Exhibit 1.01
ARISTA NETWORKS, INC.
CONFLICT MINERALS REPORT
(For the reporting period January 1, 2018 to December 31, 2018)
Introduction
This Conflict Minerals Report (this “Report”) of Arista Networks, Inc. (the “Company”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 (collectively, the “Rule”) for the reporting period January 1, 2018 to December 31, 2018. Rule 13p-1 imposes certain reporting obligations on Securities and Exchange Commission (“SEC”) registrants whose manufactured products contain certain minerals that are necessary to the functionality or production of their products. The specified minerals, which are collectively referred to in this Report as “Conflict Minerals,” are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which the SEC has currently limited to tantalum, tin and tungsten. The “Covered Countries” for purposes of the Rule and this Report are the Democratic Republic of the Congo (“DRC”), the Republic of the Congo, Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola.
For purposes of this Report, references to “we,” “us,” “our,” “Arista,” “Arista Networks” or the “Company” refer to Arista Networks, Inc.
Overview
Company Overview
We are a leading supplier of cloud networking solutions that use software innovations to address the needs of large-scale Internet companies, cloud service providers and next-generation enterprise. Our cloud networking solutions consist of our Extensible Operating System, or EOS, a set of network applications and our Ethernet switching and routing platforms. Our cloud networking solutions deliver industry-leading performance, scalability, availability, programmability, automation and visibility.
The Company’s products for the reporting period covered by this Form SD include all of our hardware products, except for the products manufactured by Mojo Networks, Inc. and Metamako Holding PTY LTD (the “Mojo and Metamako Products”), both of which were acquired by the Company in 2018. The Mojo and Metamako Products are excluded pursuant to the Rule which provides for a transition period for registrants that acquire companies not previously obligated to provide a specialized disclosure report with respect to its conflict minerals.
The Company has adopted a Conflict Minerals Policy Statement (“Conflict Minerals Policy”), which is available on our website at https://www.arista.com/en/company/sustainability (see “Responsible Supply Chains”). The content of any website referred to in this Form SD is included for general information only and is not incorporated by reference in this Form SD.
Reasonable Country of Origin Inquiry (“RCOI”)
The manufacture of our products is 100% outsourced and we procure our components and materials from suppliers worldwide. We have determined that during calendar year 2018, our products contained tantalum, tungsten, tin and gold (“3TG”) which are necessary to the functionality or production of our hardware products. In accordance with Rule 13p-1, we conducted a good faith RCOI inquiry to determine whether the necessary Conflict Minerals may have originated in the Covered Countries or from recycled or scrap sources.
We are a member of the Responsible Business Alliance (“RBA”) and the Responsible Minerals Initiative (“RMI”). As a member of the RMI, a leading industry program that helps its members to manage risk by improving supply chain transparency with respect to Conflict Minerals, we have access to RMI RCOI data that aids us in determining the mine or location of origin of the Conflict Minerals in our supply chain.
The main piece of our RCOI process includes conducting an inquiry of our direct suppliers using the Conflict Minerals Reporting Template (“CMRT”) developed by the RMI.
Design of Conflict Minerals Program
We designed our due diligence measures in conformance with the Organization for Economic Cooperation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (“OECD Due Diligence Guidance”).
Due Diligence Measures Performed
The following describes the measures taken to reasonably determine the country of origin of Conflict Minerals and to exercise due diligence on our supply chain in conformance with the OECD Due Diligence Guidance.
