The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES | S&P 500 GRWT ETF | 464287309 | 11,229 | 92,295 | SH | SOLE | N/A | 87,207 | 0 | 5,088 | |
ISHARES | S&P 500 VAL ETF | 464287408 | 11,019 | 116,035 | SH | SOLE | N/A | 109,517 | 0 | 6,518 | |
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 5,706 | 67,984 | SH | SOLE | N/A | 64,315 | 0 | 3,669 | |
ISHARES | SP SMCP600VL ETF | 464287879 | 4,269 | 34,199 | SH | SOLE | N/A | 31,364 | 0 | 2,835 | |
VANGUARD INDEX FDS | REIT ETF | 922908553 | 4,255 | 49,046 | SH | SOLE | N/A | 47,053 | 0 | 1,993 | |
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 4,200 | 72,968 | SH | SOLE | N/A | 67,976 | 0 | 4,992 | |
POWERSHARES ETF TRUST | DYNA BUYBK ACH | 73935X286 | 3,689 | 77,761 | SH | SOLE | N/A | 75,635 | 0 | 2,126 | |
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 3,665 | 127,277 | SH | SOLE | N/A | 126,458 | 0 | 819 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 84670702 | 3,405 | 23,566 | SH | SOLE | N/A | 22,597 | 0 | 969 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 3,225 | 85,690 | SH | SOLE | N/A | 80,753 | 0 | 4,937 | |
ISHARES | CORE S&P MCP ETF | 464287507 | 3,121 | 20,169 | SH | SOLE | N/A | 19,927 | 0 | 242 | |
ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | 3,048 | 73,298 | SH | SOLE | N/A | 72,944 | 0 | 354 | |
RYDEX ETF TRUST | GUG S&P500 EWCON | 78355W874 | 2,956 | 24,148 | SH | SOLE | N/A | 22,700 | 0 | 1,448 | |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 2,736 | 33,962 | SH | SOLE | N/A | 31,657 | 0 | 2,305 | |
WISDOMTREE TR | DIV EX-FINL FD | 97717W406 | 2,725 | 34,672 | SH | SOLE | N/A | 34,206 | 0 | 466 | |
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 2,631 | 60,453 | SH | SOLE | N/A | 55,907 | 0 | 4,546 | |
ISHARES | RUS MID-CAP ETF | 464287499 | 2,629 | 15,077 | SH | SOLE | N/A | 13,675 | 0 | 1,402 | |
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 2,597 | 51,732 | SH | SOLE | N/A | 51,497 | 0 | 235 | |
C H ROBINSON WORLDWIDE INC | COM NEW | 12541W209 | 2,485 | 35,257 | SH | SOLE | N/A | 35,257 | 0 | 0 | |
VANGUARD BD INDEX FD INC | SHOERT TRM BOND | 921937827 | 2,404 | 29,741 | SH | SOLE | N/A | 29,341 | 0 | 400 | |
ISHARES | RUSSELL 3000 ETF | 464287689 | 2,174 | 16,956 | SH | SOLE | N/A | 16,956 | 0 | 0 | |
APPLE INC | COM | 37833100 | 2,167 | 19,165 | SH | SOLE | N/A | 18,564 | 0 | 601 | |
VANGUARD BD INDEX FD INC | INTERMED TERM | 921937819 | 2,156 | 24,592 | SH | SOLE | N/A | 24,291 | 0 | 301 | |
ALPS ETF TR | INTL SEC DV DOG | 00162Q718 | 2,128 | 87,888 | SH | SOLE | N/A | 86,622 | 0 | 1,266 | |
RYDEX ETF TRUST | GUG S&P500EQWTHC | 78355W841 | 2,032 | 13,057 | SH | SOLE | N/A | 12,298 | 0 | 759 | |
MARKET VECTORS ETF TR | MKT VECTR WIDE | 57060U134 | 1,989 | 58,389 | SH | SOLE | N/A | 58,389 | 0 | 0 | |
3M Co | COM | 88579Y101 | 1,772 | 10,053 | SH | SOLE | N/A | 10,053 | 0 | 0 | |
SPDR INDEX SHS FDS | GLB NAT RESRCE | 78463X541 | 1,753 | 44,789 | SH | SOLE | N/A | 41,840 | 0 | 2,949 | |
SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 808524755 | 1,694 | 67,157 | SH | SOLE | N/A | 67,157 | 0 | 0 | |
