The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVENT CLAYMORE CV SECS & IN | COM | 00764C109 | 2,837 | 150,973 | SH | SOLE | 150,973 | 0 | 0 | ||
ADVENT CLAYMORE ENH GRW & IN | COM | 00765E104 | 126 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
ALLIANCEBERNSTEIN INCOME FUN | COM | 01881E101 | 432 | 58,000 | SH | SOLE | 58,000 | 0 | 0 | ||
ALLIANZGI EQUITY & CONV INCO | COM | 18829101 | 3,072 | 154,605 | SH | SOLE | 154,605 | 0 | 0 | ||
ALPINE GLOBAL DYNAMIC DIVD F | COM NEW | 02082E205 | 1,044 | 101,481 | SH | SOLE | 101,481 | 0 | 0 | ||
ALPINE GLOBAL PREMIER PPTYS | COM SBI | 02083A103 | 3,073 | 429,756 | SH | SOLE | 429,756 | 0 | 0 | ||
ALPINE TOTAL DYNAMIC DIVID F | COM SH BEN INT N | 21060207 | 3,031 | 349,217 | SH | SOLE | 349,217 | 0 | 0 | ||
ARES DYNAMIC CR ALLOCATION F | COM | 04014F102 | 1,289 | 73,111 | SH | SOLE | 73,111 | 0 | 0 | ||
BLACKROCK INCOME TR INC | COM | 09247F100 | 548 | 84,922 | SH | SOLE | 84,922 | 0 | 0 | ||
BLACKSTONE GSO LNG SHRT CR I | COM SHS BN INT | 09257D102 | 259 | 15,047 | SH | SOLE | 15,047 | 0 | 0 | ||
BLACKSTONE GSO FLTING RTE FU | COM | 09256U105 | 756 | 42,565 | SH | SOLE | 42,565 | 0 | 0 | ||
BLACKSTONE GSO STRATEGIC CR | COM SHS BEN IN | 09257R101 | 591 | 34,450 | SH | SOLE | 34,450 | 0 | 0 | ||
BROOKFIELD MTG OPP INC FD IN | COM | 112792106 | 393 | 22,705 | SH | SOLE | 22,705 | 0 | 0 | ||
CALAMOS CONV OPP AND INC FD | SH BEN INT | 128117108 | 273 | 20,419 | SH | SOLE | 20,419 | 0 | 0 | ||
CLEARBRIDGE ENERGY MLP TR FD | COM | 184691103 | 444 | 24,522 | SH | SOLE | 24,522 | 0 | 0 | ||
CLEARBRIDGE ENERGY MLP TOTAL | COM | 18469Q108 | 1,104 | 48,396 | SH | SOLE | 48,396 | 0 | 0 | ||
CLOUGH GLOBAL OPPORTUNITIES | SH BEN INT | 18914E106 | 1,879 | 151,167 | SH | SOLE | 151,167 | 0 | 0 | ||
COHEN & STEERS REIT & PFD IN | COM | 19247X100 | 467 | 25,854 | SH | SOLE | 25,854 | 0 | 0 | ||
COHEN & STEERS INFRASTRUCTUR | COM | 19248A109 | 233 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
COHEN & STEERS TOTAL RETURN | COM | 19247R103 | 1,411 | 113,908 | SH | SOLE | 113,908 | 0 | 0 | ||
CREDIT SUISSE ASSET MGMT INC | COM | 224916106 | 178 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
DNP SELECT INCOME FD | COM | 23325P104 | 1,836 | 180,679 | SH | SOLE | 180,679 | 0 | 0 | ||
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 1,191 | 104,165 | SH | SOLE | 104,165 | 0 | 0 | ||
EATON VANCE SR INCOME TR | SH BEN INT | 27826S103 | 290 | 42,947 | SH | SOLE | 42,947 | 0 | 0 | ||
EATON VANCE SH TM DR DIVR IN | COM | 27828V104 | 819 | 54,800 | SH | SOLE | 54,800 | 0 | 0 | ||
EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 | 2,561 | 173,607 | SH | SOLE | 173,607 | 0 | 0 | ||
FIRST TR INTER DUR PFD & IN | COM | 33718W103 | 2,208 | 100,358 | SH | SOLE | 100,358 | 0 | 0 | ||