Step 1: Establish strong company management systems
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| A. | We maintain a Conflict Minerals Policy, pursuant to which we are committed to the responsible sourcing of components that contain gold, tantalum, tungsten, and tin and are required to comply with the underlying SEC rules and regulations surrounding Conflict Minerals. |
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| B. | We have a team focused on data collection and meeting due diligence guidelines. The team meets regularly to discuss status, and how to ensure full participation from our suppliers. |
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| C. | We are members of the RBA and we expect our suppliers to abide with the RBA Code of Conduct, which includes a provision on Conflict Minerals. |
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| D. | We expect our suppliers to comply with Conflict Minerals requirements. |
Step 2: Identify and assess risk in the supply chain
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| A. | Identified Direct Suppliers: |
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| 1. | We identified suppliers through our product life cycle management system and focused on suppliers whose components were qualified for use in our products that were sold in 2018. |
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| 2. | We then completed a first pass analysis of suppliers that were in-scope and out of scope. |
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| i. | In-scope suppliers are suppliers that we purchased components/materials that may contain 3TG from in calendar year 2018. |
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| ii. | Out of scope suppliers are suppliers that provided us with parts that do not contain 3TG, or that we did not purchase components/materials from in calendar year 2018. |
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| 1. | We utilized a third-party data collection partner to collect data from our in-scope suppliers on our behalf. |
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| 2. | We used the industry standard CMRT to collect data from our suppliers, and if necessary, require our suppliers to collect data from their suppliers for the necessary Conflict Minerals information. We evaluated the information gathered from the CMRTs submitted by our suppliers to determine our reporting obligation based on this RCOI. |
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| 3. | We received completed CMRTs from our in-scope suppliers through our data collection partner and used our suppliers’ CMRTs to identify smelters or refiners (“SORs”) as well as determine the material country of origin. |
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| C. | Completed additional follow-up: |
With the help of our data collection partner, we reviewed the CMRT submissions to validate for completeness and ensure consistency. Any inconsistencies were followed up to completion.
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| D. | Identify smelters/processors: |
We cross-checked information received from our suppliers against data made available by the Responsible Minerals Assurance Process (“RMAP”) developed by the RMI. When necessary, we engaged with component suppliers that referenced high-risk SORs to encourage such facilities to obtain a “conflict-free” designation from an independent, third-party audit program.
Step 3: Design and implement a strategy to respond to identified risks
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| A. | The CMRT is the main method we use to identify risks, and our internal process documentation lists the approach towards SOR validation, and what steps to take if other risks are identified in the SOR list. |
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| B. | At the end of each data collection process, we compare the list of SORs provided by all of our suppliers to the list provided by the RMI, which includes the names of SORs that are compliant (and third-party verified) and non-compliant with the RMAP protocols. |
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| C. | We performed regular follow-ups with suppliers that did not respond to our requests until data was provided. |
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| D. | Regular meetings were held with senior management to provide progress updates, request for help, and escalations. |
Step 4: Audit of SOR due diligence practices
Given that we do not source Conflict Minerals directly from smelters and refiners, we rely on third parties, including the RMI, to coordinate and conduct third-party audits of these facilities. We rely on the published results of these third-party audits to validate the responsible sourcing practices of the smelters and refiners in our supply chain.
Step 5: Report on supply chain due diligence
This Report and associated Form SD will be filed with the SEC and will be available on our Investor Relations website at https://investors.arista.com/Financial-Information.
Results of RCOI and Due Diligence
We conducted due diligence processes on the SORs that the surveyed suppliers identified. The surveyed suppliers identified an aggregate of 313 operational SORs which may process the necessary Conflict Minerals contained in the components and/or materials that make up our products.
Smelters or Refiners
Appendix A in this report lists all SORs provided to Arista Networks from surveyed in-scope suppliers. We have categorized SOR status as the following:
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| Status | | Description |
| Compliant | | SORs that have received a “conflict-free” status from an independent third party audit program. |
| Active | | SORs that have started participating in an independent third party audit program |
| Not Active | | SORs that have not begun participating in an independent third party audit program |
Based on our due diligence process, we have determined the following as the status of the SORs that were disclosed to us by our in-scope suppliers:
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| Status | Number of SORs | % of Total |
| Compliant | 253 | 81% |
| Active | 10 | 3% |
| Not Active | 50 | 16% |
| Grand Total | 313 | 100% |
We have also determined the percentages of SORs by metal type that are compliant with RMI protocols as follows:
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| Metal | % RMI Compliant SORs |
| Gold | 67% |
| Tantalum | 100% |
| Tin | 90% |
| Tungsten | 93% |
In addition, we have performed an analysis as to declarations of SORs that source from level 2 or level 3 RMI countries. Level 2 countries are countries where 3TG from conflict-affected and high-risk areas are known to transit and level 3 countries are countries where 3TG material is mined in the DRC and adjoining countries.
