The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M Co | COM | 88579Y101 | 1,899 | 11,551 | SH | SOLE | N/A | 10,866 | 0 | 685 | |
ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | 2,711 | 71,254 | SH | SOLE | N/A | 65,945 | 0 | 5,309 | |
ALPS ETF TR | INTL SEC DV DOG | 00162Q718 | 3,181 | 122,279 | SH | SOLE | N/A | 111,802 | 0 | 10,477 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 298 | 5,550 | SH | SOLE | N/A | 5,550 | 0 | 0 | |
AMERICAN EXPRESS CO | COM | 25816109 | 392 | 4,205 | SH | SOLE | N/A | 3,570 | 0 | 635 | |
APPLE INC | COM | 37833100 | 1,949 | 17,649 | SH | SOLE | N/A | 16,409 | 0 | 1,240 | |
AT&T INC | COM | 00206R102 | 279 | 8,281 | SH | SOLE | N/A | 8,131 | 0 | 150 | |
BARCLAYS BK PLC | S&P 500 VEQTOR | 06740C337 | 201 | 1,302 | SH | SOLE | N/A | 1,302 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 84670702 | 3,704 | 24,663 | SH | SOLE | N/A | 23,647 | 0 | 1,016 | |
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 379 | 46,607 | SH | SOLE | N/A | 37,811 | 0 | 8,796 | |
BLACKROCK INC | COM | 09247X101 | 254 | 710 | SH | SOLE | N/A | 710 | 0 | 0 | |
BOEING CO | COM | 97023105 | 533 | 4,100 | SH | SOLE | N/A | 3,650 | 0 | 450 | |
C H ROBINSON WORLDWIDE INC | COM NEW | 12541W209 | 1,342 | 17,919 | SH | SOLE | N/A | 17,919 | 0 | 0 | |
CAMBRIA ETF TR | SHSHLD YIELD ETF | 132061201 | 570 | 18,275 | SH | SOLE | N/A | 16,673 | 0 | 1,602 | |
CHEVRON CORP NEW | COM | 166764100 | 511 | 4,547 | SH | SOLE | N/A | 3,982 | 0 | 565 | |
CLAYMORE EXCHANGE TRD FD TR | GUGG CRP BD 2015 | 18383M563 | 426 | 19,624 | SH | SOLE | N/A | 15,102 | 0 | 4,522 | |
CLAYMORE EXCHANGE TRD FD TR | GUGG BULL 2015 | 18383M423 | 354 | 13,661 | SH | SOLE | N/A | 13,661 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 314 | 5,404 | SH | SOLE | N/A | 4,904 | 0 | 500 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 712 | 5,020 | SH | SOLE | N/A | 4,200 | 0 | 820 | |
CVS CAREMARK CORPORATION | COM | 126650100 | 482 | 5,003 | SH | SOLE | N/A | 4,503 | 0 | 500 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 994 | 20,205 | SH | SOLE | N/A | 16,062 | 0 | 4,143 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 821 | 8,711 | SH | SOLE | N/A | 8,061 | 0 | 650 | |
DRYSHIPS INC | SHS | Y2109Q101 | 79 | 74,000 | SH | SOLE | N/A | 74,000 | 0 | 0 | |
EGA EMERGING GLOBAL SHS TR | EGSHR BYND BRC | 268461639 | 550 | 27,777 | SH | SOLE | N/A | 24,772 | 0 | 3,005 | |
EXCHANGE TRADED CONCEPTS TR | YLD SHS HGH INC | 301505301 | 257 | 11,882 | SH | SOLE | N/A | 11,882 | 0 | 0 | |
FIRST TR MID CAP CORE ALPHAD | COM SHS | 33735B108 | 910 | 17,220 | SH | SOLE | N/A | 16,841 | 0 | 379 | |
FIRST TR MULTI CP VAL ALPHA | COM SHS | 33733C108 | 964 | 20,394 | SH | SOLE | N/A | 20,176 | 0 | 218 | |
GENERAL ELECTRIC CO | COM | 369604103 | 614 | 24,268 | SH | SOLE | N/A | 21,018 | 0 | 3,250 | |
GENERAL MLS INC | COM | 370334104 | 550 | 10,306 | SH | SOLE | N/A | 8,956 | 0 | 1,350 | |
GLOBAL X FDS | GLB X SUPERDIV | 37950E549 | 1,868 | 80,942 | SH | SOLE | N/A | 69,296 | 0 | 11,646 | |
HAWAIIAN HOLDINGS INC | COM | 419879101 | 279 | 10,700 | SH | SOLE | N/A | 10,700 | 0 | 0 | |
HERSHEY CO | COM | 427866108 | 334 | 3,212 | SH | SOLE | N/A | 3,162 | 0 | 50 | |
HOME DEPOT INC | COM | 437076102 | 544 | 5,175 | SH | SOLE | N/A | 4,520 | 0 | 655 | |
HONEYWELL INTL INC | COM | 438516106 | 580 | 5,798 | SH | SOLE | N/A | 5,198 | 0 | 600 | |
ICAHN ENTERPRISES LP | DEPOSITARY UNIT | 451100101 | 287 | 3,100 | SH | SOLE | N/A | 2,600 | 0 | 500 | |
