The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMPLITECH GROUP INC | COM NEW | 03211Q200 | 196,289 | 104,409 | SH | SOLE | 104,409 | 0 | 0 | ||
AMTECH SYS INC | COM PAR $0.01N | 032332504 | 376,576 | 89,661 | SH | SOLE | 89,661 | 0 | 0 | ||
APPLIED DNA SCIENCES INC | COM | 03815U300 | 228,216 | 370,000 | SH | SOLE | 370,000 | 0 | 0 | ||
ARC DOCUMENT SOLUTIONS INC | COM | 00191G103 | 261,068 | 79,594 | SH | SOLE | 79,594 | 0 | 0 | ||
ARROW ELECTRS INC | COM | 042735100 | 3,667,500 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
CAESARSTONE LTD | ORD SHS | M20598104 | 848,853 | 226,966 | SH | SOLE | 226,966 | 0 | 0 | ||
COMPUTER PROGRAMS & SYS INC | COM | 205306103 | 2,688,000 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
CONDUENT INC | COM | 206787103 | 5,840,000 | 1,600,000 | SH | SOLE | 1,600,000 | 0 | 0 | ||
CPS TECHNOLOGIES CORP | COM | 12619F104 | 524,732 | 223,290 | SH | SOLE | 223,290 | 0 | 0 | ||
CVD EQUIP CORP | COM | 126601103 | 2,923,800 | 660,000 | SH | SOLE | 660,000 | 0 | 0 | ||
FORESIGHT AUTONOMOUS HLDGS L | SPONSORED ADR | 345523203 | 1,328,075 | 1,289,393 | SH | SOLE | 1,289,393 | 0 | 0 | ||
HARVARD BIOSCIENCE INC | COM | 416906105 | 11,571,478 | 2,162,893 | SH | SOLE | 2,162,893 | 0 | 0 | ||
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 1,018,800 | 60,000 | SH | Call | SOLE | 60,000 | 0 | 0 | |
IRIDEX CORP | COM | 462684101 | 1,112,760 | 396,000 | SH | SOLE | 396,000 | 0 | 0 | ||
ISHARES TR | EXPANDED TECH | 464287515 | 8,112,800 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
JUNIPER NETWORKS INC | COM | 48203R104 | 2,063,600 | 70,000 | SH | Call | SOLE | 70,000 | 0 | 0 | |
KVH INDS INC | COM | 482738101 | 457,888 | 87,051 | SH | SOLE | 87,051 | 0 | 0 | ||
LANTRONIX INC | COM NEW | 516548203 | 7,742,431 | 1,321,234 | SH | SOLE | 1,321,234 | 0 | 0 | ||
LIGHTPATH TECHNOLOGIES INC | COM CL A | 532257805 | 3,552,029 | 2,819,071 | SH | SOLE | 2,819,071 | 0 | 0 | ||
LUNA INNOVATIONS INC | COM | 550351100 | 10,771,524 | 1,619,778 | SH | SOLE | 1,619,778 | 0 | 0 | ||
METHODE ELECTRS INC | COM | 591520200 | 570,523 | 25,100 | SH | Call | SOLE | 25,100 | 0 | 0 | |
NANOSTRING TECHNOLOGIES INC | COM | 63009R109 | 718,464 | 960,000 | SH | SOLE | 960,000 | 0 | 0 | ||
ORION GROUP HLDGS INC | COM | 68628V308 | 9,163,700 | 1,855,000 | SH | SOLE | 1,855,000 | 0 | 0 | ||
PRECISION OPTICS CORP INC MA | COM NEW | 740294400 | 844,805 | 140,333 | SH | SOLE | 140,333 | 0 | 0 | ||
PROFIRE ENERGY INC | COM | 74316X101 | 690,425 | 381,450 | SH | SOLE | 381,450 | 0 | 0 | ||
SCYNEXIS INC | COM NEW | 811292200 | 1,227,392 | 550,400 | SH | SOLE | 550,400 | 0 | 0 | ||
SELECT SECTOR SPDR TR | INDL | 81369Y704 | 5,699,500 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
SMITH & WESSON BRANDS INC | COM | 831754106 | 2,712,000 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
THERMON GROUP HLDGS INC | COM | 88362T103 | 3,582,700 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
THERMON GROUP HLDGS INC | COM | 88362T103 | 569,975 | 17,500 | SH | Call | SOLE | 17,500 | 0 | 0 | |
TRANSALTA CORP | COM | 89346D107 | 2,079,638 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
TWIN DISC INC | COM | 901476101 | 12,119,725 | 749,983 | SH | SOLE | 749,983 | 0 | 0 | ||
UNIVERSAL ELECTRS INC | COM | 913483103 | 3,756,000 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
WESTPORT FUEL SYSTEMS INC | COM | 960908507 | 1,655,000 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
XTANT MED HLDGS INC | COM NEW | 98420P308 | 671,253 | 594,029 | SH | SOLE | 594,029 | 0 | 0 |