The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Great Ajax Corp | 7.25 CV SR NT 24 | 38983D409 | 22,260,722 | 893,646 | SH | SOLE | 893,646 | 0 | 0 | ||
Nuveen Core Plus Impact Fund | COM BEN INT | 67080D103 | 16,629,366 | 1,606,702 | SH | SOLE | 1,606,702 | 0 | 0 | ||
BlackRock Health Sciences Term Trust | COM SHS | 09260E105 | 15,257,746 | 930,918 | SH | SOLE | 930,918 | 0 | 0 | ||
Nuveen Pennsylvania Quality Municipal Income Fund | COM | 670972108 | 11,416,548 | 965,867 | SH | SOLE | 965,867 | 0 | 0 | ||
Miller/Howard High Dividend Fund | COM SHS BEN IN | 600379101 | 10,536,176 | 950,061 | SH | SOLE | 950,061 | 0 | 0 | ||
BlackRock ESG Capital Allocation Term Trust | SHS BEN INT | 09262F100 | 7,895,779 | 454,826 | SH | SOLE | 454,826 | 0 | 0 | ||
Eaton Vance New York Municipal Bond Fund | COM | 27827Y109 | 7,832,504 | 806,643 | SH | SOLE | 806,643 | 0 | 0 | ||
First Trust Energy Infrastructure Fund | COM | 33738C103 | 7,584,361 | 417,641 | SH | SOLE | 417,641 | 0 | 0 | ||
PGIM Short Duration High Yield Opportunities Fund | COM | 69355J104 | 6,903,605 | 448,869 | SH | SOLE | 448,869 | 0 | 0 | ||
PIMCO Energy & Tactical Credit Opportunities Fund | COM SHS BEN INT | 69346N107 | 6,872,443 | 324,019 | SH | SOLE | 324,019 | 0 | 0 | ||
First Trust Energy Income and Growth Fund | COM | 33738G104 | 6,332,926 | 387,572 | SH | SOLE | 387,572 | 0 | 0 | ||
BlackRock California Municipal Income Trust | SH BEN INT | 09248E102 | 5,480,993 | 463,705 | SH | SOLE | 463,705 | 0 | 0 | ||
Nuveen Preferred & Income Term Fund | COM | 67075A106 | 5,251,308 | 272,937 | SH | SOLE | 272,937 | 0 | 0 | ||
Tortoise Midstream Energy Fund Inc | COM | 89148B200 | 5,141,548 | 134,139 | SH | SOLE | 134,139 | 0 | 0 | ||
Great Ajax Corp | COM | 38983D300 | 4,696,173 | 1,235,835 | SH | SOLE | 1,235,835 | 0 | 0 | ||
New America High Income Fund Inc/The | COM NEW | 641876800 | 4,466,637 | 613,549 | SH | SOLE | 613,549 | 0 | 0 | ||
BNY Mellon Municipal Income Inc | COM | 05589T104 | 4,299,041 | 629,435 | SH | SOLE | 629,435 | 0 | 0 | ||
DWS Municipal Income Trust | COM | 233368109 | 4,222,861 | 467,648 | SH | SOLE | 467,648 | 0 | 0 | ||
Design Therapeutics Inc | COM | 25056L103 | 4,135,054 | 1,026,068 | SH | SOLE | 1,026,068 | 0 | 0 | ||
DTF Tax-Free Income 2028 Term Fund Inc | COM | 23334J107 | 3,751,460 | 348,973 | SH | SOLE | 348,973 | 0 | 0 | ||
MFS Investment Grade Municipal Trust | SH BEN INT | 59318B108 | 3,748,689 | 491,954 | SH | SOLE | 491,954 | 0 | 0 | ||
MainStay MacKay DefinedTerm Municipal Opportunities Fund | COM | 56064K100 | 3,672,553 | 224,621 | SH | SOLE | 224,621 | 0 | 0 | ||
