The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES | S&P 500 GRWT ETF | 464287309 | 13,511 | 98,727 | SH | SOLE | N/A | 92,732 | 0 | 5,995 | |
ISHARES | S&P 500 VAL ETF | 464287408 | 13,243 | 126,169 | SH | SOLE | N/A | 118,125 | 0 | 8,044 | |
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 6,425 | 69,330 | SH | SOLE | N/A | 66,026 | 0 | 3,304 | |
ISHARES | SP SMCP600VL ETF | 464287879 | 4,858 | 34,740 | SH | SOLE | N/A | 31,773 | 0 | 2,967 | |
VANGUARD INDEX FDS | REIT ETF | 922908553 | 4,823 | 57,940 | SH | SOLE | N/A | 55,096 | 0 | 2,844 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 4,303 | 25,401 | SH | SOLE | N/A | 24,533 | 0 | 868 | |
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 4,221 | 66,039 | SH | SOLE | N/A | 60,899 | 0 | 5,140 | |
ISHARES | CORE S&P MCP ETF | 464287507 | 4,180 | 24,029 | SH | SOLE | N/A | 22,964 | 0 | 1,065 | |
SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 808524755 | 4,097 | 146,259 | SH | SOLE | N/A | 146,259 | 0 | 0 | |
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 3,694 | 116,211 | SH | SOLE | N/A | 115,374 | 0 | 837 | |
POWERSHARES ETF TRUST | DYNA BUYBK ACH | 73935X286 | 3,688 | 68,705 | SH | SOLE | N/A | 65,799 | 0 | 2,906 | |
ISHARES TR | CORE MSCI EAFE | 46432F842 | 3,525 | 57,880 | SH | SOLE | N/A | 48,910 | 0 | 8,970 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 3,493 | 85,544 | SH | SOLE | N/A | 79,289 | 0 | 6,255 | |
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 3,493 | 72,516 | SH | SOLE | N/A | 65,884 | 0 | 6,632 | |
ISHARES | RUS MID-CAP ETF | 464287499 | 2,931 | 15,252 | SH | SOLE | N/A | 13,655 | 0 | 1,597 | |
APPLE INC | COM | 037833100 | 2,876 | 19,965 | SH | SOLE | N/A | 19,186 | 0 | 779 | |
ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | 2,705 | 63,389 | SH | SOLE | N/A | 63,282 | 0 | 107 | |
MARKET VECTORS ETF TR | MKT VECTR WIDE | 57060U134 | 2,516 | 63,608 | SH | SOLE | N/A | 61,414 | 0 | 2,194 | |
ALPS ETF TR | INTL SEC DV DOG | 00162Q718 | 2,434 | 91,926 | SH | SOLE | N/A | 91,058 | 0 | 868 | |
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 2,338 | 47,497 | SH | SOLE | N/A | 46,773 | 0 | 724 | |
WISDOMTREE TR | DIV EX-FINL FD | 97717W406 | 2,284 | 27,741 | SH | SOLE | N/A | 27,264 | 0 | 477 | |
VANGUARD BD INDEX FD INC | SHOERT TRM BOND | 921937827 | 2,277 | 28,511 | SH | SOLE | N/A | 28,111 | 0 | 400 | |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 2,203 | 27,519 | SH | SOLE | N/A | 25,211 | 0 | 2,308 | |
ISHARES | RUSSELL 3000 ETF | 464287689 | 2,159 | 14,988 | SH | SOLE | N/A | 14,424 | 0 | 564 | |
RYDEX ETF TRUST | GUG S&P500 EWCON | 78355W874 | 2,157 | 17,284 | SH | SOLE | N/A | 15,819 | 0 | 1,465 | |
VANGUARD BD INDEX FD INC | INTERMED TERM | 921937819 | 2,126 | 25,151 | SH | SOLE | N/A | 24,843 | 0 | 308 | |
C H ROBINSON WORLDWIDE INC | COM NEW | 12541W209 | 2,124 | 30,918 | SH | SOLE | N/A | 30,918 | 0 | 0 | |
3M Co | COM | 88579Y101 | 2,094 | 10,053 | SH | SOLE | N/A | 10,053 | 0 | 0 | |
RYDEX ETF TRUST | GUG S&P500EQWTHC | 78355W841 | 2,049 | 11,770 | SH | SOLE | N/A | 11,009 | 0 | 761 | |
SPDR INDEX SHS FDS | GLB NAT RESRCE | 78463X541 | 1,813 | 43,635 | SH | SOLE | N/A | 40,738 | 0 | 2,897 | |
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 1,747 | 42,391 | SH | SOLE | N/A | 37,352 | 0 | 5,039 | |
ISHARES | RUS 1000 VAL ETF | 464287598 | 1,580 | 13,570 | SH | SOLE | N/A | 12,123 | 0 | 1,447 | |
