The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | COM | 37833100 | 1,846 | 18,316 | SH | SOLE | N/A | 17,077 | 0 | 1,239 | |
AMERICAN EXPRESS CO | COM | 25816109 | 357 | 4,070 | SH | SOLE | N/A | 3,435 | 0 | 635 | |
BOEING CO | COM | 97023105 | 504 | 3,950 | SH | SOLE | N/A | 3,500 | 0 | 450 | |
EGA EMERGING GLOBAL SHS TR | EGSHR BYND BRC | 268461639 | 483 | 21,680 | SH | SOLE | N/A | 20,530 | 0 | 1,150 | |
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 536 | 65,354 | SH | SOLE | N/A | 58,818 | 0 | 6,536 | |
ISHARES | MSCI BRIC INDX | 464286657 | 250 | 6,694 | SH | SOLE | N/A | 5,792 | 0 | 902 | |
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 339 | 13,946 | SH | SOLE | N/A | 13,946 | 0 | 0 | |
BLACKROCK INC | COM | 09247X101 | 234 | 710 | SH | SOLE | N/A | 710 | 0 | 0 | |
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 342 | 4,170 | SH | SOLE | N/A | 4,170 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 84670702 | 3,445 | 24,938 | SH | SOLE | N/A | 23,757 | 0 | 1,181 | |
CLAYMORE EXCHANGE TRD FD TR | GUGG CRP BD 2015 | 18383M563 | 368 | 16,911 | SH | SOLE | N/A | 14,425 | 0 | 2,486 | |
CLAYMORE EXCHANGE TRD FD TR | GUGG BULL 2015 | 18383M423 | 334 | 12,596 | SH | SOLE | N/A | 12,596 | 0 | 0 | |
VANGUARD BD INDEX FD INC | SHOERT TRM BOND | 921937827 | 3,193 | 39,868 | SH | SOLE | N/A | 35,955 | 0 | 3,913 | |
C H ROBINSON WORLDWIDE INC | COM NEW | 12541W209 | 1,196 | 18,019 | SH | SOLE | N/A | 18,019 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 313 | 5,804 | SH | SOLE | N/A | 5,304 | 0 | 500 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 655 | 5,220 | SH | SOLE | N/A | 4,400 | 0 | 820 | |
CVS CAREMARK CORPORATION | COM | 126650100 | 363 | 4,552 | SH | SOLE | N/A | 4,052 | 0 | 500 | |
CHEVRON CORP NEW | COM | 166764100 | 513 | 4,293 | SH | SOLE | N/A | 3,793 | 0 | 500 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 660 | 18,257 | SH | SOLE | N/A | 15,957 | 0 | 2,300 | |
POWERSHARES DB CMDTY IDX TRA | UNIT BEN INT | 73935S105 | 1,581 | 68,081 | SH | SOLE | N/A | 67,309 | 0 | 772 | |
WISDOMTREE TR | EMERG MKTS ETF | 97717W315 | 860 | 17,980 | SH | SOLE | N/A | 17,166 | 0 | 814 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 713 | 8,004 | SH | SOLE | N/A | 7,504 | 0 | 500 | |
DRYSHIPS INC | SHS | Y2109Q101 | 183 | 74,000 | SH | SOLE | N/A | 74,000 | 0 | 0 | |
WISDOMTREE TR | DIV EX-FINL FD | 97717W406 | 2,835 | 38,618 | SH | SOLE | N/A | 37,087 | 0 | 1,531 | |
FIRST TR MULTI CP VAL ALPHA | COM SHS | 33733C108 | 919 | 20,378 | SH | SOLE | N/A | 20,160 | 0 | 218 | |
FIRST TR MID CAP CORE ALPHAD | COM SHS | 33735B108 | 863 | 17,179 | SH | SOLE | N/A | 16,800 | 0 | 379 | |