Tortoise Pipeline & Energy Fund Inc | COM | 89148H207 | 3,660,185 | 115,755 | SH | SOLE | 115,755 | 0 | 0 | ||
General American Investors Co Inc | COM | 368802104 | 3,584,665 | 77,073 | SH | SOLE | 77,073 | 0 | 0 | ||
SRH Total Return Fund Inc | COM | 101507101 | 3,424,493 | 227,390 | SH | SOLE | 227,390 | 0 | 0 | ||
Nuveen New Jersey Quality Municipal Income Fund | COM | 67069Y102 | 3,212,302 | 265,919 | SH | SOLE | 265,919 | 0 | 0 | ||
Eaton Vance California Municipal Bond Fund | COM | 27828A100 | 3,083,913 | 326,340 | SH | SOLE | 326,340 | 0 | 0 | ||
Two Harbors Investment Corp | NOTE 6.250% 1/1 | 90187BAB7 | 2,971,292 | 3,113,000 | PRN | SOLE | 3,113,000 | 0 | 0 | ||
ClearBridge MLP & Midstream Fund | COM | 184692200 | 2,859,968 | 62,472 | SH | SOLE | 62,472 | 0 | 0 | ||
John Hancock Tax-Advantaged Global Shareholder Yield Fund | TAX ADV GLB SH | 41013P749 | 2,820,733 | 538,822 | SH | SOLE | 538,822 | 0 | 0 | ||
MFS High Income Municipal Trust | SH BEN INT | 59318D104 | 2,784,068 | 766,961 | SH | SOLE | 766,961 | 0 | 0 | ||
ClearBridge MLP & Midstream Total Return Fund Inc | COM | 18469Q207 | 2,718,392 | 65,535 | SH | SOLE | 65,535 | 0 | 0 | ||
Destra Multi-Alternative Fund | COMMON SHARES | 25065A502 | 2,700,488 | 345,331 | SH | SOLE | 345,331 | 0 | 0 | ||
Morgan Stanley India Investment Fund Inc | COM | 61745C105 | 2,573,662 | 112,191 | SH | SOLE | 112,191 | 0 | 0 | ||
Mexico Fund Inc/The | COM | 592835102 | 2,340,631 | 121,781 | SH | SOLE | 121,781 | 0 | 0 | ||
Japan Smaller Capitalization Fund Inc | COM | 47109U104 | 2,281,825 | 285,943 | SH | SOLE | 285,943 | 0 | 0 | ||
Central Securities Corp | COM | 155123102 | 2,072,001 | 49,605 | SH | SOLE | 49,605 | 0 | 0 | ||
First Trust MLP and Energy Income Fund | COM | 33739B104 | 2,045,369 | 211,517 | SH | SOLE | 211,517 | 0 | 0 | ||
Voya Infrastructure Industrials and Materials Fund | COM | 92912X101 | 1,949,787 | 185,341 | SH | SOLE | 185,341 | 0 | 0 | ||
Eaton Vance California Municipal Income Trust | SH BEN INT | 27826F101 | 1,909,450 | 179,967 | SH | SOLE | 179,967 | 0 | 0 | ||
Calamos Long/Short Equity & Dynamic Income Trust | COM | 12812C106 | 1,808,720 | 117,221 | SH | SOLE | 117,221 | 0 | 0 | ||
Invesco Trust for Investment Grade New York Municipals | COM | 46131T101 | 1,661,724 | 154,579 | SH | SOLE | 154,579 | 0 | 0 | ||
Pioneer Municipal High Income Fund Trust | COM SHS | 723763108 | 1,634,154 | 184,859 | SH | SOLE | 184,859 | 0 | 0 | ||
Pioneer Municipal High Income Opportunities Fund Inc | COMMON STOCK | 723760104 | 1,570,597 | 138,868 | SH | SOLE | 138,868 | 0 | 0 | ||
Taiwan Fund Inc/The/MD | COM | 874036106 | 1,556,868 | 39,295 | SH | SOLE | 39,295 | 0 | 0 | ||