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 1,688 | 32,688 | SH | SOLE | N/A | 23,647 | 0 | 9,041 | |
POWERSHARES DB CMDTY IDX TRA | UNIT BEN INT | 73935S105 | 1,572 | 104,683 | SH | SOLE | N/A | 103,880 | 0 | 803 | |
ISHARES TR | CORE MSCI EAFE | 46432F842 | 1,450 | 26,293 | SH | SOLE | N/A | 23,982 | 0 | 2,311 | |
ISHARES | RUS 1000 VAL ETF | 464287598 | 1,425 | 13,489 | SH | SOLE | N/A | 12,172 | 0 | 1,317 | |
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 1,417 | 25,218 | SH | SOLE | N/A | 22,708 | 0 | 2,510 | |
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 1,372 | 16,413 | SH | SOLE | N/A | 16,280 | 0 | 133 | |
ISHARES | U.S. PHARMA ETF | 464288836 | 1,360 | 9,100 | SH | SOLE | N/A | 8,497 | 0 | 603 | |
ISHARES | CORE S&P TTL STK | 464287150 | 1,310 | 26,436 | SH | SOLE | N/A | 25,248 | 0 | 1,188 | |
ISHARES | EAFE SML CP ETF | 464288273 | 1,280 | 24,410 | SH | SOLE | N/A | 22,280 | 0 | 2,130 | |
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 1,278 | 22,800 | SH | SOLE | N/A | 21,227 | 0 | 1,573 | |
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 1,174 | 31,361 | SH | SOLE | N/A | 28,703 | 0 | 2,658 | |
ISHARES | RUS 1000 GRW ETF | 464287614 | 978 | 9,379 | SH | SOLE | N/A | 8,513 | 0 | 866 | |
HOME DEPOT INC | COM | 437076102 | 882 | 6,850 | SH | SOLE | N/A | 6,850 | 0 | 0 | |
CAMBRIA ETF TR | SHSHLD YIELD ETF | 132061201 | 880 | 29,272 | SH | SOLE | N/A | 27,252 | 0 | 2,020 | |
INTEL CORP | COM | 458140100 | 831 | 22,011 | SH | SOLE | N/A | 22,011 | 0 | 0 | |
TARGET CORP | COM | 87612E106 | 813 | 11,832 | SH | SOLE | N/A | 11,791 | 0 | 41 | |
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 786 | 17,243 | SH | SOLE | N/A | 17,243 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 775 | 6,557 | SH | SOLE | N/A | 6,557 | 0 | 0 | |
ISHARES | MODERT ALLOC ETF | 464289875 | 764 | 21,154 | SH | SOLE | N/A | 21,154 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 745 | 8,023 | SH | SOLE | N/A | 8,023 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 745 | 25,131 | SH | SOLE | N/A | 25,030 | 0 | 101 | |
MICROSOFT CORP | COM | 594918104 | 743 | 12,884 | SH | SOLE | N/A | 12,000 | 0 | 884 | |
MEDTRONIC INC | COM | 585055106 | 722 | 8,353 | SH | SOLE | N/A | 8,353 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 719 | 5,715 | SH | SOLE | N/A | 5,715 | 0 | 0 | |
BOEING CO | COM | 97023105 | 694 | 5,264 | SH | SOLE | N/A | 5,238 | 0 | 26 | |
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 674 | 9,341 | SH | SOLE | N/A | 9,341 | 0 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 673 | 17,090 | SH | SOLE | N/A | 15,639 | 0 | 1,451 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 670 | 12,881 | SH | SOLE | N/A | 12,804 | 0 | 77 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 670 | 4,390 | SH | SOLE | N/A | 4,390 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 666 | 6,465 | SH | SOLE | N/A | 6,465 | 0 | 0 | |
SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 | 649 | 27,312 | SH | SOLE | N/A | 18,722 | 0 | 8,590 | |
