COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
FIRST TRUST CONSUMER DISCRE | COM | 33734X101 | 14,103 | 393,931 | SH | | DFND | | 387,648 | 0 | 6,283 |
FIRST TRUST CONSUMER STAPLE | COM | 33734X119 | 12,319 | 289,373 | SH | | DFND | | 284,954 | 0 | 4,419 |
FIRST TRUST ENERGY ALPHAD | COM | 33734X127 | 8,549 | 408,437 | SH | | DFND | | 402,724 | 0 | 5,713 |
FIRST TRUST FINANCIALS ALPHAD | COM | 33734X135 | 22,425 | 963,671 | SH | | DFND | | 948,689 | 0 | 14,982 |
FIRST TRUST HEALTHCARE ALPHAD | COM | 33734X143 | 14,850 | 246,302 | SH | | DFND | | 242,421 | 0 | 3,881 |
FIRST TRUST INDUSTRIAL PRODUC | COM | 33734X150 | 12,988 | 428,234 | SH | | DFND | | 421,797 | 0 | 6,437 |
FIRST TRUST IV ENHANCED SHORT | COM | 33739q408 | 218 | 3,645 | SH | | DFND | | 3,645 | 0 | 0 |
FIRST TRUST LARGE CAP CORE A | COM | 33734K109 | 67,040 | 1,469,213 | SH | | DFND | | 1,453,653 | 0 | 15,560 |
FIRST TRUST MATERIALS ALPHAD | COM | 33734X168 | 3,680 | 116,641 | SH | | DFND | | 114,874 | 0 | 1,767 |
FIRST TRUST MID CAP CORE A | COM | 33735B108 | 18,446 | 349,164 | SH | | DFND | | 343,683 | 0 | 5,481 |
FIRST TRUST SMALL CAP CORE A | COM | 33734Y109 | 18,558 | 378,733 | SH | | DFND | | 372,773 | 0 | 5,960 |
FIRST TRUST TECHNOLOGY ALPAHD | COM | 33734X176 | 38,113 | 1,104,392 | SH | | DFND | | 1,089,925 | 0 | 14,467 |
FIRST TRUST UTILITIES ALPHAD | COM | 33734X184 | 7,444 | 299,195 | SH | | DFND | | 294,494 | 0 | 4,701 |
Guggenheim Enhn Short Dura ETF | COM | 18383M654 | 875 | 17,521 | SH | | DFND | | 17,521 | 0 | 0 |
ISHARES CORE S&P 500 ETF | COM | 464287200 | 65,277 | 315,546 | SH | | DFND | | 312,823 | 0 | 2,723 |
ISHARES CORE S&P TOTAL US STOC | COM | 464287150 | 54,773 | 583,375 | SH | | DFND | | 578,329 | 0 | 5,046 |
ISHARES CORE US AGGREGATE BOND | COM | 464287226 | 6,039 | 54,840 | SH | | DFND | | 53,994 | 0 | 846 |
ISHARES HIGH DIVIDEND ETF | COM | 46429B663 | 43,654 | 570,336 | SH | | DFND | | 565,532 | 0 | 4,804 |
ISHARES IBOXX $ HIGH YIELD COR | COM | 464288513 | 23,000 | 256,702 | SH | | DFND | | 254,606 | 0 | 2,096 |
ISHARES INTERMEDIATE CREDI | COM | 464288638 | 876 | 8,017 | SH | | DFND | | 8,017 | 0 | 0 |
ISHARES MSCI EAFE ETF | COM | 464287465 | 15,893 | 261,228 | SH | | DFND | | 259,090 | 0 | 2,138 |
ISHARES MSCI EMERGING MARKETS | COM | 464287234 | 19,963 | 508,104 | SH | | DFND | | 503,924 | 0 | 4,180 |
ISHARES MSCI USA MIN VOLATILIT | COM | 46429B697 | 8,966 | 221,481 | SH | | DFND | | 219,528 | 0 | 1,953 |
ISHARES RUSSELL 2000 ETF | COM | 464287655 | 20,046 | 167,577 | SH | | DFND | | 166,120 | 0 | 1,457 |
ISHARES SHORT MATURITY BOND | COM | 46431W507 | 236 | 4,715 | SH | | DFND | | 4,715 | 0 | 0 |
ISHARES U S REAL ESTATE ET | COM | 464287739 | 22,392 | 291,410 | SH | | DFND | | 288,840 | 0 | 2,570 |
PIMCO 0-5 Year High Yield Corp | COM | 72201R783 | 868 | 8,611 | SH | | DFND | | 8,611 | 0 | 0 |
PowerShares Build America Bd | COM | 73937B407 | 426 | 13,991 | SH | | DFND | | 13,991 | 0 | 0 |
PowerShares QQQ Trust Sr 1 | COM | 73935A104 | 9,260 | 89,682 | SH | | DFND | | 88,874 | 0 | 808 |
PowerShares Sr. Loan Portfolio | COM | 73936Q769 | 769 | 32,022 | SH | | DFND | | 32,022 | 0 | 0 |
Pshrs DB USD Bullish Fund | COM | 73936D107 | 12,888 | 537,668 | SH | | DFND | �� | 533,195 | 0 | 4,473 |
RYDEX GUGGENHEIM S&P 500EQUAL | COM | 78355W106 | 13,163 | 164,437 | SH | | DFND | | 163,010 | 0 | 1,427 |
RYDEX GUGGENHEIM S&P 500PURE V | COM | 78355W304 | 32,931 | 599,189 | SH | | DFND | | 594,004 | 0 | 5,185 |
SSGA ACTIVE BLACKS | COM | 78467V608 | 16,571 | 339,914 | SH | | DFND | | 337,177 | 0 | 2,737 |