The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADICET BIO INC | COM | 007002108 | 3,461 | 197,898 | SH | SOLE | N/A | 197,898 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 8,987 | 500,000 | PRN | SOLE | N/A | 500,000 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | PUT | 007903957 | 720 | 5,000 | SH | Put | SOLE | N/A | 5,000 | 0 | 0 |
ADVISORSHARES TR | PURE US CANNABIS | 00768Y453 | 1,280 | 50,000 | SH | SOLE | N/A | 50,000 | 0 | 0 | |
ALAMOS GOLD INC NEW | COM CL A | 011532108 | 770 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 | |
ALBEMARLE CORP | COM | 012653101 | 2,338 | 10,000 | SH | SOLE | N/A | 10,000 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 2,851 | 24,000 | SH | SOLE | N/A | 24,000 | 0 | 0 | |
ALLOGENE THERAPEUTICS INC | COM | 019770106 | 1,492 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 12,892 | 4,450 | SH | SOLE | N/A | 4,450 | 0 | 0 | |
ALPHABET INC | PUT | 02079K957 | 4,340 | 1,500 | SH | Put | SOLE | N/A | 1,500 | 0 | 0 |
ALPHATEC HLDGS INC | COM NEW | 02081G201 | 2,686 | 235,000 | SH | SOLE | N/A | 235,000 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 6,002 | 1,800 | SH | SOLE | N/A | 1,800 | 0 | 0 | |
AMAZON COM INC | CALL | 023135906 | 3,334 | 1,000 | SH | Call | SOLE | N/A | 1,000 | 0 | 0 |
AMBARELLA INC | SHS | G037AX101 | 4,058 | 20,000 | SH | SOLE | N/A | 20,000 | 0 | 0 | |
ANGEL POND HOLDINGS CORP | *W EXP 99/99/999 | G0447J128 | 308 | 400,000 | SH | SOLE | N/A | 400,000 | 0 | 0 | |
ANGEL POND HOLDINGS CORP | SHS CL A | G0447J102 | 6,769 | 700,000 | SH | SOLE | N/A | 700,000 | 0 | 0 | |
APPLE INC | COM | 037833100 | 3,782 | 21,300 | SH | SOLE | N/A | 21,300 | 0 | 0 | |
APPLE INC | PUT | 037833950 | 888 | 5,000 | SH | Put | SOLE | N/A | 5,000 | 0 | 0 |
ARK ETF TR | CALL | 00214Q904 | 6,621 | 70,000 | SH | Call | SOLE | N/A | 70,000 | 0 | 0 |
ASPEN AEROGELS INC | COM | 04523Y105 | 9,819 | 197,213 | SH | SOLE | N/A | 197,213 | 0 | 0 | |
ASPEN AEROGELS INC | PUT | 04523Y955 | 1,992 | 40,000 | SH | Put | SOLE | N/A | 40,000 | 0 | 0 |
AXOGEN INC | COM | 05463X106 | 740 | 79,010 | SH | SOLE | N/A | 79,010 | 0 | 0 | |
AXT INC | COM | 00246W103 | 529 | 60,000 | SH | SOLE | N/A | 60,000 | 0 | 0 | |
B RILEY PRINCIPAL 150 MERGER | COM CL A | 05601V103 | 506 | 50,000 | SH | SOLE | N/A | 50,000 | 0 | 0 | |
BAIDU INC | SPON ADR REP A | 056752108 | 3,883 | 26,100 | SH | SOLE | N/A | 26,100 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 3,887 | 13,000 | SH | SOLE | N/A | 13,000 | 0 | 0 | |
