | 67066G104 | | Annual | | 16-May-18 | | 22-Mar-18 | | Confirmed | | 11,424 | | Management | | 5 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Southwest Airlines Co. | | LUV | | USA | | 844741108 | | Annual | | 16-May-18 | | 20-Mar-18 | | Confirmed | | 29,583 | | Management | | 1a | | Elect Director David W. Biegler | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Southwest Airlines Co. | | LUV | | USA | | 844741108 | | Annual | | 16-May-18 | | 20-Mar-18 | | Confirmed | | 29,583 | | Management | | 1b | | Elect Director J. Veronica Biggins | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Southwest Airlines Co. | | LUV | | USA | | 844741108 | | Annual | | 16-May-18 | | 20-Mar-18 | | Confirmed | | 29,583 | | Management | | 1c | | Elect Director Douglas H. Brooks | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Southwest Airlines Co. | | LUV | | USA | | 844741108 | | Annual | | 16-May-18 | | 20-Mar-18 | | Confirmed | | 29,583 | | Management | | 1d | | Elect Director William H. Cunningham | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Southwest Airlines Co. | | LUV | | USA | | 844741108 | | Annual | | 16-May-18 | | 20-Mar-18 | | Confirmed | | 29,583 | | Management | | 1e | | Elect Director John G. Denison | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Southwest Airlines Co. | | LUV | | USA | | 844741108 | | Annual | | 16-May-18 | | 20-Mar-18 | | Confirmed | | 29,583 | | Management | | 1f | | Elect Director Thomas W. Gilligan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Southwest Airlines Co. | | LUV | | USA | | 844741108 | | Annual | | 16-May-18 | | 20-Mar-18 | | Confirmed | | 29,583 | | Management | | 1g | | Elect Director Gary C. Kelly | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Southwest Airlines Co. | | LUV | | USA | | 844741108 | | Annual | | 16-May-18 | | 20-Mar-18 | | Confirmed | | 29,583 | | Management | | 1h | | Elect Director Grace D. Lieblein | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Southwest Airlines Co. | | LUV | | USA | | 844741108 | | Annual | | 16-May-18 | | 20-Mar-18 | | Confirmed | | 29,583 | | Management | | 1i | | Elect Director Nancy B. Loeffler | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Southwest Airlines Co. | | LUV | | USA | | 844741108 | | Annual | | 16-May-18 | | 20-Mar-18 | | Confirmed | | 29,583 | | Management | | 1j | | Elect Director John T. Montford | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Southwest Airlines Co. | | LUV | | USA | | 844741108 | | Annual | | 16-May-18 | | 20-Mar-18 | | Confirmed | | 29,583 | | Management | | 1k | | Elect Director Ron Ricks | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Southwest Airlines Co. | | LUV | | USA | | 844741108 | | Annual | | 16-May-18 | | 20-Mar-18 | | Confirmed | | 29,583 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Southwest Airlines Co. | | LUV | | USA | | 844741108 | | Annual | | 16-May-18 | | 20-Mar-18 | | Confirmed | | 29,583 | | Management | | 3 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Southwest Airlines Co. | | LUV | | USA | | 844741108 | | Annual | | 16-May-18 | | 20-Mar-18 | | Confirmed | | 29,583 | | Share Holder | | 4 | | Require Independent Board Chairman | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Southwest Airlines Co. | | LUV | | USA | | 844741108 | | Annual | | 16-May-18 | | 20-Mar-18 | | Confirmed | | 29,583 | | Share Holder | | 5 | | Provide Right to Act by Written Consent | | Against | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Intel Corporation | | INTC | | USA | | 458140100 | | Annual | | 17-May-18 | | 19-Mar-18 | | Confirmed | | 37,076 | | Management | | 1a | | Elect Director Aneel Bhusri | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Intel Corporation | | INTC | | USA | | 458140100 | | Annual | | 17-May-18 | | 19-Mar-18 | | Confirmed | | 37,076 | | Management | | 1b | | Elect Director Andy D. Bryant | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Intel Corporation | | INTC | | USA | | 458140100 | | Annual | | 17-May-18 | | 19-Mar-18 | | Confirmed | | 37,076 | | Management | | 1c | | Elect Director Reed E. Hundt | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Intel Corporation | | INTC | | USA | | 458140100 | | Annual | | 17-May-18 | | 19-Mar-18 | | Confirmed | | 37,076 | | Management | | 1d | | Elect Director Omar Ishrak | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Intel Corporation | | INTC | | USA | | 458140100 | | Annual | | 17-May-18 | | 19-Mar-18 | | Confirmed | | 37,076 | | Management | | 1e | | Elect Director Brian M. Krzanich | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Intel Corporation | | INTC | | USA | | 458140100 | | Annual | | 17-May-18 | | 19-Mar-18 | | Confirmed | | 37,076 | | Management | | 1f | | Elect Director Risa Lavizzo-Mourey | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Intel Corporation | | INTC | | USA | | 458140100 | | Annual | | 17-May-18 | | 19-Mar-18 | | Confirmed | | 37,076 | | Management | | 1g | | Elect Director Tsu-Jae King Liu | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Intel Corporation | | INTC | | USA | | 458140100 | | Annual | | 17-May-18 | | 19-Mar-18 | | Confirmed | | 37,076 | | Management | | 1h | | Elect Director Gregory D. Smith | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Intel Corporation | | INTC | | USA | | 458140100 | | Annual | | 17-May-18 | | 19-Mar-18 | | Confirmed | | 37,076 | | Management | | 1i | | Elect Director Andrew Wilson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Intel Corporation | | INTC | | USA | | 458140100 | | Annual | | 17-May-18 | | 19-Mar-18 | | Confirmed | | 37,076 | | Management | | 1j | | Elect Director Frank D. Yeary | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Intel Corporation | | INTC | | USA | | 458140100 | | Annual | | 17-May-18 | | 19-Mar-18 | | Confirmed | | 37,076 | | Management | | 2 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Intel Corporation | | INTC | | USA | | 458140100 | | Annual | | 17-May-18 | | 19-Mar-18 | | Confirmed | | 37,076 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Intel Corporation | | INTC | | USA | | 458140100 | | Annual | | 17-May-18 | | 19-Mar-18 | | Confirmed | | 37,076 | | Share Holder | | 4 | | Provide Right to Act by Written Consent | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Intel Corporation | | INTC | | USA | | 458140100 | | Annual | | 17-May-18 | | 19-Mar-18 | | Confirmed | | 37,076 | | Share Holder | | 5 | | Require Independent Board Chairman | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Intel Corporation | | INTC | | USA | | 458140100 | | Annual | | 17-May-18 | | 19-Mar-18 | | Confirmed | | 37,076 | | Share Holder | | 6 | | Report on Costs and Benefits of Poltical Contributions | | Against | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | L Brands, Inc. | | LB | | USA | | 501797104 | | Annual | | 17-May-18 | | 23-Mar-18 | | Confirmed | | 36,636 | | Management | | 1.1 | | Elect Director E. Gordon Gee | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | L Brands, Inc. | | LB | | USA | | 501797104 | | Annual | | 17-May-18 | | 23-Mar-18 | | Confirmed | | 36,636 | | Management | | 1.2 | | Elect Director Stephen D. Steinour | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | L Brands, Inc. | | LB | | USA | | 501797104 | | Annual | | 17-May-18 | | 23-Mar-18 | | Confirmed | | 36,636 | | Management | | 1.3 | | Elect Director Allan R. Tessler | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | L Brands, Inc. | | LB | | USA | | 501797104 | | Annual | | 17-May-18 | | 23-Mar-18 | | Confirmed | | 36,636 | | Management | | 1.4 | | Elect Director Abigail S. Wexner | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | L Brands, Inc. | | LB | | USA | | 501797104 | | Annual | | 17-May-18 | | 23-Mar-18 | | Confirmed | | 36,636 | | Management | | 2 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | L Brands, Inc. | | LB | | USA | | 501797104 | | Annual | | 17-May-18 | | 23-Mar-18 | | Confirmed | | 36,636 | | Management | | 3 | | Eliminate Supermajority Vote Requirement | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | L Brands, Inc. | | LB | | USA | | 501797104 | | Annual | | 17-May-18 | | 23-Mar-18 | | Confirmed | | 36,636 | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Martin Marietta Materials, Inc. | | MLM | | USA | | 573284106 | | Annual | | 17-May-18 | | 09-Mar-18 | | Confirmed | | 8,138 | | Management | | 1.1 | | Elect Director Sue W. Cole | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Martin Marietta Materials, Inc. | | MLM | | USA | | 573284106 | | Annual | | 17-May-18 | | 09-Mar-18 | | Confirmed | | 8,138 | | Management | | 1.2 | | Elect Director Smith W. Davis | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Martin Marietta Materials, Inc. | | MLM | | USA | | 573284106 | | Annual | | 17-May-18 | | 09-Mar-18 | | Confirmed | | 8,138 | | Management | | 1.3 | | Elect Director John J. Koraleski | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Martin Marietta Materials, Inc. | | MLM | | USA | | 573284106 | | Annual | | 17-May-18 | | 09-Mar-18 | | Confirmed | | 8,138 | | Management | | 1.4 | | Elect Director David G. Maffucci | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Martin Marietta Materials, Inc. | | MLM | | USA | | 573284106 | | Annual | | 17-May-18 | | 09-Mar-18 | | Confirmed | | 8,138 | | Management | | 1.5 | | Elect Director Michael J. Quillen | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Martin Marietta Materials, Inc. | | MLM | | USA | | 573284106 | | Annual | | 17-May-18 | | 09-Mar-18 | | Confirmed | | 8,138 | | Management | | 1.6 | | Elect Director Donald W. Slager | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Martin Marietta Materials, Inc. | | MLM | | USA | | 573284106 | | Annual | | 17-May-18 | | 09-Mar-18 | | Confirmed | | 8,138 | | Management | | 1.7 | | Elect Director Stephen P. Zelnak, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Martin Marietta Materials, Inc. | | MLM | | USA | | 573284106 | | Annual | | 17-May-18 | | 09-Mar-18 | | Confirmed | | 8,138 | | Management | | 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Martin Marietta Materials, Inc. | | MLM | | USA | | 573284106 | | Annual | | 17-May-18 | | 09-Mar-18 | | Confirmed | | 8,138 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Synchrony Financial | | SYF | | USA | | 87165B103 | | Annual | | 17-May-18 | | 22-Mar-18 | | Confirmed | | 59,054 | | Management | | 1a | | Elect Director Margaret M. Keane | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Synchrony Financial | | SYF | | USA | | 87165B103 | | Annual | | 17-May-18 | | 22-Mar-18 | | Confirmed | | 59,054 | | Management | | 1b | | Elect Director Paget L. Alves | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Synchrony Financial | | SYF | | USA | | 87165B103 | | Annual | | 17-May-18 | | 22-Mar-18 | | Confirmed | | 59,054 | | Management | | 1c | | Elect Director Arthur W. Coviello, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Synchrony Financial | | SYF | | USA | | 87165B103 | | Annual | | 17-May-18 | | 22-Mar-18 | | Confirmed | | 59,054 | | Management | | 1d | | Elect Director William W. Graylin | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Synchrony Financial | | SYF | | USA | | 87165B103 | | Annual | | 17-May-18 | | 22-Mar-18 | | Confirmed | | 59,054 | | Management | | 1e | | Elect Director Roy A. Guthrie | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Synchrony Financial | | SYF | | USA | | 87165B103 | | Annual | | 17-May-18 | | 22-Mar-18 | | Confirmed | | 59,054 | | Management | | 1f | | Elect Director Richard C. Hartnack | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Synchrony Financial | | SYF | | USA | | 87165B103 | | Annual | | 17-May-18 | | 22-Mar-18 | | Confirmed | | 59,054 | | Management | | 1g | | Elect Director Jeffrey G. Naylor | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Synchrony Financial | | SYF | | USA | | 87165B103 | | Annual | | 17-May-18 | | 22-Mar-18 | | Confirmed | | 59,054 | | Management | | 1h | | Elect Director Laurel J. Richie | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Synchrony Financial | | SYF | | USA | | 87165B103 | | Annual | | 17-May-18 | | 22-Mar-18 | | Confirmed | | 59,054 | | Management | | 1i | | Elect Director Olympia J. Snowe | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Synchrony Financial | | SYF | | USA | | 87165B103 | | Annual | | 17-May-18 | | 22-Mar-18 | | Confirmed | | 59,054 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Synchrony Financial | | SYF | | USA | | 87165B103 | | Annual | | 17-May-18 | | 22-Mar-18 | | Confirmed | | 59,054 | | Management | | 3 | | Ratify KPMG LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Vertex Pharmaceuticals Incorporated | | VRTX | | USA | | 92532F100 | | Annual | | 17-May-18 | | 29-Mar-18 | | Confirmed | | 11,698 | | Management | | 1.1 | | Elect Director Sangeeta N. Bhatia | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Vertex Pharmaceuticals Incorporated | | VRTX | | USA | | 92532F100 | | Annual | | 17-May-18 | | 29-Mar-18 | | Confirmed | | 11,698 | | Management | | 1.2 | | Elect Director Jeffrey M. Leiden | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Vertex Pharmaceuticals Incorporated | | VRTX | | USA | | 92532F100 | | Annual | | 17-May-18 | | 29-Mar-18 | | Confirmed | | 11,698 | | Management | | 1.3 | | Elect Director Bruce I. Sachs | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Vertex Pharmaceuticals Incorporated | | VRTX | | USA | | 92532F100 | | Annual | | 17-May-18 | | 29-Mar-18 | | Confirmed | | 11,698 | | Management | | 2 | | Reduce Supermajority Vote Requirement | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Vertex Pharmaceuticals Incorporated | | VRTX | | USA | | 92532F100 | | Annual | | 17-May-18 | | 29-Mar-18 | | Confirmed | | 11,698 | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Vertex Pharmaceuticals Incorporated | | VRTX | | USA | | 92532F100 | | Annual | | 17-May-18 | | 29-Mar-18 | | Confirmed | | 11,698 | | Management | | 4 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Vertex Pharmaceuticals Incorporated | | VRTX | | USA | | 92532F100 | | Annual | | 17-May-18 | | 29-Mar-18 | | Confirmed | | 11,698 | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Vertex Pharmaceuticals Incorporated | | VRTX | | USA | | 92532F100 | | Annual | | 17-May-18 | | 29-Mar-18 | | Confirmed | | 11,698 | | Share Holder | | 6 | | Report on Drug Pricing Increases | | Against | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Vertex Pharmaceuticals Incorporated | | VRTX | | USA | | 92532F100 | | Annual | | 17-May-18 | | 29-Mar-18 | | Confirmed | | 11,698 | | Share Holder | | 7 | | Report on Lobbying Payments and Policy | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | CBRE Group, Inc. | | CBRE | | USA | | 12504L109 | | Annual | | 18-May-18 | | 20-Mar-18 | | Confirmed | | 39,855 | | Management | | 1a | | Elect Director Brandon B. Boze | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | CBRE Group, Inc. | | CBRE | | USA | | 12504L109 | | Annual | | 18-May-18 | | 20-Mar-18 | | Confirmed | | 39,855 | | Management | | 1b | | Elect Director Beth F. Cobert | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | CBRE Group, Inc. | | CBRE | | USA | | 12504L109 | | Annual | | 18-May-18 | | 20-Mar-18 | | Confirmed | | 39,855 | | Management | | 1c | | Elect Director Curtis F. Feeny | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | CBRE Group, Inc. | | CBRE | | USA | | 12504L109 | | Annual | | 18-May-18 | | 20-Mar-18 | | Confirmed | | 39,855 | | Management | | 1d | | Elect Director Christopher T. Jenny | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | CBRE Group, Inc. | | CBRE | | USA | | 12504L109 | | Annual | | 18-May-18 | | 20-Mar-18 | | Confirmed | | 39,855 | | Management | | 1e | | Elect Director Gerardo I. Lopez | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | CBRE Group, Inc. | | CBRE | | USA | | 12504L109 | | Annual | | 18-May-18 | | 20-Mar-18 | | Confirmed | | 39,855 | | Management | | 1f | | Elect Director Paula R. Reynolds | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | CBRE Group, Inc. | | CBRE | | USA | | 12504L109 | | Annual | | 18-May-18 | | 20-Mar-18 | | Confirmed | | 39,855 | | Management | | 1g | | Elect Director Robert E. Sulentic | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | CBRE Group, Inc. | | CBRE | | USA | | 12504L109 | | Annual | | 18-May-18 | | 20-Mar-18 | | Confirmed | | 39,855 | | Management | | 1h | | Elect Director Laura D. Tyson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | CBRE Group, Inc. | | CBRE | | USA | | 12504L109 | | Annual | | 18-May-18 | | 20-Mar-18 | | Confirmed | | 39,855 | | Management | | 1i | | Elect Director Ray Wirta | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | CBRE Group, Inc. | | CBRE | | USA | | 12504L109 | | Annual | | 18-May-18 | | 20-Mar-18 | | Confirmed | | 39,855 | | Management | | 1j | | Elect Director Sanjiv Yajnik | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | CBRE Group, Inc. | | CBRE | | USA | | 12504L109 | | Annual | | 18-May-18 | | 20-Mar-18 | | Confirmed | | 39,855 | | Management | | 2 | | Ratify KPMG LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | CBRE Group, Inc. | | CBRE | | USA | | 12504L109 | | Annual | | 18-May-18 | | 20-Mar-18 | | Confirmed | | 39,855 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | CBRE Group, Inc. | | CBRE | | USA | | 12504L109 | | Annual | | 18-May-18 | | 20-Mar-18 | | Confirmed | | 39,855 | | Management | | 4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | CBRE Group, Inc. | | CBRE | | USA | | 12504L109 | | Annual | | 18-May-18 | | 20-Mar-18 | | Confirmed | | 39,855 | | Share Holder | | 5 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Chesapeake Energy Corporation | | CHK | | USA | | 165167107 | | Annual | | 18-May-18 | | 19-Mar-18 | | Confirmed | | 652,808 | | Management | | 1a | | Elect Director Gloria R. Boyland | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Chesapeake Energy Corporation | | CHK | | USA | | 165167107 | | Annual | | 18-May-18 | | 19-Mar-18 | | Confirmed | | 652,808 | | Management | | 1b | | Elect Director Luke R. Corbett | | For | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Chesapeake Energy Corporation | | CHK | | USA | | 165167107 | | Annual | | 18-May-18 | | 19-Mar-18 | | Confirmed | | 652,808 | | Management | | 1c | | Elect Director Archie W. Dunham | | For | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Chesapeake Energy Corporation | | CHK | | USA | | 165167107 | | Annual | | 18-May-18 | | 19-Mar-18 | | Confirmed | | 652,808 | | Management | | 1d | | Elect Director Leslie Starr Keating | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Chesapeake Energy Corporation | | CHK | | USA | | 165167107 | | Annual | | 18-May-18 | | 19-Mar-18 | | Confirmed | | 652,808 | | Management | | 1e | | Elect Director Robert D. "Doug" Lawler | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Chesapeake Energy Corporation | | CHK | | USA | | 165167107 | | Annual | | 18-May-18 | | 19-Mar-18 | | Confirmed | | 652,808 | | Management | | 1f | | Elect Director R. Brad Martin | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Chesapeake Energy Corporation | | CHK | | USA | | 165167107 | | Annual | | 18-May-18 | | 19-Mar-18 | | Confirmed | | 652,808 | | Management | | 1g | | Elect Director Merrill A. "Pete" Miller, Jr. | | For | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Chesapeake Energy Corporation | | CHK | | USA | | 165167107 | | Annual | | 18-May-18 | | 19-Mar-18 | | Confirmed | | 652,808 | | Management | | 1h | | Elect Director Thomas L. Ryan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Chesapeake Energy Corporation | | CHK | | USA | | 165167107 | | Annual | | 18-May-18 | | 19-Mar-18 | | Confirmed | | 652,808 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Chesapeake Energy Corporation | | CHK | | USA | | 165167107 | | Annual | | 18-May-18 | | 19-Mar-18 | | Confirmed | | 652,808 | | Management | | 3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Chesapeake Energy Corporation | | CHK | | USA | | 165167107 | | Annual | | 18-May-18 | | 19-Mar-18 | | Confirmed | | 652,808 | | Share Holder | | 4 | | Report on Lobbying Payments and Policy | | Against | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Chesapeake Energy Corporation | | CHK | | USA | | 165167107 | | Annual | | 18-May-18 | | 19-Mar-18 | | Confirmed | | 652,808 | | Share Holder | | 5 | | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Macy's, Inc. | | M | | USA | | 55616P104 | | Annual | | 18-May-18 | | 23-Mar-18 | | Confirmed | | 70,898 | | Management | | 1a | | Elect Director Francis S. Blake | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Macy's, Inc. | | M | | USA | | 55616P104 | | Annual | | 18-May-18 | | 23-Mar-18 | | Confirmed | | 70,898 | | Management | | 1b | | Elect Director John A. Bryant | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Macy's, Inc. | | M | | USA | | 55616P104 | | Annual | | 18-May-18 | | 23-Mar-18 | | Confirmed | | 70,898 | | Management | | 1c | | Elect Director Deirdre P. Connelly | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Macy's, Inc. | | M | | USA | | 55616P104 | | Annual | | 18-May-18 | | 23-Mar-18 | | Confirmed | | 70,898 | | Management | | 1d | | Elect Director Jeff Gennette | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Macy's, Inc. | | M | | USA | | 55616P104 | | Annual | | 18-May-18 | | 23-Mar-18 | | Confirmed | | 70,898 | | Management | | 1e | | Elect Director Leslie D. Hale | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Macy's, Inc. | | M | | USA | | 55616P104 | | Annual | | 18-May-18 | | 23-Mar-18 | | Confirmed | | 70,898 | | Management | | 1f | | Elect Director William H. Lenehan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Macy's, Inc. | | M | | USA | | 55616P104 | | Annual | | 18-May-18 | | 23-Mar-18 | | Confirmed | | 70,898 | | Management | | 1g | | Elect Director Sara Levinson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Macy's, Inc. | | M | | USA | | 55616P104 | | Annual | | 18-May-18 | | 23-Mar-18 | | Confirmed | | 70,898 | | Management | | 1h | | Elect Director Joyce M. Roche | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Macy's, Inc. | | M | | USA | | 55616P104 | | Annual | | 18-May-18 | | 23-Mar-18 | | Confirmed | | 70,898 | | Management | | 1i | | Elect Director Paul C. Varga | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Macy's, Inc. | | M | | USA | | 55616P104 | | Annual | | 18-May-18 | | 23-Mar-18 | | Confirmed | | 70,898 | | Management | | 1j | | Elect Director Marna C. Whittington | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Macy's, Inc. | | M | | USA | | 55616P104 | | Annual | | 18-May-18 | | 23-Mar-18 | | Confirmed | | 70,898 | | Management | | 2 | | Ratify KPMG LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Macy's, Inc. | | M | | USA | | 55616P104 | | Annual | | 18-May-18 | | 23-Mar-18 | | Confirmed | | 70,898 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Macy's, Inc. | | M | | USA | | 55616P104 | | Annual | | 18-May-18 | | 23-Mar-18 | | Confirmed | | 70,898 | | Management | | 4 | | Approve Omnibus Stock Plan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Principal Financial Group, Inc. | | PFG | | USA | | 74251V102 | | Annual | | 22-May-18 | | 28-Mar-18 | | Confirmed | | 30,319 | | Management | | 1.1 | | Elect Director Roger C. Hochschild | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Principal Financial Group, Inc. | | PFG | | USA | | 74251V102 | | Annual | | 22-May-18 | | 28-Mar-18 | | Confirmed | | 30,319 | | Management | | 1.2 | | Elect Director Daniel J. Houston | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Principal Financial Group, Inc. | | PFG | | USA | | 74251V102 | | Annual | | 22-May-18 | | 28-Mar-18 | | Confirmed | | 30,319 | | Management | | 1.3 | | Elect Director Diane C. Nordin | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Principal Financial Group, Inc. | | PFG | | USA | | 74251V102 | | Annual | | 22-May-18 | | 28-Mar-18 | | Confirmed | | 30,319 | | Management | | 1.4 | | Elect Director Elizabeth E. Tallett | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Principal Financial Group, Inc. | | PFG | | USA | | 74251V102 | | Annual | | 22-May-18 | | 28-Mar-18 | | Confirmed | | 30,319 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Principal Financial Group, Inc. | | PFG | | USA | | 74251V102 | | Annual | | 22-May-18 | | 28-Mar-18 | | Confirmed | | 30,319 | | Management | | 3 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BlackRock, Inc. | | BLK | | USA | | 09247X101 | | Annual | | 23-May-18 | | 29-Mar-18 | | Confirmed | | 3,387 | | Management | | 1a | | Elect Director Mathis Cabiallavetta | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BlackRock, Inc. | | BLK | | USA | | 09247X101 | | Annual | | 23-May-18 | | 29-Mar-18 | | Confirmed | | 3,387 | | Management | | 1b | | Elect Director Pamela Daley | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BlackRock, Inc. | | BLK | | USA | | 09247X101 | | Annual | | 23-May-18 | | 29-Mar-18 | | Confirmed | | 3,387 | | Management | | 1c | | Elect Director William S. Demchak | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BlackRock, Inc. | | BLK | | USA | | 09247X101 | | Annual | | 23-May-18 | | 29-Mar-18 | | Confirmed | | 3,387 | | Management | | 1d | | Elect Director Jessica P. Einhorn | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BlackRock, Inc. | | BLK | | USA | | 09247X101 | | Annual | | 23-May-18 | | 29-Mar-18 | | Confirmed | | 3,387 | | Management | | 1e | | Elect Director Laurence D. Fink | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BlackRock, Inc. | | BLK | | USA | | 09247X101 | | Annual | | 23-May-18 | | 29-Mar-18 | | Confirmed | | 3,387 | | Management | | 1f | | Elect Director William E. Ford | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BlackRock, Inc. | | BLK | | USA | | 09247X101 | | Annual | | 23-May-18 | | 29-Mar-18 | | Confirmed | | 3,387 | | Management | | 1g | | Elect Director Fabrizio Freda | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BlackRock, Inc. | | BLK | | USA | | 09247X101 | | Annual | | 23-May-18 | | 29-Mar-18 | | Confirmed | | 3,387 | | Management | | 1h | | Elect Director Murry S. Gerber | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BlackRock, Inc. | | BLK | | USA | | 09247X101 | | Annual | | 23-May-18 | | 29-Mar-18 | | Confirmed | | 3,387 | | Management | | 1i | | Elect Director Margaret L. Johnson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BlackRock, Inc. | | BLK | | USA | | 09247X101 | | Annual | | 23-May-18 | | 29-Mar-18 | | Confirmed | | 3,387 | | Management | | 1j | | Elect Director Robert S. Kapito | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BlackRock, Inc. | | BLK | | USA | | 09247X101 | | Annual | | 23-May-18 | | 29-Mar-18 | | Confirmed | | 3,387 | | Management | | 1k | | Elect Director Deryck Maughan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BlackRock, Inc. | | BLK | | USA | | 09247X101 | | Annual | | 23-May-18 | | 29-Mar-18 | | Confirmed | | 3,387 | | Management | | 1l | | Elect Director Cheryl D. Mills | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BlackRock, Inc. | | BLK | | USA | | 09247X101 | | Annual | | 23-May-18 | | 29-Mar-18 | | Confirmed | | 3,387 | | Management | | 1m | | Elect Director Gordon M. Nixon | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BlackRock, Inc. | | BLK | | USA | | 09247X101 | | Annual | | 23-May-18 | | 29-Mar-18 | | Confirmed | | 3,387 | | Management | | 1n | | Elect Director Charles H. Robbins | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BlackRock, Inc. | | BLK | | USA | | 09247X101 | | Annual | | 23-May-18 | | 29-Mar-18 | | Confirmed | | 3,387 | | Management | | 1o | | Elect Director Ivan G. Seidenberg | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BlackRock, Inc. | | BLK | | USA | | 09247X101 | | Annual | | 23-May-18 | | 29-Mar-18 | | Confirmed | | 3,387 | | Management | | 1p | | Elect Director Marco Antonio Slim Domit | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BlackRock, Inc. | | BLK | | USA | | 09247X101 | | Annual | | 23-May-18 | | 29-Mar-18 | | Confirmed | | 3,387 | | Management | | 1q | | Elect Director Susan L. Wagner | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BlackRock, Inc. | | BLK | | USA | | 09247X101 | | Annual | | 23-May-18 | | 29-Mar-18 | | Confirmed | | 3,387 | | Management | | 1r | | Elect Director Mark Wilson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BlackRock, Inc. | | BLK | | USA | | 09247X101 | | Annual | | 23-May-18 | | 29-Mar-18 | | Confirmed | | 3,387 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BlackRock, Inc. | | BLK | | USA | | 09247X101 | | Annual | | 23-May-18 | | 29-Mar-18 | | Confirmed | | 3,387 | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BlackRock, Inc. | | BLK | | USA | | 09247X101 | | Annual | | 23-May-18 | | 29-Mar-18 | | Confirmed | | 3,387 | | Management | | 4 | | Ratify Deloitte LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | BlackRock, Inc. | | BLK | | USA | | 09247X101 | | Annual | | 23-May-18 | | 29-Mar-18 | | Confirmed | | 3,387 | | Share Holder | | 5 | | Report on Lobbying Payments and Policy | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | PayPal Holdings, Inc. | | PYPL | | USA | | 70450Y103 | | Annual | | 23-May-18 | | 03-Apr-18 | | Confirmed | | 25,126 | | Management | | 1a | | Elect Director Rodney C. Adkins | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | PayPal Holdings, Inc. | | PYPL | | USA | | 70450Y103 | | Annual | | 23-May-18 | | 03-Apr-18 | | Confirmed | | 25,126 | | Management | | 1b | | Elect Director Wences Casares | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | PayPal Holdings, Inc. | | PYPL | | USA | | 70450Y103 | | Annual | | 23-May-18 | | 03-Apr-18 | | Confirmed | | 25,126 | | Management | | 1c | | Elect Director Jonathan Christodoro | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | PayPal Holdings, Inc. | | PYPL | | USA | | 70450Y103 | | Annual | | 23-May-18 | | 03-Apr-18 | | Confirmed | | 25,126 | | Management | | 1d | | Elect Director John J. Donahoe | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | PayPal Holdings, Inc. | | PYPL | | USA | | 70450Y103 | | Annual | | 23-May-18 | | 03-Apr-18 | | Confirmed | | 25,126 | | Management | | 1e | | Elect Director David W. Dorman | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | PayPal Holdings, Inc. | | PYPL | | USA | | 70450Y103 | | Annual | | 23-May-18 | | 03-Apr-18 | | Confirmed | | 25,126 | | Management | | 1f | | Elect Director Belinda J. Johnson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | PayPal Holdings, Inc. | | PYPL | | USA | | 70450Y103 | | Annual | | 23-May-18 | | 03-Apr-18 | | Confirmed | | 25,126 | | Management | | 1g | | Elect Director Gail J. McGovern | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | PayPal Holdings, Inc. | | PYPL | | USA | | 70450Y103 | | Annual | | 23-May-18 | | 03-Apr-18 | | Confirmed | | 25,126 | | Management | | 1h | | Elect Director David M. Moffett | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | PayPal Holdings, Inc. | | PYPL | | USA | | 70450Y103 | | Annual | | 23-May-18 | | 03-Apr-18 | | Confirmed | | 25,126 | | Management | | 1i | | Elect Director Ann M. Sarnoff | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | PayPal Holdings, Inc. | | PYPL | | USA | | 70450Y103 | | Annual | | 23-May-18 | | 03-Apr-18 | | Confirmed | | 25,126 | | Management | | 1j | | Elect Director Daniel H. Schulman | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | PayPal Holdings, Inc. | | PYPL | | USA | | 70450Y103 | | Annual | | 23-May-18 | | 03-Apr-18 | | Confirmed | | 25,126 | | Management | | 1k | | Elect Director Frank D. Yeary | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | PayPal Holdings, Inc. | | PYPL | | USA | | 70450Y103 | | Annual | | 23-May-18 | | 03-Apr-18 | | Confirmed | | 25,126 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | PayPal Holdings, Inc. | | PYPL | | USA | | 70450Y103 | | Annual | | 23-May-18 | | 03-Apr-18 | | Confirmed | | 25,126 | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | PayPal Holdings, Inc. | | PYPL | | USA | | 70450Y103 | | Annual | | 23-May-18 | | 03-Apr-18 | | Confirmed | | 25,126 | | Management | | 4 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | PayPal Holdings, Inc. | | PYPL | | USA | | 70450Y103 | | Annual | | 23-May-18 | | 03-Apr-18 | | Confirmed | | 25,126 | | Management | | 5 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | PayPal Holdings, Inc. | | PYPL | | USA | | 70450Y103 | | Annual | | 23-May-18 | | 03-Apr-18 | | Confirmed | | 25,126 | | Share Holder | | 6 | | Amend Proxy Access Right | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | PayPal Holdings, Inc. | | PYPL | | USA | | 70450Y103 | | Annual | | 23-May-18 | | 03-Apr-18 | | Confirmed | | 25,126 | | Share Holder | | 7 | | Report on Political Contributions | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | PayPal Holdings, Inc. | | PYPL | | USA | | 70450Y103 | | Annual | | 23-May-18 | | 03-Apr-18 | | Confirmed | | 25,126 | �� | Share Holder | | 8 | | Amend Board Governance Documents to Define Human Rights Responsibilities | | Against | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | United Continental Holdings, Inc. | | UAL | | USA | | 910047109 | | Annual | | 23-May-18 | | 02-Apr-18 | | Confirmed | | 34,576 | | Management | | 1.1 | | Elect Director Carolyn Corvi | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | United Continental Holdings, Inc. | | UAL | | USA | | 910047109 | | Annual | | 23-May-18 | | 02-Apr-18 | | Confirmed | | 34,576 | | Management | | 1.2 | | Elect Director Jane C. Garvey | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | United Continental Holdings, Inc. | | UAL | | USA | | 910047109 | | Annual | | 23-May-18 | | 02-Apr-18 | | Confirmed | | 34,576 | | Management | | 1.3 | | Elect Director Barney Harford | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | United Continental Holdings, Inc. | | UAL | | USA | | 910047109 | | Annual | | 23-May-18 | | 02-Apr-18 | | Confirmed | | 34,576 | | Management | | 1.4 | | Elect Director Michele J. Hooper | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | United Continental Holdings, Inc. | | UAL | | USA | | 910047109 | | Annual | | 23-May-18 | | 02-Apr-18 | | Confirmed | | 34,576 | | Management | | 1.5 | | Elect Director Walter Isaacson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | United Continental Holdings, Inc. | | UAL | | USA | | 910047109 | | Annual | | 23-May-18 | | 02-Apr-18 | | Confirmed | | 34,576 | | Management | | 1.6 | | Elect Director James A. C. Kennedy | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | United Continental Holdings, Inc. | | UAL | | USA | | 910047109 | | Annual | | 23-May-18 | | 02-Apr-18 | | Confirmed | | 34,576 | | Management | | 1.7 | | Elect Director Oscar Munoz | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | United Continental Holdings, Inc. | | UAL | | USA | | 910047109 | | Annual | | 23-May-18 | | 02-Apr-18 | | Confirmed | | 34,576 | | Management | | 1.8 | | Elect Director William R. Nuti | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | United Continental Holdings, Inc. | | UAL | | USA | | 910047109 | | Annual | | 23-May-18 | | 02-Apr-18 | | Confirmed | | 34,576 | | Management | | 1.9 | | Elect Director Edward M. Philip | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | United Continental Holdings, Inc. | | UAL | | USA | | 910047109 | | Annual | | 23-May-18 | | 02-Apr-18 | | Confirmed | | 34,576 | | Management | | 1.10 | | Elect Director Edward L. Shapiro | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | United Continental Holdings, Inc. | | UAL | | USA | | 910047109 | | Annual | | 23-May-18 | | 02-Apr-18 | | Confirmed | | 34,576 | | Management | | 1.11 | | Elect Director David J. Vitale | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | United Continental Holdings, Inc. | | UAL | | USA | | 910047109 | | Annual | | 23-May-18 | | 02-Apr-18 | | Confirmed | | 34,576 | | Management | | 1.12 | | Elect Director James M. Whitehurst | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | United Continental Holdings, Inc. | | UAL | | USA | | 910047109 | | Annual | | 23-May-18 | | 02-Apr-18 | | Confirmed | | 34,576 | | Management | | 2 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | United Continental Holdings, Inc. | | UAL | | USA | | 910047109 | | Annual | | 23-May-18 | | 02-Apr-18 | | Confirmed | | 34,576 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | United Continental Holdings, Inc. | | UAL | | USA | | 910047109 | | Annual | | 23-May-18 | | 02-Apr-18 | | Confirmed | | 34,576 | | Share Holder | | 4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Apache Corporation | | APA | | USA | | 037411105 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 48,495 | | Management | | 1 | | Elect Director Annell R. Bay | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Apache Corporation | | APA | | USA | | 037411105 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 48,495 | | Management | | 2 | | Elect Director John J. Christmann, IV | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Apache Corporation | | APA | | USA | | 037411105 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 48,495 | | Management | | 3 | | Elect Director Chansoo Joung | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Apache Corporation | | APA | | USA | | 037411105 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 48,495 | | Management | | 4 | | Elect Director Rene R. Joyce | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Apache Corporation | | APA | | USA | | 037411105 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 48,495 | | Management | | 5 | | Elect Director George D. Lawrence | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Apache Corporation | | APA | | USA | | 037411105 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 48,495 | | Management | | 6 | | Elect Director John E. Lowe | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Apache Corporation | | APA | | USA | | 037411105 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 48,495 | | Management | | 7 | | Elect Director William C. Montgomery | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Apache Corporation | | APA | | USA | | 037411105 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 48,495 | | Management | | 8 | | Elect Director Amy H. Nelson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Apache Corporation | | APA | | USA | | 037411105 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 48,495 | | Management | | 9 | | Elect Director Daniel W. Rabun | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Apache Corporation | | APA | | USA | | 037411105 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 48,495 | | Management | | 10 | | Elect Director Peter A. Ragauss | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Apache Corporation | | APA | | USA | | 037411105 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 48,495 | | Management | | 11 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Apache Corporation | | APA | | USA | | 037411105 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 48,495 | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Flowserve Corporation | | FLS | | USA | | 34354P105 | | Annual | | 24-May-18 | | 29-Mar-18 | | Confirmed | | 44,254 | | Management | | 1a | | Elect Director R. Scott Rowe | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Flowserve Corporation | | FLS | | USA | | 34354P105 | | Annual | | 24-May-18 | | 29-Mar-18 | | Confirmed | | 44,254 | | Management | | 1b | | Elect Director Ruby R. Chandy | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Flowserve Corporation | | FLS | | USA | | 34354P105 | | Annual | | 24-May-18 | | 29-Mar-18 | | Confirmed | | 44,254 | | Management | | 1c | | Elect Director Leif E. Darner | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Flowserve Corporation | | FLS | | USA | | 34354P105 | | Annual | | 24-May-18 | | 29-Mar-18 | | Confirmed | | 44,254 | | Management | | 1d | | Elect Director Gayla J. Delly | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Flowserve