The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 1,908 | 170,000 | SH | SOLE | 170,000 | 0 | 0 | ||
CENOVUS ENERGY INC | COM | 15135U109 | 902 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 646 | 80,000 | SH | Put | SOLE | 80,000 | 0 | 0 | |
INDEPENDENCE CONTRACT DRIL I | COM | 453415309 | 494 | 130,000 | SH | SOLE | 130,000 | 0 | 0 | ||
ISHARES INC | MSCI STH KOR ETF | 464286772 | 526 | 900,000 | SH | Put | SOLE | 900,000 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 62 | 525,000 | SH | Call | SOLE | 525,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,008 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 240 | 2,400,000 | SH | Put | SOLE | 2,400,000 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 3,018 | 34,000 | SH | SOLE | 34,000 | 0 | 0 | ||
KROGER CO | COM | 501044101 | 2,096 | 300,000 | SH | Put | SOLE | 300,000 | 0 | 0 | |
KROGER CO | COM | 501044101 | 250 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
RIO TINTO PLC | SPONSORED ADR | 767204100 | 315 | 500,000 | SH | Put | SOLE | 500,000 | 0 | 0 | |
SM ENERGY CO | COM | 78454L100 | 710 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
SMART GLOBAL HLDGS INC | SHS | G8232Y101 | 2,142 | 80,003 | SH | SOLE | 80,003 | 0 | 0 | ||
SMART GLOBAL HLDGS INC | SHS | G8232Y101 | 0 | 100,275 | SH | Call | SOLE | 100,275 | 0 | 0 | |
TRIBUNE MEDIA CO | CL A | 896047503 | 19 | 473,873 | SH | Call | SOLE | 473,873 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 180 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
WISDOMTREE TR | JAPN HEDGE EQT | 97717W851 | 170 | 150,000 | SH | Call | SOLE | 150,000 | 0 | 0 |