COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
VIRTUS ALLIANZGI CONVERTIBLE | Closed-End Fund | 92838X102 | 2 | 425 | SH | | SOLE | | 425 | 0 | 0 |
VIRTUS ALLIANZGI CONVERTIBLE | Closed-End Fund | 92838U108 | 342 | 67,966 | SH | | SOLE | | 67,966 | 0 | 0 |
APOLLO SENIOR FLOATING RATE | Closed-End Fund | 037636107 | 1,153 | 76,986 | SH | | SOLE | | 76,986 | 0 | 0 |
APOLLO TACTICAL INCOME FUND | Closed-End Fund | 037638103 | 1,196 | 80,380 | SH | | SOLE | | 80,380 | 0 | 0 |
BLACKROCK FLT RT INC | Closed-End Fund | 091941104 | 944 | 74,947 | SH | | SOLE | | 74,947 | 0 | 0 |
BLACKROCK LNG-TM MUN ADV TST | Closed-End Fund | 09250B103 | 2,359 | 185,206 | SH | | SOLE | | 185,206 | 0 | 0 |
BLACKROCK MUNIHOLDINGS FUND | Closed-End Fund | 09253N104 | 7,047 | 433,958 | SH | | SOLE | | 433,958 | 0 | 0 |
BLACKROCK MUNIHOLDINGS QUALI | Closed-End Fund | 09254P108 | 2,285 | 158,149 | SH | | SOLE | | 158,149 | 0 | 0 |
BLACKROCK MUNIVEST FUND II | Closed-End Fund | 09253T101 | 2,087 | 137,553 | SH | | SOLE | | 137,553 | 0 | 0 |
BLACKROCK MUNIVEST FUND | Closed-End Fund | 09253R105 | 6,504 | 696,528 | SH | | SOLE | | 696,528 | 0 | 0 |
BLACKROCK MUNIYIELD CALI FD | Closed-End Fund | 09254M105 | 2,446 | 165,697 | SH | | SOLE | | 165,697 | 0 | 0 |
BLACKROCK MUNIYIELD CA QUALI | Closed-End Fund | 09254N103 | 394 | 26,590 | SH | | SOLE | | 26,590 | 0 | 0 |
BLACKROCK MUNIYIELD FUND | Closed-End Fund | 09253W104 | 10,617 | 732,235 | SH | | SOLE | | 732,235 | 0 | 0 |
BLACKROCK MUNIYIELD INVESTME | Closed-End Fund | 09254R104 | 698 | 49,905 | SH | | SOLE | | 49,905 | 0 | 0 |
BLACKROCK MUNIYIELD MI QUALI | Closed-End Fund | 09254V105 | 1,664 | 110,064 | SH | | SOLE | | 110,064 | 0 | 0 |
BLACKROCK MUNIYIELD QUALITY | Closed-End Fund | 09254E103 | 74 | 5,132 | SH | | SOLE | | 5,132 | 0 | 0 |
BLACKROCK MUNIYIELD QUALITY | Closed-End Fund | 09254F100 | 2,287 | 142,324 | SH | | SOLE | | 142,324 | 0 | 0 |
BLACKSTONE SENIOR FLOATING R | Closed-End Fund | 09256U105 | 1,525 | 97,333 | SH | | SOLE | | 97,333 | 0 | 0 |
BLACKSTONE STRATEGIC CREDIT | Closed-End Fund | 09257R101 | 506 | 37,904 | SH | | SOLE | | 37,904 | 0 | 0 |
BLACKSTONE LONG-SHORT CREDIT | Closed-End Fund | 09257D102 | 1,374 | 96,970 | SH | | SOLE | | 96,970 | 0 | 0 |
BRANDYWINEGLOBAL GLOBAL INCO | Closed-End Fund | 10537L104 | 762 | 62,601 | SH | | SOLE | | 62,601 | 0 | 0 |