We have determined that 102 SORs had sourced from level 2 or level 3 countries, and based on a detailed analysis, we have determined that:
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| • | 97 SORs are compliant with RMI protocols. |
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| • | 1 SOR is working with RMI to become compliant with RMI protocols. |
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| • | 4 SORs did not participate in audit programs. |
Based on this analysis and representations from our suppliers, we have concluded that we do not have sufficient information to determine whether our supply chain is “DRC conflict-free.” However, we have not identified any known instances in which our products contained 3TG minerals sourced directly or indirectly from armed groups in the conflict regions of any Covered Countries. Based on guidance from the SEC’s staff, an independent private sector audit is accordingly not required to be conducted under Rule 13p-1 and therefore has not been conducted.
Future Due Diligence Efforts
During the reporting period for the calendar year ending December 31, 2018, we engaged in the activities described in this report in accordance with the OECD Due Diligence Guidance. Our intent is to move to a more conflict-free supply chain, we will continue to contact SORs that have not yet received a “conflict-free” designation and request their participation in the RMAP or other independent third party audit program in order for them to obtain such a “conflict-free” designation.
APPENDIX A: Smelters and Refiners
This table lists all SORs provided to Arista Networks from surveyed in-scope suppliers. Companies with a “*” designation are either active or compliant SORs according to the RMAP.
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| Metal | Smelter or Refiner Name (Based on data reported by the RMI as of April 23, 2019) | ID |
| Gold | 8853 S.p.A. * | CID002763 |
| Gold | Abington Reldan Metals, LLC | CID002708 |
| Gold | Advanced Chemical Company * | CID000015 |
| Gold | African Gold Refinery | CID003185 |
| Gold | Aida Chemical Industries Co., Ltd. * | CID000019 |
| Gold | Al Etihad Gold Refinery DMCC * | CID002560 |
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G. * | CID000035 |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) * | CID000041 |
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao * | CID000058 |
| Gold | Argor-Heraeus S.A. * | CID000077 |
| Gold | Asahi Pretec Corp. * | CID000082 |
| Gold | Asahi Refining Canada Ltd. * | CID000924 |
| Gold | Asahi Refining USA Inc. * | CID000920 |
| Gold | Asaka Riken Co., Ltd. * | CID000090 |
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. * | CID000103 |
| Gold | AU Traders and Refiners * | CID002850 |
| Gold | Aurubis AG * | CID000113 |
| Gold | Bangalore Refinery * | CID002863 |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) * | CID000128 |
| Gold | Boliden AB * | CID000157 |
| Gold | C. Hafner GmbH + Co. KG * | CID000176 |
| Gold | Caridad | CID000180 |
| Gold | CCR Refinery - Glencore Canada Corporation * | CID000185 |
| Gold | Cendres + Metaux S.A. * | CID000189 |
| Gold | Chimet S.p.A. * | CID000233 |
| Gold | Chugai Mining * | CID000264 |
| Gold | Daejin Indus Co., Ltd. * | CID000328 |
| Gold | Daye Non-Ferrous Metals Mining Ltd. * | CID000343 |
| Gold | Degussa Sonne / Mond Goldhandel GmbH | CID002867 |
| Gold | DODUCO Contacts and Refining GmbH * | CID000362 |
| Gold | Dowa * | CID000401 |