BILIBILI INC | SPONS ADS REP Z | 090040106 | 464 | 10,000 | SH | SOLE | N/A | 10,000 | 0 | 0 | |
BILL COM HLDGS INC | COM | 090043100 | 2,990 | 12,000 | SH | SOLE | N/A | 12,000 | 0 | 0 | |
BLACKBERRY LTD | COM | 09228F103 | 795 | 85,000 | SH | SOLE | N/A | 85,000 | 0 | 0 | |
BM TECHNOLOGIES INC | *W EXP 01/04/202 | 05591L115 | 133 | 71,000 | SH | SOLE | N/A | 71,000 | 0 | 0 | |
BOEING CO | COM | 097023105 | 2,013 | 10,000 | SH | SOLE | N/A | 10,000 | 0 | 0 | |
BOOT BARN HLDGS INC | COM | 099406100 | 3,692 | 30,000 | SH | SOLE | N/A | 30,000 | 0 | 0 | |
CARRIAGE SVCS INC | COM | 143905107 | 1,039 | 16,120 | SH | SOLE | N/A | 16,120 | 0 | 0 | |
CATALYST PARTNRS ACQUISITN C | *W EXP 05/12/202 | G19550121 | 86 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 | |
CATALYST PARTNRS ACQUISITN C | UNIT 99/99/9999 | G19550113 | 4,870 | 500,000 | SH | SOLE | N/A | 500,000 | 0 | 0 | |
CELCUITY INC | COM | 15102K100 | 2,317 | 175,652 | SH | SOLE | N/A | 175,652 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 2,934 | 25,000 | SH | SOLE | N/A | 25,000 | 0 | 0 | |
CITI TRENDS INC | COM | 17306X102 | 379 | 4,000 | SH | SOLE | N/A | 4,000 | 0 | 0 | |
CODEXIS INC | COM | 192005106 | 782 | 25,000 | SH | SOLE | N/A | 25,000 | 0 | 0 | |
CONFORMIS INC | COM | 20717E101 | 1,523 | 2,000,000 | SH | SOLE | N/A | 2,000,000 | 0 | 0 | |
CUE BIOPHARMA INC | COM | 22978P106 | 1,244 | 110,000 | SH | SOLE | N/A | 110,000 | 0 | 0 | |
DENNYS CORP | COM | 24869P104 | 3,200 | 200,000 | SH | SOLE | N/A | 200,000 | 0 | 0 | |
DRAFTKINGS INC | COM CL A | 26142R104 | 1,648 | 60,000 | SH | SOLE | N/A | 60,000 | 0 | 0 | |
ENCORE CAP GROUP INC | COM | 292554102 | 2,795 | 45,000 | SH | SOLE | N/A | 45,000 | 0 | 0 | |
ENOVIX CORPORATION | COM | 293594107 | 3,267 | 119,768 | SH | SOLE | N/A | 119,768 | 0 | 0 | |
ENOVIX CORPORATION | PUT | 293594957 | 3,247 | 119,000 | SH | Put | SOLE | N/A | 119,000 | 0 | 0 |
ESTABLISHMENT LABS HLDGS INC | COM | G31249108 | 1,352 | 20,000 | SH | SOLE | N/A | 20,000 | 0 | 0 | |
ETF MANAGERS TR | ETFMG ALTR HRVST | 26924G508 | 712 | 64,300 | SH | Call | SOLE | N/A | 64,300 | 0 | 0 |
EUCRATES BIOMEDICAL ACQU COR | *W EXP 10/23/202 | G3141W122 | 77 | 133,332 | SH | SOLE | N/A | 133,332 | 0 | 0 | |
EVERI HLDGS INC | COM | 30034T103 | 641 | 30,000 | SH | SOLE | N/A | 30,000 | 0 | 0 | |
FORD MTR CO DEL | COM | 345370860 | 1,454 | 70,000 | SH | SOLE | N/A | 70,000 | 0 | 0 | |
