Diversified Real Asset Income Fund (DRA) Inactive
Filed: 20 Aug 18, 12:00am
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22936
Diversified Real Asset Income Fund
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Cedric H. Antosiewicz – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: May 31
Date of reporting period: June 30, 2018
Item 1. Proxy Voting Record
FORM N-PX
ICA File Number: 811-22936
Registrant Name: Diversified Real Asset Income Fund
Reporting Period: 07/01/2017 - 06/30/2018
Diversified Real Asset Income Fund
| AEW UK REIT PLC Meeting Date: SEP 12, 2017 Record Date: SEP 08, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AEWU Security ID: G012AV108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Revised Financial Statements and Statutory Reports for the Year Ended 30 April 2016 | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Re-elect James Hyslop as Director | Management | For | For |
| 8 | Elect Katrina Hart as Director | Management | For | For |
| 9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 12 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| AUSNET SERVICES Meeting Date: JUL 20, 2017 Record Date: JUL 18, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AST Security ID: Q0708Q109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2a | Elect Nora Scheinkestel as Director | Management | For | For |
| 2b | Elect Ralph Craven as Director | Management | For | Against |
| 2c | Elect Sally Farrier as Director | Management | For | For |
| 2d | Elect Sun Jianxing as Director | Management | For | Against |
| 3 | Approve Remuneration Report | Management | For | Against |
| 4 | Approve the Grant of Equity Awards to Nino Ficca | Management | For | For |
| 5 | Approve the Issuance of Shares | Management | For | For |
| 6 | Approve the Issuance of Shares Pursuant to the Dividend Reinvestment Plan | Management | For | For |
| 7 | Approve the Issuance of Shares Pursuant to an Employee Incentive Scheme | Management | For | For |
| 8 | Approve the Renewal of Proportional Takeover Provision | Management | For | For |
| CARE CAPITAL PROPERTIES, INC. Meeting Date: AUG 15, 2017 Record Date: JUN 29, 2017 Meeting Type: SPECIAL | ||||
| Ticker: CCP Security ID: 141624106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| EMPIRIC STUDENT PROPERTY PLC Meeting Date: JUL 21, 2017 Record Date: JUL 19, 2017 Meeting Type: SPECIAL | ||||
| Ticker: ESP Security ID: G30381100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorise Issue of Equity Pursuant to the Capital Raising | Management | For | For |
| 2 | Authorise Issue of Equity without Pre-emptive Rights Pursuant to the Capital Raising | Management | For | For |
| 3 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| FRASERS LOGISTICS AND INDUSTRIAL TRUST Meeting Date: JUL 26, 2017 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: BUOU Security ID: Y26465107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of Seven Properties in Australia | Management | For | For |
| INFRATIL LIMITED Meeting Date: AUG 24, 2017 Record Date: AUG 22, 2017 Meeting Type: ANNUAL | ||||
| Ticker: IFT Security ID: Q4933Q124 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Marko Bogoievski as Director | Management | For | For |
| 2 | Elect Humphry Rolleston as Director | Management | For | For |
| 3 | Elect Peter Springford as Director | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
| LANDMARK INFRASTRUCTURE PARTNERS LP Meeting Date: JUL 20, 2017 Record Date: MAY 23, 2017 Meeting Type: SPECIAL | ||||
| Ticker: LMRK Security ID: 51508J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Securities Transfer Restrictions | Management | For | For |
| MAPLETREE COMMERCIAL TRUST Meeting Date: JUL 26, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: N2IU Security ID: Y5759T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors' Report | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditor and Authorize Manager to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| MAPLETREE GREATER CHINA COMMERCIAL TRUST Meeting Date: JUL 19, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: RW0U Security ID: Y5759X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors' Report | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize the Manager to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| MAPLETREE LOGISTICS TRUST Meeting Date: JUL 17, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: M44U Security ID: Y5759Q107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors' Report | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Manager to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| NATIONAL GRID PLC Meeting Date: JUL 31, 2017 Record Date: JUN 21, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NG. Security ID: 636274409 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Sir Peter Gershon as Director | Management | For | For |
| 4 | Re-elect John Pettigrew as Director | Management | For | For |
| 5 | Re-elect Andrew Bonfield as Director | Management | For | For |
| 6 | Re-elect Dean Seavers as Director | Management | For | For |
| 7 | Re-elect Nicola Shaw as Director | Management | For | For |
| 8 | Re-elect Nora Brownell as Director | Management | For | For |
| 9 | Re-elect Jonathan Dawson as Director | Management | For | For |
| 10 | Elect Pierre Dufour as Director | Management | For | For |
| 11 | Re-elect Therese Esperdy as Director | Management | For | For |
| 12 | Re-elect Paul Golby as Director | Management | For | For |
| 13 | Re-elect Mark Williamson as Director | Management | For | For |