C H ROBINSON WORLDWIDE INC | COM | 19248P106 | 246 | 18,810 | SH | SOLE | N/A | 18,810 | 0 | 0 | |
BLACKROCK FLOAT RATE OME STR | COM | 09255X100 | 1,842 | 130,943 | SH | SOLE | N/A | 120,438 | 0 | 10,505 | |
GENERAL ELECTRIC CO | COM | 369604103 | 601 | 23,453 | SH | SOLE | N/A | 20,503 | 0 | 2,950 | |
GENERAL MLS INC | COM | 370334104 | 495 | 9,801 | SH | SOLE | N/A | 8,451 | 0 | 1,350 | |
HAWAIIAN HOLDINGS INC | COM | 419879101 | 138 | 10,200 | SH | SOLE | N/A | 10,200 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 498 | 5,425 | SH | SOLE | N/A | 4,770 | 0 | 655 | |
HONEYWELL INTL INC | COM | 438516106 | 564 | 6,047 | SH | SOLE | N/A | 5,447 | 0 | 600 | |
HERSHEY CO | COM | 427866108 | 307 | 3,212 | SH | SOLE | N/A | 3,162 | 0 | 50 | |
MARKET VECTORS ETF TR | EMKT HIYLD BD | 57061R403 | 262 | 10,254 | SH | SOLE | N/A | 10,254 | 0 | 0 | |
ISHARES | IBOXX HI YD ETF | 464288513 | 1,934 | 21,033 | SH | SOLE | N/A | 19,833 | 0 | 1,200 | |
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 2,547 | 24,571 | SH | SOLE | N/A | 23,391 | 0 | 1,180 | |
ALPS ETF TR | INTL SEC DV DOG | 00162Q718 | 3,284 | 115,839 | SH | SOLE | N/A | 109,444 | 0 | 6,395 | |
ISHARES | INTL DEV RE ETF | 464288489 | 851 | 28,318 | SH | SOLE | N/A | 25,215 | 0 | 3,103 | |
ISHARES | NA NAT RES | 464287374 | 1,824 | 40,744 | SH | SOLE | N/A | 36,868 | 0 | 3,876 | |
ISHARES | U.S. PHARMA ETF | 464288836 | 1,366 | 9,732 | SH | SOLE | N/A | 9,087 | 0 | 645 | |
ISHARES | CORE S&P MCP ETF | 464287507 | 1,766 | 12,908 | SH | SOLE | N/A | 12,846 | 0 | 62 | |
ISHARES | CORE S&P SCP ETF | 464287804 | 560 | 5,363 | SH | SOLE | N/A | 5,363 | 0 | 0 | |
ISHARES | SP SMCP600VL ETF | 464287879 | 3,169 | 29,531 | SH | SOLE | N/A | 26,684 | 0 | 2,847 | |
ISHARES | SP SMCP600GR ETF | 464287887 | 436 | 3,871 | SH | SOLE | N/A | 3,317 | 0 | 554 | |
INTEL CORP | COM | 458140100 | 649 | 18,638 | SH | SOLE | N/A | 15,738 | 0 | 2,900 | |
ISHARES | CORE S&P TTL STK | 464287150 | 221 | 2,453 | SH | SOLE | N/A | 2,453 | 0 | 0 | |
ISHARES | CORE S&P TTL STK | 464287150 | 628 | 6,993 | SH | SOLE | N/A | 6,740 | 0 | 253 | |
ISHARES | S&P 500 VAL ETF | 464287408 | 7,809 | 86,699 | SH | SOLE | N/A | 82,131 | 0 | 4,568 | |
ISHARES | S&P 500 GRWT ETF | 464287309 | 7,958 | 74,493 | SH | SOLE | N/A | 70,812 | 0 | 3,681 | |
ISHARES | RUS 1000 VAL ETF | 464287598 | 1,106 | 11,041 | SH | SOLE | N/A | 9,402 | 0 | 1,639 | |
ISHARES | RUS 1000 GRW ETF | 464287614 | 791 | 8,633 | SH | SOLE | N/A | 7,404 | 0 | 1,229 | |
ISHARES | RUS MID-CAP ETF | 464287499 | 2,206 | 13,927 | SH | SOLE | N/A | 12,336 | 0 | 1,591 | |