FULL HSE RESORTS INC | COM | 359678109 | 1,817 | 150,000 | SH | SOLE | N/A | 150,000 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 7,622 | 130,000 | SH | SOLE | N/A | 130,000 | 0 | 0 | |
GENERAL MTRS CO | CALL | 37045V900 | 14,657 | 250,000 | SH | Call | SOLE | N/A | 250,000 | 0 | 0 |
GRANITE PT MTG TR INC | COM STK | 38741L107 | 2,946 | 251,564 | SH | SOLE | N/A | 251,564 | 0 | 0 | |
HYDROFARM HLDGS GROUP INC | COM | 44888K209 | 424 | 15,000 | SH | SOLE | N/A | 15,000 | 0 | 0 | |
ICAD INC | COM NEW | 44934S206 | 540 | 75,000 | SH | SOLE | N/A | 75,000 | 0 | 0 | |
INOTIV INC | COM | 45783Q100 | 1,262 | 30,000 | SH | SOLE | N/A | 30,000 | 0 | 0 | |
INSPIRED ENTMT INC | COM | 45782N108 | 3,888 | 300,000 | SH | SOLE | N/A | 300,000 | 0 | 0 | |
INTERNATIONAL MNY EXPRESS IN | COM | 46005L101 | 1,277 | 80,000 | SH | SOLE | N/A | 80,000 | 0 | 0 | |
INVESCO QQQ TR | PUT | 46090E953 | 68,629 | 172,500 | SH | Put | SOLE | N/A | 172,500 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 45,603 | 205,000 | SH | Put | SOLE | N/A | 205,000 | 0 | 0 |
ISHARES TR | U.S. REAL ES ETF | 464287739 | 23,228 | 200,000 | SH | Put | SOLE | N/A | 200,000 | 0 | 0 |
JD.COM INC | SPON ADR CL A | 47215P106 | 1,471 | 21,000 | SH | SOLE | N/A | 21,000 | 0 | 0 | |
JOINT CORP | COM | 47973J102 | 1,117 | 17,000 | SH | SOLE | N/A | 17,000 | 0 | 0 | |
KRANESHARES TR | CSI CHI INTERNET | 500767306 | 2,919 | 80,000 | SH | SOLE | N/A | 80,000 | 0 | 0 | |
KUKE MUSIC HLDG LTD | SPONSORED ADS | 501229108 | 115 | 26,898 | SH | SOLE | N/A | 26,898 | 0 | 0 | |
LIVENT CORP | COM | 53814L108 | 2,364 | 96,977 | SH | SOLE | N/A | 96,977 | 0 | 0 | |
LIVEPERSON INC | COM | 538146101 | 2,500 | 70,000 | SH | SOLE | N/A | 70,000 | 0 | 0 | |
LIVEPERSON INC | PUT | 538146951 | 857 | 24,000 | SH | Put | SOLE | N/A | 24,000 | 0 | 0 |
MARINUS PHARMACEUTICALS INC | COM NEW | 56854Q200 | 4,982 | 419,324 | SH | SOLE | N/A | 419,324 | 0 | 0 | |
MATTERPORT INC | PUT | 577096950 | 1,857 | 90,000 | SH | Put | SOLE | N/A | 90,000 | 0 | 0 |
MERCADOLIBRE INC | COM | 58733R102 | 1,348 | 1,000 | SH | SOLE | N/A | 1,000 | 0 | 0 | |
META PLATFORMS INC | CL A | 30303M102 | 7,787 | 23,151 | SH | SOLE | N/A | 23,151 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 4,008 | 43,030 | SH | SOLE | N/A | 43,030 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 2,354 | 7,000 | SH | SOLE | N/A | 7,000 | 0 | 0 | |
MICROSOFT CORP | PUT | 594918954 | 1,682 | 5,000 | SH | Put | SOLE | N/A | 5,000 | 0 | 0 |