CALAMOS CONVERTIBLE OPP&INC | Closed-End Fund | 128117108 | 330 | 22,882 | SH | | SOLE | | 22,882 | 0 | 0 |
CENTER COAST BROOKFIELD MLP | Closed-End Fund | 151461209 | 1 | 100 | SH | | SOLE | | 100 | 0 | 0 |
CREDIT SUISSE HIGH YIELD BD | Closed-End Fund | 22544F103 | 1,292 | 534,806 | SH | | SOLE | | 534,806 | 0 | 0 |
DOUBLELINE INCOME SOLUTIONS | Closed-End Fund | 258622109 | 1,349 | 74,200 | SH | | SOLE | | 74,200 | 0 | 0 |
DOUBLELINE OPPORT CREDIT | Closed-End Fund | 258623107 | 3 | 150 | SH | | SOLE | | 150 | 0 | 0 |
DOUBLELINE YIELD OPPORT | Closed-End Fund | 25862D105 | 994 | 51,674 | SH | | SOLE | | 51,674 | 0 | 0 |
BNYM HIGH YIELD STRAT | Closed-End Fund | 09660L105 | 1,400 | 453,777 | SH | | SOLE | | 453,777 | 0 | 0 |
BNYM MUNICIPAL INCOME | Closed-End Fund | 05589T104 | 1,576 | 179,470 | SH | | SOLE | | 179,470 | 0 | 0 |
BNYM STRAT MUNI BND | Closed-End Fund | 09662E109 | 7,004 | 886,556 | SH | | SOLE | | 886,556 | 0 | 0 |
BNYM STRAT MUNI | Closed-End Fund | 05588W108 | 3,254 | 379,246 | SH | | SOLE | | 379,246 | 0 | 0 |
EATON VANCE CA MUNI INC TRST | Closed-End Fund | 27826F101 | 1,109 | 83,070 | SH | | SOLE | | 83,070 | 0 | 0 |
EATON VANCE MUNICIPAL BOND F | Closed-End Fund | 27827X101 | 3,785 | 283,510 | SH | | SOLE | | 283,510 | 0 | 0 |
EATON VANCE SR FLTG RATE TR | Closed-End Fund | 27828Q105 | 156 | 11,338 | SH | | SOLE | | 11,338 | 0 | 0 |
FEDERATED HERMES PREMIER MUN | Closed-End Fund | 31423P108 | 761 | 52,324 | SH | | SOLE | | 52,324 | 0 | 0 |
FIDUCIARY/CLAYM ENRGY INFRA | Closed-End Fund | 31647Q205 | 1 | 100 | SH | | SOLE | | 100 | 0 | 0 |
INVESCO DYNAMIC CREDIT OPP | Closed-End Fund | 46132R104 | 3 | 250 | SH | | SOLE | | 250 | 0 | 0 |
INVESCO MUNICIPAL INCOME OPP | Closed-End Fund | 46132X101 | 825 | 104,012 | SH | | SOLE | | 104,012 | 0 | 0 |
INVESCO TAXABLE MUNICIPAL BO | ETP | 46138G805 | 202 | 6,275 | SH | | SOLE | | 6,275 | 0 | 0 |
INVESCO TRUST FOR INVESTMENT | Closed-End Fund | 46131T101 | 2,536 | 193,703 | SH | | SOLE | | 193,703 | 0 | 0 |
INVESCO VALUE MUNICIPAL INCO | Closed-End Fund | 46132P108 | 1,271 | 80,623 | SH | | SOLE | | 80,623 | 0 | 0 |
KKR INCOME OPPORTUNITIES | Closed-End Fund | 48249T106 | 622 | 39,226 | SH | | SOLE | | 39,226 | 0 | 0 |
KAYNE ANDERSON ENERGY INFRAS | Closed-End Fund | 486606106 | 1 | 200 | SH | | SOLE | | 200 | 0 | 0 |
