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  • 8-K Filing

Moelis & Co (MC) 8-KDeclares Special Dividend of $2.00 per share in Addition to

Filed: 28 Apr 21, 4:15pm
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    • 8-K Current report
    • 99.1 Declares Special Dividend of $2.00 per share in Addition to
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    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

    FORM 8-K

     

    CURRENT REPORT

    Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

    Date of Report (Date of Earliest Event Reported): April 28, 2021

     

    MOELIS & COMPANY

    (Exact name of registrant as specified in its charter)

     

    Delaware

     

    001-36418

     

    46-4500216

    (State or other jurisdiction of

     

    (Commission

     

    (IRS Employer

    incorporation)

     

    File Number)

     

    Identification No.)

     

    399 Park Avenue, 5th Floor

     

     

    New York, New York

     

    10022

    (Address of principal executive offices)

     

    (Zip Code)

     

    Registrant’s telephone number, including area code (212) 883-3800

    (Former name or former address, if changed since last report.)

     

    Check the appropriate box below if the Form 8‑K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

    ☐

    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

    ☐

    Soliciting material pursuant to Rule 14a‑12 under the Exchange Act (17 CFR 240.14a‑12)

    ☐

    Pre-commencement communications pursuant to Rule 14d‑2(b) under the Exchange Act (17 CFR 240.14d‑2(b))

    ☐

    Pre-commencement communications pursuant to Rule 13e‑4(c) under the Exchange Act (17 CFR 240.13e‑4(c))

     

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title

    Trading Symbol

    Name of Exchange on which registered

    Class A Common Stock

    MC

    New York Stock Exchange (NYSE)

     

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b‑2 of the Securities Exchange Act of 1934 (§240.12b‑2 of this chapter).

    Emerging growth company ☐

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     


     

    Item 2.02    Results of Operations and Financial Condition

    On April 28, 2021, Moelis & Company issued a press release announcing financial results for the first quarter ended March 31, 2021.

    A copy of the press release is attached hereto as Exhibit 99.1. All information in the press release is furnished but not filed.

    Item 7.01 Regulation FD Disclosure

     

    On April 28, 2021, Moelis & Company (the “Company”) updated the investor presentation available under “Events and Presentations” on the Investor Relations section of its website. The updated presentation is available using the following link: http://investors.moelis.com/event. The information in this Item 7.01 of this Form 8-K is furnished as of the date hereof, and the Company disclaims any obligation to correct or update this information, its website or the presentation in the future. The contents of the Company’s website are not included or incorporated by reference into this Form 8-K, and any references to such website are intended to be inactive textual references only. All information in this Item 7.01 of this Form 8-K is furnished but not filed.

     

    Item 9.01    Financial Statements and Exhibits

    (d)    Exhibits:

     

     

     

    Exhibit

     

     

    Number

        

    Description

    99.1

     

    Press release of Moelis & Company dated April 28, 2021

    104

     

    Cover Page Interactive Data File (embedded within the Inline XBRL document)

     

     

     

     

     



     

    SIGNATURE

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

     

    MOELIS & COMPANY

     

     

     

    By:

    /s/ Joseph Simon

     

     

    Name:

    Joseph Simon

     

     

    Title:

    Chief Financial Officer

     

     

     

     

    Date: April 28, 2021

     

     

     

     

     

     

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