The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M Company | COM | 88579Y101 | 771 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
Abbott Laboratories | COM | 002824100 | 369 | 3,076 | SH | SOLE | 3,076 | 0 | 0 | ||
AbbVie Inc. | COM | 00287Y109 | 572 | 5,283 | SH | SOLE | 5,283 | 0 | 0 | ||
African Gold Acquisition Warrants | COM | G0112R108 | 114 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
Alexion Pharmaceuticals Inc | COM | 015351109 | 359 | 2,348 | SH | SOLE | 2,348 | 0 | 0 | ||
Alibaba Group Holding Ltd A | ADR | 01609W102 | 339 | 1,493 | SH | SOLE | 1,493 | 0 | 0 | ||
Allstate Corporation | COM | 020002101 | 1,575 | 13,708 | SH | SOLE | 13,708 | 0 | 0 | ||
Alphabet Inc A | COM | 02079K305 | 3,469 | 1,682 | SH | SOLE | 1,682 | 0 | 0 | ||
Alphabet Inc C | COM | 02079K107 | 679 | 328 | SH | SOLE | 328 | 0 | 0 | ||
Altria Group Inc. | COM | 02209S103 | 210 | 4,112 | SH | SOLE | 4,112 | 0 | 0 | ||
Amazon.com Inc. | COM | 023135106 | 2,488 | 804 | SH | SOLE | 804 | 0 | 0 | ||
American Water Works Co Inc | COM | 030420103 | 227 | 1,515 | SH | SOLE | 1,515 | 0 | 0 | ||
Ameriprise Financial Inc . | COM | 03076C106 | 935 | 4,022 | SH | SOLE | 4,022 | 0 | 0 | ||
Analog Devices Inc. | COM | 032654105 | 212 | 1,366 | SH | SOLE | 1,366 | 0 | 0 | ||
Apple Inc. | COM | 037833100 | 14,658 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
Aptiv PLC | COM | G6095L109 | 978 | 7,093 | SH | SOLE | 7,093 | 0 | 0 | ||
AT&T Inc. | COM | 00206R102 | 310 | 10,240 | SH | SOLE | 10,240 | 0 | 0 | ||
Auto Data Processing | COM | 053015103 | 236 | 1,250 | SH | SOLE | 1,250 | 0 | 0 | ||
Bank of America Corp. | COM | 060505104 | 2,395 | 61,910 | SH | SOLE | 61,910 | 0 | 0 | ||
Berkshire Hathaway Inc. Cla | COM | 084670702 | 322 | 1,259 | SH | SOLE | 1,259 | 0 | 0 | ||
BlackRock MuniYield Qty III | ETF | 09254E103 | 324 | 22,700 | SH | SOLE | 22,700 | 0 | 0 | ||
BP Plc. ADR | ADR | 055622104 | 293 | 12,044 | SH | SOLE | 12,044 | 0 | 0 | ||
BristolMyers Squibb Co. | COM | 110122108 | 814 | 12,893 | SH | SOLE | 12,893 | 0 | 0 | ||
Capital One Financial Corp | COM | 14040H105 | 1,410 | 11,084 | SH | SOLE | 11,084 | 0 | 0 | ||
CarGurus Inc. Class A | COM | 141788109 | 238 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CF Industries Holdings Inc | COM | 125269100 | 637 | 14,033 | SH | SOLE | 14,033 | 0 | 0 | ||
Chevron Corp. | COM | 166764100 | 6,420 | 61,269 | SH | SOLE | 61,269 | 0 | 0 | ||
Chubb Ltd. | COM | H1467J104 | 359 | 2,272 | SH | SOLE | 2,272 | 0 | 0 | ||
Cisco Systems Inc. | COM | 17275R102 | 1,738 | 33,602 | SH | SOLE | 33,602 | 0 | 0 | ||
Clorox Co. | COM | 189054109 | 227 | 1,175 | SH | SOLE | 1,175 | 0 | 0 | ||
CocaCola Company | COM | 191216100 | 1,150 | 21,811 | SH | SOLE | 21,811 | 0 | 0 | ||
