The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES | S&P 500 GRWT ETF | 464287309 | 14,276 | 99,540 | SH | SOLE | N/A | 93,531 | 0 | 6,009 | |
ISHARES | S&P 500 VAL ETF | 464287408 | 13,757 | 127,485 | SH | SOLE | N/A | 119,412 | 0 | 8,073 | |
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 6,553 | 69,125 | SH | SOLE | N/A | 65,111 | 0 | 4,014 | |
ISHARES | SP SMCP600VL ETF | 464287879 | 5,407 | 36,456 | SH | SOLE | N/A | 33,540 | 0 | 2,916 | |
VANGUARD INDEX FDS | REIT ETF | 922908553 | 5,070 | 61,010 | SH | SOLE | N/A | 57,938 | 0 | 3,072 | |
SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 808524755 | 4,649 | 155,638 | SH | SOLE | N/A | 155,638 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 4,642 | 25,318 | SH | SOLE | N/A | 24,450 | 0 | 868 | |
ISHARES | CORE S&P MCP ETF | 464287507 | 4,401 | 24,599 | SH | SOLE | N/A | 23,530 | 0 | 1,069 | |
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 4,305 | 63,893 | SH | SOLE | N/A | 57,752 | 0 | 6,141 | |
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 3,958 | 118,239 | SH | SOLE | N/A | 114,272 | 0 | 3,967 | |
ISHARES TR | CORE MSCI EAFE | 46432F842 | 3,755 | 58,507 | SH | SOLE | N/A | 49,537 | 0 | 8,970 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 3,730 | 85,604 | SH | SOLE | N/A | 79,160 | 0 | 6,444 | |
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 3,568 | 71,199 | SH | SOLE | N/A | 64,563 | 0 | 6,636 | |
POWERSHARES ETF TRUST | DYNA BUYBK ACH | 73935X286 | 3,459 | 62,201 | SH | SOLE | N/A | 57,680 | 0 | 4,521 | |
ISHARES | RUS MID-CAP ETF | 464287499 | 3,233 | 16,395 | SH | SOLE | N/A | 14,935 | 0 | 1,460 | |
APPLE INC | COM | 037833100 | 3,041 | 19,729 | SH | SOLE | N/A | 18,949 | 0 | 780 | |
MARKET VECTORS ETF TR | MKT VECTR WIDE | 57060U134 | 2,799 | 69,376 | SH | SOLE | N/A | 67,182 | 0 | 2,194 | |
ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | 2,598 | 58,942 | SH | SOLE | N/A | 58,715 | 0 | 227 | |
ALPS ETF TR | INTL SEC DV DOG | 00162Q718 | 2,559 | 91,794 | SH | SOLE | N/A | 90,787 | 0 | 1,007 | |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 2,343 | 29,233 | SH | SOLE | N/A | 26,925 | 0 | 2,308 | |
C H ROBINSON WORLDWIDE INC | COM NEW | 12541W209 | 2,343 | 30,781 | SH | SOLE | N/A | 30,781 | 0 | 0 | |
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 2,341 | 47,497 | SH | SOLE | N/A | 46,773 | 0 | 724 | |
ISHARES | RUSSELL 3000 ETF | 464287689 | 2,314 | 15,494 | SH | SOLE | N/A | 14,926 | 0 | 568 | |
WISDOMTREE TR | DIV EX-FINL FD | 97717W406 | 2,296 | 27,218 | SH | SOLE | N/A | 26,521 | 0 | 697 | |
3M Co | COM | 88579Y101 | 2,195 | 10,457 | SH | SOLE | N/A | 10,457 | 0 | 0 | |
VANGUARD BD INDEX FD INC | SHOERT TRM BOND | 921937827 | 2,098 | 26,279 | SH | SOLE | N/A | 25,879 | 0 | 400 | |
SPDR INDEX SHS FDS | GLB NAT RESRCE | 78463X541 | 2,036 | 44,275 | SH | SOLE | N/A | 41,341 | 0 | 2,934 | |
VANGUARD BD INDEX FD INC | INTERMED TERM | 921937819 | 2,026 | 23,919 | SH | SOLE | N/A | 23,609 | 0 | 310 | |
RYDEX ETF TRUST | GUG S&P500EQWTHC | 78355W841 | 2,011 | 11,474 | SH | SOLE | N/A | 10,712 | 0 | 762 | |
RYDEX ETF TRUST | GUG S&P500 EWCON | 78355W874 | 1,906 | 15,550 | SH | SOLE | N/A | 14,156 | 0 | 1,394 | |
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 1,803 | 43,814 | SH | SOLE | N/A | 38,155 | 0 | 5,659 | |
ISHARES | RUS 1000 VAL ETF | 464287598 | 1,688 | 14,236 | SH | SOLE | N/A | 12,922 | 0 | 1,314 | |