| Gold | DS PRETECH Co., Ltd. * | CID003195 |
| Gold | DSC (Do Sung Corporation) * | CID000359 |
| Gold | Eco-System Recycling Co., Ltd. * | CID000425 |
| Gold | Emirates Gold DMCC * | CID002561 |
| Gold | Fidelity Printers and Refiners Ltd. * | CID002515 |
| Gold | GCC Gujrat Gold Centre Pvt. Ltd. | CID002852 |
| Gold | Geib Refining Corporation * | CID002459 |
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. * | CID002243 |
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CID001909 |
| Gold | Guangdong Jinding Gold Limited | CID002312 |
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| Metal | Smelter or Refiner Name (Based on data reported by the RMI as of April 23, 2019) | ID |
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CID000651 |
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CID000671 |
| Gold | HeeSung Metal Ltd. * | CID000689 |
| Gold | Heimerle + Meule GmbH * | CID000694 |
| Gold | Heraeus Metals Hong Kong Ltd. * | CID000707 |
| Gold | Heraeus Precious Metals GmbH & Co. KG * | CID000711 |
| Gold | Hunan Chenzhou Mining Co., Ltd. | CID000767 |
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | CID000773 |
| Gold | HwaSeong CJ CO., LTD. | CID000778 |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. * | CID000801 |
| Gold | Ishifuku Metal Industry Co., Ltd. * | CID000807 |
| Gold | Istanbul Gold Refinery * | CID000814 |
| Gold | Italpreziosi * | CID002765 |
| Gold | Japan Mint * | CID000823 |
| Gold | Jiangxi Copper Co., Ltd. * | CID000855 |
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | CID000927 |
| Gold | JSC Uralelectromed * | CID000929 |
| Gold | JX Nippon Mining & Metals Co., Ltd. * | CID000937 |
| Gold | Kaloti Precious Metals | CID002563 |
| Gold | Kazakhmys Smelting LLC * | CID000956 |
| Gold | Kazzinc * | CID000957 |
| Gold | Kennecott Utah Copper LLC * | CID000969 |
| Gold | KGHM Polska Miedz Spolka Akcyjna * | CID002511 |
| Gold | Kojima Chemicals Co., Ltd. * | CID000981 |
| Gold | Korea Zinc Co., Ltd. * | CID002605 |
| Gold | Kyrgyzaltyn JSC * | CID001029 |
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | CID002865 |
| Gold | L'azurde Company For Jewelry | CID001032 |
| Gold | L'Orfebre S.A. * | CID002762 |
| Gold | Lingbao Gold Co., Ltd. | CID001056 |
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CID001058 |
| Gold | LS-NIKKO Copper Inc. * | CID001078 |
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CID001093 |
| Gold | Marsam Metals * | CID002606 |
| Gold | Materion * | CID001113 |
| Gold | Matsuda Sangyo Co., Ltd. * | CID001119 |
| Gold | Metalor Technologies (Hong Kong) Ltd. * | CID001149 |
| Gold | Metalor Technologies (Singapore) Pte., Ltd. * | CID001152 |
| Gold | Metalor Technologies (Suzhou) Ltd. * | CID001147 |
| Gold | Metalor Technologies S.A. * | CID001153 |
| Gold | Metalor USA Refining Corporation * | CID001157 |
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. * | CID001161 |
| Gold | Mitsubishi Materials Corporation * | CID001188 |
| Gold | Mitsui Mining and Smelting Co., Ltd. * | CID001193 |
| Gold | MMTC-PAMP India Pvt., Ltd. * | CID002509 |
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| Metal | Smelter or Refiner Name (Based on data reported by the RMI as of April 23, 2019) | ID |
| Gold | Modeltech Sdn Bhd | CID002857 |
| Gold | Morris and Watson | CID002282 |
| Gold | Morris and Watson Gold Coast | CID002866 |
| Gold | Moscow Special Alloys Processing Plant * | CID001204 |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. * | CID001220 |