Corporation | | FLS | | USA | | 34354P105 | | Annual | | 24-May-18 | | 29-Mar-18 | | Confirmed | | 44,254 | | Management | | 1e | | Elect Director Roger L. Fix | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Flowserve Corporation | | FLS | | USA | | 34354P105 | | Annual | | 24-May-18 | | 29-Mar-18 | | Confirmed | | 44,254 | | Management | | 1f | | Elect Director John R. Friedery | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Flowserve Corporation | | FLS | | USA | | 34354P105 | | Annual | | 24-May-18 | | 29-Mar-18 | | Confirmed | | 44,254 | | Management | | 1g | | Elect Director Joe E. Harlan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Flowserve Corporation | | FLS | | USA | | 34354P105 | | Annual | | 24-May-18 | | 29-Mar-18 | | Confirmed | | 44,254 | | Management | | 1h | | Elect Director Rick J. Mills | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Flowserve Corporation | | FLS | | USA | | 34354P105 | | Annual | | 24-May-18 | | 29-Mar-18 | | Confirmed | | 44,254 | | Management | | 1i | | Elect Director David E. Roberts | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Flowserve Corporation | | FLS | | USA | | 34354P105 | | Annual | | 24-May-18 | | 29-Mar-18 | | Confirmed | | 44,254 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Flowserve Corporation | | FLS | | USA | | 34354P105 | | Annual | | 24-May-18 | | 29-Mar-18 | | Confirmed | | 44,254 | | Management | | 3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Flowserve Corporation | | FLS | | USA | | 34354P105 | | Annual | | 24-May-18 | | 29-Mar-18 | | Confirmed | | 44,254 | | Share Holder | | 4 | | Adopt GHG Emissions Reduction Goals | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Flowserve Corporation | | FLS | | USA | | 34354P105 | | Annual | | 24-May-18 | | 29-Mar-18 | | Confirmed | | 44,254 | | Share Holder | | 5 | | Provide Right to Act by Written Consent | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Morgan Stanley | | MS | | USA | | 617446448 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 39,240 | | Management | | 1a | | Elect Director Elizabeth Corley | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Morgan Stanley | | MS | | USA | | 617446448 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 39,240 | | Management | | 1b | | Elect Director Alistair Darling | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Morgan Stanley | | MS | | USA | | 617446448 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 39,240 | | Management | | 1c | | Elect Director Thomas H. Glocer | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Morgan Stanley | | MS | | USA | | 617446448 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 39,240 | | Management | | 1d | | Elect Director James P. Gorman | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Morgan Stanley | | MS | | USA | | 617446448 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 39,240 | | Management | | 1e | | Elect Director Robert H. Herz | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Morgan Stanley | | MS | | USA | | 617446448 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 39,240 | | Management | | 1f | | Elect Director Nobuyuki Hirano | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Morgan Stanley | | MS | | USA | | 617446448 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 39,240 | | Management | | 1g | | Elect Director Jami Miscik | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Morgan Stanley | | MS | | USA | | 617446448 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 39,240 | | Management | | 1h | | Elect Director Dennis M. Nally | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Morgan Stanley | | MS | | USA | | 617446448 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 39,240 | | Management | | 1i | | Elect Director Hutham S. Olayan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Morgan Stanley | | MS | | USA | | 617446448 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 39,240 | | Management | | 1j | | Elect Director Ryosuke Tamakoshi | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Morgan Stanley | | MS | | USA | | 617446448 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 39,240 | | Management | | 1k | | Elect Director Perry M. Traquina | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Morgan Stanley | | MS | | USA | | 617446448 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 39,240 | | Management | | 1l | | Elect Director Rayford Wilkins, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Morgan Stanley | | MS | | USA | | 617446448 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 39,240 | | Management | | 2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Morgan Stanley | | MS | | USA | | 617446448 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 39,240 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Morgan Stanley | | MS | | USA | | 617446448 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 39,240 | | Share Holder | | 4 | | Prohibit Accelerated Vesting of Awards to Pursue Government Service | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Navient Corporation | | NAVI | | USA | | 63938C108 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 122,037 | | Management | | 1a | | Elect Director Anna Escobedo Cabral | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Navient Corporation | | NAVI | | USA | | 63938C108 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 122,037 | | Management | | 1b | | Elect Director William M. Diefenderfer, III | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Navient Corporation | | NAVI | | USA | | 63938C108 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 122,037 | | Management | | 1c | | Elect Director Katherine A. Lehman | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Navient Corporation | | NAVI | | USA | | 63938C108 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 122,037 | | Management | | 1d | | Elect Director Linda A. Mills | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Navient Corporation | | NAVI | | USA | | 63938C108 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 122,037 | | Management | | 1e | | Elect Director John (Jack) F. Remondi | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Navient Corporation | | NAVI | | USA | | 63938C108 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 122,037 | | Management | | 1f | | Elect Director Jane J. Thompson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Navient Corporation | | NAVI | | USA | | 63938C108 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 122,037 | | Management | | 1g | | Elect Director Laura S. Unger | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Navient Corporation | | NAVI | | USA | | 63938C108 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 122,037 | | Management | | 1h | | Elect Director Barry L. Williams | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Navient Corporation | | NAVI | | USA | | 63938C108 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 122,037 | | Management | | 1i | | Elect Director David L. Yowan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Navient Corporation | | NAVI | | USA | | 63938C108 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 122,037 | | Management | | 2 | | Ratify KPMG LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Navient Corporation | | NAVI | | USA | | 63938C108 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 122,037 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Navient Corporation | | NAVI | | USA | | 63938C108 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 122,037 | | Share Holder | | 4 | | Report on Governance Measures Implemented Related to Student Loan Debt | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Quanta Services, Inc. | | PWR | | USA | | 74762E102 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 51,905 | | Management | | 1.1 | | Elect Director Earl C. 'Duke' Austin, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Quanta Services, Inc. | | PWR | | USA | | 74762E102 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 51,905 | | Management | | 1.2 | | Elect Director Doyle N. Beneby | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Quanta Services, Inc. | | PWR | | USA | | 74762E102 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 51,905 | | Management | | 1.3 | | Elect Director J. Michal Conaway | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Quanta Services, Inc. | | PWR | | USA | | 74762E102 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 51,905 | | Management | | 1.4 | | Elect Director Vincent D. Foster | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Quanta Services, Inc. | | PWR | | USA | | 74762E102 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 51,905 | | Management | | 1.5 | | Elect Director Bernard Fried | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Quanta Services, Inc. | | PWR | | USA | | 74762E102 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 51,905 | | Management | | 1.6 | | Elect Director Worthing F. Jackman | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Quanta Services, Inc. | | PWR | | USA | | 74762E102 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 51,905 | | Management | | 1.7 | | Elect Director David M. McClanahan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Quanta Services, Inc. | | PWR | | USA | | 74762E102 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 51,905 | | Management | | 1.8 | | Elect Director Margaret B. Shannon | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Quanta Services, Inc. | | PWR | | USA | | 74762E102 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 51,905 | | Management | | 1.9 | | Elect Director Pat Wood, III | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Quanta Services, Inc. | | PWR | | USA | | 74762E102 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 51,905 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Quanta Services, Inc. | | PWR | | USA | | 74762E102 