MFS HIGH YIELD MUNICIPAL TRU | Closed-End Fund | 59318E102 | 1,781 | 396,661 | SH | | SOLE | | 396,661 | 0 | 0 |
MFS INVESTMENT GRADE MUNICIP | Closed-End Fund | 59318B108 | 1,358 | 138,099 | SH | | SOLE | | 138,099 | 0 | 0 |
MFS MUNICIPAL INCOME TRUST | Closed-End Fund | 552738106 | 7,262 | 1,060,174 | SH | | SOLE | | 1,060,174 | 0 | 0 |
NEW AMERICA HIGH INCOME FUND | Closed-End Fund | 641876800 | 1,431 | 157,913 | SH | | SOLE | | 157,913 | 0 | 0 |
NUVEEN AMT-FR QU MUNI INC FD | Closed-End Fund | 670657105 | 4,382 | 294,067 | SH | | SOLE | | 294,067 | 0 | 0 |
NUVEEN CA AMT-FR MUNI INC FD | Closed-End Fund | 670651108 | 465 | 30,000 | SH | | SOLE | | 30,000 | 0 | 0 |
NUVEEN CA QUAL MUNI INC FD | Closed-End Fund | 67066Y105 | 2,395 | 160,269 | SH | | SOLE | | 160,269 | 0 | 0 |
NUVEEN CREDIT STRAT INCM | Closed-End Fund | 67073D102 | 511 | 78,119 | SH | | SOLE | | 78,119 | 0 | 0 |
NUVEEN FLT RATE INC OPP FD | Closed-End Fund | 6706EN100 | 3 | 270 | SH | | SOLE | | 270 | 0 | 0 |
NUVEEN MUNI CREDIT INC FD | Closed-End Fund | 67070X101 | 3,849 | 236,379 | SH | | SOLE | | 236,379 | 0 | 0 |
NUVEEN MUNICIPAL CREDIT OPP | Closed-End Fund | 670663103 | 4,117 | 291,561 | SH | | SOLE | | 291,561 | 0 | 0 |
NUVEEN NJ QUAL MUNI INC FD | Closed-End Fund | 67069Y102 | 7,870 | 541,238 | SH | | SOLE | | 541,238 | 0 | 0 |
NUVEEN NY AMT-FR MUNI INC FD | Closed-End Fund | 670656107 | 1,714 | 124,770 | SH | | SOLE | | 124,770 | 0 | 0 |
NUVEEN OH QUAL MUNI INC FD | Closed-End Fund | 670980101 | 4,586 | 291,663 | SH | | SOLE | | 291,663 | 0 | 0 |
NUVEEN PA QUAL MUNI INC FD | Closed-End Fund | 670972108 | 1,841 | 127,194 | SH | | SOLE | | 127,194 | 0 | 0 |
NUVEEN QUAL MUNI INCOME FD | Closed-End Fund | 67066V101 | 966 | 63,545 | SH | | SOLE | | 63,545 | 0 | 0 |
NUVEEN SENIOR INC FD | Closed-End Fund | 67067Y104 | 3 | 550 | SH | | SOLE | | 550 | 0 | 0 |
PIMCO CALIFORNIA MUNICIPA II | Closed-End Fund | 72200M108 | 1,681 | 184,846 | SH | | SOLE | | 184,846 | 0 | 0 |
PIMCO CALIFORNIA MUNICIP III | Closed-End Fund | 72201C109 | 1,109 | 104,357 | SH | | SOLE | | 104,357 | 0 | 0 |
PIMCO NEW YORK MUNICIPAL II | Closed-End Fund | 72200Y102 | 3,157 | 275,502 | SH | | SOLE | | 275,502 | 0 | 0 |
PROSHARES SHORT S&P500 | ETP | 74347B425 | 1 | 70 | SH | | SOLE | | 70 | 0 | 0 |