| Gold | Navoi Mining and Metallurgical Combinat | CID001236 |
| Gold | NH Recytech Company * | CID003189 |
| Gold | Nihon Material Co., Ltd. * | CID001259 |
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH * | CID002779 |
| Gold | Ohura Precious Metal Industry Co., Ltd. * | CID001325 |
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) * | CID001326 |
| Gold | OJSC Novosibirsk Refinery * | CID000493 |
| Gold | PAMP S.A. * | CID001352 |
| Gold | Pease & Curren | CID002872 |
| Gold | Penglai Penggang Gold Industry Co., Ltd. | CID001362 |
| Gold | Planta Recuperadora de Metales SpA * | CID002919 |
| Gold | Prioksky Plant of Non-Ferrous Metals * | CID001386 |
| Gold | PT Aneka Tambang (Persero) Tbk * | CID001397 |
| Gold | PX Precinox S.A. * | CID001498 |
| Gold | QG Refining, LLC | CID003324 |
| Gold | Rand Refinery (Pty) Ltd. * | CID001512 |
| Gold | Refinery of Seemine Gold Co., Ltd. | CID000522 |
| Gold | REMONDIS PMR B.V. * | CID002582 |
| Gold | Royal Canadian Mint * | CID001534 |
| Gold | SAAMP * | CID002761 |
| Gold | Sabin Metal Corp. | CID001546 |
| Gold | Safimet S.p.A * | CID002973 |
| Gold | SAFINA A.S. | CID002290 |
| Gold | Sai Refinery | CID002853 |
| Gold | Samduck Precious Metals | CID001555 |
| Gold | SAMWON METALS Corp. | CID001562 |
| Gold | SAXONIA Edelmetalle GmbH * | CID002777 |
| Gold | SEMPSA Joyeria Plateria S.A. * | CID001585 |
| Gold | Shandong Humon Smelting Co., Ltd. | CID002525 |
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CID001619 |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. * | CID001622 |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. * | CID001736 |
| Gold | Singway Technology Co., Ltd. * | CID002516 |
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals * | CID001756 |
| Gold | Solar Applied Materials Technology Corp. * | CID001761 |
| Gold | State Research Institute Center for Physical Sciences and Technology | CID003153 |
| Gold | Sudan Gold Refinery | CID002567 |
| Gold | Sumitomo Metal Mining Co., Ltd. * | CID001798 |
| Gold | SungEel HiMetal Co., Ltd. * | CID002918 |
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| Metal | Smelter or Refiner Name (Based on data reported by the RMI as of April 23, 2019) | ID |
| Gold | T.C.A S.p.A * | CID002580 |
| Gold | Tanaka Kikinzoku Kogyo K.K. * | CID001875 |
| Gold | The Refinery of Shandong Gold Mining Co., Ltd. * | CID001916 |
| Gold | Tokuriki Honten Co., Ltd. * | CID001938 |
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | CID001947 |
| Gold | Tony Goetz NV | CID002587 |
| Gold | TOO Tau-Ken-Altyn * | CID002615 |
| Gold | Torecom * | CID001955 |
| Gold | Umicore Brasil Ltda. * | CID001977 |
| Gold | Umicore Precious Metals Thailand * | CID002314 |
| Gold | Umicore S.A. Business Unit Precious Metals Refining * | CID001980 |
| Gold | United Precious Metal Refining, Inc. * | CID001993 |
| Gold | Universal Precious Metals Refining Zambia | CID002854 |
| Gold | Valcambi S.A. * | CID002003 |
| Gold | Western Australian Mint (T/a The Perth Mint) * | CID002030 |
| Gold | WIELAND Edelmetalle GmbH * | CID002778 |
| Gold | Yamakin Co., Ltd. * | CID002100 |
| Gold | Yokohama Metal Co., Ltd. * | CID002129 |
| Gold | Yunnan Copper Industry Co., Ltd. | CID000197 |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation * | CID002224 |
| Tantalum | Asaka Riken Co., Ltd. * | CID000092 |
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. * | CID000211 |
| Tantalum | D Block Metals, LLC * | CID002504 |