VANGUARD SCOTTSDALE FDS | SHTRM GVT BD ETF | 92206C102 | 636 | 10,388 | SH | SOLE | N/A | 10,388 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 621 | 5,322 | SH | SOLE | N/A | 5,322 | 0 | 0 | |
ISHARES | SP SMCP600GR ETF | 464287887 | 617 | 4,493 | SH | SOLE | N/A | 4,070 | 0 | 423 | |
ISHARES | CORE S&P SCP ETF | 464287804 | 611 | 4,915 | SH | SOLE | N/A | 4,869 | 0 | 46 | |
ISHARES TR | JP MOR EM MK ETF | 464288281 | 598 | 5,101 | SH | SOLE | N/A | 4,694 | 0 | 407 | |
SPDR SERIES TRUST | BRC CNV SECS ETF | 78464A359 | 587 | 12,656 | SH | SOLE | N/A | 12,126 | 0 | 530 | |
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 574 | 15,621 | SH | SOLE | N/A | 12,947 | 0 | 2,674 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 568 | 2,369 | SH | SOLE | N/A | 2,354 | 0 | 15 | |
VISA INC | COM CL A | 92826C839 | 556 | 6,721 | SH | SOLE | N/A | 6,621 | 0 | 100 | |
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 555 | 10,607 | SH | SOLE | N/A | 10,607 | 0 | 0 | |
VANECK VECTORS ETF TR | FALLEN ANGEL HG | 92189F437 | 522 | 18,039 | SH | SOLE | N/A | 18,039 | 0 | 0 | |
CVS CAREMARK CORPORATION | COM | 126650100 | 522 | 5,863 | SH | SOLE | N/A | 5,863 | 0 | 0 | |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 516 | 7,307 | SH | SOLE | N/A | 7,307 | 0 | 0 | |
RYDEX ETF TRUST | GUG S&P500EQWTTE | 78355W817 | 510 | 4,832 | SH | SOLE | N/A | 4,323 | 0 | 509 | |
CISCO SYS INC | COM | 17275R102 | 503 | 15,832 | SH | SOLE | N/A | 14,693 | 0 | 1,139 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 483 | 8,166 | SH | SOLE | N/A | 1,838 | 0 | 6,328 | |
WISDOMTREE TR | EMERG MKTS ETF | 97717W315 | 482 | 12,811 | SH | SOLE | N/A | 11,664 | 0 | 1,147 | |
XCEL ENERGY INC | COM | 98389B100 | 480 | 11,665 | SH | SOLE | N/A | 11,665 | 0 | 0 | |
POWERSHARES ETF TR II | S&P500 LOW VOL | 73937B779 | 471 | 11,337 | SH | SOLE | N/A | 11,337 | 0 | 0 | |
GENERAL DYNAMICS CORP | COM | 369550108 | 452 | 2,907 | SH | SOLE | N/A | 2,907 | 0 | 0 | |
CARDINAL HEALTH INC | COM | 14149Y108 | 445 | 5,725 | SH | SOLE | N/A | 5,725 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 430 | 10,575 | SH | SOLE | N/A | 10,473 | 0 | 102 | |
FIRST TR MID CAP CORE ALPHAD | COM SHS | 33735B108 | 429 | 8,109 | SH | SOLE | N/A | 8,109 | 0 | 0 | |
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 423 | 4,714 | SH | SOLE | N/A | 4,111 | 0 | 603 | |
ALPHABET INC | CAP STK CL C | 2079K305 | 400 | 497 | SH | SOLE | N/A | 497 | 0 | 0 | |
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 396 | 17,145 | SH | SOLE | N/A | 16,651 | 0 | 494 | |
SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 808524771 | 392 | 12,575 | SH | SOLE | N/A | 12,575 | 0 | 0 | |
DOW CHEM CO | COM | 260543103 | 391 | 7,540 | SH | SOLE | N/A | 7,540 | 0 | 0 | |
ISHARES | MSCI FRNTR100ETF | 464286145 | 389 | 15,140 | SH | SOLE | N/A | 14,607 | 0 | 533 | |
POWERSHARES ETF TRUST | DYN PHRMA PORT | 73935X799 | 381 | 6,166 | SH | SOLE | N/A | 6,166 | 0 | 0 | |
MCDONALDS CORP | COM | 580135101 | 372 | 3,222 | SH | SOLE | N/A | 3,222 | 0 | 0 | |