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 1,676 | 28,198 | SH | SOLE | N/A | 25,110 | 0 | 3,088 | |
ISHARES | EAFE SML CP ETF | 464288273 | 1,672 | 26,964 | SH | SOLE | N/A | 24,716 | 0 | 2,248 | |
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 1,588 | 26,443 | SH | SOLE | N/A | 20,120 | 0 | 6,323 | |
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 1,537 | 35,394 | SH | SOLE | N/A | 32,307 | 0 | 3,087 | |
ISHARES | CORE S&P TTL STK | 464287150 | 1,537 | 26,660 | SH | SOLE | N/A | 25,450 | 0 | 1,210 | |
POWERSHARES DB CMDTY IDX TRA | UNIT BEN INT | 73935S105 | 1,519 | 98,612 | SH | SOLE | N/A | 97,670 | 0 | 942 | |
ISHARES TR | JP MOR EM MK ETF | 464288281 | 1,455 | 12,490 | SH | SOLE | N/A | 11,264 | 0 | 1,226 | |
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 1,398 | 25,596 | SH | SOLE | N/A | 23,910 | 0 | 1,686 | |
BOEING CO | COM | 097023105 | 1,397 | 5,495 | SH | SOLE | N/A | 5,469 | 0 | 26 | |
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 1,309 | 13,692 | SH | SOLE | N/A | 13,559 | 0 | 133 | |
ISHARES | U.S. PHARMA ETF | 464288836 | 1,221 | 7,807 | SH | SOLE | N/A | 7,196 | 0 | 611 | |
MICROSOFT CORP | COM | 594918104 | 1,168 | 15,677 | SH | SOLE | N/A | 14,793 | 0 | 884 | |
ISHARES | RUS 1000 GRW ETF | 464287614 | 1,158 | 9,255 | SH | SOLE | N/A | 8,382 | 0 | 873 | |
HOME DEPOT INC | COM | 437076102 | 1,129 | 6,902 | SH | SOLE | N/A | 6,867 | 0 | 35 | |
VANECK VECTORS ETF TR | FALLEN ANGEL HG | 92189F437 | 1,023 | 33,720 | SH | SOLE | N/A | 33,720 | 0 | 0 | |
SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 | 1,009 | 35,205 | SH | SOLE | N/A | 26,472 | 0 | 8,733 | |
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 960 | 7,225 | SH | SOLE | N/A | 7,225 | 0 | 0 | |
CAMBRIA ETF TR | SHSHLD YIELD ETF | 132061201 | 954 | 26,859 | SH | SOLE | N/A | 25,421 | 0 | 1,438 | |
CATERPILLAR INC DEL | COM | 149123101 | 918 | 7,357 | SH | SOLE | N/A | 7,084 | 0 | 273 | |
INTEL CORP | COM | 458140100 | 917 | 24,072 | SH | SOLE | N/A | 24,072 | 0 | 0 | |
ISHARES | MSCI FRNTR100ETF | 464286145 | 908 | 28,965 | SH | SOLE | N/A | 26,707 | 0 | 2,258 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 881 | 18,257 | SH | SOLE | N/A | 16,806 | 0 | 1,451 | |
CHEVRON CORP NEW | COM | 166764100 | 873 | 7,430 | SH | SOLE | N/A | 7,430 | 0 | 0 | |
ISHARES | CORE S&P SCP ETF | 464287804 | 843 | 11,346 | SH | SOLE | N/A | 10,783 | 0 | 563 | |
VISA INC | COM CL A | 92826C839 | 825 | 7,838 | SH | SOLE | N/A | 7,738 | 0 | 100 | |
JOHNSON & JOHNSON | COM | 478160104 | 822 | 6,321 | SH | SOLE | N/A | 6,321 | 0 | 0 | |
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 816 | 10,058 | SH | SOLE | N/A | 10,058 | 0 | 0 | |
VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 | 816 | 7,610 | SH | SOLE | N/A | 7,560 | 0 | 50 | |
ISHARES | SP SMCP600GR ETF | 464287887 | 812 | 4,935 | SH | SOLE | N/A | 4,493 | 0 | 442 | |
HONEYWELL INTL INC | COM | 438516106 | 812 | 5,727 | SH | SOLE | N/A | 5,727 | 0 | 0 | |
SPDR SERIES TRUST | BRC CNV SECS ETF | 78464A359 | 794 | 15,535 | SH | SOLE | N/A | 13,957 | 0 | 1,578 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 777 | 2,502 | SH | SOLE | N/A | 2,486 | 0 | 16 | |
BP PLC | SPONSORED ADR | 055622104 | 756 | 19,655 | SH | SOLE | N/A | 19,505 | 0 | 150 | |
RYDEX ETF TRUST | GUG S&P500EQWTTE | 78355W817 | 750 | 5,551 | SH | SOLE | N/A | 5,039 | 0 | 512 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 744 | 4,525 | SH | SOLE | N/A | 4,525 | 0 | 0 | |