| Tantalum | Exotech Inc. * | CID000456 |
| Tantalum | F&X Electro-Materials Ltd. * | CID000460 |
| Tantalum | FIR Metals & Resource Ltd. * | CID002505 |
| Tantalum | Global Advanced Metals Aizu * | CID002558 |
| Tantalum | Global Advanced Metals Boyertown * | CID002557 |
| Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. * | CID000291 |
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd. * | CID000616 |
| Tantalum | H.C. Starck Co., Ltd. * | CID002544 |
| Tantalum | H.C. Starck Hermsdorf GmbH * | CID002547 |
| Tantalum | H.C. Starck Inc. * | CID002548 |
| Tantalum | H.C. Starck Ltd. * | CID002549 |
| Tantalum | H.C. Starck Smelting GmbH & Co. KG * | CID002550 |
| Tantalum | H.C. Starck Tantalum and Niobium GmbH * | CID002545 |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. * | CID002492 |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. * | CID002512 |
| Tantalum | Jiangxi Tuohong New Raw Material * | CID002842 |
| Tantalum | Jiujiang Janny New Material Co., Ltd. * | CID003191 |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. * | CID000914 |
| Tantalum | Jiujiang Tanbre Co., Ltd. * | CID000917 |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. * | CID002506 |
| Tantalum | KEMET Blue Metals * | CID002539 |
| Tantalum | Kemet Blue Powder * | CID002568 |
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| Metal | Smelter or Refiner Name (Based on data reported by the RMI as of April 23, 2019) | ID |
| Tantalum | LSM Brasil S.A. * | CID001076 |
| Tantalum | Metallurgical Products India Pvt., Ltd. * | CID001163 |
| Tantalum | Mineracao Taboca S.A. * | CID001175 |
| Tantalum | Mitsui Mining and Smelting Co., Ltd. * | CID001192 |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. * | CID001277 |
| Tantalum | NPM Silmet AS * | CID001200 |
| Tantalum | Power Resources Ltd. * | CID002847 |
| Tantalum | QuantumClean * | CID001508 |
| Tantalum | Resind Industria e Comercio Ltda. * | CID002707 |
| Tantalum | Solikamsk Magnesium Works OAO * | CID001769 |
| Tantalum | Taki Chemical Co., Ltd. * | CID001869 |
| Tantalum | Telex Metals * | CID001891 |
| Tantalum | Ulba Metallurgical Plant JSC * | CID001969 |
| Tantalum | XinXing Haorong Electronic Material Co., Ltd. * | CID002508 |
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. * | CID001522 |
| Tin | Alpha * | CID000292 |
| Tin | An Vinh Joint Stock Mineral Processing Company | CID002703 |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. * | CID000228 |
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. * | CID003190 |
| Tin | China Tin Group Co., Ltd. * | CID001070 |
| Tin | CV Ayi Jaya * | CID002570 |
| Tin | CV Dua Sekawan * | CID002592 |
| Tin | CV Gita Pesona * | CID000306 |
| Tin | CV United Smelting * | CID000315 |
| Tin | CV Venus Inti Perkasa * | CID002455 |
| Tin | Dowa * | CID000402 |
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | CID002572 |
| Tin | EM Vinto * | CID000438 |
| Tin | Estanho de Rondonia S.A. | CID000448 |
| Tin | Fenix Metals * | CID000468 |
| Tin | Gejiu Fengming Metallurgy Chemical Plant * | CID002848 |
| Tin | Gejiu Kai Meng Industry and Trade LLC * | CID000942 |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. * | CID000538 |
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. * | CID001908 |
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. * | CID000555 |
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. * | CID003116 |
| Tin | Guanyang Guida Nonferrous Metal Smelting Plant * | CID002849 |