| 14 | Appoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve Remuneration Policy | Management | For | For |
| 17 | Approve Remuneration Report | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| NEXTENERGY SOLAR FUND LTD. Meeting Date: AUG 24, 2017 Record Date: AUG 22, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NESF Security ID: G65006101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Dividend Policy | Management | For | For |
| 5 | Re-elect Patrick Firth as Director | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers CI LLP as Auditors | Management | For | For |
| 7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Authorise Issue of Ordinary Shares without Pre-emptive Rights | Management | For | Against |
| 9 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 10 | Approve Change of Company's Investment Policy | Management | For | For |
| NSI NV Meeting Date: JUL 21, 2017 Record Date: JUN 23, 2017 Meeting Type: SPECIAL | ||||
| Ticker: NSI Security ID: N6S10A115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Alianne de Jong to Management Board | Management | For | For |
| 3 | Elect Margreet Haandrikman to Supervisory Board | Management | For | For |
| 4 | Other Business (Non-Voting) | Management | None | None |
| 5 | Close Meeting | Management | None | None |
| PARK HOTELS & RESORTS INC. Meeting Date: JUL 28, 2017 Record Date: JUN 01, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PK Security ID: 700517105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
| 1.2 | Elect Director Gordon M. Bethune | Management | For | For |
| 1.3 | Elect Director Patricia M. Bedient | Management | For | For |
| 1.4 | Elect Director Geoffrey Garrett | Management | For | For |
| 1.5 | Elect Director Robert G. Harper | Management | For | For |
| 1.6 | Elect Director Tyler S. Henritze | Management | For | For |
| 1.7 | Elect Director Christie B. Kelly | Management | For | For |
| 1.8 | Elect Director Joseph I. Lieberman | Management | For | For |
| 1.9 | Elect Director Xianyi Mu | Management | For | For |
| 1.10 | Elect Director Timothy J. Naughton | Management | For | For |
| 1.11 | Elect Director Stephen I. Sadove | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SABRA HEALTH CARE REIT, INC. Meeting Date: AUG 15, 2017 Record Date: JUN 29, 2017 Meeting Type: SPECIAL | ||||
| Ticker: SBRA Security ID: 78573L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| SSE PLC Meeting Date: JUL 20, 2017 Record Date: JUL 18, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SSE Security ID: G8842P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Gregor Alexander as Director | Management | For | For |
| 5 | Re-elect Jeremy Beeton as Director | Management | For | For |
| 6 | Re-elect Katie Bickerstaffe as Director | Management | For | For |
| 7 | Re-elect Sue Bruce as Director | Management | For | For |
| 8 | Re-elect Crawford Gillies as Director | Management | For | For |
| 9 | Re-elect Richard Gillingwater as Director | Management | For | For |
| 10 | Re-elect Peter Lynas as Director | Management | For | For |
| 11 | Re-elect Helen Mahy as Director | Management | For | For |
| 12 | Re-elect Alistair Phillips-Davies as Director | Management | For | For |
| 13 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| STAGECOACH GROUP PLC Meeting Date: AUG 25, 2017 Record Date: AUG 23, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SGC Security ID: G8403M233 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Increase in the Aggregate Annual Limit of Fees Payable to Directors | Management | For | For |
| 5 | Approve Final Dividend | Management | For | For |
| 6 | Elect Julie Southern as Director | Management | For | For |
| 7 | Re-elect Gregor Alexander as Director | Management | For | For |
| 8 | Re-elect James Bilefield as Director | Management | For | For |
| 9 | Re-elect Sir Ewan Brown as Director | Management | For | For |
| 10 | Re-elect Ann Gloag as Director | Management | For | For |
| 11 | Re-elect Martin Griffiths as Director | Management | For | For |
| 12 | Re-elect Ross Paterson as Director | Management | For | For |
| 13 | Re-elect Sir Brian Souter as Director | Management | For | For |
| 14 | Re-elect Karen Thomson as Director | Management | For | For |
| 15 | Re-elect Ray O'Toole as Director | Management | For | For |
| 16 | Re-elect Will Whitehorn as Director | Management | For | For |
| 17 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA Meeting Date: JUL 26, 2017 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: TAEE11 Security ID: P9T5CD126 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Fiscal Council Members | Management | For | For |
| TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA Meeting Date: AUG 02, 2017 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: TAEE11 Security ID: P9T5CD126 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify Transfer of All Assets of Companhia Transleste de Transmissao S.A., Companhia Transudeste de Transmissao S.A. and Companhia Transirape de Transmissao S.A. Owned by Companhia Energetica de Minas Gerais (CEMIG) to the Company | Management | For | Against |
| VERESEN INC. Meeting Date: JUL 11, 2017 Record Date: MAY 23, 2017 Meeting Type: SPECIAL | ||||
| Ticker: VSN Security ID: 92340R106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition by Pembina Pipeline Corporation | Management | For | For |
END NPX REPORT
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Diversified Real Asset Income Fund
| By | /s/ Cedric H. Antosiewicz | |
| Cedric H. Antosiewicz – Chief Administrative Officer | ||
| Date | ||
August 20, 2018