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 717 | 13,835 | SH | SOLE | N/A | 13,492 | 0 | 343 | |
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 710 | 19,001 | SH | SOLE | N/A | 16,028 | 0 | 2,973 | |
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 697 | 11,429 | SH | SOLE | N/A | 11,119 | 0 | 310 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 690 | 2,727 | SH | SOLE | N/A | 2,621 | 0 | 106 | |
DOWDUPONT INC | COM | 26078J100 | 658 | 9,503 | SH | SOLE | N/A | 9,503 | 0 | 0 | |
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 649 | 7,367 | SH | SOLE | N/A | 6,321 | 0 | 1,046 | |
CISCO SYS INC | COM | 17275R102 | 648 | 19,240 | SH | SOLE | N/A | 18,101 | 0 | 1,139 | |
GENERAL DYNAMICS CORP | COM | 369550108 | 640 | 3,112 | SH | SOLE | N/A | 3,112 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 629 | 6,378 | SH | SOLE | N/A | 6,378 | 0 | 0 | |
SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 808524771 | 612 | 17,405 | SH | SOLE | N/A | 17,405 | 0 | 0 | |
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 611 | 22,702 | SH | SOLE | N/A | 17,253 | 0 | 5,449 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 575 | 8,384 | SH | SOLE | N/A | 1,887 | 0 | 6,497 | |
EXCHANGE TRADED CONCEPTS TR | ROBO GLB ETF | 301505707 | 556 | 14,358 | SH | SOLE | N/A | 14,358 | 0 | 0 | |
MCDONALDS CORP | COM | 580135101 | 551 | 3,517 | SH | SOLE | N/A | 3,517 | 0 | 0 | |
ROYAL CARIBBEAN CRUISES LTD | COM | V7780T103 | 551 | 4,640 | SH | SOLE | N/A | 4,640 | 0 | 0 | |
VANGUARD ADMIRAL FDS INC | SMLLCP 600 IDX | 921932828 | 538 | 3,962 | SH | SOLE | N/A | 3,854 | 0 | 108 | |
ETF MANAGERS TR | PUREFUNDS ISE CY | 26924G201 | 531 | 17,626 | SH | SOLE | N/A | 17,426 | 0 | 200 | |
FIRST TR MORNINGSTAR DIV LEA | SHS | 336917109 | 522 | 17,961 | SH | SOLE | N/A | 17,961 | 0 | 0 | |
POWERSHARES ETF TR II | S&P500 LOW VOL | 73937B779 | 515 | 11,241 | SH | SOLE | N/A | 11,241 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 513 | 10,352 | SH | SOLE | N/A | 10,272 | 0 | 80 | |
ALPHABET INC | CAP STK CL C | 02079K305 | 509 | 522 | SH | SOLE | N/A | 522 | 0 | 0 | |
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 497 | 54,781 | SH | SOLE | N/A | 54,781 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 494 | 12,599 | SH | SOLE | N/A | 12,491 | 0 | 108 | |
XCEL ENERGY INC | COM | 98389B100 | 494 | 10,422 | SH | SOLE | N/A | 10,422 | 0 | 0 | |
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 472 | 7,135 | SH | SOLE | N/A | 5,740 | 0 | 1,395 | |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 464 | 7,313 | SH | SOLE | N/A | 7,223 | 0 | 90 | |
SOUTHWEST AIRLS CO | COM | 844741108 | 451 | 8,050 | SH | SOLE | N/A | 8,050 | 0 | 0 | |
NUVEEN QUALITY PFD INCOME FD | COM | 67072C105 | 438 | 41,991 | SH | SOLE | N/A | 41,043 | 0 | 948 | |
SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 | 437 | 12,023 | SH | SOLE | N/A | 12,023 | 0 | 0 | |
MEDTRONIC INC | COM | 585055106 | 435 | 5,589 | SH | SOLE | N/A | 5,589 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 397 | 2,318 | SH | SOLE | N/A | 2,318 | 0 | 0 | |
POWERSHARES ETF TRUST | RUSSELL 200 WTH | 73935X450 | 391 | 7,809 | SH | SOLE | N/A | 7,809 | 0 | 0 | |
POWERSHARES ETF TRUST | FINL PFD PTFL | 73935X229 | 388 | 20,450 | SH | SOLE | N/A | 20,450 | 0 | 0 | |
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 388 | 2,990 | SH | SOLE | N/A | 410 | 0 | 2,580 | |
