Item 1. | |
(a) | Name of issuer:
Heritage Commerce Corp (HTBK) |
(b) | Address of issuer's principal executive
offices:
224 Airport Parkway, San Jose, CA 95110 |
Item 2. | |
(a) | Name of person filing:
This Schedule 13G is being filed on behalf of the following Reporting Persons:
FJ Capital Management LLC
Financial Opportunity Fund LLC
Financial Opportunity Long/Short Fund LLC
Martin Friedman
|
(b) | Address or principal business office or, if
none, residence:
FJ Capital Management, LLC
7901 Jones Branch Drive, Suite 210
McLean, VA 22102
Financial Opportunity Fund LLC
7901 Jones Branch Drive, Suite 210
McLean, VA 22102
Financial Opportunity Long/Short Fund LLC
7901 Jones Branch Drive, Suite 210
McLean, VA 22102
Martin Friedman
7901 Jones Branch Drive, Suite 210
McLean, VA 22102
|
(c) | Citizenship:
Financial Opportunity Fund LLC, Financial Opportunity Long/Short Fund LLC, and FJ Capital Management LLC - Delaware limited liability companies
Martin Friedman - United States citizen
|
(d) | Title of class of securities:
Common Stock |
(e) | CUSIP No.:
426927109 |
Item 4. | Ownership |
(a) | Amount beneficially owned:
FJ Capital Management LLC - 3,040,806 shares
Financial Opportunity Fund LLC - 2,794,904 shares
Financial Opportunity Long/Short Fund LLC - 71,620 shares
Martin Friedman - 3,040,806 shares
|
(b) | Percent of class:
FJ Capital Management LLC - 4.96%
Financial Opportunity Fund LLC - 4.56%
Financial Opportunity Long/Short Fund LLC - 0.12%
Martin Friedman - 4.56%
% |
(c) | Number of shares as to which the person has:
|
| (i) Sole power to vote or to direct the vote:
All Reporting Persons - 0
|
| (ii) Shared power to vote or to direct the
vote:
FJ Capital Management LLC - 3,040,806 shares
Financial Opportunity Fund LLC - 2,794,904 shares
Financial Opportunity Long/Short Fund LLC - 71,620 shares
Martin Friedman - 3,040,806 shares
|
| (iii) Sole power to dispose or to direct the
disposition of:
All Reporting Persons - 0
|
| (iv) Shared power to dispose or to direct the
disposition of:
FJ Capital Management LLC - 3,040,806 shares
Financial Opportunity Fund LLC - 2,794,904 shares
Financial Opportunity Long/Short Fund LLC - 71,620 shares
Martin Friedman - 3,040,806 shares
|
Item 5. | Ownership of 5 Percent or Less of a Class. |
| ![Checkbox checked](/img/sec/box-checked.jpg)
Ownership of 5 percent or less of a class |
Item 6. | Ownership of more than 5 Percent on Behalf of
Another Person. |
|
Not Applicable
|
Item 7. | Identification and Classification of the
Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or
Control Person. |
|
Not Applicable
|
Item 8. | Identification and Classification of Members
of the Group. |
|
If a group has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(J), so
indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of
each member of the group. If a group has filed this schedule pursuant to §240.13d-1(c) or
§240.13d-1(d), attach an exhibit stating the identity of each member of the group.
Due to the relationships among them, the reporting persons hereunder may be deemed to constitute a "group" with one another for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934. |
Item 9. | Notice of Dissolution of Group. |
|
Not Applicable
|