Communication Services Sel | ETF | 81369Y852 | 208 | 2,841 | SH | SOLE | 2,841 | 0 | 0 | ||
Constellation Brands Inc. | COM | 21036P108 | 3,981 | 17,463 | SH | SOLE | 17,463 | 0 | 0 | ||
Costco Wholesale Corp. | COM | 22160K105 | 616 | 1,747 | SH | SOLE | 1,747 | 0 | 0 | ||
Cummins Inc. | COM | 231021106 | 811 | 3,131 | SH | SOLE | 3,131 | 0 | 0 | ||
CVS Caremark Corp. | COM | 126650100 | 1,037 | 13,785 | SH | SOLE | 13,785 | 0 | 0 | ||
Danaher Corp. | COM | 235851102 | 1,175 | 5,221 | SH | SOLE | 5,221 | 0 | 0 | ||
Darden Restaurants Inc. | COM | 237194105 | 1,566 | 11,026 | SH | SOLE | 11,026 | 0 | 0 | ||
DTE Energy Company | COM | 233331107 | 723 | 5,431 | SH | SOLE | 5,431 | 0 | 0 | ||
Eaton Vance California Muni | COM | 27828A100 | 177 | 15,200 | SH | SOLE | 15,200 | 0 | 0 | ||
Eaton Vance Municipal Bond | NOTE | 27827X101 | 146 | 10,990 | SH | SOLE | 10,990 | 0 | 0 | ||
eBay Inc | COM | 278642103 | 246 | 4,015 | SH | SOLE | 4,015 | 0 | 0 | ||
Ecolab Inc. | COM | 278865100 | 593 | 2,772 | SH | SOLE | 2,772 | 0 | 0 | ||
Edoc Acquisition Corp Ordin | COM | G4000A102 | 191 | 19,100 | SH | SOLE | 19,100 | 0 | 0 | ||
Eli Lilly & Co. | COM | 532457108 | 982 | 5,255 | SH | SOLE | 5,255 | 0 | 0 | ||
Emerson Electric Co. | COM | 291011104 | 337 | 3,730 | SH | SOLE | 3,730 | 0 | 0 | ||
Exxon Mobil Corporation | COM | 30231G102 | 36,713 | 657,577 | SH | SOLE | 657,577 | 0 | 0 | ||
Facebook Inc. | COM | 30303M102 | 1,785 | 6,060 | SH | SOLE | 6,060 | 0 | 0 | ||
Financial Select Sector SPD | ETF | 81369Y605 | 1,797 | 52,771 | SH | SOLE | 52,771 | 0 | 0 | ||
Fiserv Inc. | COM | 337738108 | 2,925 | 24,570 | SH | SOLE | 24,570 | 0 | 0 | ||
Gilead Sciences Inc. | COM | 375558103 | 658 | 10,187 | SH | SOLE | 10,187 | 0 | 0 | ||
Global X US Infrastructure | ETF | 37954Y673 | 1,490 | 59,439 | SH | SOLE | 59,439 | 0 | 0 | ||
Growth Capital Acquisition | COM | 39986V107 | 151 | 15,570 | SH | SOLE | 15,570 | 0 | 0 | ||
HP Inc | COM | 40434l105 | 1,257 | 39,586 | SH | SOLE | 39,586 | 0 | 0 | ||
Illinois Tool Works Inc. | COM | 452308109 | 251 | 1,131 | SH | SOLE | 1,131 | 0 | 0 | ||
Intel Corp. | COM | 458140100 | 2,260 | 35,320 | SH | SOLE | 35,320 | 0 | 0 | ||
International Business Mach | COM | 459200101 | 481 | 3,610 | SH | SOLE | 3,610 | 0 | 0 | ||
Invesco Muni Invst. Grade T | ETF | 46131M106 | 179 | 13,300 | SH | SOLE | 13,300 | 0 | 0 | ||
Invesco QQQ Trust | ETF | 46090E103 | 2,543 | 7,967 | SH | SOLE | 7,967 | 0 | 0 | ||
Invesco Quality Muni Income | ETF | 46133G107 | 189 | 14,600 | SH | SOLE | 14,600 | 0 | 0 | ||
Invesco S&P 500 Equal Weig | ETF | 46137v357 | 3,818 | 26,949 | SH | SOLE | 26,949 | 0 | 0 | ||
Invesco Senior Loan ETF | ETF | 46138G508 | 972 | 43,928 | SH | SOLE | 43,928 | 0 | 0 | ||