INTEL CORP | COM | 458140100 | 650 | 17,888 | SH | SOLE | N/A | 14,988 | 0 | 2,900 | |
ISHARES | MSCI BRIC INDX | 464286657 | 217 | 6,186 | SH | SOLE | N/A | 5,284 | 0 | 902 | |
ISHARES | IBOXX HI YD ETF | 464288513 | 1,759 | 19,627 | SH | SOLE | N/A | 18,427 | 0 | 1,200 | |
ISHARES | INTL DEV RE ETF | 464288489 | 671 | 22,315 | SH | SOLE | N/A | 21,049 | 0 | 1,266 | |
ISHARES | NA NAT RES | 464287374 | 1,479 | 38,574 | SH | SOLE | N/A | 34,181 | 0 | 4,393 | |
ISHARES | U.S. PHARMA ETF | 464288836 | 1,505 | 9,937 | SH | SOLE | N/A | 9,290 | 0 | 647 | |
ISHARES | CORE S&P MCP ETF | 464287507 | 1,914 | 13,215 | SH | SOLE | N/A | 13,152 | 0 | 63 | |
ISHARES | CORE S&P SCP ETF | 464287804 | 633 | 5,548 | SH | SOLE | N/A | 5,548 | 0 | 0 | |
ISHARES | SP SMCP600VL ETF | 464287879 | 3,601 | 30,530 | SH | SOLE | N/A | 27,571 | 0 | 2,959 | |
ISHARES | SP SMCP600GR ETF | 464287887 | 545 | 4,450 | SH | SOLE | N/A | 3,845 | 0 | 605 | |
ISHARES | CORE S&P TTL STK | 464287150 | 230 | 2,442 | SH | SOLE | N/A | 2,442 | 0 | 0 | |
ISHARES | CORE S&P TTL STK | 464287150 | 746 | 7,936 | SH | SOLE | N/A | 7,682 | 0 | 254 | |
ISHARES | S&P 500 VAL ETF | 464287408 | 8,142 | 86,824 | SH | SOLE | N/A | 81,198 | 0 | 5,626 | |
ISHARES | S&P 500 GRWT ETF | 464287309 | 8,317 | 74,517 | SH | SOLE | N/A | 69,886 | 0 | 4,631 | |
ISHARES | RUS 1000 VAL ETF | 464287598 | 1,136 | 10,875 | SH | SOLE | N/A | 9,115 | 0 | 1,760 | |
ISHARES | RUS MID-CAP ETF | 464287499 | 2,379 | 14,237 | SH | SOLE | N/A | 12,505 | 0 | 1,732 | |
ISHARES | RUSSELL 3000 ETF | 464287689 | 2,720 | 22,239 | SH | SOLE | N/A | 22,239 | 0 | 0 | |
ISHARES | EAFE SML CP ETF | 464288273 | 748 | 15,993 | SH | SOLE | N/A | 13,902 | 0 | 2,091 | |
ISHARES | RUS 1000 GRW ETF | 464287614 | 778 | 8,134 | SH | SOLE | N/A | 7,154 | 0 | 980 | |
ISHARES TR | COHEN&STEER REIT | 464287564 | 232 | 2,390 | SH | SOLE | N/A | 2,390 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 919 | 8,781 | SH | SOLE | N/A | 8,131 | 0 | 650 | |
MARKET VECTORS ETF TR | MKT VECTR WIDE | 57060U134 | 2,632 | 84,667 | SH | SOLE | N/A | 83,482 | 0 | 1,185 | |
MARKET VECTORS ETF TR | MKTVEC SMUNETF | 57060U803 | 248 | 14,100 | SH | SOLE | N/A | 14,100 | 0 | 0 | |
MCDONALDS CORP | COM | 580135101 | 217 | 2,314 | SH | SOLE | N/A | 2,214 | 0 | 100 | |
MEDTRONIC INC | COM | 585055106 | 333 | 4,611 | SH | SOLE | N/A | 1,411 | 0 | 3,200 | |
MICROSOFT CORP | COM | 594918104 | 281 | 6,034 | SH | SOLE | N/A | 4,550 | 0 | 1,484 | |
NUVEEN ENERGY MLP TOTL RTRNF | COM | 67074U103 | 373 | 18,341 | SH | SOLE | N/A | 18,341 | 0 | 0 | |
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 2,687 | 26,640 | SH | SOLE | N/A | 25,460 | 0 | 1,180 | |
POWERSHARES DB CMDTY IDX TRA | UNIT BEN INT | 73935S105 | 1,297 | 70,273 | SH | SOLE | N/A | 69,501 | 0 | 772 | |
POWERSHARES ETF TRUST | FINL PFD PTFL | 73935X229 | 233 | 12,750 | SH | SOLE | N/A | 9,250 | 0 | 3,500 | |
POWERSHARES ETF TRUST | DYN PHRMA PORT | 73935X799 | 597 | 8,972 | SH | SOLE | N/A | 8,972 | 0 | 0 | |
POWERSHARES ETF TRUST | DYNA BUYBK ACH | 73935X286 | 3,643 | 75,810 | SH | SOLE | N/A | 74,367 | 0 | 1,443 | |
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 336 | 13,946 | SH | SOLE | N/A | 13,946 | 0 | 0 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 631100104 | 211 | 2,040 | SH | SOLE | N/A | 1,740 | 0 | 300 | |
PROCTER & GAMBLE CO | COM | 742718109 | 619 | 6,787 | SH | SOLE | N/A | 6,087 | 0 | 700 | |