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 1,549 | 27,524 | SH | SOLE | N/A | 24,490 | 0 | 3,034 | |
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 1,523 | 26,356 | SH | SOLE | N/A | 20,058 | 0 | 6,298 | |
ISHARES | CORE S&P TTL STK | 464287150 | 1,510 | 27,236 | SH | SOLE | N/A | 26,032 | 0 | 1,204 | |
ISHARES | EAFE SML CP ETF | 464288273 | 1,500 | 25,921 | SH | SOLE | N/A | 23,689 | 0 | 2,232 | |
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 1,358 | 24,967 | SH | SOLE | N/A | 23,056 | 0 | 1,911 | |
POWERSHARES DB CMDTY IDX TRA | UNIT BEN INT | 73935S105 | 1,348 | 93,247 | SH | SOLE | N/A | 92,305 | 0 | 942 | |
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 1,344 | 32,524 | SH | SOLE | N/A | 29,471 | 0 | 3,053 | |
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 1,334 | 14,388 | SH | SOLE | N/A | 14,255 | 0 | 133 | |
ISHARES TR | JP MOR EM MK ETF | 464288281 | 1,294 | 11,313 | SH | SOLE | N/A | 9,972 | 0 | 1,341 | |
ISHARES | U.S. PHARMA ETF | 464288836 | 1,233 | 7,945 | SH | SOLE | N/A | 7,338 | 0 | 607 | |
ISHARES | RUS 1000 GRW ETF | 464287614 | 1,097 | 9,214 | SH | SOLE | N/A | 8,236 | 0 | 978 | |
BOEING CO | COM | 097023105 | 1,063 | 5,375 | SH | SOLE | N/A | 5,349 | 0 | 26 | |
HOME DEPOT INC | COM | 437076102 | 1,061 | 6,915 | SH | SOLE | N/A | 6,915 | 0 | 0 | |
VANECK VECTORS ETF TR | FALLEN ANGEL HG | 92189F437 | 997 | 33,631 | SH | SOLE | N/A | 33,631 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 985 | 14,279 | SH | SOLE | N/A | 13,395 | 0 | 884 | |
SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 | 948 | 35,579 | SH | SOLE | N/A | 26,846 | 0 | 8,733 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 940 | 17,491 | SH | SOLE | N/A | 16,040 | 0 | 1,451 | |
CAMBRIA ETF TR | SHSHLD YIELD ETF | 132061201 | 918 | 26,813 | SH | SOLE | N/A | 25,379 | 0 | 1,434 | |
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 916 | 7,207 | SH | SOLE | N/A | 7,207 | 0 | 0 | |
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 877 | 17,464 | SH | SOLE | N/A | 17,123 | 0 | 341 | |
JOHNSON & JOHNSON | COM | 478160104 | 845 | 6,381 | SH | SOLE | N/A | 6,381 | 0 | 0 | |
VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 | 834 | 8,153 | SH | SOLE | N/A | 8,103 | 0 | 50 | |
ISHARES | MSCI FRNTR100ETF | 464286145 | 824 | 28,817 | SH | SOLE | N/A | 26,306 | 0 | 2,511 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 816 | 7,671 | SH | SOLE | N/A | 7,671 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 804 | 23,818 | SH | SOLE | N/A | 23,818 | 0 | 0 | |
MEDTRONIC INC | COM | 585055106 | 787 | 8,861 | SH | SOLE | N/A | 8,861 | 0 | 0 | |
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 786 | 10,054 | SH | SOLE | N/A | 10,054 | 0 | 0 | |
SPDR SERIES TRUST | BRC CNV SECS ETF | 78464A359 | 761 | 15,318 | SH | SOLE | N/A | 13,740 | 0 | 1,578 | |
ISHARES | CORE S&P SCP ETF | 464287804 | 753 | 10,736 | SH | SOLE | N/A | 10,174 | 0 | 562 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 740 | 4,625 | SH | SOLE | N/A | 4,625 | 0 | 0 | |
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 709 | 12,119 | SH | SOLE | N/A | 11,810 | 0 | 309 | |
RYDEX ETF TRUST | GUG S&P500EQWTTE | 78355W817 | 702 | 5,618 | SH | SOLE | N/A | 5,106 | 0 | 512 | |
ISHARES | SP SMCP600GR ETF | 464287887 | 690 | 4,420 | SH | SOLE | N/A | 3,972 | 0 | 448 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 688 | 2,475 | SH | SOLE | N/A | 2,459 | 0 | 16 | |