Invesco Value Muni Income T | NOTE | 46132P108 | 284 | 18,100 | SH | SOLE | 18,100 | 0 | 0 | ||
Invesco Variable Rate Prefe | ETF | 46138G870 | 1,890 | 73,113 | SH | SOLE | 73,113 | 0 | 0 | ||
iShares Barclays 13 Yr. Tr | ETF | 464287457 | 676 | 7,839 | SH | SOLE | 7,839 | 0 | 0 | ||
iShares Barclays Aggregate | ETF | 464287226 | 7,389 | 64,911 | SH | SOLE | 64,911 | 0 | 0 | ||
iShares Barclays TIPS Bond | ETF | 464287176 | 1,038 | 8,270 | SH | SOLE | 8,270 | 0 | 0 | ||
iShares Cohen & Steers REIT | ETF | 464287564 | 937 | 16,217 | SH | SOLE | 16,217 | 0 | 0 | ||
iShares DJ Select Dividend | ETF | 464287168 | 623 | 5,463 | SH | SOLE | 5,463 | 0 | 0 | ||
iShares Edge MSCI USA Quali | ETF | 46432F339 | 1,077 | 8,841 | SH | SOLE | 8,841 | 0 | 0 | ||
iShares Floating Rate Bond | ETF | 46429B655 | 1,657 | 32,622 | SH | SOLE | 32,622 | 0 | 0 | ||
iShares IntermediateTerm C | ETF | 464288638 | 609 | 10,286 | SH | SOLE | 10,286 | 0 | 0 | ||
iShares MSCI EAFE Index Fun | ETF | 464287465 | 496 | 6,536 | SH | SOLE | 6,536 | 0 | 0 | ||
iShares MSCI EAFE Minimum V | ETF | 46429B689 | 1,329 | 18,213 | SH | SOLE | 18,213 | 0 | 0 | ||
iShares MSCI Emerging Marke | ETF | 464287234 | 3,108 | 58,270 | SH | SOLE | 58,270 | 0 | 0 | ||
iShares MSCI USA Min Vol Fa | ETF | 46429B697 | 977 | 14,126 | SH | SOLE | 14,126 | 0 | 0 | ||
iShares MSCI USA Momentum F | ETF | 46432F396 | 1,292 | 8,033 | SH | SOLE | 8,033 | 0 | 0 | ||
iShares National Muni Bond | ETF | 464288414 | 440 | 3,793 | SH | SOLE | 3,793 | 0 | 0 | ||
iShares Russell 1000 ETF | ETF | 464287622 | 1,561 | 6,974 | SH | SOLE | 6,974 | 0 | 0 | ||
iShares Russell 1000 Growth | ETF | 464287614 | 2,552 | 10,501 | SH | SOLE | 10,501 | 0 | 0 | ||
iShares Russell 2000 Index | ETF | 464287655 | 6,024 | 27,264 | SH | SOLE | 27,264 | 0 | 0 | ||
iShares S&P 500 Index Fund | ETF | 464287200 | 8,693 | 21,851 | SH | SOLE | 21,851 | 0 | 0 | ||
iShares S&P SmallCap 600 In | ETF | 464287804 | 477 | 4,397 | SH | SOLE | 4,397 | 0 | 0 | ||
iShares S&P US Pref. Stock | ETF | 464288687 | 881 | 22,941 | SH | SOLE | 22,941 | 0 | 0 | ||
iShares US Home Constructio | ETF | 464288752 | 1,435 | 21,140 | SH | SOLE | 21,140 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 909 | 5,532 | SH | SOLE | 5,532 | 0 | 0 | ||
JP Morgan Chase & Co. | COM | 46625H100 | 3,611 | 23,723 | SH | SOLE | 23,723 | 0 | 0 | ||
KLA Corp | COM | 482480100 | 805 | 2,437 | SH | SOLE | 2,437 | 0 | 0 | ||
L3Harris Technologies Inc | COM | 502431109 | 433 | 2,138 | SH | SOLE | 2,138 | 0 | 0 | ||
Lionheart Acquisition Corp | Mutual Fund | 53625R104 | 196 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
LKQ Corp | COM | 501889208 | 892 | 21,062 | SH | SOLE | 21,062 | 0 | 0 | ||