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 51,905 | | Management | | 3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Quanta Services, Inc. | | PWR | | USA | | 74762E102 | | Annual | | 24-May-18 | | 26-Mar-18 | | Confirmed | | 51,905 | | Management | | 4 | | Amend Omnibus Stock Plan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Lincoln National Corporation | | LNC | | USA | | 534187109 | | Annual | | 25-May-18 | | 19-Mar-18 | | Confirmed | | 25,757 | | Management | | 1.1 | | Elect Director Deirdre P. Connelly | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Lincoln National Corporation | | LNC | | USA | | 534187109 | | Annual | | 25-May-18 | | 19-Mar-18 | | Confirmed | | 25,757 | | Management | | 1.2 | | Elect Director William H. Cunningham | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Lincoln National Corporation | | LNC | | USA | | 534187109 | | Annual | | 25-May-18 | | 19-Mar-18 | | Confirmed | | 25,757 | | Management | | 1.3 | | Elect Director Dennis R. Glass | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Lincoln National Corporation | | LNC | | USA | | 534187109 | | Annual | | 25-May-18 | | 19-Mar-18 | | Confirmed | | 25,757 | | Management | | 1.4 | | Elect Director George W. Henderson, III | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Lincoln National Corporation | | LNC | | USA | | 534187109 | | Annual | | 25-May-18 | | 19-Mar-18 | | Confirmed | | 25,757 | | Management | | 1.5 | | Elect Director Eric G. Johnson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Lincoln National Corporation | | LNC | | USA | | 534187109 | | Annual | | 25-May-18 | | 19-Mar-18 | | Confirmed | | 25,757 | | Management | | 1.6 | | Elect Director Gary C. Kelly | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Lincoln National Corporation | | LNC | | USA | | 534187109 | | Annual | | 25-May-18 | | 19-Mar-18 | | Confirmed | | 25,757 | | Management | | 1.7 | | Elect Director M. Leanne Lachman | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Lincoln National Corporation | | LNC | | USA | | 534187109 | | Annual | | 25-May-18 | | 19-Mar-18 | | Confirmed | | 25,757 | | Management | | 1.8 | | Elect Director Michael F. Mee | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Lincoln National Corporation | | LNC | | USA | | 534187109 | | Annual | | 25-May-18 | | 19-Mar-18 | | Confirmed | | 25,757 | | Management | | 1.9 | | Elect Director Patrick S. Pittard | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Lincoln National Corporation | | LNC | | USA | | 534187109 | | Annual | | 25-May-18 | | 19-Mar-18 | | Confirmed | | 25,757 | | Management | | 1.10 | | Elect Director Isaiah Tidwell | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Lincoln National Corporation | | LNC | | USA | | 534187109 | | Annual | | 25-May-18 | | 19-Mar-18 | | Confirmed | | 25,757 | | Management | | 1.11 | | Elect Director Lynn M. Utter | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Lincoln National Corporation | | LNC | | USA | | 534187109 | | Annual | | 25-May-18 | | 19-Mar-18 | | Confirmed | | 25,757 | | Management | | 2 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Lincoln National Corporation | | LNC | | USA | | 534187109 | | Annual | | 25-May-18 | | 19-Mar-18 | | Confirmed | | 25,757 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Lincoln National Corporation | | LNC | | USA | | 534187109 | | Annual | | 25-May-18 | | 19-Mar-18 | | Confirmed | | 25,757 | | Share Holder | | 4 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Exxon Mobil Corporation | | XOM | | USA | | 30231G102 | | Annual | | 30-May-18 | | 04-Apr-18 | | Confirmed | | 29,985 | | Management | | 1.1 | | Elect Director Susan K. Avery | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Exxon Mobil Corporation | | XOM | | USA | | 30231G102 | | Annual | | 30-May-18 | | 04-Apr-18 | | Confirmed | | 29,985 | | Management | | 1.2 | | Elect Director Angela F. Braly | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Exxon Mobil Corporation | | XOM | | USA | | 30231G102 | | Annual | | 30-May-18 | | 04-Apr-18 | | Confirmed | | 29,985 | | Management | | 1.3 | | Elect Director Ursula M. Burns | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Exxon Mobil Corporation | | XOM | | USA | | 30231G102 | | Annual | | 30-May-18 | | 04-Apr-18 | | Confirmed | | 29,985 | | Management | | 1.4 | | Elect Director Kenneth C. Frazier | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Exxon Mobil Corporation | | XOM | | USA | | 30231G102 | | Annual | | 30-May-18 | | 04-Apr-18 | | Confirmed | | 29,985 | | Management | | 1.5 | | Elect Director Steven A. Kandarian | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Exxon Mobil Corporation | | XOM | | USA | | 30231G102 | | Annual | | 30-May-18 | | 04-Apr-18 | | Confirmed | | 29,985 | | Management | | 1.6 | | Elect Director Douglas R. Oberhelman | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Exxon Mobil Corporation | | XOM | | USA | | 30231G102 | | Annual | | 30-May-18 | | 04-Apr-18 | | Confirmed | | 29,985 | | Management | | 1.7 | | Elect Director Samuel J. Palmisano | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Exxon Mobil Corporation | | XOM | | USA | | 30231G102 | | Annual | | 30-May-18 | | 04-Apr-18 | | Confirmed | | 29,985 | | Management | | 1.8 | | Elect Director Steven S Reinemund | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Exxon Mobil Corporation | | XOM | | USA | | 30231G102 | | Annual | | 30-May-18 | | 04-Apr-18 | | Confirmed | | 29,985 | | Management | | 1.9 | | Elect Director William C. Weldon | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Exxon Mobil Corporation | | XOM | | USA | | 30231G102 | | Annual | | 30-May-18 | | 04-Apr-18 | | Confirmed | | 29,985 | | Management | | 1.10 | | Elect Director Darren W. Woods | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Exxon Mobil Corporation | | XOM | | USA | | 30231G102 | | Annual | | 30-May-18 | | 04-Apr-18 | | Confirmed | | 29,985 | | Management | | 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Exxon Mobil Corporation | | XOM | | USA | | 30231G102 | | Annual | | 30-May-18 | | 04-Apr-18 | | Confirmed | | 29,985 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Exxon Mobil Corporation | | XOM | | USA | | 30231G102 | | Annual | | 30-May-18 | | 04-Apr-18 | | Confirmed | | 29,985 | | Share Holder | | 4 | | Require Independent Board Chairman | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Exxon Mobil Corporation | | XOM | | USA | | 30231G102 | | Annual | | 30-May-18 | | 04-Apr-18 | | Confirmed | | 29,985 | | Share Holder | | 5 | | Amend Bylaws -- Call Special Meetings | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Exxon Mobil Corporation | | XOM | | USA | | 30231G102 | | Annual | | 30-May-18 | | 04-Apr-18 | | Confirmed | | 29,985 | | Share Holder | | 6 | | Disclose a Board Diversity and Qualifications Matrix | | Against | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Exxon Mobil Corporation | | XOM | | USA | | 30231G102 | | Annual | | 30-May-18 | | 04-Apr-18 | | Confirmed | | 29,985 | | Share Holder | | 7 | | Report on lobbying Payments and Policy | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Marathon Oil Corporation | | MRO | | USA | | 565849106 | | Annual | | 30-May-18 | | 02-Apr-18 | | Confirmed | | 113,836 | | Management | | 1a | | Elect Director Gregory H. Boyce | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Marathon Oil Corporation | | MRO | | USA | | 565849106 | | Annual | | 30-May-18 | | 02-Apr-18 | | Confirmed | | 113,836 | | Management | | 1b | | Elect Director Chadwick C. Deaton | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Marathon Oil Corporation | | MRO | | USA | | 565849106 | | Annual | | 30-May-18 | | 02-Apr-18 | | Confirmed | | 113,836 | | Management | | 1c | | Elect Director Marcela E. Donadio | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Marathon Oil Corporation | | MRO | | USA | | 565849106 | | Annual | | 30-May-18 | | 02-Apr-18 | | Confirmed | | 113,836 | | Management | | 1d | | Elect Director Douglas L. Foshee | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Marathon Oil Corporation | | MRO | | USA | | 565849106 | | Annual | | 30-May-18 | | 02-Apr-18 | | Confirmed | | 113,836 | | Management | | 1e | | Elect Director M. Elise Hyland | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Marathon Oil Corporation | | MRO | | USA | | 565849106 | | Annual | | 30-May-18 | | 02-Apr-18 | | Confirmed | | 113,836 | | Management | | 1f | | Elect Director Michael E. J. Phelps - Withdrawn Resolution | | |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Marathon Oil Corporation | | MRO | | USA | | 565849106 | | Annual | | 30-May-18 | | 02-Apr-18 | | Confirmed | | 113,836 | | Management | | 1g | | Elect Director Dennis H. Reilley | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Marathon Oil Corporation | | MRO | | USA | | 565849106 | | Annual | | 30-May-18 | | 02-Apr-18 | | Confirmed | | 113,836 | | Management | | 1h | | Elect Director Lee M. Tillman | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Marathon Oil Corporation | | MRO | | USA | | 565849106 | | Annual | | 30-May-18 | | 02-Apr-18 | | Confirmed | | 113,836 | | Management | | 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Marathon Oil Corporation | | MRO | | USA | | 565849106 | | Annual | | 30-May-18 | | 02-Apr-18 | | Confirmed | | 113,836 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Marathon Oil Corporation | | MRO | | USA | | 565849106 | | Annual | | 30-May-18 | | 02-Apr-18 | | Confirmed | | 113,836 | | Management | | 4 | | Increase Authorized Common Stock | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Zions Bancorporation | | ZION | | USA | | 989701107 | | Annual | | 01-Jun-18 | | 29-Mar-18 | | Confirmed | | 36,684 | | Management | | 1A | | Elect Director Jerry C. Atkin | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Zions Bancorporation | | ZION | | USA | | 989701107 | | Annual | | 01-Jun-18 | | 29-Mar-18 | | Confirmed | | 36,684 | | Management | | 1B | | Elect Director Gary L. Crittenden | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Zions