ISHARES | RUSSELL 3000 ETF | 464287689 | 2,545 | 21,786 | SH | SOLE | N/A | 21,786 | 0 | 0 | |
NUVEEN ENERGY MLP TOTL RTRNF | COM | 67074U103 | 406 | 18,341 | SH | SOLE | N/A | 18,341 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 963 | 9,026 | SH | SOLE | N/A | 8,376 | 0 | 650 | |
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 665 | 16,528 | SH | SOLE | N/A | 13,268 | 0 | 3,260 | |
COCA COLA CO | COM | 191216100 | 264 | 6,183 | SH | SOLE | N/A | 5,483 | 0 | 700 | |
MCDONALDS CORP | COM | 580135101 | 284 | 2,989 | SH | SOLE | N/A | 2,889 | 0 | 100 | |
MEDTRONIC INC | COM | 585055106 | 286 | 4,608 | SH | SOLE | N/A | 1,408 | 0 | 3,200 | |
UBS AG JERSEY BRANCH | 2XMN ALR MLP INF | 902664200 | 222 | 3,025 | SH | SOLE | N/A | 3,025 | 0 | 0 | |
3M Co | COM | 88579Y101 | 1,670 | 11,784 | SH | SOLE | N/A | 11,199 | 0 | 585 | |
MARKET VECTORS ETF TR | MKT VECTR WIDE | 57060U134 | 2,459 | 78,506 | SH | SOLE | N/A | 77,337 | 0 | 1,169 | |
MICROSOFT CORP | COM | 594918104 | 280 | 6,028 | SH | SOLE | N/A | 4,544 | 0 | 1,484 | |
MARKET VECTORS ETF TR | OIL SVCS ETF | 57060U191 | 335 | 6,750 | SH | SOLE | N/A | 5,950 | 0 | 800 | |
PROCTER & GAMBLE CO | COM | 742718109 | 569 | 6,786 | SH | SOLE | N/A | 6,086 | 0 | 700 | |
POWERSHARES ETF TRUST | DYN PHRMA PORT | 73935X799 | 565 | 8,876 | SH | SOLE | N/A | 8,876 | 0 | 0 | |
POWERSHARES ETF TRUST | DYNA BUYBK ACH | 73935X286 | 3,316 | 74,100 | SH | SOLE | N/A | 72,658 | 0 | 1,442 | |
PROSPECT CAPITAL CORPORATION | COM | 74348T102 | 173 | 17,441 | SH | SOLE | N/A | 16,441 | 0 | 1,000 | |
QUALCOMM INC | COM | 747525103 | 310 | 4,145 | SH | SOLE | N/A | 3,680 | 0 | 465 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 631100104 | 350 | 3,540 | SH | SOLE | N/A | 3,240 | 0 | 300 | |
RYDEX ETF TRUST | GUG S&P MC400 PG | 78355W601 | 527 | 4,308 | SH | SOLE | N/A | 4,308 | 0 | 0 | |
RYDEX ETF TRUST | GUG S&P500 EWCON | 78355W874 | 2,438 | 25,004 | SH | SOLE | N/A | 23,681 | 0 | 1,323 | |
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 1,353 | 17,846 | SH | SOLE | N/A | 17,463 | 0 | 383 | |
RYDEX ETF TRUST | GUG S&P500EQWTHC | 78355W841 | 1,819 | 14,090 | SH | SOLE | N/A | 13,137 | 0 | 953 | |
RYDEX ETF TRUST | GUG S&P500EQWTTE | 78355W817 | 367 | 4,309 | SH | SOLE | N/A | 3,817 | 0 | 492 | |
STARBUCKS CORP | COM | 855244109 | 358 | 4,736 | SH | SOLE | N/A | 4,636 | 0 | 100 | |
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 2,918 | 56,751 | SH | SOLE | N/A | 53,112 | 0 | 3,639 | |
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 349 | 7,337 | SH | SOLE | N/A | 7,337 | 0 | 0 | |
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 338 | 13,292 | SH | SOLE | N/A | 11,754 | 0 | 1,538 | |
