UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM6-K
Report of Foreign Private Issuer
Pursuant to Rule13a-16 or15d-16 under the Securities Exchange Act of 1934
October 26, 2017
Lombard Medical, Inc.
(Exact Name of Registrant as Specified in Its Charter)
Commission File Number001-36402
N/A
(Translation of Registrant’s Name into English)
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| Cayman Islands | | 3841 | | Not applicable |
(State or Other Jurisdiction of Incorporation or Organization) | | (Primary Standard Industrial Classification Code Number) | | (I.R.S. Employer Identification Number) |
Lombard Medical House
4 Trident Park
Didcot
Oxfordshire OX11 7HJ
+44-1235-750849
(Address, Including ZIP Code, and Telephone Number, Including Area Code, of Registrant’s Principal Executive Offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form20-F or Form40-F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form6-K in paper as permitted by RegulationS-T Rule 101(b)(1): ___
Indicate by check mark if the registrant is submitting the Form6-K in paper as permitted by RegulationS-T Rule 101(b)(7): ___
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On October 26, 2017, the Board of Directors of Lombard Medical Inc., Inc. (the “Company”) made the determination to delist the Company’s common shares (the “Common Shares”) from the Nasdaq Capital Market (“Nasdaq”) and transfer the listing of the Common Shares to theOTC-QX Market. On October 30, 2017, the Company notified Nasdaq of its intention to voluntarily delist the Company’s Common Shares from Nasdaq. The Company intends to file a Form 25, Notification of Removal from Listing under Section 12(b) of the Securities Exchange Act of 1934, as amended, with the SEC on November 9, 2017, notifying the SEC of delisting from Nasdaq and trading on Nasdaq will cease on the same day.
The Company anticipates that its Common Shares will trade under its existing ticker symbol “EVAR” on theOTC-QX Market effective as of the market open on November 9, 2017. Therefore, the last day of trading on Nasdaq will be November 8, 2017.
A copy of the press release issued by the Company is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.
Financial Statements and Exhibits
See Exhibit Index
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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| | | | Lombard Medical, Inc. |
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| Date: October 30, 2017 | | | | By: | | /s/ Kurt Lemvigh |
| | | | | | | | Kurt Lemvigh Chief Executive Officer |
[Signature Page to Form 6-K]
EXHIBIT INDEX
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Exhibit | | Description |
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| 99.1 | | Press Release issued by Lombard Medical, Inc. on October 30, 2017 |