| Tin | HuiChang Hill Tin Industry Co., Ltd. | CID002844 |
| Tin | Huichang Jinshunda Tin Co., Ltd. * | CID000760 |
| Tin | Jiangxi New Nanshan Technology Ltd. * | CID001231 |
| Tin | Magnu's Minerais Metais e Ligas Ltda. * | CID002468 |
| Tin | Malaysia Smelting Corporation (MSC) * | CID001105 |
| Tin | Melt Metais e Ligas S.A. * | CID002500 |
| Tin | Metallic Resources, Inc. * | CID001142 |
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| | |
| Metal | Smelter or Refiner Name (Based on data reported by the RMI as of April 23, 2019) | ID |
| Tin | Metallo Belgium N.V. * | CID002773 |
| Tin | Metallo Spain S.L.U. * | CID002774 |
| Tin | Mineracao Taboca S.A. * | CID001173 |
| Tin | Minsur * | CID001182 |
| Tin | Mitsubishi Materials Corporation * | CID001191 |
| Tin | Modeltech Sdn Bhd * | CID002858 |
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | CID002573 |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. * | CID001314 |
| Tin | O.M. Manufacturing Philippines, Inc. * | CID002517 |
| Tin | Operaciones Metalurgical S.A. * | CID001337 |
| Tin | Pongpipat Company Limited | CID003208 |
| Tin | PT Aries Kencana Sejahtera * | CID000309 |
| Tin | PT Artha Cipta Langgeng * | CID001399 |
| Tin | PT ATD Makmur Mandiri Jaya * | CID002503 |
| Tin | PT Babel Inti Perkasa * | CID001402 |
| Tin | PT Babel Surya Alam Lestari * | CID001406 |
| Tin | PT Bangka Prima Tin * | CID002776 |
| Tin | PT Bangka Serumpun * | CID003205 |
| Tin | PT Bangka Tin Industry * | CID001419 |
| Tin | PT Belitung Industri Sejahtera * | CID001421 |
| Tin | PT Bukit Timah * | CID001428 |
| Tin | PT DS Jaya Abadi * | CID001434 |
| Tin | PT Inti Stania Prima * | CID002530 |
| Tin | PT Karimun Mining * | CID001448 |
| Tin | PT Kijang Jaya Mandiri * | CID002829 |
| Tin | PT Menara Cipta Mulia * | CID002835 |
| Tin | PT Mitra Stania Prima * | CID001453 |
| Tin | PT Panca Mega Persada * | CID001457 |
| Tin | PT Premium Tin Indonesia * | CID000313 |
| Tin | PT Prima Timah Utama * | CID001458 |
| Tin | PT Rajehan Ariq * | CID002593 |
| Tin | PT Refined Bangka Tin * | CID001460 |
| Tin | PT Sariwiguna Binasentosa * | CID001463 |
| Tin | PT Stanindo Inti Perkasa * | CID001468 |
| Tin | PT Sukses Inti Makmur * | CID002816 |
| Tin | PT Sumber Jaya Indah * | CID001471 |
| Tin | PT Timah (Persero) Tbk Kundur * | CID001477 |
| Tin | PT Timah (Persero) Tbk Mentok * | CID001482 |
| Tin | PT Tinindo Inter Nusa * | CID001490 |
| Tin | PT Tirus Putra Mandiri * | CID002478 |
| Tin | PT Tommy Utama * | CID001493 |
| Tin | Resind Industria e Comercio Ltda. * | CID002706 |
| Tin | Rui Da Hung * | CID001539 |
| Tin | Soft Metais Ltda. * | CID001758 |
| Tin | Super Ligas | CID002756 |
|
| | |
| Metal | Smelter or Refiner Name (Based on data reported by the RMI as of April 23, 2019) | ID |
| Tin | Thai Nguyen Mining and Metallurgy Co., Ltd. * | CID002834 |
| Tin | Thaisarco * | CID001898 |
| Tin | Tin Technology & Refining * | CID003325 |
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | CID002574 |
| Tin | White Solder Metalurgia e Mineracao Ltda. * | CID002036 |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. * | CID002158 |
| Tin | Yunnan Tin Company Limited * | CID002180 |
| Tungsten | A.L.M.T. TUNGSTEN Corp. * | CID000004 |
| Tungsten | ACL Metais Eireli * | CID002833 |
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. * | CID002513 |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. * | CID000258 |
| Tungsten | Fujian Jinxin Tungsten Co., Ltd. * | CID000499 |
| Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. * | CID002645 |
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. * | CID000875 |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. * | CID002315 |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. * | CID002494 |
| Tungsten | Global Tungsten & Powders Corp. * | CID000568 |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. * | CID000218 |
| Tungsten | H.C. Starck Smelting GmbH & Co. KG * | CID002542 |
| Tungsten | H.C. Starck Tungsten GmbH * | CID002541 |
| Tungsten | Hunan Chenzhou Mining Co., Ltd. * | CID000766 |
| Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji * | CID002579 |
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. * | CID000769 |
| Tungsten | Hunan Litian Tungsten Industry Co., Ltd. * | CID003182 |
| Tungsten | Hydrometallurg, JSC * | CID002649 |
| Tungsten | Japan New Metals Co., Ltd. * | CID000825 |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. * | CID002551 |
| Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | CID002647 |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. * | CID002321 |
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CID002313 |
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. * | CID002318 |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. * | CID002317 |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. * | CID002316 |
| Tungsten | Kennametal Fallon * | CID000966 |
| Tungsten | Kennametal Huntsville * | CID000105 |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. * | CID002319 |
| Tungsten | Masan Tungsten Chemical LLC (MTC) * | CID002543 |
| Tungsten | Moliren Ltd. * | CID002845 |
| Tungsten | Niagara Refining LLC * | CID002589 |
| Tungsten | Philippine Chuangxin Industrial Co., Inc. * | CID002827 |
| Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City * | CID002815 |
| Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. * | CID001889 |
| Tungsten | Unecha Refractory Metals Plant * | CID002724 |
| Tungsten | Wolfram Bergbau und Hutten AG * | CID002044 |
| Tungsten | Woltech Korea Co., Ltd. * | CID002843 |
|
| | |
| Metal | Smelter or Refiner Name (Based on data reported by the RMI as of April 23, 2019) | ID |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. * | CID002320 |
| Tungsten | Xiamen Tungsten Co., Ltd. * | CID002082 |
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. * | CID002830 |
| Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. * | CID002095 |
Note: Based on our due diligence, the above SOR facilities process Conflict Minerals from one or more of the following countries of origin: Angola, Argentina, Armenia, Australia, Austria, Belarus, Belgium, Bermuda, Bolivia, Brazil, Burundi, Cambodia, Canada, Central African Republic, Chile, China, Colombia, DRC, Czech Republic, Djibouti, Ecuador, Egypt, Estonia, Ethiopia, Finland, France, Germany, Ghana, Guinea, Guyana, Hong Kong, Hungary, India, Indonesia, Ireland, Israel, Italy, Ivory Coast, Japan, Jersey, Kazakhstan, Kenya, South Korea, Kyrgyzstan, Laos, Luxembourg, Madagascar, Malaysia, Mali, Mexico, Mongolia, Morocco, Mozambique, Myanmar, Namibia, Netherlands, New Zealand, Niger, Nigeria, Papua New Guinea, Peru, Philippines, Poland, Portugal, Russian Federation, Rwanda, Saudi Arabia, Sierra Leone, Singapore, Slovakia, South Africa, South Sudan, Spain, Surinam, Sweden, Switzerland, Taiwan, Tajikistan, Tanzania, Thailand, Turkey, Uganda, United Arab Emirates, United Kingdom, United States, Uzbekistan, Vietnam, Zambia, and Zimbabwe.