RYDEX ETF TRUST | GUG S&P MC400 PG | 78355W601 | 495 | 4,060 | SH | SOLE | N/A | 4,060 | 0 | 0 | |
RYDEX ETF TRUST | GUG S&P500 EWCON | 78355W874 | 2,631 | 25,173 | SH | SOLE | N/A | 23,844 | 0 | 1,329 | |
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 1,439 | 17,970 | SH | SOLE | N/A | 17,586 | 0 | 384 | |
RYDEX ETF TRUST | GUG S&P500EQWTHC | 78355W841 | 2,096 | 14,696 | SH | SOLE | N/A | 13,618 | 0 | 1,078 | |
RYDEX ETF TRUST | GUG S&P500EQWTTE | 78355W817 | 432 | 4,750 | SH | SOLE | N/A | 4,257 | 0 | 493 | |
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 3,294 | 59,760 | SH | SOLE | N/A | 56,110 | 0 | 3,650 | |
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 375 | 7,518 | SH | SOLE | N/A | 7,518 | 0 | 0 | |
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 584 | 24,429 | SH | SOLE | N/A | 22,847 | 0 | 1,582 | |
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 3,386 | 117,103 | SH | SOLE | N/A | 108,014 | 0 | 9,089 | |
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 1,553 | 38,153 | SH | SOLE | N/A | 37,554 | 0 | 599 | |
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 669 | 15,160 | SH | SOLE | N/A | 15,160 | 0 | 0 | |
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 1,507 | 30,704 | SH | SOLE | N/A | 23,093 | 0 | 7,611 | |
SPDR SER TR | SHT TRM HGH YLD | 78468R408 | 1,520 | 52,573 | SH | SOLE | N/A | 41,518 | 0 | 11,055 | |
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 679 | 17,579 | SH | SOLE | N/A | 14,147 | 0 | 3,432 | |
STARBUCKS CORP | COM | 855244109 | 397 | 4,838 | SH | SOLE | N/A | 4,738 | 0 | 100 | |
TARGET CORP | COM | 87612E106 | 841 | 11,078 | SH | SOLE | N/A | 9,603 | 0 | 1,475 | |
TEKLA HEALTHCARE INVS | SH BEN INT | 87911J103 | 249 | 7,888 | SH | SOLE | N/A | 7,888 | 0 | 0 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 228 | 2,045 | SH | SOLE | N/A | 1,745 | 0 | 300 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 212 | 2,094 | SH | SOLE | N/A | 2,094 | 0 | 0 | |
VANGUARD BD INDEX FD INC | SHOERT TRM BOND | 921937827 | 2,828 | 35,367 | SH | SOLE | N/A | 32,387 | 0 | 2,980 | |
VANGUARD INDEX FDS | REIT ETF | 922908553 | 3,819 | 47,140 | SH | SOLE | N/A | 45,304 | 0 | 1,836 | |
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 587 | 10,956 | SH | SOLE | N/A | 9,326 | 0 | 1,630 | |
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 299 | 4,960 | SH | SOLE | N/A | 4,800 | 0 | 160 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 2,609 | 65,174 | SH | SOLE | N/A | 60,763 | 0 | 4,411 | |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 1,758 | 22,075 | SH | SOLE | N/A | 19,066 | 0 | 3,009 | |
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 4,855 | 59,808 | SH | SOLE | N/A | 55,852 | 0 | 3,956 | |
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 1,276 | 33,668 | SH | SOLE | N/A | 29,440 | 0 | 4,228 | |
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 409 | 5,944 | SH | SOLE | N/A | 5,944 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 482 | 10,283 | SH | SOLE | N/A | 8,983 | 0 | 1,300 | |
VISA INC | COM CL A | 92826C839 | 424 | 1,615 | SH | SOLE | N/A | 1,400 | 0 | 215 | |
WILLIAMS COS INC DEL | COM | 969457100 | 389 | 8,650 | SH | SOLE | N/A | 8,350 | 0 | 300 | |
WISDOMTREE TR | EMERG MKTS ETF | 97717W315 | 572 | 13,551 | SH | SOLE | N/A | 12,728 | 0 | 823 | |
WISDOMTREE TR | DIV EX-FINL FD | 97717W406 | 3,006 | 39,182 | SH | SOLE | N/A | 37,636 | 0 | 1,546 | |
XCEL ENERGY INC | COM | 98389B100 | 457 | 12,708 | SH | SOLE | N/A | 12,708 | 0 | 0 |