Lowe's Companies Inc. | COM | 548661107 | 1,990 | 10,464 | SH | SOLE | 10,464 | 0 | 0 | ||
Mastercard Inc | COM | 57636Q104 | 3,236 | 9,089 | SH | SOLE | 9,089 | 0 | 0 | ||
McDonald's Corp. | COM | 580135101 | 2,006 | 8,950 | SH | SOLE | 8,950 | 0 | 0 | ||
McKesson Corp. | COM | 58155Q103 | 1,425 | 7,307 | SH | SOLE | 7,307 | 0 | 0 | ||
Merck & Co. Inc. | COM | 58933Y105 | 619 | 8,025 | SH | SOLE | 8,025 | 0 | 0 | ||
Microchip Technology Inc. | COM | 595017104 | 1,015 | 6,541 | SH | SOLE | 6,541 | 0 | 0 | ||
Microsoft Corp | COM | 594918104 | 2,869 | 12,168 | SH | SOLE | 12,168 | 0 | 0 | ||
Novartis AG ADR | ADR | 66987V109 | 266 | 3,111 | SH | SOLE | 3,111 | 0 | 0 | ||
Nuveen NY AMTFree Quality | NOTE | 670656107 | 171 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
Nuveen Quality Muni Income | ETF | 67066V101 | 338 | 22,300 | SH | SOLE | 22,300 | 0 | 0 | ||
Nvidia Corp. | COM | 67066G104 | 9,573 | 17,930 | SH | SOLE | 17,930 | 0 | 0 | ||
Oracle Corporation | COM | 68389X105 | 228 | 3,247 | SH | SOLE | 3,247 | 0 | 0 | ||
PayPal Holdings Inc. | COM | 70450Y103 | 1,898 | 7,817 | SH | SOLE | 7,817 | 0 | 0 | ||
Pepsico Incorporated | COM | 713448108 | 223 | 1,575 | SH | SOLE | 1,575 | 0 | 0 | ||
Pfizer Inc. | COM | 717081103 | 1,889 | 52,148 | SH | SOLE | 52,148 | 0 | 0 | ||
Procter & Gamble | COM | 742718109 | 1,610 | 11,888 | SH | SOLE | 11,888 | 0 | 0 | ||
Property Solutions Acquisi | COM | 74350A207 | 118 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
PTK Acquisition Corp Ordina | COM | 69375F108 | 100 | 10,150 | SH | SOLE | 10,150 | 0 | 0 | ||
Public Service Enterprise G | COM | 744573106 | 1,230 | 20,422 | SH | SOLE | 20,422 | 0 | 0 | ||
Quanta Services Inc. | COM | 74762E102 | 1,903 | 21,628 | SH | SOLE | 21,628 | 0 | 0 | ||
Raytheon Technologies Corp | COM | 75513E101 | 392 | 5,071 | SH | SOLE | 5,071 | 0 | 0 | ||
Roman DBDR Tech Acquisition | COM | 77584N101 | 199 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Roper Industries Inc. | COM | 776696106 | 1,958 | 4,855 | SH | SOLE | 4,855 | 0 | 0 | ||
Salesforce.com Inc. | COM | 79466L302 | 260 | 1,229 | SH | SOLE | 1,229 | 0 | 0 | ||
Seaport Global Acquisition | COM | 812227106 | 110 | 11,200 | SH | SOLE | 11,200 | 0 | 0 | ||
SherwinWilliams Co. | COM | 824348106 | 232 | 315 | SH | SOLE | 315 | 0 | 0 | ||
Snowflake Inc Ordinary Shar | COM | 833445109 | 385 | 1,679 | SH | SOLE | 1,679 | 0 | 0 | ||
SPDR BarCap ST High Yield B | ETF | 78468R408 | 2,305 | 84,333 | SH | SOLE | 84,333 | 0 | 0 | ||
SPDR Blackstone GSO Seni | ETF | 78467V608 | 526 | 11,495 | SH | SOLE | 11,495 | 0 | 0 | ||
SPDR Gold Shares | ETF | 78463V107 | 2,975 | 18,596 | SH | SOLE | 18,596 | 0 | 0 | ||
