SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b),(c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. 1)*
IMS Health Holdings, Inc. |
(Name of Issuer) |
Common Stock, $0.01 par value per share |
(Title of Class of Securities) |
December 31, 2015 |
(Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
oRule 13d-1(b)
o Rule 13d-1(c)
x Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes.)
CUSIP No. 44970B109 | | Page 2 of 6 Pages |
1 | NAMES OF REPORTING PERSONS | |
| CPP Investment Board Private Holdings Inc. | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): | |
| | (a) o |
| | (b) o |
3 | SEC USE ONLY: | |
| | |
| | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | |
| | |
| Canada | |
| 5 | SOLE VOTING POWER: |
| | 0 |
Number of | 6 | SHARED VOTING POWER: |
Shares | | |
Beneficially | | 46,456,461 |
Owned by | 7 | SOLE DISPOSITIVE POWER: |
Each Reporting | | |
Person With | | 0 |
| 8 | SHARED DISPOSITIVE POWER: |
| | |
| | 46,456,461 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | |
| | |
| 46,456,461 | |
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | |
| | |
| | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9: | |
| | |
| 14.1% (1) | |
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | |
| | |
| CO | |
(1) Based on a total of 328,591,772 shares of Common Stock (as defined below) of the Issuer (as defined below) outstanding as of October 27, 2015, as reported on the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission (the “Commission”) on November 4, 2015.
CUSIP No. 44970B109 | | Page 3 of 6 Pages |
1 | NAMES OF REPORTING PERSONS | |
| Canada Pension Plan Investment Board | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): | |
| | (a) o |
| | (b) o |
3 | SEC USE ONLY: | |
| | |
| | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | |
| | |
| Canada | |
| 5 | SOLE VOTING POWER: |
| | 0 |
Number of | 6 | SHARED VOTING POWER: |
Shares | | |
Beneficially | | 46,456,461 |
Owned by | 7 | SOLE DISPOSITIVE POWER: |
Each Reporting | | |
Person With | | 0 |
| 8 | SHARED DISPOSITIVE POWER: |
| | |
| | 46,456,461 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | |
| | |
| 46,456,461 | |
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | |
| | |
| | o |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9: | |
| | |
| 14.1% (1) | |
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | |
| | |
| FI | |
(1) Based on a total of 328,591,772 shares of Common Stock of the Issuer outstanding as of October 27, 2015, as reported on the Issuer’s Quarterly Report on Form 10-Q filed with the Commission on November 4, 2015.
CUSIP No. 44970B109 | | Page 4 of 6 Pages |
IMS Health Holdings, Inc. (the “Issuer”)
| Item 1(b). | Address of Issuer’s Principal Executive Offices |
83 Wooster Heights Road
Danbury, Connecticut 06810
| Item 2(a). | Name of Person Filing |
This Schedule 13G/A is being filed jointly by CPP Investment Board Private Holdings Inc. (“CPPIB-PHI”) and Canada Pension Plan Investment Board (“CPPIB” and each, a “Reporting Person” and, together, the “Reporting Persons”), pursuant to a Joint Filing Agreement filed as an exhibit to the original Schedule 13G in accordance with Rule 13d-1(k)(1) under the Act.
CPPIB-PHI directly owns the shares of Common Stock of the Issuer. CPPIB-PHI is a wholly-owned subsidiary of CPPIB, thus CPPIB is an indirect beneficial owner of the securities.
| Item 2(b). | Address of Principal Business Office or, if none, Residence |
The principal business address of each of the Reporting Persons is as follows:
One Queen Street East
Suite 2500
Toronto, Ontario
M5C 2W5
Canada
See Item 4 of each of the cover pages.
| Item 2(d). | Title of Class of Securities |
Common Stock, $0.01 par value (“Common Stock”)
44970B109
| Item 3. | If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: |
(a) | o | Broker or dealer registered under Section 15 of the Exchange Act. |
(b) | o | Bank as defined in Section 3(a)(6) of the Exchange Act. |
(c) | o | Insurance company as defined in Section 3(a)(19) of the Exchange Act. |
(d) | o | Investment company registered under Section 8 of the Investment Company Act. |
(e) | o | An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). |
(f) | o | An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). |
(g) | o | A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G). |
(h) | o | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. |
(i) | o | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act. |
(j) | o | A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J). |
(k) | o | Group, in accordance with Rule 13d-1(b)(1)(ii)(K). |
If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution:
CUSIP No. 44970B109 | | Page 5 of 6 Pages |
| (a) | Amount Beneficially Owned: See Item 9 on each cover page. |
| (b) | Percent of Class: See Item 11 on each cover page. |
| | |
| (c) | Number of shares as to which such person has: |
| | (i) | | sole power to vote or to direct the vote: See Item 5 on each cover page. |
| | |
| | (ii) | | shared power to vote or to direct the vote: See Item 6 on each cover page. |
| | |
| | (iii) | | sole power to dispose or to direct the disposition of: See Item 7 on each cover page. |
| | |
| | (iv) | | shared power to dispose or to direct the disposition of: See Item 8 on each cover page. |
| | |
| | | | | | |
| Item 5. | Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the followingo.
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person |
Not applicable.
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company |
Not applicable.
| Item 8. | Identification and Classification of Members of the Group |
CPPIB-PHI has entered into an Amended and Restated Shareholders’ Agreement, dated as of April 9, 2014 (as further supplemented and amended, the “Shareholders Agreement”), with certain other holders (the “Holders”) of shares of Common Stock. Pursuant to the Shareholders Agreement, CPP Investment Board Private Holdings Inc. and the Holders have agreed to, among other things, vote their shares of Common Stock to elect members of the Board of Directors of the Issuer as set forth therein.
Because of the relationship between the Reporting Persons and the Holders as a result of the Shareholders Agreement, the Reporting Persons may be deemed, pursuant to Rule 13d-3 under the Act, to beneficially own at December 31, 2015 (based on publicly available information) 176,279,996 shares of Common Stock held in the aggregate by the Reporting Persons and the Holders, or 53.6% of the total number of outstanding shares of Common Stock of the Issuer (based on a total of 328,591,772 shares of Common Stock outstanding as of October 27, 2015, as reported on the Issuer’s Quarterly Report on Form 10-Q filed with the Commission on November 4, 2015). Each Reporting Person disclaims beneficial ownership of the shares of Common Stock held by the Holders.
| Item 9. | Notice of Dissolution of Group |
Not applicable.
Not applicable.
CUSIP No. 44970B109 | | Page 6 of 6 Pages |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| | |
Date: February 12, 2016 | CPP INVESTMENT BOARD PRIVATE HOLDINGS INC. | |
| | |
| | |
| By: /s/ Patrice Walch-Watson | |
| Name: Patrice Walch-Watson | |
| Title: Senior Managing Director, General Counsel & Corporate Secretary | |
| | |
| | |
| CANADA PENSION PLAN INVESTMENT BOARD | |
| | |
| | |
| By: /s/ Patrice Walch-Watson | |
| Name: Patrice Walch-Watson | |
| Title: Senior Managing Director, General Counsel & Corporate Secretary | |