MIROMATRIX MED INC | COM | 60471P108 | 833 | 177,642 | SH | SOLE | N/A | 177,642 | 0 | 0 | |
NEKTAR THERAPEUTICS | COM | 640268108 | 1,689 | 125,000 | SH | SOLE | N/A | 125,000 | 0 | 0 | |
NIO INC | NOTE 4.500% 2/0 | 62914VAB2 | 5,371 | 1,600,000 | PRN | SOLE | N/A | 1,600,000 | 0 | 0 | |
ON SEMICONDUCTOR CORP | COM | 682189105 | 3,056 | 45,000 | SH | SOLE | N/A | 45,000 | 0 | 0 | |
P3 HEALTH PARTNERS INC | COM | 744413105 | 1,126 | 1,072,601 | SH | SOLE | N/A | 1,072,601 | 0 | 0 | |
PELOTON INTERACTIVE INC | CL A COM | 70614W100 | 1,144 | 32,000 | SH | SOLE | N/A | 32,000 | 0 | 0 | |
PELOTON INTERACTIVE INC | CALL | 70614W900 | 536 | 15,000 | SH | Call | SOLE | N/A | 15,000 | 0 | 0 |
PERSHING SQUARE TONTINE HLDG | *W EXP 07/24/202 | 71531R117 | 22 | 16,666 | SH | SOLE | N/A | 16,666 | 0 | 0 | |
PFIZER INC | CALL | 717081903 | 2,953 | 50,000 | SH | Call | SOLE | N/A | 50,000 | 0 | 0 |
PIXELWORKS INC | COM NEW | 72581M305 | 264 | 60,000 | SH | SOLE | N/A | 60,000 | 0 | 0 | |
PLAYSTUDIOS INC | CLASS A COM | 72815G108 | 593 | 150,000 | SH | SOLE | N/A | 150,000 | 0 | 0 | |
PRIVETERRA ACQUISITION CORP | *W EXP 02/28/202 | 74275N110 | 34 | 66,666 | SH | SOLE | N/A | 66,666 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 2,377 | 13,000 | SH | SOLE | N/A | 13,000 | 0 | 0 | |
RANPAK HOLDINGS CORP | COM CL A | 75321W103 | 1,127 | 30,000 | SH | SOLE | N/A | 30,000 | 0 | 0 | |
RENOVACOR INC | *W EXP 99/99/999 | 75989E114 | 114 | 200,000 | SH | SOLE | N/A | 200,000 | 0 | 0 | |
RINGCENTRAL INC | CL A | 76680R206 | 749 | 4,000 | SH | SOLE | N/A | 4,000 | 0 | 0 | |
RINGCENTRAL INC | PUT | 76680R956 | 749 | 4,000 | SH | Put | SOLE | N/A | 4,000 | 0 | 0 |
ROSECLIFF ACQUISITION CORP I | *W EXP 02/11/202 | 77732R111 | 90 | 116,666 | SH | SOLE | N/A | 116,666 | 0 | 0 | |
ROSECLIFF ACQUISITION CORP I | COM CL A | 77732R103 | 3,434 | 350,000 | SH | SOLE | N/A | 350,000 | 0 | 0 | |
SCHLUMBERGER LTD | COM STK | 806857108 | 3,594 | 120,000 | SH | SOLE | N/A | 120,000 | 0 | 0 | |
SCIENTIFIC GAMES CORP | COM | 80874P109 | 1,704 | 25,500 | SH | SOLE | N/A | 25,500 | 0 | 0 | |
SEA LTD | SPONSORD ADS | 81141R100 | 6,174 | 27,600 | SH | SOLE | N/A | 27,600 | 0 | 0 | |
SEAWORLD ENTMT INC | COM | 81282V100 | 649 | 10,000 | SH | SOLE | N/A | 10,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | PUT | 81369Y956 | 15,422 | 200,000 | SH | Put | SOLE | N/A | 200,000 | 0 | 0 |
SIENTRA INC | COM | 82621J105 | 7,340 | 2,000,000 | SH | SOLE | N/A | 2,000,000 | 0 | 0 | |