SPDR Nuveen Blmbg Barclays | NOTE | 78468R721 | 613 | 11,858 | SH | SOLE | 11,858 | 0 | 0 | ||
SPDR Nuveen Blmbg Barclays | ETF | 78468R739 | 2,468 | 49,795 | SH | SOLE | 49,795 | 0 | 0 | ||
SPDR S&P 500 ETF | ETF | 78462F103 | 4,686 | 11,824 | SH | SOLE | 11,824 | 0 | 0 | ||
SPDR S&P MidCap 400 ETF | ETF | 78467Y107 | 7,742 | 16,263 | SH | SOLE | 16,263 | 0 | 0 | ||
Stanley Black & Decker Inc. | COM | 854502101 | 1,349 | 6,758 | SH | SOLE | 6,758 | 0 | 0 | ||
Stryker Corp. | COM | 863667101 | 757 | 3,107 | SH | SOLE | 3,107 | 0 | 0 | ||
SVB Financial Group | COM | 78486Q101 | 273 | 552 | SH | SOLE | 552 | 0 | 0 | ||
Synopsys Inc. | COM | 871607107 | 640 | 2,582 | SH | SOLE | 2,582 | 0 | 0 | ||
Sysco Corporation | COM | 871829107 | 365 | 4,637 | SH | SOLE | 4,637 | 0 | 0 | ||
Target Corporation | COM | 87612E106 | 2,751 | 13,888 | SH | SOLE | 13,888 | 0 | 0 | ||
Technology Select Sector SP | COM | 81369Y803 | 1,573 | 11,841 | SH | SOLE | 11,841 | 0 | 0 | ||
Tesla Motors Inc. | COM | 88160R101 | 508 | 760 | SH | SOLE | 760 | 0 | 0 | ||
Thermo Fisher Scientific In | COM | 883556102 | 3,638 | 7,971 | SH | SOLE | 7,971 | 0 | 0 | ||
TJX Companies Inc. | COM | 872540109 | 255 | 3,850 | SH | SOLE | 3,850 | 0 | 0 | ||
Trane Technologies PLC | COM | G8994E103 | 621 | 3,748 | SH | SOLE | 3,748 | 0 | 0 | ||
Travelers Companies Inc. | COM | 89417E109 | 1,409 | 9,368 | SH | SOLE | 9,368 | 0 | 0 | ||
Tyson Foods, Inc. Class A | COM | 902494103 | 1,056 | 14,218 | SH | SOLE | 14,218 | 0 | 0 | ||
Union Pacific Corp. | COM | 907818108 | 1,052 | 4,771 | SH | SOLE | 4,771 | 0 | 0 | ||
Valero Energy Corp. | COM | 91913Y100 | 742 | 10,360 | SH | SOLE | 10,360 | 0 | 0 | ||
VanEck Vectors High Yield M | NOTE | 92189H409 | 1,655 | 26,623 | SH | SOLE | 26,623 | 0 | 0 | ||
Vanguard High Dividend Yiel | ETF | 921946406 | 377 | 3,733 | SH | SOLE | 3,733 | 0 | 0 | ||
Vanguard IntTerm Corporate | ETF | 92206C870 | 1,166 | 12,530 | SH | SOLE | 12,530 | 0 | 0 | ||
Vanguard ShortTerm Corp. B | ETF | 92206C409 | 3,718 | 45,065 | SH | SOLE | 45,065 | 0 | 0 | ||
Vanguard Small Cap ETF | ETF | 922908751 | 5,400 | 25,223 | SH | SOLE | 25,223 | 0 | 0 | ||
Vanguard Value ETF | COM | 922908744 | 205 | 1,560 | SH | SOLE | 1,560 | 0 | 0 | ||
Verizon Communications | COM | 92343V104 | 1,941 | 33,379 | SH | SOLE | 33,379 | 0 | 0 | ||
Visa Inc. | COM | 92826C839 | 284 | 1,340 | SH | SOLE | 1,340 | 0 | 0 | ||
WalMart Stores Inc. | COM | 931142103 | 1,623 | 11,948 | SH | SOLE | 11,948 | 0 | 0 | ||
Walt Disney Co. | COM | 254687106 | 2,857 | 15,485 | SH | SOLE | 15,485 | 0 | 0 | ||
Wyndham Hotels & Resorts In | COM | 98311A105 | 216 | 3,100 | SH | SOLE | 3,100 | 0 | 0 | ||
Zoetis Inc. | COM | 98978V103 | 390 | 2,478 | SH | SOLE | 2,478 | 0 | 0 |