PIONEER HIGH INCOME TRUST | Closed-End Fund | 72369H106 | 1 | 150 | SH | | SOLE | | 150 | 0 | 0 |
INVESCO NATIONAL AMT-FREE MU | ETP | 46138E537 | 8,589 | 320,920 | SH | | SOLE | | 320,920 | 0 | 0 |
PRINCIPAL REAL ESTATE INCOME | Closed-End Fund | 74255X104 | 3 | 200 | SH | | SOLE | | 200 | 0 | 0 |
PROSHARES SHORT DOW30 | ETP | 74347B235 | 1 | 40 | SH | | SOLE | | 40 | 0 | 0 |
PROSHARES SHORT RUSSELL2000 | ETP | 74348A210 | 1 | 40 | SH | | SOLE | | 40 | 0 | 0 |
PGIM HIGH YIELD BOND FUND | Closed-End Fund | 69346H100 | 1,453 | 92,775 | SH | | SOLE | | 92,775 | 0 | 0 |
PUTNAM MUNI OPPORTUNITIES TR | Closed-End Fund | 746922103 | 1,307 | 96,900 | SH | | SOLE | | 96,900 | 0 | 0 |
RIVERNORTH FLEXIBLE MUNI | Closed-End Fund | 76883H104 | 3 | 113 | SH | | SOLE | | 113 | 0 | 0 |
RIVERNORTH MANAGED DURATION | Closed-End Fund | 76882H105 | 6,054 | 321,826 | SH | | SOLE | | 321,826 | 0 | 0 |
RIVERNORTH OPPORT MUNI INC | Closed-End Fund | 76883F108 | 3,664 | 165,883 | SH | | SOLE | | 165,883 | 0 | 0 |
ROYCE MICRO-CAP TRUST INC | Closed-End Fund | 780915104 | 26 | 2,300 | SH | | SOLE | | 2,300 | 0 | 0 |
SPDR BBG BARC HIGH YIELD BND | ETP | 78468R622 | 597 | 5,500 | SH | | SOLE | | 5,500 | 0 | 0 |
TORTOISE ENERGY INFRASTRUCT | Closed-End Fund | 89147L886 | 1 | 30 | SH | | SOLE | | 30 | 0 | 0 |
VANECK VECTORS HY MUNI ETF | ETP | 92189H409 | 9,875 | 159,270 | SH | | SOLE | | 159,270 | 0 | 0 |
VANECK VECTORS SH H YLD MUNI | ETP | 92189F387 | 4 | 165 | SH | | SOLE | | 165 | 0 | 0 |
VANGUARD FTSE ALL WO X-US SC | ETP | 922042718 | 55 | 425 | SH | | SOLE | | 425 | 0 | 0 |
VANGUARD FTSE EMERGING MARKE | ETP | 922042858 | 68 | 1,300 | SH | | SOLE | | 1,300 | 0 | 0 |
VANGUARD INTERMEDIATE-TERM T | ETP | 92206C706 | 51 | 750 | SH | | SOLE | | 750 | 0 | 0 |
VANGUARD SMALL-CAP ETF | ETP | 922908751 | 43 | 200 | SH | | SOLE | | 200 | 0 | 0 |
VANGUARD TOT WORLD STK ETF | ETP | 922042742 | 295 | 3,000 | SH | | SOLE | | 3,000 | 0 | 0 |
WELLS FARGO INCOME OPPORTUNI | Closed-End Fund | 94987B105 | 1,324 | 156,653 | SH | | SOLE | | 156,653 | 0 | 0 |
WESTERN ASSET HI INC OPPORT | Closed-End Fund | 95766K109 | 438 | 86,139 | SH | | SOLE | | 86,139 | 0 | 0 |
WESTERN ASSET MANAGED MUNICI | Closed-End Fund | 95766M105 | 11,770 | 901,888 | SH | | SOLE | | 901,888 | 0 | 0 |
WESTERN ASSET MUNICIPAL PART | Closed-End Fund | 95766P108 | 2,503 | 163,409 | SH | | SOLE | | 163,409 | 0 | 0 |