HONEYWELL INTL INC | COM | 438516106 | 687 | 5,152 | SH | SOLE | N/A | 5,152 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 676 | 6,476 | SH | SOLE | N/A | 6,476 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 651 | 6,938 | SH | SOLE | N/A | 6,838 | 0 | 100 | |
GENERAL DYNAMICS CORP | COM | 369550108 | 627 | 3,162 | SH | SOLE | N/A | 3,162 | 0 | 0 | |
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 613 | 16,455 | SH | SOLE | N/A | 13,308 | 0 | 3,147 | |
VANGUARD SCOTTSDALE FDS | SHTRM GVT BD ETF | 92206C102 | 598 | 9,828 | SH | SOLE | N/A | 9,828 | 0 | 0 | |
DOW CHEM CO | COM | 260543103 | 581 | 9,200 | SH | SOLE | N/A | 9,200 | 0 | 0 | |
SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 808524771 | 574 | 16,950 | SH | SOLE | N/A | 16,950 | 0 | 0 | |
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 573 | 6,538 | SH | SOLE | N/A | 5,394 | 0 | 1,144 | |
CISCO SYS INC | COM | 17275R102 | 568 | 18,138 | SH | SOLE | N/A | 16,999 | 0 | 1,139 | |
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 562 | 22,606 | SH | SOLE | N/A | 17,157 | 0 | 5,449 | |
CATERPILLAR INC DEL | COM | 149123101 | 560 | 5,209 | SH | SOLE | N/A | 4,988 | 0 | 221 | |
BP PLC | SPONSORED ADR | 055622104 | 556 | 16,024 | SH | SOLE | N/A | 16,024 | 0 | 0 | |
VANGUARD ADMIRAL FDS INC | SMLLCP 600 IDX | 921932828 | 552 | 4,316 | SH | SOLE | N/A | 4,208 | 0 | 108 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 549 | 2,252 | SH | SOLE | N/A | 2,147 | 0 | 105 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 547 | 8,384 | SH | SOLE | N/A | 1,887 | 0 | 6,497 | |
MCDONALDS CORP | COM | 580135101 | 524 | 3,416 | SH | SOLE | N/A | 3,416 | 0 | 0 | |
ROYAL CARIBBEAN CRUISES LTD | COM | V7780T103 | 507 | 4,640 | SH | SOLE | N/A | 4,640 | 0 | 0 | |
POWERSHARES ETF TR II | S&P500 LOW VOL | 73937B779 | 503 | 11,235 | SH | SOLE | N/A | 11,235 | 0 | 0 | |
ETF MANAGERS TR | PUREFUNDS ISE CY | 26924G201 | 503 | 16,726 | SH | SOLE | N/A | 16,526 | 0 | 200 | |
FIRST TR MORNINGSTAR DIV LEA | SHS | 336917109 | 496 | 17,603 | SH | SOLE | N/A | 17,603 | 0 | 0 | |
WISDOMTREE TR | EMERG MKTS ETF | 97717W315 | 495 | 12,066 | SH | SOLE | N/A | 11,783 | 0 | 283 | |
ALPHABET INC | CAP STK CL C | 02079K305 | 495 | 532 | SH | SOLE | N/A | 532 | 0 | 0 | |
XCEL ENERGY INC | COM | 98389B100 | 486 | 10,580 | SH | SOLE | N/A | 10,580 | 0 | 0 | |
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 483 | 54,781 | SH | SOLE | N/A | 54,781 | 0 | 0 | |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 467 | 7,313 | SH | SOLE | N/A | 7,223 | 0 | 90 | |
EXCHANGE TRADED CONCEPTS TR | ROBO GLB ETF | 301505707 | 458 | 13,358 | SH | SOLE | N/A | 13,358 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 458 | 10,242 | SH | SOLE | N/A | 10,163 | 0 | 79 | |
SOUTHWEST AIRLS CO | COM | 844741108 | 454 | 7,300 | SH | SOLE | N/A | 7,300 | 0 | 0 | |
LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | 426 | 7,178 | SH | SOLE | N/A | 7,178 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 420 | 11,127 | SH | SOLE | N/A | 11,021 | 0 | 106 | |
POWERSHARES ETF TRUST | RUSSELL 200 WTH | 73935X450 | 420 | 8,761 | SH | SOLE | N/A | 8,761 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 408 | 2,200 | SH | SOLE | N/A | 1,656 | 0 | 544 | |
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 398 | 4,858 | SH | SOLE | N/A | 4,671 | 0 | 187 | |
SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 | 390 | 11,218 | SH | SOLE | N/A | 11,218 | 0 | 0 | |