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 3,449 | 111,155 | SH | SOLE | N/A | 102,468 | 0 | 8,687 | |
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 1,457 | 37,642 | SH | SOLE | N/A | 37,045 | 0 | 597 | |
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 589 | 13,803 | SH | SOLE | N/A | 13,803 | 0 | 0 | |
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 1,347 | 28,648 | SH | SOLE | N/A | 21,070 | 0 | 7,578 | |
ISHARES | EAFE SML CP ETF | 464288273 | 629 | 12,949 | SH | SOLE | N/A | 12,258 | 0 | 691 | |
GLOBAL X FDS | GLB X SUPERDIV | 37950E549 | 1,856 | 77,411 | SH | SOLE | N/A | 64,815 | 0 | 12,596 | |
ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | 2,435 | 65,363 | SH | SOLE | N/A | 59,926 | 0 | 5,437 | |
SPDR SER TR | SHT TRM HGH YLD | 78468R408 | 1,444 | 48,222 | SH | SOLE | N/A | 38,167 | 0 | 10,055 | |
MARKET VECTORS ETF TR | MKTVEC SMUNETF | 57060U803 | 232 | 13,100 | SH | SOLE | N/A | 13,100 | 0 | 0 | |
CAMBRIA ETF TR | SHSHLD YIELD ETF | 132061201 | 551 | 18,178 | SH | SOLE | N/A | 17,181 | 0 | 997 | |
AT&T INC | COM | 00206R102 | 292 | 8,280 | SH | SOLE | N/A | 8,130 | 0 | 150 | |
TARGET CORP | COM | 87612E106 | 681 | 10,858 | SH | SOLE | N/A | 9,383 | 0 | 1,475 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 202 | 2,045 | SH | SOLE | N/A | 1,745 | 0 | 300 | |
VISA INC | COM CL A | 92826C839 | 347 | 1,625 | SH | SOLE | N/A | 1,410 | 0 | 215 | |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 1,126 | 14,097 | SH | SOLE | N/A | 12,458 | 0 | 1,639 | |
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 1,369 | 34,430 | SH | SOLE | N/A | 29,704 | 0 | 4,726 | |
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 4,938 | 64,167 | SH | SOLE | N/A | 60,753 | 0 | 3,414 | |
VANGUARD INDEX FDS | REIT ETF | 922908553 | 2,744 | 38,190 | SH | SOLE | N/A | 36,504 | 0 | 1,686 | |
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 293 | 5,373 | SH | SOLE | N/A | 5,207 | 0 | 166 | |
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 488 | 8,068 | SH | SOLE | N/A | 8,068 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 2,737 | 65,608 | SH | SOLE | N/A | 61,370 | 0 | 4,238 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 519 | 10,380 | SH | SOLE | N/A | 9,080 | 0 | 1,300 | |
WILLIAMS COS INC DEL | COM | 969457100 | 496 | 8,950 | SH | SOLE | N/A | 8,650 | 0 | 300 | |
XCEL ENERGY INC | COM | 98389B100 | 391 | 12,830 | SH | SOLE | N/A | 12,830 | 0 | 0 | |
SPDR SERIES TRUST | OILGAS EQUIP | 78464A748 | 234 | 5,825 | SH | SOLE | N/A | 5,325 | 0 | 500 | |
EXCHANGE TRADED CONCEPTS TR | YLD SHS HGH INC | 301505301 | 236 | 10,251 | SH | SOLE | N/A | 10,251 | 0 | 0 |