WELLS FARGO & CO NEW | COM | 949746101 | 385 | 6,972 | SH | SOLE | N/A | 4,592 | 0 | 2,380 | |
LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | 383 | 7,178 | SH | SOLE | N/A | 7,178 | 0 | 0 | |
ALPS ETF TR | RIVRFRNT STR INC | 00162Q783 | 382 | 15,010 | SH | SOLE | N/A | 15,010 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 379 | 1,933 | SH | SOLE | N/A | 1,609 | 0 | 324 | |
ALPS ETF TR | C&S GLOBL ETF | 00162Q106 | 369 | 8,333 | SH | SOLE | N/A | 7,118 | 0 | 1,215 | |
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 367 | 350 | SH | SOLE | N/A | 350 | 0 | 0 | |
FIRST TR MID CAP CORE ALPHAD | COM SHS | 33735B108 | 358 | 5,779 | SH | SOLE | N/A | 5,566 | 0 | 213 | |
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 344 | 4,192 | SH | SOLE | N/A | 4,005 | 0 | 187 | |
APPLIED MATLS INC | COM | 038222105 | 329 | 6,300 | SH | SOLE | N/A | 6,300 | 0 | 0 | |
NUVEEN FLOATING RATE INCOME | COM | 67072T108 | 315 | 26,900 | SH | SOLE | N/A | 26,900 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 311 | 4,388 | SH | SOLE | N/A | 4,388 | 0 | 0 | |
CELGENE CORP | COM | 151020104 | 297 | 2,034 | SH | SOLE | N/A | 2,034 | 0 | 0 | |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 290 | 2,052 | SH | SOLE | N/A | 2,052 | 0 | 0 | |
PROCTER & GAMBLE CO | COM | 742718109 | 282 | 3,100 | SH | SOLE | N/A | 3,100 | 0 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 265 | 2,277 | SH | SOLE | N/A | 2,277 | 0 | 0 | |
BGC PARTNERS INC | CL A | 05541T101 | 263 | 18,173 | SH | SOLE | N/A | 18,173 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 260 | 270 | SH | SOLE | N/A | 270 | 0 | 0 | |
FIRST TR EXCHANGE TRADED FD | DJ INTERNT IDX | 33733E302 | 256 | 2,496 | SH | SOLE | N/A | 2,357 | 0 | 139 | |
POWERSHARES ACT MANG COMM FD | OPT YLD DIV | 73937V106 | 252 | 14,939 | SH | SOLE | N/A | 14,939 | 0 | 0 | |
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 251 | 5,060 | SH | SOLE | N/A | 5,060 | 0 | 0 | |
POWERSHARES ETF TRUST | DYN PHRMA PORT | 73935X799 | 241 | 3,679 | SH | SOLE | N/A | 3,679 | 0 | 0 | |
ISHARES TR | NASDAQ BIOTECH | 464287556 | 239 | 716 | SH | SOLE | N/A | 716 | 0 | 0 | |
ISHARES TR | U.S. MED DVC ETF | 464288810 | 238 | 1,423 | SH | SOLE | N/A | 1,423 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 236 | 9,311 | SH | SOLE | N/A | 9,311 | 0 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 234 | 2,500 | SH | SOLE | N/A | 2,500 | 0 | 0 | |
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 231 | 2,266 | SH | SOLE | N/A | 2,266 | 0 | 0 | |
TARGET CORP | COM | 87612E106 | 228 | 3,863 | SH | SOLE | N/A | 3,748 | 0 | 115 | |
GENERAL ELECTRIC CO | COM | 369604103 | 224 | 9,237 | SH | SOLE | N/A | 9,237 | 0 | 0 | |
FIRST TR EXCHANGE TRADED FD | MULTI ASSET DI | 33738R100 | 222 | 11,535 | SH | SOLE | N/A | 0 | 0 | 11,535 | |
VANGUARD WHITEHALL FDS INC | INTL DVD ETF | 921946810 | 221 | 3,453 | SH | SOLE | N/A | 3,453 | 0 | 0 | |
UNILEVER N V | N Y SHS NEW | 904784709 | 221 | 3,734 | SH | SOLE | N/A | 3,734 | 0 | 0 | |
POWERSHARES ETF TR II | S&P400 LOVL PT | 73937B647 | 208 | 4,735 | SH | SOLE | N/A | 4,735 | 0 | 0 | |
IDEXX LABS INC | COM | 45168D104 | 203 | 1,300 | SH | SOLE | N/A | 1,300 | 0 | 0 | |
HCP INC | COM | 40414L109 | 202 | 7,236 | SH | SOLE | N/A | 7,236 | 0 | 0 | |
GENERAL MLS INC | COM | 370334104 | 201 | 3,867 | SH | SOLE | N/A | 3,867 | 0 | 0 | |
COHEN & STEERS QUALITY RLTY | COM | 19247L106 | 145 | 11,533 | SH | SOLE | N/A | 11,533 | 0 | 0 |