Invesco Pennsylvania Value Municipal Income Trust | COM | 46132K109 | 1,533,595 | 149,619 | SH | SOLE | 149,619 | 0 | 0 | ||
BNY Mellon Strategic Municipal Bond Fund Inc | COM | 09662E109 | 1,343,165 | 229,209 | SH | SOLE | 229,209 | 0 | 0 | ||
New York Mortgage Trust Inc | COM | 649604840 | 1,333,001 | 185,139 | SH | SOLE | 185,139 | 0 | 0 | ||
Morgan Stanley Emerging Markets Domestic Debt Fund Inc | COM | 617477104 | 1,246,965 | 262,519 | SH | SOLE | 262,519 | 0 | 0 | ||
DWS Strategic Municipal Income Trust | COM | 23342Q101 | 1,171,015 | 130,986 | SH | SOLE | 130,986 | 0 | 0 | ||
ASA Gold and Precious Metals Ltd | SHS BEN INT | G3156P103 | 1,033,313 | 67,273 | SH | SOLE | 67,273 | 0 | 0 | ||
Nektar Therapeutics | COM | 640268108 | 859,674 | 920,225 | SH | SOLE | 920,225 | 0 | 0 | ||
abrdn National Municipal Income Fund | SH BEN INT | 24610T108 | 805,076 | 77,710 | SH | SOLE | 77,710 | 0 | 0 | ||
Clough Global Dividend and Income Fund | COM | 18913Y103 | 791,818 | 141,649 | SH | SOLE | 141,649 | 0 | 0 | ||
Western Asset Inflation-Linked Opportunities & Income Fund | COM | 95766R104 | 730,452 | 84,641 | SH | SOLE | 84,641 | 0 | 0 | ||
First Trust New Opportunities MLP & Energy Fund | COM | 33739M100 | 707,370 | 92,346 | SH | SOLE | 92,346 | 0 | 0 | ||
Pioneer Municipal High Income Advantage Fund Inc | COM | 723762100 | 664,160 | 81,492 | SH | SOLE | 81,492 | 0 | 0 | ||
Nicholas Financial | COM NEW | 65373A109 | 651,150 | 96,324 | SH | SOLE | 96,324 | 0 | 0 | ||
Central and Eastern Europe Fund Inc | COM | 153436100 | 573,580 | 60,250 | SH | SOLE | 60,250 | 0 | 0 | ||
Nuveen AMT-Free Quality Municipal Income Fund | COM | 670657105 | 563,297 | 50,885 | SH | SOLE | 50,885 | 0 | 0 | ||
AllianceBernstein National Municipal Income Fund | COM | 01864U106 | 451,183 | 41,054 | SH | SOLE | 41,054 | 0 | 0 | ||
Neuberger Berman Municipal Fund Inc | COM | 64124P101 | 381,129 | 36,402 | SH | SOLE | 36,402 | 0 | 0 | ||
Clough Global Opportunities Fund | SH BEN INT | 18914E106 | 379,415 | 74,688 | SH | SOLE | 74,688 | 0 | 0 | ||
Tortoise Energy Infrastructure Corp | COM | 89147L886 | 305,422 | 9,881 | SH | SOLE | 9,881 | 0 | 0 | ||
MFS High Yield Municipal Trust | SH BEN INT | 59318E102 | 288,808 | 86,729 | SH | SOLE | 86,729 | 0 | 0 | ||
BlackRock New York Municipal Income Trust | SH BEN INT | 09248L106 | 211,099 | 19,915 | SH | SOLE | 19,915 | 0 | 0 | ||
Federated Hermes Premier Municipal Income Fund | COM | 31423P108 | 197,854 | 17,873 | SH | SOLE | 17,873 | 0 | 0 | ||
Mexico Equity and Income Fund Inc/The | COM | 592834105 | 156,361 | 13,526 | SH | SOLE | 13,526 | 0 | 0 | ||
MFS Special Value Trust | SH BEN INT | 55274E102 | 80,785 | 18,154 | SH | SOLE | 18,154 | 0 | 0 |