Bancorporation | | ZION | | USA | | 989701107 | | Annual | | 01-Jun-18 | | 29-Mar-18 | | Confirmed | | 36,684 | | Management | | 1C | | Elect Director Suren K. Gupta | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Zions Bancorporation | | ZION | | USA | | 989701107 | | Annual | | 01-Jun-18 | | 29-Mar-18 | | Confirmed | | 36,684 | | Management | | 1D | | Elect Director J. David Heaney | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Zions Bancorporation | | ZION | | USA | | 989701107 | | Annual | | 01-Jun-18 | | 29-Mar-18 | | Confirmed | | 36,684 | | Management | | 1E | | Elect Director Vivian S. Lee | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Zions Bancorporation | | ZION | | USA | | 989701107 | | Annual | | 01-Jun-18 | | 29-Mar-18 | | Confirmed | | 36,684 | | Management | | 1F | | Elect Director Edward F. Murphy | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Zions Bancorporation | | ZION | | USA | | 989701107 | | Annual | | 01-Jun-18 | | 29-Mar-18 | | Confirmed | | 36,684 | | Management | | 1G | | Elect Director Roger B. Porter | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Zions Bancorporation | | ZION | | USA | | 989701107 | | Annual | | 01-Jun-18 | | 29-Mar-18 | | Confirmed | | 36,684 | | Management | | 1H | | Elect Director Stephen D. Quinn | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Zions Bancorporation | | ZION | | USA | | 989701107 | | Annual | | 01-Jun-18 | | 29-Mar-18 | | Confirmed | | 36,684 | | Management | | 1I | | Elect Director Harris H. Simmons | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Zions Bancorporation | | ZION | | USA | | 989701107 | | Annual | | 01-Jun-18 | | 29-Mar-18 | | Confirmed | | 36,684 | | Management | | 1J | | Elect Director Barbara A. Yastine | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Zions Bancorporation | | ZION | | USA | | 989701107 | | Annual | | 01-Jun-18 | | 29-Mar-18 | | Confirmed | | 36,684 | | Management | | 2 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Zions Bancorporation | | ZION | | USA | | 989701107 | | Annual | | 01-Jun-18 | | 29-Mar-18 | | Confirmed | | 36,684 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Roper Technologies, Inc. | | ROP | | USA | | 776696106 | | Annual | | 04-Jun-18 | | 13-Apr-18 | | Confirmed | | 7,374 | | Management | | 1.1 | | Elect Director Shellye L. Archambeau | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Roper Technologies, Inc. | | ROP | | USA | | 776696106 | | Annual | | 04-Jun-18 | | 13-Apr-18 | | Confirmed | | 7,374 | | Management | | 1.2 | | Elect Director Amy Woods Brinkley | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Roper Technologies, Inc. | | ROP | | USA | | 776696106 | | Annual | | 04-Jun-18 | | 13-Apr-18 | | Confirmed | | 7,374 | | Management | | 1.3 | | Elect Director John F. Fort, III | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Roper Technologies, Inc. | | ROP | | USA | | 776696106 | | Annual | | 04-Jun-18 | | 13-Apr-18 | | Confirmed | | 7,374 | | Management | | 1.4 | | Elect Director Brian D. Jellison | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Roper Technologies, Inc. | | ROP | | USA | | 776696106 | | Annual | | 04-Jun-18 | | 13-Apr-18 | | Confirmed | | 7,374 | | Management | | 1.5 | | Elect Director Robert D. Johnson | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Roper Technologies, Inc. | | ROP | | USA | | 776696106 | | Annual | | 04-Jun-18 | | 13-Apr-18 | | Confirmed | | 7,374 | | Management | | 1.6 | | Elect Director Robert E. Knowling, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Roper Technologies, Inc. | | ROP | | USA | | 776696106 | | Annual | | 04-Jun-18 | | 13-Apr-18 | | Confirmed | | 7,374 | | Management | | 1.7 | | Elect Director Wilbur J. Prezzano | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Roper Technologies, Inc. | | ROP | | USA | | 776696106 | | Annual | | 04-Jun-18 | | 13-Apr-18 | | Confirmed | | 7,374 | | Management | | 1.8 | | Elect Director Laura G. Thatcher | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Roper Technologies, Inc. | | ROP | | USA | | 776696106 | | Annual | | 04-Jun-18 | | 13-Apr-18 | | Confirmed | | 7,374 | | Management | | 1.9 | | Elect Director Richard F. Wallman | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Roper Technologies, Inc. | | ROP | | USA | | 776696106 | | Annual | | 04-Jun-18 | | 13-Apr-18 | | Confirmed | | 7,374 | | Management | | 1.10 | | Elect Director Christopher Wright | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Roper Technologies, Inc. | | ROP | | USA | | 776696106 | | Annual | | 04-Jun-18 | | 13-Apr-18 | | Confirmed | | 7,374 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Roper Technologies, Inc. | | ROP | | USA | | 776696106 | | Annual | | 04-Jun-18 | | 13-Apr-18 | | Confirmed | | 7,374 | | Management | | 3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Roper Technologies, Inc. | | ROP | | USA | | 776696106 | | Annual | | 04-Jun-18 | | 13-Apr-18 | | Confirmed | | 7,374 | | Management | | 4 | | Other Business | | For | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cognizant Technology Solutions Corporation | | CTSH | | USA | | 192446102 | | Annual | | 05-Jun-18 | | 09-Apr-18 | | Confirmed | | 22,488 | | Management | | 1a | | Elect Director Zein Abdalla | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cognizant Technology Solutions Corporation | | CTSH | | USA | | 192446102 | | Annual | | 05-Jun-18 | | 09-Apr-18 | | Confirmed | | 22,488 | | Management | | 1b | | Elect Director Betsy S. Atkins | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cognizant Technology Solutions Corporation | | CTSH | | USA | | 192446102 | | Annual | | 05-Jun-18 | | 09-Apr-18 | | Confirmed | | 22,488 | | Management | | 1c | | Elect Director Maureen Breakiron-Evans | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cognizant Technology Solutions Corporation | | CTSH | | USA | | 192446102 | | Annual | | 05-Jun-18 | | 09-Apr-18 | | Confirmed | | 22,488 | | Management | | 1d | | Elect Director Jonathan Chadwick | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cognizant Technology Solutions Corporation | | CTSH | | USA | | 192446102 | | Annual | | 05-Jun-18 | | 09-Apr-18 | | Confirmed | | 22,488 | | Management | | 1e | | Elect Director John M. Dineen | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cognizant Technology Solutions Corporation | | CTSH | | USA | | 192446102 | | Annual | | 05-Jun-18 | | 09-Apr-18 | | Confirmed | | 22,488 | | Management | | 1f | | Elect Director Francisco D'Souza | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cognizant Technology Solutions Corporation | | CTSH | | USA | | 192446102 | | Annual | | 05-Jun-18 | | 09-Apr-18 | | Confirmed | | 22,488 | | Management | | 1g | | Elect Director John N. Fox, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cognizant Technology Solutions Corporation | | CTSH | | USA | | 192446102 | | Annual | | 05-Jun-18 | | 09-Apr-18 | | Confirmed | | 22,488 | | Management | | 1h | | Elect Director John E. Klein | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cognizant Technology Solutions Corporation | | CTSH | | USA | | 192446102 | | Annual | | 05-Jun-18 | | 09-Apr-18 | | Confirmed | | 22,488 | | Management | | 1i | | Elect Director Leo S. Mackay, Jr. | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cognizant Technology Solutions Corporation | | CTSH | | USA | | 192446102 | | Annual | | 05-Jun-18 | | 09-Apr-18 | | Confirmed | | 22,488 | | Management | | 1j | | Elect Director Michael Patsalos-Fox | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cognizant Technology Solutions Corporation | | CTSH | | USA | | 192446102 | | Annual | | 05-Jun-18 | | 09-Apr-18 | | Confirmed | | 22,488 | | Management | | 1k | | Elect Director Joseph M. Velli | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cognizant Technology Solutions Corporation | | CTSH | | USA | | 192446102 | | Annual | | 05-Jun-18 | | 09-Apr-18 | | Confirmed | | 22,488 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cognizant Technology Solutions Corporation | | CTSH | | USA | | 192446102 | | Annual | | 05-Jun-18 | | 09-Apr-18 | | Confirmed | | 22,488 | | Management | | 3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cognizant Technology Solutions Corporation | | CTSH | | USA | | 192446102 | | Annual | | 05-Jun-18 | | 09-Apr-18 | | Confirmed | | 22,488 | | Management | | 4 | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cognizant Technology Solutions Corporation | | CTSH | | USA | | 192446102 | | Annual | | 05-Jun-18 | | 09-Apr-18 | | Confirmed | | 22,488 | | Management | | 5a | | Eliminate Supermajority Vote Requirement to Amend the By-laws | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cognizant Technology Solutions Corporation | | CTSH | | USA | | 192446102 | | Annual | | 05-Jun-18 | | 09-Apr-18 | | Confirmed | | 22,488 | | Management | | 5b | | Eliminate Supermajority Vote Requirement to Remove a Director | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cognizant Technology Solutions Corporation | | CTSH | | USA | | 192446102 | | Annual | | 05-Jun-18 | | 09-Apr-18 | | Confirmed | | 22,488 | | Management | | 5c | | Eliminate Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cognizant Technology Solutions Corporation | | CTSH | | USA | | 192446102 | | Annual | | 05-Jun-18 | | 09-Apr-18 | | Confirmed | | 22,488 | | Share Holder | | 6 | | Provide Right to Act by Written Consent | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Cognizant Technology Solutions Corporation | | CTSH | | USA | | 192446102 | | Annual | | 05-Jun-18 | | 09-Apr-18 | | Confirmed | | 22,488 | | Share Holder | | 7 | | Reduce Ownership Threshold for Shareholders to Call Special Meeting | | Against | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Fortive Corporation | | FTV | | USA | | 34959J108 | | Annual | | 05-Jun-18 | | 09-Apr-18 | | Confirmed | | 26,318 | | Management | | 1A | | Elect Director Feroz Dewan | | For | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Fortive Corporation | | FTV | | USA | | 34959J108 | | Annual | | 05-Jun-18 | | 09-Apr-18 | | Confirmed | | 26,318 | | Management | | 1B | | Elect Director James A. Lico | | For | | Against |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Fortive Corporation | | FTV | | USA | | 34959J108 | | Annual | | 05-Jun-18 | | 09-Apr-18 | | Confirmed | | 26,318 | | Management | | 2 | | Ratify Ernst and Young LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Fortive Corporation | | FTV | | USA | | 34959J108 | | Annual | | 05-Jun-18 | | 09-Apr-18 | | Confirmed | | 26,318 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Fortive Corporation | | FTV | | USA | | 34959J108 | | Annual | | 05-Jun-18 | | 09-Apr-18 | | Confirmed | | 26,318 | | Management | | 4 | | Amend Omnibus Stock Plan | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Aon plc | | AON | | United Kingdom | | G0408V102 | | Annual | | 22-Jun-18 | | 24-Apr-18 | | Confirmed | | 13,955 | | Management | | 1.1 | | Elect Director Lester B. Knight | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Aon plc | | AON | | United Kingdom | | G0408V102 | | Annual | | 22-Jun-18 | | 24-Apr-18 | | Confirmed | | 13,955 | | Management | | 1.2 | | Elect Director Gregory C. Case | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Aon plc | | AON | | United Kingdom | | G0408V102 | | Annual | | 22-Jun-18 | | 24-Apr-18 | | Confirmed | | 13,955 | | Management | | 1.3 | | Elect Director Jin-Yong Cai | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Aon plc | | AON | | United Kingdom | | G0408V102 | | Annual | | 22-Jun-18 | | 24-Apr-18 | | Confirmed | | 13,955 | | Management | | 1.4 | | Elect Director Jeffrey C. Campbell | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Aon plc | | AON | | United Kingdom | | G0408V102 | | Annual | | 22-Jun-18 | | 24-Apr-18 | | Confirmed | | 13,955 | | Management | | 1.5 | | Elect Director Fulvio Conti | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Aon plc | | AON | | United Kingdom | | G0408V102 | | Annual | | 22-Jun-18 | | 24-Apr-18 | | Confirmed | | 13,955 | | Management | | 1.6 | | Elect Director Cheryl A. Francis | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Aon plc | | AON | | United Kingdom | | G0408V102 | | Annual | | 22-Jun-18 | | 24-Apr-18 | | Confirmed | | 13,955 | | Management | | 1.7 | | Elect Director J. Michael Losh | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Aon plc | | AON | | United Kingdom | | G0408V102 | | Annual | | 22-Jun-18 | | 24-Apr-18 | | Confirmed | | 13,955 | | Management | | 1.8 | | Elect Director Richard B. Myers | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Aon plc | | AON | | United Kingdom | | G0408V102 | | Annual | | 22-Jun-18 | | 24-Apr-18 | | Confirmed | | 13,955 | | Management | | 1.9 | | Elect Director Richard C. Notebaert | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Aon plc | | AON | | United Kingdom | | G0408V102 | | Annual | | 22-Jun-18 | | 24-Apr-18 | | Confirmed | | 13,955 | | Management | | 1.10 | | Elect Director Gloria Santona | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Aon plc | | AON | | United Kingdom | | G0408V102 | | Annual | | 22-Jun-18 | | 24-Apr-18 | | Confirmed | | 13,955 | | Management | | 1.11 | | Elect Director Carolyn Y. Woo | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Aon plc | | AON | | United Kingdom | | G0408V102 | | Annual | | 22-Jun-18 | | 24-Apr-18 | | Confirmed | | 13,955 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Aon plc | | AON | | United Kingdom | | G0408V102 | | Annual | | 22-Jun-18 | | 24-Apr-18 | | Confirmed | | 13,955 | | Management | | 3 | | Approve Remuneration Report | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Aon plc | | AON | | United Kingdom | | G0408V102 | | Annual | | 22-Jun-18 | | 24-Apr-18 | | Confirmed | | 13,955 | | Management | | 4 | | Accept Financial Statements and Statutory Reports | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Aon plc | | AON | | United Kingdom | | G0408V102 | | Annual | | 22-Jun-18 | | 24-Apr-18 | | Confirmed | | 13,955 | | Management | | 5 | | Ratify Ernst & Young LLP as Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Aon plc | | AON | | United Kingdom | | G0408V102 | | Annual | | 22-Jun-18 | | 24-Apr-18 | | Confirmed | | 13,955 | | Management | | 6 | | Ratify Ernst & Young LLP as Aon's U.K. Statutory Auditor | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Aon plc | | AON | | United Kingdom | | G0408V102 | | Annual | | 22-Jun-18 | | 24-Apr-18 | | Confirmed | | 13,955 | | Management | | 7 | | Authorize Board to Fix Remuneration of Auditors | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Aon plc | | AON | | United Kingdom | | G0408V102 | | Annual | | 22-Jun-18 | | 24-Apr-18 | | Confirmed | | 13,955 | | Management | | 8 | | Authorise Shares for Market Purchase | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Aon plc | | AON | | United Kingdom | | G0408V102 | | Annual | | 22-Jun-18 | | 24-Apr-18 | | Confirmed | | 13,955 | | Management | | 9 | | Issue of Equity or Equity-Linked Securities with Pre-emptive Rights | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Aon plc | | AON | | United Kingdom | | G0408V102 | | Annual | | 22-Jun-18 | | 24-Apr-18 | | Confirmed | | 13,955 | | Management | | 10 | | Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Aon plc | | AON | | United Kingdom | | G0408V102 | | Annual | | 22-Jun-18 | | 24-Apr-18 | | Confirmed | | 13,955 | | Management | | 11 | | Approve Political Donations | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Mastercard Incorporated | | MA | | USA | | 57636Q104 | | Annual | | 26-Jun-18 | | 27-Apr-18 | | Confirmed | | 10,709 | | Management | | 1a | | Elect Director Richard Haythornthwaite | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Mastercard Incorporated | | MA | | USA | | 57636Q104 | | Annual | | 26-Jun-18 | | 27-Apr-18 | | Confirmed | | 10,709 | | Management | | 1b | | Elect Director Ajay Banga | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Mastercard Incorporated | | MA | | USA | | 57636Q104 | | Annual | | 26-Jun-18 | | 27-Apr-18 | | Confirmed | | 10,709 | | Management | | 1c | | Elect Director Silvio Barzi | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Mastercard Incorporated | | MA | | USA | | 57636Q104 | | Annual | | 26-Jun-18 | | 27-Apr-18 | | Confirmed | | 10,709 | | Management | | 1d | | Elect Director David R. Carlucci | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Mastercard Incorporated | | MA | | USA | | 57636Q104 | | Annual | | 26-Jun-18 | | 27-Apr-18 | | Confirmed | | 10,709 | | Management | | 1e | | Elect Director Richard K. Davis | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Mastercard Incorporated | | MA | | USA | | 57636Q104 | | Annual | | 26-Jun-18 | | 27-Apr-18 | | Confirmed | | 10,709 | | Management | | 1f | | Elect Director Steven J. Freiberg | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Mastercard Incorporated | | MA | | USA | | 57636Q104 | | Annual | | 26-Jun-18 | | 27-Apr-18 | | Confirmed | | 10,709 | | Management | | 1g | | Elect Director Julius Genachowski | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Mastercard Incorporated | | MA | | USA | | 57636Q104 | | Annual | | 26-Jun-18 | | 27-Apr-18 | | Confirmed | | 10,709 | | Management | | 1h | | Elect Director Choon Phong Goh | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Mastercard Incorporated | | MA | | USA | | 57636Q104 | | Annual | | 26-Jun-18 | | 27-Apr-18 | | Confirmed | | 10,709 | | Management | | 1i | | Elect Director Merit E. Janow | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Mastercard Incorporated | | MA | | USA | | 57636Q104 | | Annual | | 26-Jun-18 | | 27-Apr-18 | | Confirmed | | 10,709 | | Management | | 1j | | Elect Director Nancy Karch | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Mastercard Incorporated | | MA | | USA | | 57636Q104 | | Annual | | 26-Jun-18 | | 27-Apr-18 | | Confirmed | | 10,709 | | Management | | 1k | | Elect Director Oki Matsumoto | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Mastercard Incorporated | | MA | | USA | | 57636Q104 | | Annual | | 26-Jun-18 | | 27-Apr-18 | | Confirmed | | 10,709 | | Management | | 1l | | Elect Director Rima Qureshi | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Mastercard Incorporated | | MA | | USA | | 57636Q104 | | Annual | | 26-Jun-18 | | 27-Apr-18 | | Confirmed | | 10,709 | | Management | | 1m | | Elect Director Jose Octavio Reyes Lagunes | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Mastercard Incorporated | | MA | | USA | | 57636Q104 | | Annual | | 26-Jun-18 | | 27-Apr-18 | | Confirmed | | 10,709 | | Management | | 1n | | Elect Director Jackson Tai | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Mastercard Incorporated | | MA | | USA | | 57636Q104 | | Annual | | 26-Jun-18 | | 27-Apr-18 | | Confirmed | | 10,709 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers' Compensation | | For | | For |
9094 | | Elkhorn Investments, LLC | | Elkhorn Lunt LowVol/High Beta Tactical ETF | | 180867 | | Mastercard Incorporated | | MA | | USA | | 57636Q104 | | Annual | | 26-Jun-18 | | 27-Apr-18 | | Confirmed | | 10,709 | | Management | | 3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
The Elkhorn Fundamental Commodity Strategy ETF did not own any voting securities for which a proxy instruction for a meeting of security holders was given by such Fund or solicited from such Fund during the period covered by this report on Form N-PX.
The Elkhorn Commodity Rotation Strategy ETF did not own any voting securities for which a proxy instruction for a meeting of security holders was given by such Fund or solicited from such Fund during the period covered by this report on Form N-PX.
The Innovator S&P Investment Grade Preferred ETF did not own any voting securities for which a proxy instruction for a meeting of security holders was given by such Fund or solicited from such Fund during the period covered by this report on Form N-PX.
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
*Print the name and title of each signing officer under his or her signature.