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 372 | 2,988 | SH | SOLE | N/A | 408 | 0 | 2,580 | |
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 368 | 5,808 | SH | SOLE | N/A | 4,417 | 0 | 1,391 | |
ALPS ETF TR | RIVRFRNT STR INC | 00162Q783 | 361 | 14,220 | SH | SOLE | N/A | 14,220 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 350 | 2,318 | SH | SOLE | N/A | 2,318 | 0 | 0 | |
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 349 | 7,082 | SH | SOLE | N/A | 7,082 | 0 | 0 | |
FIRST TR MID CAP CORE ALPHAD | COM SHS | 33735B108 | 345 | 5,819 | SH | SOLE | N/A | 5,607 | 0 | 212 | |
WELLS FARGO & CO NEW | COM | 949746101 | 343 | 6,185 | SH | SOLE | N/A | 3,823 | 0 | 2,362 | |
ALPS ETF TR | C&S GLOBL ETF | 00162Q106 | 341 | 7,721 | SH | SOLE | N/A | 6,826 | 0 | 895 | |
POWERSHARES ETF TRUST | FINL PFD PTFL | 73935X229 | 334 | 17,450 | SH | SOLE | N/A | 17,450 | 0 | 0 | |
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 328 | 350 | SH | SOLE | N/A | 350 | 0 | 0 | |
ISHARES TR | U.S. MED DVC ETF | 464288810 | 324 | 1,943 | SH | SOLE | N/A | 1,943 | 0 | 0 | |
POWERSHARES ETF TRUST | DYN PHRMA PORT | 73935X799 | 306 | 4,874 | SH | SOLE | N/A | 4,874 | 0 | 0 | |
NUVEEN QUALITY PFD INCOME FD | COM | 67072C105 | 302 | 29,471 | SH | SOLE | N/A | 28,523 | 0 | 948 | |
APPLIED MATLS INC | COM | 038222105 | 288 | 6,950 | SH | SOLE | N/A | 6,950 | 0 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 279 | 2,277 | SH | SOLE | N/A | 2,277 | 0 | 0 | |
PROCTER & GAMBLE CO | COM | 742718109 | 277 | 3,176 | SH | SOLE | N/A | 3,176 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 266 | 3,932 | SH | SOLE | N/A | 3,932 | 0 | 0 | |
NUVEEN FLOATING RATE INCOME | COM | 67072T108 | 266 | 22,375 | SH | SOLE | N/A | 22,375 | 0 | 0 | |
CELGENE CORP | COM | 151020104 | 265 | 2,034 | SH | SOLE | N/A | 2,034 | 0 | 0 | |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 250 | 2,051 | SH | SOLE | N/A | 2,051 | 0 | 0 | |
HCP INC | COM | 40414L109 | 246 | 7,687 | SH | SOLE | N/A | 7,687 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 246 | 270 | SH | SOLE | N/A | 270 | 0 | 0 | |
IROBOT CORP | COM | 462726100 | 242 | 2,875 | SH | SOLE | N/A | 2,875 | 0 | 0 | |
FIRST TR EXCHANGE TRADED FD | DJ INTERNT IDX | 33733E302 | 241 | 2,534 | SH | SOLE | N/A | 2,395 | 0 | 139 | |
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 230 | 2,266 | SH | SOLE | N/A | 2,266 | 0 | 0 | |
BGC PARTNERS INC | CL A | 05541T101 | 227 | 17,921 | SH | SOLE | N/A | 17,921 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 226 | 9,310 | SH | SOLE | N/A | 9,310 | 0 | 0 | |
FIRST TR EXCHANGE TRADED FD | MULTI ASSET DI | 33738R100 | 223 | 11,535 | SH | SOLE | N/A | 370 | 0 | 11,165 | |
POWERSHARES ACT MANG COMM FD | OPT YLD DIV | 73937V106 | 221 | 13,948 | SH | SOLE | N/A | 13,948 | 0 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 217 | 2,500 | SH | SOLE | N/A | 2,500 | 0 | 0 | |
ULTA BEAUTY INC | COM | 90384S303 | 216 | 750 | SH | SOLE | N/A | 750 | 0 | 0 | |
GENERAL MLS INC | COM | 370334104 | 214 | 3,861 | SH | SOLE | N/A | 3,861 | 0 | 0 | |
IDEXX LABS INC | COM | 45168D104 | 210 | 1,300 | SH | SOLE | N/A | 1,300 | 0 | 0 | |
UNILEVER N V | N Y SHS NEW | 904784709 | 207 | 3,734 | SH | SOLE | N/A | 3,734 | 0 | 0 | |
POWERSHARES ETF TR II | S&P400 LOVL PT | 73937B647 | 204 | 4,700 | SH | SOLE | N/A | 4,700 | 0 | 0 | |
COHEN & STEERS QUALITY RLTY | COM | 19247L106 | 143 | 11,322 | SH | SOLE | N/A | 11,322 | 0 | 0 |