SILVERGATE CAP CORP | CL A | 82837P408 | 4,446 | 30,000 | SH | SOLE | N/A | 30,000 | 0 | 0 | |
SOCIEDAD QUIMICA Y MINERA DE | SPON ADR SER B | 833635105 | 1,504 | 29,830 | SH | SOLE | N/A | 29,830 | 0 | 0 | |
SOLENO THERAPEUTICS INC | COM NEW | 834203200 | 347 | 846,850 | SH | SOLE | N/A | 846,850 | 0 | 0 | |
SPDR S&P 500 ETF TR | PUT | 78462F953 | 118,740 | 250,000 | SH | Put | SOLE | N/A | 250,000 | 0 | 0 |
SPDR SER TR | S&P BIOTECH | 78464A870 | 16,794 | 150,000 | SH | Call | SOLE | N/A | 150,000 | 0 | 0 |
SPOK HLDGS INC | COM | 84863T106 | 700 | 75,000 | SH | SOLE | N/A | 75,000 | 0 | 0 | |
STRATASYS LTD | SHS | M85548101 | 3,674 | 150,000 | SH | SOLE | N/A | 150,000 | 0 | 0 | |
SVF INVESTMENT CORP 3-CLS A | COM | G8601N108 | 2,000 | 200,000 | SH | SOLE | N/A | 200,000 | 0 | 0 | |
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 4,773 | 31,708 | SH | SOLE | N/A | 31,708 | 0 | 0 | |
TELA BIO INC | COM | 872381108 | 2,914 | 227,644 | SH | SOLE | N/A | 227,644 | 0 | 0 | |
TELADOC HEALTH INC | COM | 87918A105 | 2,755 | 30,000 | SH | SOLE | N/A | 30,000 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 2,114 | 2,000 | SH | SOLE | N/A | 2,000 | 0 | 0 | |
THAYER VENTURES ACQU CORP | *W EXP 01/01/203 | 88332T118 | 259 | 264,250 | SH | SOLE | N/A | 264,250 | 0 | 0 | |
THAYER VENTURES ACQU CORP | COM CL A | 88332T100 | 4,328 | 428,500 | SH | SOLE | N/A | 428,500 | 0 | 0 | |
TILRAY INC | COM CL 2 | 88688T100 | 753 | 107,096 | SH | SOLE | N/A | 107,096 | 0 | 0 | |
USHG ACQUISITION CORP | *W EXP 02/24/202 | 91748P118 | 221 | 133,332 | SH | SOLE | N/A | 133,332 | 0 | 0 | |
USHG ACQUISITION CORP | COM CL A | 91748P100 | 6,222 | 600,000 | SH | SOLE | N/A | 600,000 | 0 | 0 | |
WEREWOLF THERAPEUTICS INC | COM | 95075A107 | 179 | 15,000 | SH | SOLE | N/A | 15,000 | 0 | 0 | |
WOLFSPEED INC | COM | 977852102 | 1,229 | 11,000 | SH | SOLE | N/A | 11,000 | 0 | 0 | |
XENON PHARMACEUTICALS INC | COM | 98420N105 | 781 | 25,000 | SH | SOLE | N/A | 25,000 | 0 | 0 | |
XILIO THERAPEUTICS INC | COM | 98422T100 | 160 | 10,000 | SH | SOLE | N/A | 10,000 | 0 | 0 | |
YANDEX N V | SHS CLASS A | N97284108 | 1,755 | 29,000 | SH | SOLE | N/A | 29,000 | 0 | 0 | |
ZOGENIX INC | COM NEW | 98978L204 | 2,031 | 125,000 | SH | SOLE | N/A | 125,000 | 0 | 0 | |
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 920 | 5,000 | SH | SOLE | N/A | 5,000 | 0 | 0 | |
ZUMIEZ INC | COM | 989817101 | 3,839 | 80,000 | SH | SOLE | N/A | 80,000 | 0 | 0 |