The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Argos Therapeutics Inc. | Common | 040221103 | 5,984 | 13,242,279 | SH | DFND | 1 | 0 | 13,242,279 | 0 | |
Argos Therapeutics Inc. | Common | 040221103 | 1,513 | 3,347,877 | SH | Call | DFND | 1 | 0 | 3,347,877 | 0 |
Proteon Therapeutics Inc. | Common | 74371L109 | 2,039 | 1,165,344 | SH | DFND | 1 | 0 | 1,165,344 | 0 | |
Protagonist Therapeutic, Inc. | Common | 74366E102 | 12,583 | 982,270 | SH | DFND | 1 | 0 | 982,270 | 0 | |
Jounce Therapeutics | Common | 481116101 | 14,559 | 662,063 | SH | DFND | 1 | 0 | 662,063 | 0 |