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 365 | 46,216 | SH | SOLE | N/A | 46,216 | 0 | 0 | |
EGA EMERGING GLOBAL SHS TR | EGSHR BYND BRC | 268461639 | 365 | 22,513 | SH | SOLE | N/A | 20,404 | 0 | 2,109 | |
GENERAL MLS INC | COM | 370334104 | 358 | 5,604 | SH | SOLE | N/A | 5,604 | 0 | 0 | |
STARBUCKS CORP | COM | 855244109 | 343 | 6,334 | SH | SOLE | N/A | 6,334 | 0 | 0 | |
CLAYMORE EXCHANGE TRD FD TR | GUGG CRP BD 2016 | 18383M555 | 329 | 14,892 | SH | SOLE | N/A | 13,526 | 0 | 1,366 | |
HCP INC | COM | 40414L109 | 326 | 8,585 | SH | SOLE | N/A | 8,585 | 0 | 0 | |
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 325 | 5,857 | SH | SOLE | N/A | 4,804 | 0 | 1,053 | |
PROCTER & GAMBLE CO | COM | 742718109 | 308 | 3,425 | SH | SOLE | N/A | 3,425 | 0 | 0 | |
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 291 | 12,507 | SH | SOLE | N/A | 12,507 | 0 | 0 | |
ALPS ETF TR | C&S GLOBL ETF | 00162Q106 | 290 | 6,438 | SH | SOLE | N/A | 5,616 | 0 | 822 | |
FIRST TR MORNINGSTAR DIV LEA | SHS | 336917109 | 284 | 10,406 | SH | SOLE | N/A | 10,406 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 281 | 4,100 | SH | SOLE | N/A | 4,100 | 0 | 0 | |
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 279 | 5,610 | SH | SOLE | N/A | 5,610 | 0 | 0 | |
POWERSHARES ETF TRUST | FINL PFD PTFL | 73935X229 | 274 | 14,350 | SH | SOLE | N/A | 14,350 | 0 | 0 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 261 | 1,196 | SH | SOLE | N/A | 1,133 | 0 | 63 | |
FACEBOOK INC | CL A | 30303M102 | 256 | 1,991 | SH | SOLE | N/A | 1,991 | 0 | 0 | |
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 253 | 5,926 | SH | SOLE | N/A | 2,887 | 0 | 3,039 | |
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 247 | 340 | SH | SOLE | N/A | 340 | 0 | 0 | |
NUVEEN QUALITY PFD INCOME FD | COM | 67072C105 | 243 | 25,259 | SH | SOLE | N/A | 24,259 | 0 | 1,000 | |
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 240 | 3,936 | SH | SOLE | N/A | 3,936 | 0 | 0 | |
SOUTHWEST AIRLS CO | COM | 844741108 | 234 | 6,000 | SH | SOLE | N/A | 6,000 | 0 | 0 | |
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 231 | 7,335 | SH | SOLE | N/A | 7,335 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 230 | 1,642 | SH | SOLE | N/A | 1,642 | 0 | 0 | |
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 226 | 2,266 | SH | SOLE | N/A | 2,266 | 0 | 0 | |
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 223 | 1,985 | SH | SOLE | N/A | 1,710 | 0 | 275 | |
CELGENE CORP | COM | 151020104 | 213 | 2,034 | SH | SOLE | N/A | 2,034 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 209 | 268 | SH | SOLE | N/A | 268 | 0 | 0 | |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 209 | 2,047 | SH | SOLE | N/A | 2,047 | 0 | 0 | |
CLAYMORE EXCHANGE TRD FD TR | GUG BLT2016 HY | 18383M415 | 203 | 7,845 | SH | SOLE | N/A | 7,845 | 0 | 0 | |
FIRST TR EXCHANGE TRADED FD | DJ INTERNT IDX | 33733E302 | 203 | 2,481 | SH | SOLE | N/A | 2,481 | 0 | 0 | |
COHEN & STEERS QUALITY RLTY | COM | 19247L106 | 141 | 10,568 | SH | SOLE | N/A | 10,568 | 0 | 0 |