FIRST TR MLP & ENERGY INCOME | COM | 33739B104 | 359 | 17,009 | SH | SOLE | 17,009 | 0 | 0 | ||
FIRST TR SR FLG RTE INCM FD | COM | 33733U108 | 1,815 | 131,232 | SH | SOLE | 131,232 | 0 | 0 | ||
HELIOS STRATEGIC INCOME FD I | COM NEW | 42328A203 | 68 | 10,100 | SH | SOLE | 10,100 | 0 | 0 | ||
INVESCO DYNAMIC CR OPP FD | COM | 46132R104 | 2,420 | 188,336 | SH | SOLE | 188,336 | 0 | 0 | ||
ISHARES | MRG RL ES CP ETF | 464288539 | 442 | 35,775 | SH | SOLE | 35,775 | 0 | 0 | ||
HANCOCK JOHN PFD INCOME FD | SH BEN INT | 41013W108 | 820 | 41,141 | SH | SOLE | 41,141 | 0 | 0 | ||
HANCOCK JOHN PFD INCOME FD I | COM | 41013X106 | 789 | 39,171 | SH | SOLE | 39,171 | 0 | 0 | ||
HANCOCK JOHN PFD INCOME FD I | COM | 41021P103 | 182 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
MFS CHARTER INCOME TR | SH BEN INT | 552727109 | 1,068 | 117,654 | SH | SOLE | 117,654 | 0 | 0 | ||
MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 | 2,667 | 411,015 | SH | SOLE | 411,015 | 0 | 0 | ||
NEUBERGER BERMAN MLP INCOME | COM | 64129H104 | 899 | 46,188 | SH | SOLE | 46,188 | 0 | 0 | ||
NEUBERGER BERMAN RE ES SEC F | COM | 64190A103 | 384 | 77,000 | SH | SOLE | 77,000 | 0 | 0 | ||
NUVEEN EQUITY PREM & GROWTH | COM | 6706EW100 | 262 | 18,376 | SH | SOLE | 18,376 | 0 | 0 | ||
NUVEEN FLEXIBLE INVT INCOME | COM | 67075B104 | 216 | 11,832 | SH | SOLE | 11,832 | 0 | 0 | ||
NUVEEN CR STRATEGIES INCM FD | COM SHS | 67073D102 | 5,393 | 595,956 | SH | SOLE | 595,956 | 0 | 0 | ||
NUVEEN MUN MKT OPPORTUNITY F | COM | 67062W103 | 510 | 38,816 | SH | SOLE | 38,816 | 0 | 0 | ||
NUVEEN QUALITY PFD INC FD 3 | COM | 67072W101 | 315 | 37,331 | SH | SOLE | 37,331 | 0 | 0 | ||
NUVEEN REAL ESTATE INCOME FD | COM | 67071B108 | 2,023 | 186,992 | SH | SOLE | 186,992 | 0 | 0 | ||
PROSHARES TR II | VIX STRMFUT ETF | 74347W361 | 1,766 | 83,840 | SH | SOLE | 83,840 | 0 | 0 | ||
PUTMAN HIGH INCOME SEC FUND | SHS BEN INT | 746779107 | 410 | 48,823 | SH | SOLE | 48,823 | 0 | 0 | ||
PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 746922103 | 510 | 44,177 | SH | SOLE | 44,177 | 0 | 0 | ||
TORTOISE MLP FD INC | COM | 89148B101 | 513 | 18,201 | SH | SOLE | 18,201 | 0 | 0 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 2,201 | 448,340 | SH | SOLE | 448,340 | 0 | 0 | ||
VIRTUS GLOBAL MULTI-SEC INC | COM | 92829B101 | 777 | 44,843 | SH | SOLE | 44,843 | 0 | 0 | ||
VOYA ASIA PAC DIVID EQUITY I | COM | 92912J102 | 487 | 36,329 | SH | SOLE | 36,329 | 0 | 0 | ||
VOYA GLBL ADV & PREM OPP FD | COM | 92912R104 | 486 | 40,298 | SH | SOLE | 40,298 | 0 | 0 | ||
VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | 1,264 | 132,395 | SH | SOLE | 132,395 | 0 | 0 | ||
VOYA PRIME RATE TR | SH BEN INT | 92913A100 | 3,239 | 575,336 | SH | SOLE | 575,336 | 0 | 0 |