WESTERN ASSET INFL-LINK SEC | Closed-End Fund | 95766Q106 | 514 | 40,074 | SH | | SOLE | | 40,074 | 0 | 0 |
ISHARES AAA - A RATED CORPOR | ETP | 46429B291 | 203 | 3,650 | SH | | SOLE | | 3,650 | 0 | 0 |
ISHARES MBS ETF | ETP | 464288588 | 271 | 2,500 | SH | | SOLE | | 2,500 | 0 | 0 |
ISHARES NATIONAL MUNI BOND E | ETP | 464288414 | 10,449 | 90,107 | SH | | SOLE | | 90,107 | 0 | 0 |
ISHARES RUSSELL MID-CAP ETF | ETP | 464287499 | 56 | 750 | SH | | SOLE | | 750 | 0 | 0 |
ISHARES TIPS BOND ETF | ETP | 464287176 | 53 | 425 | SH | | SOLE | | 425 | 0 | 0 |
ALKURI GLOBAL ACQUISITION CO | Unit | 66981N202 | 176 | 17,750 | SH | | SOLE | | 17,750 | 0 | 0 |
ARES ACQUISITION CORP | Unit | G33032114 | 177 | 17,750 | SH | | SOLE | | 17,750 | 0 | 0 |
ALKURI GLOBAL ACQUISITION CO | Unit | 66981N202 | 176 | 17,750 | SH | | SOLE | | 17,750 | 0 | 0 |
ARES ACQUISITION CORP | Unit | G33032114 | 177 | 17,750 | SH | | SOLE | | 17,750 | 0 | 0 |
ARROWROOT ACQUISITION CORP | Unit | 04282M201 | 2 | 250 | SH | | SOLE | | 250 | 0 | 0 |
CF ACQUISITION CORP V | Unit | 12520R205 | 172 | 17,250 | SH | | SOLE | | 17,250 | 0 | 0 |
CHURCHILL CAPITAL CORP VII | Unit | 17144M201 | 173 | 17,250 | SH | | SOLE | | 17,250 | 0 | 0 |
DHC ACQUISITION CORP | Unit | G2758T125 | 2 | 250 | SH | | SOLE | | 250 | 0 | 0 |
EJF ACQUISITION CORP | Unit | 000000000 | 2 | 250 | SH | | SOLE | | 250 | 0 | 0 |
FIRST RESERVE SUSTAINABLE | Unit | 336169206 | 100 | 10,000 | SH | | SOLE | | 10,000 | 0 | 0 |
FOREST ROAD ACQUISITION CORP | Unit | 34619V202 | 10 | 1,000 | SH | | SOLE | | 1,000 | 0 | 0 |
FORTRESS CAPITAL ACQUISITION | Unit | G36427113 | 116 | 11,659 | SH | | SOLE | | 11,659 | 0 | 0 |
FUSION ACQUISITION CORP II | Unit | 36118N201 | 52 | 5,250 | SH | | SOLE | | 5,250 | 0 | 0 |
GIGCAPITAL4 INC | Unit | 37518G200 | 176 | 17,750 | SH | | SOLE | | 17,750 | 0 | 0 |
GORES HOLDINGS VII INC | Unit | 38286T200 | 2 | 250 | SH | | SOLE | | 250 | 0 | 0 |
LAZARD GROWTH ACQUISITION CO | Unit | G54035129 | 3 | 250 | SH | | SOLE | | 250 | 0 | 0 |
LIVE OAK MOBILITY ACQUISITIO | Unit | 538126202 | 10 | 1,000 | SH | | SOLE | | 1,000 | 0 | 0 |
PINE TECHNOLOGY ACQUISITION | Unit | 722850203 | 446 | 44,903 | SH | | SOLE | | 44,903 | 0 | 0 |
PROGRESS ACQUISITION CORP | Unit | 74327P204 | 2 | 250 | SH | | SOLE | | 250 | 0 | 0 |